SCR CHAPTER 70
RULES OF JUDICIAL
ADMINISTRATION
JUDICIAL
COUNCIL COMMITTEE'S NOTE, 1979: The
following rules, called the rules of judicial administration, govern court
administration at the state and local level. Rules 1 to 18 and 27 to 34 were
originally adopted by the supreme court on October 30, 1978, effective
immediately. Rules 19 to 26 were originally adopted by the supreme court on
February 19, 1979, effective immediately. Rule 35 was originally adopted by the
supreme court on March 30, 1979, effective May 15, 1979. The rules were originally numbered 1 to 35 and have been
clarified and numbered SCR 70.01 to 70.34 for uniformity and convenience. Rule
35 is now SCR 70.23(3). SCR 70.15 was amended on September 4, 1979, effective
immediately.
SCR 70.01 Director; responsibility and authority.
(1)
The director of state courts shall be the chief nonjudicial officer of
the court system in the state. The director shall be hired by and serve at the
pleasure of the supreme court, under the direction of the chief justice. The
director shall have authority and responsibility for the overall management of
the unified judicial system.
(2)
The director shall have specific responsibility and authority: (a)
For all state level court personnel, including hiring, separation and salary
establishment, except the personal staffs of the supreme court justices and of
the court of appeals judges.
(b)
For the development of the budget for the court system.
(c)
For legislative liaison and public information.
(d)
For the court information system.
(e)
For judicial education.
(f)
For interdistrict judicial assignments at the circuit level.
(g)
For planning and research for the court system.
(3)
The director shall serve as advisor to the supreme court, particularly
on matters relating to improvements within the system, and shall exercise
control over fiscal affairs, space allocation and equipment.
(4)
The director of state courts may require each judge to verify and
certify vouchers for the judge, his or her reporter and any assistant reporters
and, in certifying such salaries and expenses to the department of
administration, may rely on the certifications received by the judges.
SCR 70.02 Director; personnel.
The director of state courts shall
have personnel responsibility and authority, including hiring and separating
employees and salary establishment over all state level court personnel except
the assistant to the chief justice of the supreme court and the assistant to
the chief judge of the court of appeals; law clerks, staff attorneys and
secretaries to the justices of the supreme court and judges of the court of
appeals. The chief justice and chief judge of the court of appeals shall
appoint staff attorneys for their respective courts. The justices and judges of
the court of appeals shall appoint their own law clerks and secretaries. The
director of state courts may hire assistant court reporters on a per diem basis
to report in circuit court as needed. The director of state courts shall
perform personnel functions relating to recruitment, payroll and other standard
procedures for all nonjudicial state court personnel, including those persons
not subject to the hiring and separation authority of the director.
SCR 70.03 Director; budget.
The director of state courts shall
have the responsibility and authority for development of the budget for the
court system for submission to the supreme court for final approval.
SCR 70.04 Director; information system and statistics.
The director of state courts shall
have the responsibility and authority over the court information system for the
entire court system, including the collection, compilation and utilization of
judicial statistics.
SCR 70.05 Director; public information; liaison.
The director of state courts shall
have the responsibility and authority for legislative liaison and public
information.
SCR 70.06 Director; judicial education.
The director of state courts shall
have the responsibility and authority for the general program supervision of
judicial education, including the hiring and separation of staff.
SCR 70.07 Director; staff.
The director of state courts shall
have the responsibility and authority to provide staffing and staff work for
all advisory committees to the supreme court and the chief justice. The
director of state courts shall have the responsibility and authority to develop
initiatives for planning and research for the court system.
SCR 70.08 Committee appointments.
The chief justice shall have the
authority for appointments to state level judicial committees. The director of
state courts shall provide and direct the staffing of the committees.
SCR 70.09 Office of lawyer regulation and board of bar examiners;
staff.
The office of lawyer regulation and
board of bar examiners shall be authorized to appoint their own staffs subject
to budgetary restrictions and within established court personnel policies,
utilizing administrative services, such as recruitment and payroll, of the
office of the director of state courts.
SCR 70.10 Director; assignments.
The director of state courts shall
have the responsibility and authority regarding the assignment of reserve
judges and the interdistrict assignment of active judges at the circuit court
level where necessary to the ordered and timely disposition of the business of
the court.
SCR 70.11 Personnel procedures and policies.
(1)
Nonjudicial state court employees shall be subject to a personnel
manual, developed by the director of state courts to be consistent with
pertinent state statutory requirements, which establishes basic and uniform
policies. The manual shall include
generally uniform policies for:
(a)
Vacation and other leave situations. All circuit judges are entitled to
25 working days of vacation per year.
(b)
Overtime and compensatory time.
(c)
Fringe benefits.
(d)
Promotion and position designation.
(e)
Merit or other performance awards.
(f)
Recruitment and hiring procedures.
(g)
Employee evaluations.
(h)
Salary determination and pay ranges.
(i)
An appeal procedure for personnel grievances.
(2)
A manual shall be prepared setting out uniform vacation and other leave
policies for judges.
(3)
There are staff positions in the judicial branch which are substantially
equivalent to positions in the classified service. Such employees should
receive pay, benefits and promotional opportunities comparable to employees in
the civil service.
SCR 70.12 Budget procedures and policies.
(1)
The basic components of the budget process for the judicial branch shall
include:
(a)
The judicial branch, to the extent possible, will meet the same budget
development and preparation deadlines as are required of state agencies.
(b)
The judicial branch, to the extent practicable, will submit the same
narrative portion of the budget as is required of state agencies.
(c)
There shall be an internal budget request and review procedure during
the preparation of each biennial budget which involves:
1.
A budget procedural and policy direction memorandum by the chief justice
directed to all heads of judicial agencies under the supervision of the supreme
court. This should be sent out by June 30 of every even‑numbered year.
2.
A procedure requiring justification of existing programs and positions
as well as new programs and positions.
3.
A review of all requests from all components of the judicial branch by
the director of state courts and a final decision by the director.
4.
A review by the chief justice and the supreme court of the director's
recommendation.
5.
Appeal to the supreme court of the director's decision only by the chief
judge of the court of appeals, chief judges of judicial administrative
districts and office of lawyer regulation and board of bar examiners.
6.
A system of deadlines for each step in the judicial budget preparation
process.
(2)
A process for public hearings may be established for requests for
additional courts. A process for public hearings for major new programs or
budget initiatives may be developed.
(3)
The chief justice, with the assistance of the director of state courts,
shall be responsible for the presentation of the biennial budget of the
judicial branch to the joint committee on finance.
(4)
The judicial branch shall establish a regular independent audit
procedure.
SCR 70.13 Director; court information system.
The director of state courts shall:
(1)
Define in detail the purpose and use of the information presently
gathered by the system, and identify the needs of the users of the system,
including the other branches of government.
(2)
Eliminate all information elements not essential to the purpose and use
of the system.
(3)
Establish uniform definitions and reporting procedures.
(4)
Identify the principal users of the reports and establish a regular
review procedure.
SCR 70.14 Planning and policy advisory committee.
(1)
The planning and policy advisory committee shall consist of:
(a)
The chief justice of the supreme court, or such other justice as the
supreme court may designate.
(b)
One judge of the court of appeals selected by the court of appeals.
(c)
Thirteen circuit judges, with one judge elected by the judges of each of
judicial administrative districts 2 to 4 and 6 to 10, with 2 judges elected by
the judges of judicial administrative district 5 and 3 judges elected by the
judges of judicial administrative district 1.
(d)
One municipal judge elected by the Wisconsin Municipal Judges
Association.
(e)
Two persons selected by the board of governors of the state bar.
(f)
Three nonlawyers, one of whom shall be an elected county official,
appointed by the chief justice.
(g)
A public defender appointed by the chief justice.
(h)
A court administrator appointed by the chief justice.
(i)
A prosecutor appointed by the chief justice.
(j) A clerk
of court appointed by the chief justice.
(k) One
circuit court commissioner, who shall be selected for a three-year term, the
selection to be made alternately, first by the Wisconsin Family Court
Commissioners Association, then by the Wisconsin Association of Judicial Court
Commissioners.
(2)
The chief justice, his or her designee, or such other member as the
chief justice shall appoint will act as chairperson of the planning and policy
advisory committee.
(3)
The director of state courts shall meet with and participate in the
deliberations of the committee. The director shall have full floor privileges,
including the right to be an advocate on any issue before the committee. The
director shall not be a member of the committee and shall not have a vote on
matters before the committee.
(4)
The purpose of the planning and policy advisory Committee is to advise
the supreme court and the director of state courts in the director's capacity
as planner and policy advisor for the judicial system. The committee shall also
assist the supreme court and the director in evaluating the administrative
structure of the court system, including recommending appropriate changes in
the administration and methods of operations of all the courts of the state,
the volume and condition of business in those courts, and advise on the
expeditious handling of judicial matters in the future. The planning and policy
advisory committee shall be kept fully and timely informed by the director of
state courts about all budgetary matters affecting the judiciary to allow it to
participate in the budget process.
(5)
The committee shall meet at the call of its chairperson, but shall meet
at least quarterly. The agenda shall include reports from and recommendations
by the subcommittees. Staffing for the committee shall be provided by members
of the director's staff assigned to subject matter areas under consideration by
the committee.
(6)
The planning and policy committee is authorized to create subcommittees
where appropriate and shall appoint a subcommittee to confer with the supreme
court and the director of state courts in the court's review of the budget.
(7)
The supreme court shall meet with the planning and policy advisory
committee on an annual basis for a full discussion of judicial matters of
mutual concern.
SCR 70.15 Judicial conference.
(1)
There is constituted the judicial conference of Wisconsin, which
consists of the justices of the supreme court, the judges of the court of
appeals, the judges of the circuit court, reserve judges, three municipal court
judges designated by the Wisconsin municipal judges association, one circuit
court commissioner designated by the family court commissioner association, one
circuit court commissioner designated by the judicial court commissioner
association, and one judicial representative of a non-Public Law 280 tribal
court and two judicial representatives of Public Law 280 tribal courts
designated by the Wisconsin tribal judges association.
(2)
The conference shall meet once each year in regular session and may call
any special meeting.
(3)
The chief justice shall preside at annual and special meetings of the
conference, or, in his or her absence, the senior associate justice present
shall preside, unless the agenda otherwise provides.
(4) The
judicial conference may divide into functional sections and create
subcommittees to study advised topics.
SCR 70.153 Judicial conference,
forms.
(1) The court forms that the judicial conference is required to adopt under s. 758.18, stats., shall be developed by the records management committee, an advisory committee to the director of state courts office.
(2) Under article VIII of the bylaws of the judicial conference, the judicial members of the records management committee act on behalf of the judicial conference in the adoption of court forms.
(3) Each court form shall include a notice that the form may be supplemented with additional material.
(4)(a) Upon adoption of a court form, the records management committee shall distribute or make a copy of the form available to the clerks of circuit court, the circuit court judges, the state bar of Wisconsin and other appropriate persons.
(b) Within 90 days after the
date of distribution of a standard court form adopted under s. 758.18(1),
stats., an interested person may file with the records management committee a
written objection to the mandatory use of the form, to the content of the form
or to both the use and the content.
(c) The records management
committee shall respond to the objector under par. (b) in writing within 90
days after receipt of the objection.
(d) Within 30 days after the
date on which he or she receives the written response of the records management
committee to an objection filed under par. (b), the person filing the objection
may file with the clerk of the supreme court a petition for review of the
decision of the records management committee. The supreme court may request a
response from the records management committee and establish a schedule for
submission of the matter to the supreme court for determination.
(5) Any voluntary form adopted under s. 758.18 (2), if properly
completed, shall be received for filing or other appropriate action by the
circuit court. If a clerk of circuit court distributes voluntary forms, the
clerk shall use forms adopted under s. 758.18 (2), stats., whenever they are
available for that purpose.
COMMENT
The amendments to
SCR 70.153 made pursuant to this order reflect the authority of the judicial
conference, acting at the request of the director of state courts, to adopt forms created for voluntary use by
self-represented litigants in the circuit court as provided in s. 758.18 (2),
stats.
SCR 70.155 Translation of court forms.
(1) The records management committee, working with
the director of state courts office, shall identify court forms and
instructions suitable for translation into a language other than English. Translated forms adopted by the judicial
members of the records management committee, on behalf of the judicial
conference, shall be treated as court forms adopted under s. 758.18, stats.,
and SCR 70.153.
(2) Translated forms shall
use a format that incorporates both English and the second language. Every question or statement requiring a
response, such as a check box or signature, will provide only one location in
the English portion of the form to make that response. The answers to free-text questions must be
written in English.
(3) Each translated form shall carry a notice, in
both languages, that the translated form does not replace any of the following:
(a)
The
need for an interpreter.
(b)
Any
colloquies mandated by law.
(c)
The
responsibility of court and counsel to ensure that persons with limited English
proficiency fully comprehend their rights and obligations.
(4) Use of a translated form does not supersede
the need for an interpreter for communicating with counsel, or for in-court
proceedings pursuant to s. 885.38, stats.
Interpreters may assist individuals in filling out forms to the extent
permitted by SCR 63.07.
SCR 70.16 Definitions. In SCR 70.16 to 70.34:
(1) "Administrative assistance" means assistance in trial court administration with respect to budgeting, personnel, equipment and facilities management, judicial assignments and liaison with governmental and community groups.
(4)
"District court administrator" means a person who is a state
employee and qualified to provide administrative and technical assistance as
well as to assist the chief judge in carrying out his or her duties and
responsibilities.
(5)
"Judicial administrative rule" means a supreme court rule of
general application relating to the administration and management of the state
judicial system or an order of limited effect and of particular application to
a court or to the administration of a specific portion of the judicial system.
(6)
"Local judicial administrative rule" means a rule of general
application not inconsistent with a judicial administrative rule relating to
the administration and management of a judicial administrative district,
including, but not limited to, a rule regulating record, case flow, jury,
facility or equipment management or judicial assignments, budgeting, personnel
or statistical systems.
(7)
"Person" has the meaning specified in section 990.01(26) of
the statutes.
(8)
"Technical assistance" means assistance in trial court
administration with respect to records management, caseflow management, court
reporting management, jury management, statistical analysis, computerization,
grant application, and education of support personnel.
SCR 70.17 Judicial administrative districts.
The state is divided into judicial
administrative districts for the purpose of administering the court system.
Each district includes all the circuit courts within the district. The judicial
administrative districts are as follows:
(1)
The 1st district consists of Milwaukee county.
(2)
The 2nd district consists of Kenosha, Racine and Walworth counties.
(3)
The 3rd district consists of Jefferson, Ozaukee, Washington and Waukesha
counties.
(4)
The 4th district consists of Calumet, Fond du Lac, Manitowoc, Sheboygan
and Winnebago counties.
(5)
The 5th district consists of Dane, Green, Lafayette and Rock counties.
(6)
The 6th district consists of Adams, Clark, Columbia, Dodge, Green Lake,
Juneau, Marquette, Portage, Sauk, Waushara and Wood counties.
(7)
The 7th district consists of Buffalo, Crawford, Grant, Iowa, Jackson, La
Crosse, Monroe, Pepin, Pierce, Richland, Trempealeau and Vernon counties.
(8)
The 8th district consists of Brown, Door, Kewaunee, Marinette, Oconto,
Outagamie and Waupaca counties.
(9)
The 9th district consists of Florence, Forest, Iron, Langlade, Lincoln,
Marathon, Menominee, Oneida, Price, Shawano, Taylor and Vilas counties.
(10)
The 10th district consists of Ashland, Barron, Bayfield, Burnett,
Chippewa, Douglas, Dunn, Eau Claire, Polk, Rusk, St. Croix, Sawyer and Washburn
counties.
SCR 70.18 Appointment of chief judges of judicial administrative districts;
term.
The supreme court shall appoint a
chief judge in each judicial administrative district, who shall be a circuit
judge within the district, for a term of 2 years, commencing August 1 of the
year of appointment. The supreme court shall fill vacancies as they occur. A
chief judge is subject to removal by the supreme court and may not serve more
than 3 consecutive terms. In
exceptional circumstances the supreme court, in its discretion, may extend a
chief judge's service beyond the 3 term limit.
SCR 70.19 Duties of the chief judge.
(1)
The chief judge is the administrative chief of the judicial
administrative district. The chief judge is responsible for the administration
of judicial business in circuit courts within the district, including its
personnel and fiscal management. The general responsibility of the chief judge
is to supervise and direct the administration of the district, including the
judicial business of elected, appointed and assigned circuit judges.
(2)
In carrying out administrative duties, the chief judge shall cooperate
with the director of state courts.
(3)
In the exercise of his or her general responsibility, the chief judge
has the following duties:
(a)
Assignment of judges within each judicial administrative district. The
chief judge shall establish a system for the equitable distribution and
allocation of categories of cases and case loads within the district, subject
to the approval of the supreme court.
(b)
Maintenance of a system for and effective management of case flow
through the judicial administrative district.
(c)
Where necessary, establishment of days and hours for court operation.
(d)
Appointment of court committees.
(e)
Adoption of local judicial administrative rules under SCR 70.34.
(f)
Establishment of policies and plans.
(g)
Provision for representation of the circuit court in ceremonial
functions and in its relations with other courts, other branches of government
and with the news media.
(h)
Calling and presiding over meetings of the circuit judges within the
district.
(i)
Supervision of vacation schedules, including requiring adherence to SCR
70.11(1)(a).
(j)
Coordination of attendance by judges and other court personnel at
conferences which require absence from the court during working hours. Judicial
education is not vacation. Time spent fulfilling judicial education
requirements mandated by the supreme court rules is not to be charged against
annual leave.
(k)
Supervision of court finances including financial planning, the
preparation of budgets and fiscal reporting where necessary and required.
(4)
The chief judge shall assign municipal judges as specified in SCR 70.24.
(5)
The chief judge shall, subject to the approval of the director of state
courts, adjust his or her caseload to reflect the amount of time needed for
administrative duties.
SCR 70.20 Authority of the chief judge.
The chief judge shall exercise within
the judicial administrative district the full administrative power of the
judicial branch of government subject to the administrative control of the
supreme court. The chief judge may order that his or her directives, policies
and rules be carried out. Failure to comply with an order of the chief judge
may be grounds for discipline under sections 757.81 to 757.99 of the statutes.
SCR 70.21 Additional authority of the chief judge.
The statutory responsibility and
authority of the chief judge includes, but is not limited to, that specified in
the following sections of the statutes:
(1)
Section 9.01(6)(b): appointment of judge in recount appeal. (2)
Section 48.035: proration of Shawano county juvenile jurisdiction for
Menominee county.
(3)
Section 48.04: approval of appointment of clerk of court for juvenile
matters.
(4)
Section 48.06(1)(a)2., governing intake and court services for child
welfare matters under chapter 48 of the statutes, and section 938.06(1)(a)2. of
the statutes, governing intake and court services for juvenile matters under
chapter 938 of the statutes: policy formulation and supervision of court
services related to juvenile matters in counties with a population of 500,000
or more.
(5)
Sections 48.06(2)(a) and 938.06(2)(a): approval of circuit judge's
policy governing juvenile intake workers in counties with a population of less
than 500,000.
(6) Sections 48.065(1)and 938.065 (1): appointment of juvenile court commissioners.
(7) Sections 48.067(9) and 938.067(9): request assistance of juvenile intake workers.
(7q)
Section 48.07 (5): recognize and obtain the
services of a court-appointed special advocate program for proceedings under
section 48.13 of the statutes.
(8m) Section 48.375(7)(d)1m: assignment of temporary reserve judge in judicial waiver procedure.
(8s)
Sections 48.38(5) and 938.38(5):
permanency planning review panel involvement.
(9)
Section 59.40(1)(b): approval of appointment of deputy clerks.
(10e)
Section 118.162(1)(e) and (g): designation of the circuit court or
juvenile intake representative, or both, to the county truancy committees.
(10m) Section 303.17(2): investigation of house of correction.
(10q)
Section 343.44(2)(d):
adoption of sentencing guidelines for convictions resulting from violations for
operating while suspended, revoked, ordered out-of-service or disqualified.
(10s)
Section 346.65(2m): adoption of sentencing guidelines for operating
while intoxicated violations.
(11)
Section 751.025: court reporting
management involvement.
(12)
Section 751.03(3): assignment of circuit judges.
(14)
Section 753.30(1): approval of appointment of clerk of court as register
in probate.
(15)
Section 753.34(4): proration of Menominee and Shawano counties circuit
court.
(15e)
Section 753.35(1) and (2):
approval of local circuit court rules governing practice in that court
and filing of local rules of trial court administration.
(16)
Section 756.001(5): designation
of a circuit judge to supervise the jury system..
(16e)
Section 757.68(1)(a): appointment and removal of court commissioners.
(16m)
Section 757.69(1) (intro.): approval of authority granted court
commissioners.
(16s)
Section 757.69(1)(g): designation of the juvenile court commissioner
location.
(17)
Section 757.72(4): appointment and removal of probate court
commissioners.
(17e)
Section 767.11(1)(a) and (b): approval of the appointment of the family
court counseling services director.
(17m)
Section 767.13: appointment and supervision of family court
commissioners.
(17s)
Section 800.06(1) and (3) and 800.065(1): designation and appointment of
municipal judges.
(17w)
Section 801.16(2)(a): approval
of local rules governing filing of papers by facsimile transmission.
(18)
Section 851.71(1): approval of appointment and removal of register in
probate.
(19)
Section 851.75: approval of appointment and removal of register in
probate as deputy clerk.
(20e)
Sections 938.245(2)(a)8.a., 938.32(1m)(a), 938.34(2m)(a),
938.342(1)(f)1., 938.343(2m)(a) and 938.344(2g)(a)4.a.: approval of teen court programs.
(20m)
Section 938.346 (5):
establishment of a procedure for notifying victims of juveniles' acts.
(21)
Section 968.28: approval and court order to intercept
communications.
(23)
Section 973.11(2): approval of
volunteers in probation programs.
(26)
Sections 48.29(1m), 345.315(1m), 799.205(2), 800.05(3), 801.58(2),
938.29(1m) and 971.20(8): determination of substitution requests and
reassignment of judges.
SCR 70.22 Appointments; filing.
The chief judge shall file a copy of
each appointment with the director of state courts.
SCR 70.23 Assignment of circuit judges.
(1)
The chief justice may assign active or reserve judges, other than
municipal judges, to serve temporarily in any court or branch of a circuit
court for such purposes and period of time as the chief justice determines to
be necessary. The director of state courts may make interdistrict judicial
assignments at the circuit court level.
(2)
An active judge who is going to be absent from his or her court shall
obtain approval of the chief judge of his or her judicial administrative
district. The chief judge by order may
assign an active judge of the judicial administrative district to substitute
for the absenting judge. The chief judge by order may also assign an active
judge of the judicial administrative district to relieve congestion, to
expedite disposition of litigation or to assist in any branch of circuit court
in the judicial administrative district.
If no active judge of the district is available for the service, the
chief judge shall request the director of state courts to assign a judge from
outside the judicial administrative district or a reserve judge. The director
of state courts may also make a permanent assignment to a judicial district of
a reserve judge who can be assigned by a chief judge in the same manner as an
active circuit judge under this section.
(3)
The chief judge of each judicial administrative district shall design a
plan for the rotation of judicial assignments in multijudge circuits within the
district. The plan for each district shall be on file with and have the
approval of the chief justice or his or her designee and shall be supervised
and maintained by the chief judge as part of the permanent scheme of judicial
administration. In designing a rotation
plan, the chief judge shall do all of the following:
(a)
Equalize the workload in an equitable manner considering any special
circumstances in each circuit.
(b)
Assure general jurisdiction availability and competence of all judges in
the circuit.
(4)
In cases of substitution, mandatory disqualification or self‑disqualification,
the judge shall direct the clerk of courts or register in probate of his or her
county promptly to notify the chief judge. The chief judge shall assign another
judge to preside in the case. The chief judge may direct assignment of judges
under this subsection by lot under a tab system. The self‑disqualification
of a judge requires approval by the chief judge but may be subject to judicial
administrative district rules. The
chief judge shall provide for the assignment of another judge from within the
judicial administrative district, except that if the chief judge deems it
necessary the chief judge shall call upon the director of state courts to
assign a judge from outside the judicial administrative district or a reserve
judge.
SCR 70.24 Assignment of municipal judges.
Where a municipal judge is requested or required to act under section 345.315, 757.19(5), 800.05, 800.06 or 800.065 of the statutes, the chief judge of the judicial administrative district in which the municipal court is located is authorized and directed to act as the designee of the chief justice under section 751.03 of the statutes for the purpose of assigning another municipal judge or, if none is available, transferring the case to circuit court. These assignments or transfers may be either general or specific as the circumstances warrant.
70.245
Assignment of court reporters. In order to
effectively manage court reporting resources within each judicial
administrative district, an official court reporter appointed by circuit court
judges under s. 751.02, stats., may be assigned in any of the following ways:
(1)
The
chief judge may assign any official court reporter, as needed, to any court
within the district.
(2)
The
director of state courts, with the advice and consent of the chief judges, may
assign any official court reporter, as needed, to any court within the
adjoining districts.
(3)
The director of state
courts, with the advice and consent of the chief judges, may reassign any real
time, certified, official court reporter, as needed, to any court within the
district or the adjoining districts to provide reasonable accommodations under
the Americans With Disabilities Act of 1990, 42 U.S.C. 12101 et seq.
SCR 70.25 [Deleted.]
SCR 70.26 Deputy chief judge.
The chief judge of each judicial
administrative district shall appoint a deputy chief judge to serve under the
chief judge. The deputy chief judge shall serve at the pleasure of the chief
judge. The deputy chief judge shall provide assistance to the chief judge in
administrative areas requiring the participation by a judicial officer. The
deputy chief judge's duties and authority are delegated by the chief judge and
may include acting for the chief judge in his or her absence and representing
the chief judge at official functions
or in dealings with other agencies. The chief judge may appoint a special
deputy chief judge in the event the chief judge and deputy chief judge are
absent or unavailable for 10 working days or less. A special deputy chief judge
has the same authority as the deputy chief judge under this rule.
SCR 70.265 Presiding judge.
The chief judge of each judicial
administrative district may appoint a presiding judge in any multijudge circuit
to serve under the chief judge. The presiding judge shall serve at the pleasure
of the chief judge and provide assistance to the chief judge in administrative
areas in the circuit in which he or she is the presiding judge. The chief judge
may authorize the presiding judge to act for the chief judge in that circuit on
any and all administrative duties specifically or generally delegated.
SCR 70.27 Budget and personnel.
The director of state courts shall
develop uniform budgetary policies and procedures for the expenditures of state
funds for the judicial administrative districts. The director shall also
develop personnel policies and procedures for nonjudicial state court personnel
of the districts. Expenditure of state funds by a chief judge is subject to
approval by the director of state courts.
SCR 70.29 Director of state courts; assistance for trial courts.
The director of state courts may:
(1)
Provide technical assistance to any judicial administrative district in
response to a request from the chief judge.
(2)
Conduct a study of trial court administration in any district. (3) Recommend changes in trial court
administration to the chief judge of any judicial administrative district.
SCR 70.30 District court administrators; creation.
(1) Judicial administrative districts 1 to 10
shall each employ a district court administrator.
(2)
The director of state courts may recommend to the supreme court that
assistant district court administrator positions be created in one or more
judicial administrative districts.
SCR 70.31 District court administrator; appointment.
District court administrators shall be
appointed by the respective chief judges from a list of candidates supplied by
the director of state courts, who is responsible for recruiting for these
positions. The chief judge may reject a list and request one additional list of
candidates.
SCR 70.32 Chief judge; clerk of courts.
The chief judge may direct the
activities of all clerk of court offices within the district and may recommend
or direct changes in the operation of any clerk's office.
SCR 70.33 Guidelines; policies.
The director of state courts shall
prepare and keep current guidelines to aid the chief judges in carrying out
their administrative responsibility and authority.
SCR 70.34 Uniform rules for judicial administrative districts
The director of state courts shall
develop uniform rules for trial court administration. Each chief judge may
adopt additional local rules not in conflict with the uniform judicial
administrative rules.
SCR 70.35 Reserve judge eligibility.
(1) To be eligible for appointment as
a reserve judge to perform marriages, a person must be eligible under s.
753.075 (2), stats.
(2) To be eligible for appointment as
a reserve judge to perform judicial assignments, a person must meet all of the
following conditions:
(a) Be eligible under s. 753.075 (2),
stats.
(b) Be eligible for appointment under
SCR 32.08.
(c) Subject to sub. (3), have in force
and on file with the office of the director of state courts a written consent
to eligibility for appointment as a reserve judge. The written consent shall be
renewed in writing for each successive calendar year and in the form provided
under. sub. (5).
(3) If a consent form under sub. (2)
(c) is not renewed for a successive calendar year before the end of the
calendar year for which it has been filed, the person is not eligible to be a
reserve judge until at least 6 months after his or her most recent consent form
under sub. (2) (c) expires.
(4) A person may withdraw, in writing,
a consent to eligibility for appointment as reserve judge. If a consent is
withdrawn, the person may not file a consent form under sub. (2) (c) for six
months from the effective date of the withdrawal.
(5) (a) The written consent form for
permanent reserve judges shall be in the following form:
“If I am appointed a permanent reserve
judge, as that term is defined in section 753.075 of the Wisconsin Statutes, I
consent to be bound by all provisions of the Code of Judicial Conduct (Supreme
Court Rules chapter 60) from the date of that appointment and until its expiration.”
(b) The written consent form for all
other reserve judges shall be in the following form:
“In consideration of being eligible
for appointment and assignment as a reserve judge during . . . . (year), I
consent to be bound for that year by the provisions of the Code of Judicial
Conduct (Supreme Court Rules chapter 60) applicable to reserve judges.”
SCR 70.36 Judges' and circuit court commissioners’ certification of status
of pending cases. (1)(a) Every judge of a circuit court shall decide each matter submitted
for decision within 90 days of the date on which the matter is submitted to the
judge in final form, exclusive of the time the judge has been actually disabled
by sickness. If a judge is unable to do so, within 5 days of the expiration of
the 90‑day period the judge shall so certify in the record of the matter
and notify in writing the chief judge of the judicial administrative district
in which the matter is pending, and the period is thereupon extended for one
additional period of 90 days. This
subsection applies to an assigned reserve judge.
(b)
In the exercise of its superintending and administrative authority over
all courts and upon written request from a chief judge, the supreme court may
extend the period specified in par. (a) for decision in specific matters as
exigent circumstances may require.
(2)(a) Within the first 10 days of each month every judge of a circuit
court shall execute and file with the office of the director of state
courts:
1.
A certificate stating that there are no matters awaiting decision beyond
the 90‑day or, if extended by certification and notification, the 180‑day
period specified in sub. (1)(a), but if the 90‑day period has been
extended by certification and notification, a copy of the certification and
notification shall be attached to the certificate; or
2.
If there are matters so pending, a certificate setting forth the name
and docket number of each of matter, the court in which it is pending, and the
date on which it was submitted to the judge in final form.
3. Certificates filed under subd. 1. or 2. shall be retained
by the office of the director of state courts for 10 years from the date of
filing.
(b)
The office of the director of state courts shall send a copy of
certificates listing pending matters to the chief judge of the judicial
administrative district in which those matters are pending and shall notify the
chief judge of a judicial administrative district of the failure of a judge
within the district to file an certificate pursuant to this subsection.
(3)
The director of state courts, pursuant to SCR 70.10, and the chief
judge, pursuant to SCR 70.19(3)(a), shall assign judges as needed or take other
steps for the timely disposition of judicial business to assist a judge who has
filed a certificate under sub. (2)(a)2 or 3.
(4)
Failure of a judge to comply with the requirements of sub. (1)(a) or
sub. (2)(a) may result in one or more of the following remedial measures:
(a)
Change of the judge's assignment, pursuant to SCR 70.19(3)(a).
(b)
Referral of the matter by the director of state courts to the supreme
court for the initiation of contempt proceedings.
(c)
Referral of the matter by the director of state courts to the judicial
commission for investigation of possible misconduct.
(5) (a) In this subsection,
1.
“Chief judge” means the judge appointed under SCR 70.18 for the judicial
administrative district in which the matter is pending.
2.
“Circuit court commissioner” means a person appointed under SCR 75.02
(1) and a person authorized under SCR 75.02 (3) to the limited extent of that
authorization.
(b)
A circuit court commissioner should not routinely take matters under
advisement. Every circuit court commissioner shall decide any matter within 30
days after the matter is submitted to him or her for decision. If the circuit
court commissioner is unable to decide a matter within 30 days, he or she shall
notify the chief judge not later than 5 days before the end of the 30-day
period. The chief judge may extend the period to decide the matter for an
additional 30 days or may require the circuit court commissioner to suspend all
other assigned activities until the decision is filed in the court.
(d)
The chief judge may withdraw temporarily or permanently the circuit
court commissioner’s appointment or authority to act if the commissioner fails
to comply with par. (b).
COMMENT
In addition to possibly
constituting judicial misconduct under sec 757.81(4), Stats, a judge's failure
to comply with this rule may constitute contempt of the supreme court and
result in the court's imposing a fine for noncompliance. See, In re Hon.
Charles E. Kading, 74 Wis.2d 405, 246 N.W.2d 903 (1976).
SCR 70.37 Court of appeals: Deputy chief judge.
The chief judge of the court of
appeals shall appoint a deputy chief judge to serve at the pleasure of the
chief judge. The appointment of a deputy chief judge shall be in writing and
filed in the office of the clerk of the court of appeals. The deputy chief
judge shall provide assistance to the chief judge in administrative areas
requiring the participation of a judicial officer. The chief judge may delegate
any of the chief judge's duties and authority as chief judge to the deputy chief
judge.
SCR 70.38 Court facilities.
(1)
This rule is promulgated by the supreme court to promote communication
among circuit courts, county officials, court planners, architects and
contractors concerning court facilities issues. It recognizes the constitutionally appropriate participation of
the circuit courts in addressing their facilities needs and priorities within
the constraints established by funding limitations and budget priorities. The rule is intended to assist counties and
courts in making sound decision about the court facilities that serve the
citizens of their Wisconsin communities.
The rules does not create a fixed
standard. It is intended to be a
statement of general purpose and procedure which establishes a flexible
framework for courts' participation in decision-making regarding court
facilities while recognizing the wide range of needs and circumstances which
exist in counties across the state.
(2)
In this rule, "court facility" means the courtroom, court
chambers, the office and storage area of any court commissioner, court
reporter, register in probate, juvenile clerk or clerk of court, the jury room,
jury assembly areas, judicial staff areas, areas that may affect the security
of a court, court staff and the public using a court, areas used for access to
a court and any other facilities used in the operation of a court.
(3)
The circuit judges shall promptly notify the chief judge of the judicial
district, in writing, of the county's intent to remodel, construct or relocate
any court facility or to relocate any court personnel.
(4)
The circuit judges and the chief judge, in cooperation with appropriate
county officials, shall review any proposals under sub. (3), together with any
drawings or plans. The circuit judges
and the chief judge shall participate in the planning process to ensure that
the proposals under sub. (3) are consistent with current court facility
standards, including those relating to functional design, audio-visual and
acoustical adequacy and security of the courts and the public, and that they
conform to the requirements of the Americans With Disabilities Act and other
federal, state and local laws.
(5)
The director of state courts shall provide technical assistance and
advice on any proposals under sub. (3), within the resources available to the
director's office.
(6)
The chief judge shall review every new, remodeled or relocated court
facility and grant or deny approval for its use, subject to review by the
supreme court.
(7)
No circuit judge or court staff may occupy a new, remodeled or relocated
court facility until the court facility is approved under sub. (6).
(8)
This rule is effective as to any remodeling, construction or relocation
commenced after September 1, 1992.
SCR 70.39 Security, facilities and staffing standards for courts.
(1)
Definitions. In this rule:
(a)
"Committee" means the security and facilities committee under
sub. (3).
(b)
"Court facility" has the meaning given in SCR 70.38 (2).
(c)
"Presiding judge" is the judge appointed under SCR 70.265 or
means the judge in a single branch circuit.
(d)
"Should" is directory only, not mandatory, and connotes a duty
or obligation to pursue a goal or objective.
(2)
Applicability. The following
standards apply to existing court facilities, to the construction, remodeling
and relocation of court facilities and to the review and approval of court
facilities under SCR 70.38 (4) and (6).
(3)
Security and facilities committee.
(a) The presiding judge for each
county shall appoint a security and facilities committee composed of all of the
following:
1.
One circuit judge.
2.
The chairperson of the county board.
3.
The county executive.
4.
The clerk of the circuit court.
5.
A family court commissioner.
6.
The district attorney.
7.
The county sheriff.
8.
One lawyer designated by the president of the local bar
association. If there is no
association, the presiding judge shall appoint a lawyer residing in the county.
9.
One representative of a victim-witness support organization.
10.
One representative of the criminal defense bar.
11.
Such other persons as the committee considers appropriate.
A person
specified in 2, 3, 4, 6 and 7 may designate a person for appointment to the
committee in his or her place.
(b)
In the absence of a presiding judge or if the presiding judge is unable
to act, the chief judge of the judicial administrative district in which the
county is located shall act on behalf of the presiding judge under this
subsection.
(c)
The committee shall coordinate the adoption of general court security
and facilities policies. Day-to-day
security decision and case-specific security measures shall remain within the
discretion of the presiding judge. The
presiding judge shall consult, as needed, with the sheriff and the court
security officers specified in sub. (5) (a).
(d)
The committee shall meet quarterly, with the initial meeting commencing
not more than 60 days after the effective date of this rule. Each January and July, the committee shall
submit to the planning and policy advisory committee under SCR 70.14 a written
report of its progress in implementation of the standards in subs. (4) through
(11).
(e)
Beginning on March 31, 1996, and annually thereafter on or before March
31, the planning and policy advisory committee under SCR 70.14 shall file with
the director of state courts office a written report of the efforts of the
committees in implementing the standards set forth in subs. (4) through (11). The planning and policy advisory committee
shall receive from, and make available to, the committees information
concerning security and facilities plans implemented in other counties.
COMMENT
Nearly all studies and
publications on court system security stress the need for an acknowledged and
centralized focal point within the system to address security concerns. The committee with its broad membership,
will meet this need well. The presiding
judge of the county or, if there is none, the chief judge of the judicial
administrative district is responsible for establishing the committee.
Wisconsin's 72 counties have
court facilities of varying size, age and configuration, making it
impracticable to establish detailed and uniform statewide standards on every
aspect of security policy. Local
conditions and local culture must be taken into account in any effort to make
the court facilities safe for participants and the public. Local committees equipped to address local
issues of security policy are a critical element in the overall success of
those efforts. Further, the creation of
a committee in each county will serve one of the overall goals of these
standards -- to heighten awareness of and sensitivity to security issues so
that the judicial system's response to them is proactive, geared to prevention,
not merely reactive, responding to violent, perhaps tragic, incidents.
(4)
Security -- structure and design.
(a) A court facility housing
courtrooms should have a sectoring system that divides the building into the
following 3 types of areas according to the nature of access to them:
1.
Public areas where the general public has relatively free access.
2.
Judge and court staff areas where generally only judges and their staffs
and persons explicitly permitted access, such as jurors and attorneys, are
allowed.
3.
Prisoner areas where only prisoners and law enforcement personnel
accompanying a prisoner are permitted.
COMMENT
Any new court facility should
incorporate sectoring principles if it is to provide the most basic security
that can be attained through structural design. Existing facilities present a wide range of structural variations
that create obstacles to the use of sectoring principles. However, in many existing courthouses there
are opportunities to achieve some sectoring that will improve security. In addition, remodeling projects undertaken
for non-security purposes offer cost-efficient opportunities to enhance the
overall sectoring of a courthouse.
Secure prisoner transport and
holding areas that will eliminate any public access to prisoners until they are
in a courtroom where other security precautions are present are critical to the
safety of the public, attorneys, court staff, judges, law enforcement personnel
and the prisoners themselves. The need
for an area where attorneys can meet with their clients should be considered in
the design.
Each committee should consider
the need for feasibility of limiting building access points to improve
screening effectiveness and to further sectoring principles. Such consideration should include the
advisability of card-controlled doors and policies for the use of and access to
the courthouse after regular business hours and on weekends.
(b)
A courtroom should be constructed to include all of the following:
1.
A single public entry that accommodates a security checkpoint for use as
needed.
2.
Entrances for judges and court staff that are adjacent to the bench and
entrances for jurors that are as close to the jury box as possible.
3.
Other access to the courtroom, such as windows or maintenance access,
that inhibits unauthorized entry.
4.
A judge's bench that is of a size and height to deter physical attacks
and that has a built-in bullet-resistant barrier.
5.
Lighting panels that are located in areas where only court staff have
access to them.
6.
Lighting that is supported by an emergency power source.
7.
A clear separation between the spectator area and the area used by the
participants in court proceedings.
COMMENT
Courtrooms have often been the
site of violent and tragic incidents, and their design is an important aspect
in preventing such occurrences. The
personnel and equipment standards in this rule are also integral parts of the
overall security strategy. In the
American system of justice, most court proceedings are public and security
concerns cannot unreasonably interfere with this principle. However, a design that ensures the
opportunity for proper screening of those who enter the courtroom and the
proper physical arrangement of those present will create a safer setting in
which citizens may exercise their right to participate in or observe public
judicial proceedings.
Because judges are the official
representatives of the judicial system, they have often been the targets of
violence. For this reason, judges
should be afforded special protection.
A bullet-resistant barrier should be installed in every courtroom to
provide a place of increased protection in the event a weapon is
displayed. The separation between
spectator area and the participants' area should be sufficient to prevent
spectators' physical contact with attorneys, litigants and jurors and to ensure
the privacy of conversations between attorneys and their clients.
(c)
A jury deliberation room should be located where the public cannot have
contact with jurors as they move to and from the courtroom and should be
designed to ensure their safety and the secrecy of their deliberations.
COMMENT
The sacred task entrusted to
jurors must be safeguarded from those who would seek to intimidate or engage in
reprisals. The secrecy of jury
deliberations must be guaranteed. Each
committee should consider adopting policies on protecting jurors following a
trial, juror parking and other matters affecting juror safety.
(d)
Any court facility used for court commissioner hearings should be
designed in a manner that incorporates the security principles set forth in
par. (b).
COMMENT
The extent to which court
commissioners are used varies widely from county to county. In a county where a court commissioner
handles criminal and traffic, divorce, small claims or juvenile proceedings,
the dangers present while doing so are similar to those facing judges in their
courtrooms. All too often, court
commissioners are called upon to perform their roles in small, crowded rooms
where they are in close proximity to litigants, witnesses and spectators, as
well as to attorneys and judicial staff.
The dangers must be recognized and reflected in the design of these
areas.
Because of the wide variations
between counties in the nature of the proceedings handled by court
commissioners, uniform standards are not appropriate. The design of court commissioner hearing rooms and office areas
and the types of security personnel and equipment needed should be considered
by each committee, using the features of courtroom security for guidance and as
a measurement in assessing their adequacy.
(e)
A secure room in close proximity to locations where criminal, family,
juvenile or domestic violence proceedings are conducted should be provided for
victim and child witnesses waiting to appear in such proceedings.
COMMENT
This standard is a reflection of
the statutory directives in secs. 950.04(6) and 950.055(2), Stats.
(5)
Security -- personnel. (a) There should be no fewer than 2 properly
trained, sworn officers acting as court security officers in each courtroom and
each court commissioner hearing room when criminal, divorce, child custody and
other family cases are before the court or when domestic abuse, harassment and
child abuse injunction hearings are taking place. The judge or court commissioner may expressly direct
otherwise. The judge or court
commissioner in all other types of proceedings should be able to require the
assignment of a court security officer to be present at particular
proceedings. The committee should
consider and adopt a policy concerning whether court security officers are to
be armed and whether other law enforcement officers are permitted to have
firearms in courtrooms.
COMMENT
There is a wide variety of
titles applied across Wisconsin to various persons assisting in court
proceedings. For purposes of these
standards, court security officer refers to a sworn deputy sheriff whose
principal function is to provide security in and about the courtroom. The court security officer is to be
distinguished form the jury bailiff or court aide, who need not be a sworn
officer and whose functions include such matters as working with juries and
providing routine information and directions to the public and unrepresented
litigants in connections with court proceedings. This standard is not intended to discourage the continued use of
other categories of persons currently employed in individual counties.
Court security officers are the
first-line personnel source of security in the courtroom. Their presence serves as a deterrent to
violent outbursts and provides the ability to respond to incidents that may
arise. In this respect, the open and
obvious presence of uniformed officers is a solid working example of the basic
court security principles designed to deter those intent on harm, detect
those who have breached security and limit the damage caused by the
breach.
While criminal court proceedings
customarily present heightened security concerns, nationally it has been in
family cases (divorce, juvenile and others) that many of the most violent
courtroom incidents have occurred. This
has often been explained by the emotional volatility of the participants in
such proceedings and the fact that a court security officer is rarely present
during them. Domestic abuse injunction
proceedings present situations in which extreme volatility is likely and
Wisconsin has witnessed a tragic death and several injury incidents in
courthouses in connection with such cases.
There is a difference of opinion
whether court security officers or law enforcement officers appearing as
witnesses should be permitted to carry firearms in the courtrooms. On the one hand, all necessary resources
should be available to respond to an incident; on the other, the presence of
firearms presents the danger of a gun being taken from an officer by an inmate
or other person. The standard leaves
the question to be resolved at the local level.
This standard encourages a
cooperative working relationship among judges, sheriffs and others involved
with court security. These individuals
will be able to identify whether in their county there are ways to reduce the
need for court security officers and the associated expense. The standard is a codification of the
existing law on the presiding judge's authority set forth in Stevenson v.
Milwaukee County, 140 Wis. 14 (1909).
(b)
Court security officers should be properly trained in basic courtroom
security techniques and should be thoroughly familiar with the policies adopted
by the committee.
COMMENT
The courtroom setting presents
unique challenges to the law enforcement officer. Any person regularly acting as a court security officer should be
properly trained in this specialized field, in addition to general law
enforcement training. Training would
also be helpful for court aides who are assigned solely to assist juries or
perform other duties not requiring a court security officer. It would be advisable that the director of
state courts coordinate efforts to develop a basic, minimal program of such
training for use statewide. It may be
appropriate to incorporate this program with the Department of Justice Law
Enforcement Standards program.
(6)
Security -- equipment. (a) Each courtroom and court commissioner
hearing room should have a silent alarm system connected to an appropriate law
enforcement office that will provide the immediate response of an armed
officer. The alarms should also be
located in judges' chambers and staff areas, court commissioner office areas
and any location in the courthouse where money is collected or stored or where
there are other security risks. Each
courtroom should be equipped with a telephone.
COMMENT
Silent alarm systems mounted in
an easily accessible location in a courtroom are a minimal security device that
should be installed in every existing courtroom. The system should be connected to an office that provides
constant monitoring during all regular hours of courtroom use. The alarms should be able to summon
immediately armed law enforcement or court security staff to respond to the
emergency prompting the alarm. It is
advisable that alarms be installed in other locations having the potential for
violent incidents and other breaches of security. While not an adequate substitute for a silent alarm system,
telephones should be provided as a supplement.
Telephones can also be used in medical emergencies and will facilitate
telephone testimony and attorney appearances.
Each committee should consider the use of surveillance cameras in some
or all courtrooms or other areas of the courthouse.
(b)
Court security officers should be provided with metal detection devices
to be used if policies are adopted by the committee to screen persons entering
courtrooms or courthouses.
COMMENT
Weapons brought into court
facilities present the clearest threat to security. While in some counties local conditions and experience may
warrant constant screening by metal detectors at entrances to court facility
buildings, in other counties the need for such screening will be more sporadic. Other types of screening may be employed to
supplement metal detection or as a satisfactory alternative, but each
courthouse should be equipped for the use of metal detection when the need
arises. Hand-held detection devices are
effective and readily available at reasonable costs. Each committee should develop a policy on the type of equipment
to be acquired, the criteria for when it is to be used and the methods for its
use. This minimal step was recently
endorsed by an unanimously approved resolution of the American Judges
Association.
(c)
Court security officers should be equipped with 2-way radios at all
times.
COMMENT
Court security officers are the
first-line providers of security in court facilities. To enhance their effectiveness, their ability to communicate and
to summon assistance is critical.
Two-way radios can also be useful for purposes unrelated to security,
such as locating attorneys appearing in other courtrooms.
(d)
Each building that houses a court facility should be equipped with a
public address system that permits all of its occupants to be given notices and
instructions during an emergency.
COMMENT
In addition to its obvious
security benefits, such a system provides a means for general purpose
announcements.
(e)
The committee should consider the need for and feasibility of an
external electronic perimeter surveillance system for each building that houses
a court facility and should review other features of the building's exterior
with security concerns in mind.
COMMENT
The dangers created by external
features of a court facility building may be significant. Wide variations among counties as to their
local needs and the designs of their courthouses render a uniform standard
impracticable. Each committee should
assess risk factors and consider solutions, electronic or otherwise, to
minimize danger.
(7)
Security -- policies and procedures.
(a) The committee should propose
a policy for adoption as a local rule under SCR 70.34 for the reporting of and
response to threats made to judges, court commissioners and court staff or
their families.
COMMENT
A systematic reporting procedure
for threats to judges, court staff or their families should be established in
each county. This serves the beneficial
purpose of allowing persons other than the object of the threat to assess its
seriousness, as there may be a tendency by the person threatened to minimize it
as "part of the job." The
policy should designate the person to whom threats are to be reported,
establish the responsibility for investigation or other response and provide
for the retention of records of all reported threats.
(b)
The committee should review existing policies on money collection and
storage and should adopt a program for the protection of the public's funds.
COMMENT
Clerks of court collect
substantial amounts of money in the form of filing fees, fines and forfeitures,
family support, etc. An enhanced
protection program for these funds will not only safeguard the taxpayers'
treasury but will also deter any efforts to engage in violence for financial
gain.
(c)
Each courtroom and other vulnerable area in a court facility should be
searched for explosives or other dangerous instrumentalities before the
commencement of court proceedings each day.
COMMENT
The need for this regular
practice is greatest in those counties where courtrooms are used for
non-judicial purposes on evenings and weekends.
(d)
The committee should adopt a policy for the handling and storage of
firearms, other dangerous instrumentalities and contraband received as evidence
during court proceedings.
COMMENT
Documents and other exhibits
received during judicial proceedings must be safeguarded as part of the court
record. Certain items of evidence
present reasons for special attention to their handling during breaks, overnight
in multi-day proceedings and following the conclusion of the proceeding in
which they are introduced.
(e)
The committee should develop a plan for dealing with disruptions at
court proceedings, including trial and pretrial, involving particularly
dangerous or disruptive criminal defendants.
COMMENT
Criminal cases involving an
unusually volatile defendant or a defendant having associates with a propensity
for violence present special security concerns. So, too, does a criminal defendant who becomes unruly and
disruptive in the court proceeding in which he or she is involved. Given the
wide variations in physical facilities among Wisconsin counties and the
sporadic occasions when these problems will be faced, uniform standards to
address them are not appropriate. Each
county should have a plan for handling situations as they arise that properly
addresses security concerns while at the same time ensuring that the defendant
will be accorded the requisite due process.
(f)
The committee should consider whether it can assist the municipal courts
in its county in security matters.
COMMENT
Municipal courts generally are
not located in the county courthouse but convene in various public buildings in
the municipality. While the nature of the cases coming before those courts does
not suggest the same potential for violence as cases in the circuit court,
municipal courts share certain basic security concerns. The committee may be an information resource
for municipal courts. In some counties,
the committee may choose to appoint a municipal judge as liaison.
(8)
Court facilities -- planning.
(a) The committee should
immediately establish a design subcommittee for any contemplated reconstruction
or significant remodeling of court facilities in the county. The subcommittee should invite participation
by persons not on the committee, including the county public works director or
comparable official, the district court administrator, a member of the county
board and other persons the committee believes would be of assistance to the
specific project.
COMMENT
Having those most intimately
affected by a planned project involved from the earliest stages is the single
most effective step in assuring that the project will be both functional and
cost-effective. The committee of the
county in which the project is to be undertaken should establish the design
subcommittee. The subcommittee should
be created prior to and should participate in the selection of an architect and
other consultants and should remain involved until the project's
completion. The subcommittee should
consult with the committee during the design phase. The creation of a design subcommittee is consistent with the
underlying purposes of SCR 70.38.
(b)
Each county should develop a long-range plan for its court facilities.
COMMENT
This type of plan usually can be
developed through the efforts of county staff and judges working cooperatively
and without the necessity of expensive outside consultants. Such a plan can reflect local conditions and
practices and provide an on-going guide in considering the advisability, scope
and other aspects of any contemplated project.
Long-term planning is a cost-saving approach to facilities issues.
(c)
All court facilities are subject to the provisions of the Americans with
Disabilities Act.
COMMENT
The technical requirements of
the Americans with Disabilities Act are beyond the scope of these
standards. Compliance with federal law
requires certain accommodations to be included in all projects. This standard should serve as a reminder of
the court system's obligations in this regard.
The interdisciplinary committee on court-related needs of the elderly
and people with disabilities has been created by the chief justice of the
Wisconsin Supreme Court and is developing a survey of existing facilities and a
report on recommendations. The
communications and intergovernmental relations subcommittee of the planning and
policy advisory committee should review this report as part of its annual
review of these standards to ensure that the standards do not violate the
provisions of the ADA.
(9)
Court facilities -- courtrooms.
(a) Each circuit court judge
should be provided with a personal courtroom.
COMMENT
While the assignment each day of
a courtroom to a judge may in some counties not require that the judge preside
in the same location at all times, each judge must have available to him or her
a suitable courtroom in which to conduct judicial business.
(b)
The minimum ratio between jury and nonjury courtrooms should be as
follows:
Number
of Number
of jury
judges
in county courtrooms
1-3 All
4-5 3
6-7 4
8 5
9-10 6
11-12 7
13 8
14-15 9
16-17 10
18 11
19-20 12
Over 20 60-65%
COMMENT
In counties with 4 or more
judges, it may not be necessary that every courtroom be designed to accommodate
jury trials. However, in some larger
counties, because of local practice and judicial rotation plans, each courtroom
may need to be a jury courtroom. The
60-65% ratio of jury courtrooms is derived from national standards and
experience as the minimum necessary if court business is to be conducted
efficiently. In counties where this
ration is currently exceeded, this standard is not intended to warrant the
conversion of jury courtrooms to nonjury courtrooms.
(c)
The size of a jury courtroom should be a minimum of 1,500 square feet
and the size of a nonjury courtroom should be a minimum of 1,000 square feet.
COMMENT
A 1,500 square foot jury
courtroom will not be large enough to accommodate high visibility criminal
trials or complex, multi-party civil litigation. At least one jury courtroom of approximately 2,000 square feet
should be available in each county to accommodate larger trials and ceremonial
events. The minimum size set forth in
the standard will provide room for a jury box for 14 jurors and a spectator
area for up to 40 persons to accommodate prospective jurors, the public, witnesses
and others. The minimum-size nonjury
courtroom will not be large enough for court proceedings with extensive public
spectator interest but should be sufficient for most of the nonjury proceedings
conducted in the circuit court.
In a multi-branch county, the
case assignment practices may be such that a nonjury courtroom of somewhat
smaller size will be acceptable because of its dedicated and specialized
use. Flexibility will accommodate
varied local conditions.
(d)
Courtrooms should be designed to impress upon the public and the litigants
the fairness and dignity of the judicial system.
COMMENT
All courtrooms need not look
alike but all courtrooms serve the same function. As symbols of the judicial branch of government, each should
convey a sense of dignity and efficiency.
(e)
Courtrooms should include all of the following:
1.
A bench for the judge, elevated at least 20 inches and having a spacious
work surface, in a location that permits the judge to enter and exit the
courtroom through a private door.
2.
A well-lighted, ventilated and temperature controlled environment, with
controls accessible only to court staff.
3. Acoustics that will eliminate noise
from outside the courtroom and permit all participants to hear one another
clearly, with microphone systems in all jury courtrooms and in larger nonjury
courtrooms.
4.
Adequate electronic capacity to permit installation or use of telephone,
X-ray viewbox, computers, videotape player, microphones and other equipment.
5.
One or more conference rooms at least 125 square feet in size in close
proximity to each courtroom.
6.
An elevated witness stand located where the judge, jurors, attorneys and
clients, and the court reporter can see and hear the witness clearly.
7.
A clerk's work place located immediately adjacent to the judge's bench
to permit private communications and the transfer of documents between the
judge and the clerk.
8.
A court reporter's work place located to permit the reporter to hear
clearly all statements of the judge, attorneys and witnesses and to avoid
distraction of the participants and obstruction of their view.
9.
In a jury courtroom, a jury box with permanent seating for 14 jurors and
elevated tiers to enhance vision located at sufficient distance from counsel
tables to prevent private conversation from being overheard and as far as
possible from public spectator areas.
10.
In a jury courtroom, a jury deliberation room at least 300 square feet
in size, exclusive of restrooms, with adjacent private restrooms and located to
minimize contact between jurors and the public while jurors are in transit.
11.
In large courtrooms, an area for media personnel and equipment that will
render media coverage of proceedings unobtrusive.
COMMENT
The judge's bench is the focal
point of the courtroom and its design most directly conveys the dignity of the
court. Elevation of the bench
contributes to that effect and affords the judge an unobstructed view of the
courtroom. The bench should be large
enough to allow the judge to deal efficiently with numerous documents and books
during the course of proceedings. Its
location adjacent to a private entrance into the courtroom contributes to the
appearance of impartiality and enhances security.
Temperature, sound and light
levels should allow all participants to be comfortable and remain alert. The ability to hear clearly what is being
said is of paramount importance.
Security and efficiency concerns require that only court staff have
access to temperature, lighting and microphone controls.
New technologies are being
introduced into courtrooms and design accommodation should be made to permit
their efficient and safe use. Design
subcommittees should also be mindful that viewboxes, chalk boards or other
evidence display devices need to be located so as to be readily visible.
Conference rooms adjacent to
each courtroom facilitate confidential conversations between attorneys and
their clients and witnesses and negotiations between attorneys. They also provide waiting areas for
witnesses, including victims. In larger
counties, a separate room should be provided for victim-witnesses.
The witness stand should be
elevated to enhance the ability of all to see and hear the witness but it
should not be as high as the judge's bench or so close to the bench as to
permit sidebar discussions between attorneys and the judge to be overhead. The location and design of the witness and
should take into account the occasional need for interpreters and should
accommodate child witnesses.
The jury box needs only 14
permanent seats but it should be designed to permit additional temporary seats
where more than 2 alternate jurors are used and accommodation should be made
within the box or immediately adjacent to it for temporary seating during voir
dire. Two of the permanent seats should
be removable in order to accommodate wheelchair users.
Jurors perform a sacred role in
our system of justice and it is critical that they have a private, comfortable
and functional environment in which to conduct their deliberations. Round or oval tables in the deliberation
room are recommended to reflect the equality of all jurors.
Under supreme court rule,
cameras are permitted in most Wisconsin court proceedings. No uniform method of providing space for
them is practical and design subcommittees should be aware of the need to
provide space for them in planning new courtrooms and in the renovation of
existing ones.
(f)
Courtrooms and court commissioner hearing rooms in which juvenile or
other confidential proceedings are conducted should be located and designed to
ensure the confidentiality of those proceedings.
COMMENT
State law provides that juvenile
and certain other cases are to be closed to all but the persons participating
in them. This confidentiality cannot be
achieved if persons waiting to appear in such a case are required to wait in
hallways or other areas where the nature of their business is displayed to the
public.
(10)
Court facilities -- auxiliary areas.
(a) Where there are more than 3
jury courtrooms, an adequately-sized jury assembly area should be provided that
is reasonably close to the jury courtroom.
COMMENT
The area provided to prospective
jurors for orientation and assembly before being brought to an individual
courtroom keeps them apart from the public and litigants and reflects their
important role in the justice system.
Prospective jurors should be provided a comfortable place to await being
called, which at times is a considerable period. Since it will not always be needed to assemble jurors, the jury
assembly room may be designed to serve other purposes.
(b)
Each judge should have a private chambers at least 400 square feet in
size, with a private restroom, and located directly adjacent to clerical
support staff.
COMMENT
Because the court's business is
conducted there, the judge's chambers should lend dignity to the judicial
office. The chambers should be large
enough to accommodate the many court proceedings and conferences involving
multiple parties that are conducted in chambers, as well as the judge's
conferences with staff, colleagues or committee groups. Chambers should provide an adequate and
readily accessible basic library, soundproofing and privacy.
(c)
An area should be provided immediately adjacent to the judge's chambers
for clerical staff, the court reporter and a law clerk and for a reception
area.
COMMENT
Given the variations among the
counties in staffing of courts, it is not practicable to establish a uniform
standard for courts, it is not practicable to establish a uniform standard for
the size and configuration of support staff areas. Location of support staff adjacent to the judge's chambers no
only enhances efficiency but also allows screening of persons seeking access to
the judge.
(d)
Every court facility housing a courtroom should have a basic legal
research library of sufficient size to be used by judges, law clerks, attorneys
and others.
COMMENT
An adequate legal research
facility is critical to the proper functioning of the court system. The space should be reasonably soundproof,
well-lit and ventilated and should have room for expansion.
(e)
In each county with more than 6 branches of the circuit court, a room
should be provided for media representatives.
COMMENT
A media room 100 to 150 square
feet in size should be sufficient. It
will reduce congestion and noise in the courtroom and corridors by providing a
space for members of the media to conduct interviews, work on notes and call in
stories. It should be equipped with
telephone jacks and power sources for typewriters and computer equipment. If properly soundproofed, this room could
also provide space for the use of cameras and be constructed as an adjunct to a
large jury courtroom.
(f)
Offices and hearing rooms of court commissioners should provide respect,
privacy and function and be designed to impress upon the public and the
litigants the fairness and dignity of the judicial system.
COMMENT
Court commissioners in Wisconsin
perform a number of important roles in the judicial system and are often called
upon to make key preliminary decision that take the form of orders having the
force of law. The importance of those
roles should be emphasized in the design, configuration and furnishings of the
space in which the court commissioners perform their duties. The setting in which persons appear before a
court commissioner should instill respect for the authority of the court
commissioner. Given the wide variations
among counties across the state in the use of court commissioners, the
functions they perform, whether they are full-time and in other respects, a
uniform standard on size or features of court commissioner offices or hearing
rooms is not practicable. To the extent
hearing rooms separate from the private office of the court commissioner are
used, they should be designed in accordance with the standards for courtrooms,
with modifications to reflect the somewhat different nature of the proceedings
conducted by the court commissioner.
(11)
Staffing. (a) Each branch of circuit court should be
staffed by one full-time judicial assistant.
COMMENT
The trial court system faces
ever increasing caseloads and cases of ever increasing complexity. The judge today must take charge and
aggressively manage his or her caseload.
To do so the judge needs a full-time judicial assistant. This staff position will permit each judge
to devote more of his or her efforts to the primary judicial task -- presiding
over and judging lawsuits.
The position of judicial
assistant should be in the state service.
It will perform for the court the following work: type opinions, correspondence and decisions
and prepare reports, dispositions, memoranda, agendas, jury instructions,
verdict forms, orders and notices; assist with calendar management, including
scheduling of court hearings, trials, conferences, legal appointments, meetings
and activities of the judge; hold scheduling conferences; assist with file and
record acquisitions; organize and maintain judge's files and records; post
court calendar daily, update weekly calendar; maintain judge's law library; act
as receptionist in answering telephone, handling visitors and processing mail;
requisition office supplies; contact attorneys and parties concerning court
dates, appointments and cancellations; such other work as required by the
court. See, sec. 758.19(h),
Stats., "The director of state courts shall establish a description of the
qualifications and duties of . . . a judicial assistant . . . ."
Judicial experience and
expertise support the long-standing position of the Wisconsin Judicial
Conference that this staff position is vital to a well-functioning court. Where judicial assistants now exist as part
the court staffing, caseloads are much more current and the oldest cases are
disposed of with priority consideration.
The citizens of this state have
a right to communicate directly with each judge's office during normal work day
hours and get immediate answers to their questions and service on their
requests without waiting for return calls from the judge, court reporters, or
court clerk who at the time of the call are working in the courtroom. Scheduling of cases should take place
throughout the day, not just when court is out of session and the person in
charge of the calendar has time to work on case scheduling. Also, judges must be protected from ex parte
communications by having their telephone calls screened by knowledgeable staff.
In some counties, court
reporters are still required to do clerical tasks for judges. The creation of this position statewide
would relieve those court reporters of that highly paid clerical duty and allow
them to concentrate on their job -- court reporting.
(b)
Each branch of circuit court should be staffed by one full-time law
clerk.
COMMENT
A law clerk works with and for a
judge doing specific legal research of both immediate and future needs. The law clerk may report to the judge orally
or in writing. If in writing, the
report may be in memorandum form or in the form of a decision draft. This staff position should be in the state
service and will permit each judge to devote more of his or her effort to the
primary judicial task -- presiding over and judging lawsuits. Judicial experience and expertise support
the long-standing position of the Wisconsin Supreme Court and the State Bar of
Wisconsin that this position is vital to a well-functioning court.
Clearly, a trial court with
research assistance will produce higher quality legal decisions. Higher quality decisions may decrease the
number of appeals. One county already has
met the proposed standard and its court disposes of cases at a much higher rate
than other trial courts in the state.
While the standard specifies one
law clerk for each branch of circuit court, current fiscal considerations have
prompted the supreme court's budget submission for the 1995-97 biennium to
include a provision for one full-time law clerk for each 2 branches of circuit
court.
(c)
Each circuit judge should appoint a full-time court reporter to serve in
the branch to which the judge was elected or appointed.
COMMENT
Current law provides for each
circuit judge to appoint a court reporter for his or her court or branch of
court, sec. 751.02, Stats.
Additionally, where "floating" court reporter positions have
been created and assigned to specific judicial administrative districts, the
chief judge or district court administrator assigns the reporter to fill in
where needed because of illness, vacations, leaves of absence, or backlog
problems.
Historically, the court reporter
was the only staff directly responsible to the judge and in many cases assumed
a number of clerical and administrative duties for the judge's court. It is wasteful of an important court
resource to have court reporters performing tasks other than stenographic
recording and transcription. When a
court reporter's services are not required by the appointing judge, the court
reporter shall be available to assist in other circuit court branches as
assigned by the chief judge or district court administrator.
(d)
Each branch of circuit court should be staffed by one full-time or
part-time courtroom clerk.
COMMENT
In some counties the workload in
the judge's office may require the position of courtroom clerk to be a
full-time assignment to the court. In other
counties the courtroom clerk may be needed only when the court is in session
and may return to the clerk's office for other duties when court is not in
session. In small counties this
function may be performed by the clerk of the circuit court.
(e)
Each branch of circuit court should be staffed by one full-time or
part-time jury bailiffs.
COMMENT
The position of jury bailiff
should not be confused with that of the court security officer. The responsibility of the jury bailiff is to
attend to the needs of juries and see that they are secure from contact with
the parties, attorneys or witnesses and free from influence from any source
outside the courtroom. Generally, only
one bailiff should be required to assist and secure a jury. On occasion or when a jury is sequestered,
additional bailiffs will be needed to attend to a jury. The standard is consistent with actual
practice, as the courts in most counties currently have part-time jury bailiff.
(12)
Resource library; notice of projects.
(a) The director of state courts
shall maintain a resource library of court security and facilities literature,
which shall be available to committees, design subcommittees, judges and
others. The director of state courts
may distribute to interested persons materials of statewide interest related to
court facilities and security. The
director of state courts shall maintain a list of committees and their
membership.
(b)
The director of state courts shall maintain a list of all projects of
construction and significant remodeling of court facilities in the state. Judges in a county where a project is
undertaken shall notify the director of state courts of the project.
COMMENT
Court security and facilities
planning, study and implementation activities are being undertaken by a number
of national organizations and state court systems. Wisconsin can benefit from written materials generated through
these activities and by assessing their applicability and utility to its court
system. Additionally, local activities
in Wisconsin may generate information that can be used in other counties. General distribution of particularly
valuable reports not only will provide useful, substantive information but also
will promote a proper sense of awareness and sensitivity to security concerns,
which are critical to the proactive nature of the security efforts these
standards are intended to achieve.
The court facility standards
that a number of states have developed are in much greater detail than these
standards and may be of assistance to county design subcommittees in general
and in regard to specific design issues of a contemplated project. Having such materials available in a
centralized location offers the opportunity for cost savings to counties and
enhances the likelihood that projects will employ the most functional
techniques available. Among the kinds
of materials available are technical specifications for lighting, sound, HVAC
and equipment used in court facilities.
To the extent one county is contemplating a project similar to one that
has been done in another county, the ability to contact that other county about
its design and experiences offers a significant opportunity to enhance the
quality and cost-effectiveness of the contemplated project.
(13)
Review of standards; report.
(a) The planning and policy
advisory committee under SCR 70.14 shall review the security and court facilities
standards under subs. (4) through (10) annually, solicit reaction from county
officials and others who have engaged in a construction or remodeling project
within the preceding year and report to the supreme court its recommendations
for modification of the standards.
(b)
The judicial conference shall review the staffing standards under sub.
(11) at such times as the judicial conference considers appropriate or as the
supreme court may direct and shall report to the supreme court the judicial
conference’s recommendations for modification of those staffing standards.
COMMENT
Ongoing review is an effective
planning device to assess the adequacy of the standards in light of actual
practice. It is also consistent with
the long-term mission of the planning and policy advisory committee and the
need for a proactive security and facilities effort in Wisconsin.
SCR 70.40 Venue in prisoner cases.
(1)
The
clerk of circuit court shall use the “IP” (incarcerated person) case type
designation to identify pleadings and papers submitted by any prison, as
defined in s. 801.02(7)(1)2, stats., seeking to commence, prosecute or defend
an action or proceeding under s. 814.29(1m), stats., without the prepayment of
costs and fees.
(1m) The clerk of circuit court shall use the family, criminal or civil case type designations when those designations are appropriate and applicable costs and fees are prepaid. The case type designation for any case designated “IP” under sub. (1) shall be changed to and proceed under the appropriate civil case designation whenever a court orders the case commenced under s. 814.29(1m), stats., without the prepayment of costs and fees.
(2)
The
court shall determine as much of the following as is necessary, based on the
pleadings and papers submitted by a prisoner, in the following order:
(am) Whether all
required documentation has been submitted.
(bm) Whether all
available administrative remedies have beeen exhausted.
(cm)
Whether the prisoner is precluded from filing
without the prepayment of costs and fees under s. 801.02(7)(d), stats.
(dm) Whether the prisoner
is indigent.
(em) In what manner
the filing fees and costs are to be paid.
(fm) Whether the
case should be dismissed without requiring the defendant to answer for a reason
set forth in s. 802.05(3)(b), stats.
(g) Whether the venue where the pleadings and
papers are submitted is proper.
(h) Whether venue is also proper in another
county.
(i) Whether an evidentiary hearing is likely to
be needed.
(j) Whether another county where venue is proper
is more convenient for the parties and the witnesses.
(3) If sub. (2) (h), (i) and (j) are all
answered in the affirmative, the court on its own motion shall change venue to
the more convenient county under s. 801.52, stats. The clerk of the circuit court shall forward the case to the
clerk of circuit court in the more convenient county and shall give notice of
that action to the parties. Any order
changing venue shall direct payment of costs and fees to the county to which
venue is transferred.
(4) If the court to which the case is forwarded
under sub. (3) believes an error has been made in the determination that venue
is proper in that court, that court shall refer the matter to the chief judge
of the district in which that court is located to resolve the matter.
70.41 Assistance
to court users; court staff guidelines.
(1) Definitions. In this rule:
(a)
"Court" means an appellate, circuit, or municipal court.
(b) "Court staff" means persons under the
supervision of the clerk of the supreme court and court of appeals, a clerk of
circuit court, a circuit court commissioner, a register in probate, a district
court administrator, a circuit court judge, or a municipal court judge.
(c)
"Forms" means any of the following:
1.
Forms that have been approved by the records
management committee.
2.
Forms that have been approved by a circuit
court or municipal judge for use in that jurisdiction.
(d) "Individual" means any person who seeks
court-related information, including information needed to file, pursue, or
respond to a case.
(e) "Should" is directory only, not
mandatory, and connotes a duty or obligation to pursue a goal or objective.
(2) Purpose.
The purpose of this rule is to assist the court in communicating with
individual court users without practicing law. The rule is intended to enable
court staff to provide the best service possible to individuals within the
limits of the individual staff member's responsibility. The rule is not intended to restrict powers
of court staff otherwise provided by statute or rule nor is it intended to
eliminate the collection of applicable fees or costs. The rule is not intended to list all assistance that can be
provided. The rule recognizes that the
best service the court staff may provide in many proceedings is advising an
individual to seek the assistance of an attorney.
(3)
Impartiality. Court staff shall remain impartial and may
not provide or withhold assistance for the purpose of giving one party an
advantage over another.
(4) Authorized
information and assistance. Court staff shall do all of the
following:
(a) Provide public information contained in any of the
following:
1.
Dockets
or calendars.
2.
Case
files.
3.
Indexes.
4.
Existing
reports.
(b) Provide a copy of, or recite, any of the following:
1. Common, routinely employed state and local court
rules.
2. Common, routinely employed court
procedures.
3.
Common,
routinely employed applicable fees and costs.
(c) Advise an individual where to find statutes and
rules, without advising whether a particular statute or rule is applicable.
(d) Identify and provide applicable forms and written
instructions without providing advice or recommendations as to any specific
course of action.
(e) Answer
questions about how to complete forms, such as where to write in particular
types of information, but not questions about how the individual should
phrase his or her responses on the forms.
(f) Define
terms commonly used in court processes.
(g) Provide phone numbers for lawyer referral services,
local attorney rosters, or other
assistance services, such as Internet resources, known to the court staff.
(h) Provide
appropriate aids and services for individuals with disabilities to the extent
required by the Americans With Disabilities Act of 1990, 42 U.S.C. 12101 et
seq.
(5)
Unauthorized information and assistance. Court staff may not do any of
the following:
(a) Provide
legal advice or recommend a specific course of action for an individual.
(b) Apply the
law to the facts of a given case, or give directions regarding how an
individual should respond or behave in any aspect of the legal process.
(c) Recommend
whether to file a petition or other pleading.
(d) Recommend
phrasing for or specific content of pleadings.
(e) Fill in a
form, unless required by sub. 4 (h).
(f) Recommend
specific people against whom to file petitions or other pleadings.
(g) Recommend
specific types of claims or arguments to assert in pleadings or at trial.
(h) Recommend what types or amount of damages to seek
or the specific individuals from whom to seek damages.
(i) Recommend
specific questions to ask witnesses or litigants.
(j) Recommend specific techniques for presenting
evidence in pleadings or at trial.
(k) Recommend which objections to raise regarding an
opponent’s pleadings or motions at trial or when and how to raise them.
(l) Recommend when or whether an individual should
request or oppose an adjournment.
(m) Recommend when or whether an individual should
settle a dispute.
(n) Recommend whether an individual should appeal a
judge’s decision.
(o) Interpret the meaning or implications of statutes
or appellate court decisions as they might apply to an individual case.
(p) Perform
legal research.
(q) Predict the
outcome of a particular case, strategy, or action.
(6) Referral to supervisor. When a court staff member is uncertain whether the
advice or information requested is authorized, the staff member should seek the
assistance of a supervisor. If a
supervisor is not available, the staff member should advise the individual to
seek assistance from an attorney.
COMMENT
Court staff shall provide a copy of a common rule, but
court staff should not attempt to apply the rule to the facts in the
individual’s case. Sometimes, after
court staff provides a rule, an individual will ask whether or how the rule
would apply, or if the rule might be applied differently, given the facts in
his or her case. This calls for an
interpretation of the law or rule of procedure. Court staff shall avoid offering interpretations of laws or
rules.
In providing assistance regarding forms, court staff
may inform individuals that some general content may be required in a pleading,
such as identification of the other parties involved in the accident or a
description of the facts surrounding the accident. But court staff may not tell an individual whom to identify or which
particular facts might be relevant in the pleading.
Court staff should, if possible, provide or direct an
individual to pamphlets or other documents that may address an individual's
question and that have been prepared for general distribution to the public.
Court staff may not compute deadlines specified by
statute or rule.
Court staff may not perform legal research. Court staff may refer individuals to
sections of the Wisconsin supreme court rules, local court rules, or Wisconsin
statutes that govern matters of routine administration, practice, or procedure
and they may give definitions of common, well-defined legal terms used in those
sections. However, court staff shall not interpret the meaning of statutes or
rules.
The list of prohibited types of assistance set forth
under sub. 70.41(5) is not comprehensive.
The list is consistent with the statutory directives in ss. 757.22 and
757.30(2), stats., regarding the practice of law by judicial officers and the
unauthorized practice of law.
Amended April 26, 1982; July 27,
1982; March 1, 1983; May 30, 1984; March 12, 1987; June 3, 1988; December 20,
1990; February 1, 1991; October 15, 1991; November 1, 1991; February 19, 1992;
June 2, 1992; September 1, 1992; December 2, 1992; May 3, 1994; October 25,
1994; October 31, 1994; June 19, 1995; January 13, 1997; July 2, 1997;
September 12, 1997; October 15, 1998; October 7, 1999; September 21, 2000;
December 18, 2000; April 6, 2001; April 6, 2001; April 30, 2002; May 3, 2002;
November 14, 2002, December 9, 2004; April 15, 2005, April 19, 2005, and June
3, 2005.