2010 WI 97
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Supreme Court of |
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Case No.: |
2008AP697-CR |
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Complete Title: |
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State of Plaintiff-Appellant, v. Dimitri Henley, Defendant-Respondent. |
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ON CERTIFICATION FROM THE COURT OF APPEALS |
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Opinion Filed: |
July 21, 2010 |
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Submitted on Briefs: |
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Oral Argument: |
October 20, 2009
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
Jacqueline R. Erwin
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Justices: |
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Concurred: |
PROSSER, J., concurs (opinion filed). |
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Dissented: |
CROOKS, J., dissents (opinion filed). ABRAHAMSON, C.J. and BRADLEY, J., join the dissent. |
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Not Participating: |
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Attorneys: |
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For the plaintiff-appellant the cause was argued by Katherine D. Lloyd, assistant attorney general, with whom on the briefs was J.B. Van Hollen, attorney general.
For the defendant-respondent there were briefs by Keith A. Findley, John A. Pray, Byron
Lichstein, and the
An amicus curiae brief was filed by Colleen D. Ball, first assistant state public defender, Nicholas L. Chiarkas, state public
defender, and William J. Tyroler,
assistant state public defender,
2010
WI 97
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
APPEAL from an order of the Circuit Court for
¶1 MICHAEL J. GABLEMAN, J. This case comes before us
on certification following the circuit court's order granting a new trial to
Dimitri Henley eight years after his conviction of five counts of second degree
sexual assault. The court of appeals
certified five questions[1]
to us regarding the authority of
¶2 The facts of this case put the issues plainly into focus. Following his conviction,
¶3 Years later, after charges against his two co-defendants had been
dismissed,
¶4 The first two issues concern whether and when certain provisions
governing civil procedure in Wisconsin may be utilized by a convicted criminal
defendant seeking a new trial. The
second two issues relate to the inherent power of
1. May a circuit court award a new trial to a convicted criminal defendant in the interest of justice under Wis. Stat. § 805.15(1)? Relatedly, is such a challenge subject to the time limitations contained in Wis. Stat. § 805.16(1), or may a convicted criminal defendant file a motion for a new trial under § 805.15(1) at any time?
2. May a circuit court award a new trial to a convicted criminal defendant in the interest of justice under Wis. Stat. § 806.07(1)(g) or (h)?
3.
Do
4. Should this court exercise its inherent or statutory authority in this case to order a new trial in the interest of justice?
¶5 We hold that neither Wis. Stat. § 805.15(1) nor § 806.07(1)(g) or (h) are available procedural
mechanisms for a convicted criminal defendant to challenge his or her
conviction or sentence. We further hold
that
I. FACTS
¶6 These facts are taken from
¶7 S.E.S., an 18-year-old female freshman, had recently moved into
the residence dorms of the University of Wisconsin-Whitewater. On the night of September 5, 1998, before
classes had started, S.E.S. and her roommate, Heidi Sheets, returned to their
dorm building from a party where each had drunk a few beers. They first stopped in the dorm room of Shawn
Demain, where they met Dimitri Henley, Jarrett Adams, and Rovaughn Hill, all of
whom had traveled from
¶8 Around 1:00 a.m. on September 6, S.E.S. left to go to her room. S.E.S. testified that she walked up to her room alone, but that after she entered her room, she turned and was surprised by Henley, Adams, and Hill. Sheets testified that she and S.E.S. invited all three men up to her room, and that they left together (although the plan was for Sheets to visit a friend and join them 20-30 minutes later).
¶9 Once in the room, one of the men put on a CD, and
¶10 S.E.S. went back down the hallway to leave the floor via a
staircase, but Hill blocked her path and "directed" her back to her
room, although he did not force her to do so.
II. PROCEDURAL HISTORY
¶11 The procedural history of this case is unusually complex, and vital to understanding the issues in this case, so we relate it in detail.
¶12 On December 1, 1998, the State charged Henley, Hill, and Adams each with five counts of first degree sexual assault, one count of second degree sexual assault, and one count of false imprisonment, all as party to a crime. After a three-day jury trial beginning on August 24, 1999, the State moved to amend the charges, which the court granted.[5] The defendants responded by moving for a mistrial, which the court also granted.
¶13 After this, the State proceeded to try the defendants again. Hill, but not the other two defendants, moved for dismissal on double jeopardy grounds. The court denied the motion, and Hill appealed. The court of appeals ordered Hill's case stayed pending appeal, and the circuit court, on the State's motion, severed Hill's case so that trial could proceed against Henley and Adams.
¶14 The case against Henley and Adams went to trial on February 8,
2000, wherein the facts noted above were adduced. The jury found both men guilty of five counts
each of second degree sexual assault.
¶15 With the aid of new postconviction counsel,
¶16 During this time, Hill's appeal was unsuccessful and he was retried on February 12, 2001. The trial resulted in a hung jury with 11 jurors voting for acquittal and one holding out for conviction. During that trial, Hill testified on his own behalf. He also called Shawn Demain, the resident of the dorm room where S.E.S. first met the defendants, as a witness. Demain testified that of the three African-American men that visited his dorm room that night, two of them left with S.E.S. and Sheets, while the third remained and played video games for 20-30 minutes before departing.[8] Demain further testified that at some point later that evening, he saw S.E.S. and the defendants together outside in the smoking area.
¶17 After learning of Hill's partial success,
¶18 The State attempted to try Hill a third time on May 7, 2001, but on the second day of trial the State moved to dismiss the case with prejudice based on newly-discovered evidence, including notes written by a police investigator regarding her conversation with Hill.[9] The charges against Hill were then dropped.
¶19 After being provided with this previously undisclosed evidence,
¶20 Adams (who had likewise been unsuccessful in postconviction
motions) and Henley appealed separately and the court of appeals affirmed each
case in unpublished decisions.[10] Henley and Adams each petitioned this court
for review. While review was pending,
¶21 On May 12, 2003,
¶22 In April 2004,
¶23 On June 30, 2006, the Seventh Circuit ruled in
¶24 Turning to the prejudice prong of the ineffective assistance
analysis, the court held that had Demain testified, there was "a
reasonable probability that the outcome of
¶25 Following the Seventh Circuit's decision, the State dismissed all
charges against
¶26 Henley learned of Adams' success in federal court, and on November 5, 2007, he filed a motion for a new trial in the interest of justice under Wis. Stat. § 805.15(1)[14] based on the same claims that had already been rejected.[15] On February 7, 2008, the circuit court——still presided over by the same judge who oversaw his trial and denied his earlier postconviction motions——granted Henley a new trial, finding that the Seventh Circuit's decision in the Adams case showed that "the issue of consent, the real controversy, was not fully tried." It also held that a motion for a new trial in the interest of justice under § 805.15(1) is not restricted by the 20-day time limitation set forth in Wis. Stat. § 805.16(1).
¶27 The State appealed the decision, and the court of appeals certified the case to this court.[16] We accepted the certification.
III. STANDARD OF REVIEW
¶28 Under
¶29 This case requires the court to decide the judicial authority of
the circuit court and to interpret various statutes relating to judicial
authority. The issue of judicial
authority is a question of law that this court reviews de novo. State v. McClaren, 2009 WI 69, ¶14,
318
IV. DISCUSSION
¶30 This case raises several interesting questions regarding the
interaction between post-trial civil and criminal procedure, as well as
regarding the inherent authority of the courts.
We will address these issues as they arise in the context of
¶31
¶32 In Part A, we analyze whether the circuit court had authority to
order a new trial in the interest of justice under Wis. Stat. § 805.15(1). We conclude that § 805.15(1) is not an available procedural mechanism
for
A.
¶33
¶34 The State agrees that § 805.15(1) is a proper vehicle for criminal defendants to seek a new trial in the interest of justice. However, it maintains that any such motion must be brought within 20 days following conviction pursuant to § 805.16(1).
¶35 In its amicus brief, the Office of the State Public Defender argues that neither § 805.15(1) nor § 805.16(1) are applicable to criminal cases; these govern new trials in the interest of justice in only civil cases.[17]
¶36 Thus, the question is whether § 805.15(1) is a proper statutory vehicle for criminal defendants seeking a new trial in the interest of justice, and if it is, whether such a motion is governed by the time restrictions in § 805.16(1).
¶37 Wisconsin Stat. § 805.15(1) provides:
Motion. A party may move to set aside a verdict and for a new trial because of errors in the trial, or because the verdict is contrary to law or to the weight of evidence, or because of excessive or inadequate damages, or because of newly-discovered evidence, or in the interest of justice. (Emphasis added.)
¶38 Wisconsin Stat. § 805.16 is entitled, "Time for motions after verdict." It provides in relevant part:
(1) Motions after verdict shall be filed and served within 20 days after the verdict is rendered, unless the court, within 20 days after the verdict is rendered, sets a longer time by an order specifying the dates for filing motions, briefs or other documents.
¶39 We agree with the State Public Defender that § 805.15(1) does
not provide statutory grounds for a criminal defendant to seek a new trial in
the interest of justice. We reach this
conclusion because: (1) the text of § 805.15(1)
suggests that it applies to civil cases only; (2) the text of § 805.16(1) suggests
that the 20-day time limit applies to motions under § 805.15(1), but such
a time limit is absurd in the criminal context; (3) §§ 974.02 and 974.06, by their
terms, provide the primary statutory means of postconviction, appeal, and post-appeal
relief for criminal defendants, and allowing motions under § 805.15(1)
renders these provisions irrelevant; and (4) the statutory history of §§ 805.15,
805.16, and 974.02 reveal that §§ 805.15(1) and 805.16(1) do not apply to
criminal cases.
¶40 First, § 805.15(1)
provides textual clues that it does not apply to criminal cases. This subsection refers to motions after
"verdict." In a criminal case,
such motions are called "postconviction" motions. See
¶41 Second, the text of § 805.16(1) makes clear that it applies to motions made under § 805.15(1). The time limits in § 805.16(1) apply to "[m]otions after verdict." A motion "for a new trial . . . in the interest of justice" under § 805.15(1) is, by definition, a motion after the verdict. If this does not make it plain enough, § 805.16(4) states that the 20-day post-verdict time limit in § 805.16(1) does not apply to motions for a new trial based on newly discovered evidence. Newly discovered evidence is one of the motions, along with a new trial in the interest of justice, authorized by § 805.15(1). In other words, by creating an exception, the statute clearly assumes that a motion for a new trial because of newly discovered evidence authorized by § 805.15(1) is a motion after the verdict and would otherwise be governed by the 20-day time limit.
¶42
¶43 We agree with
¶44
¶45 Chapter
974 of the Wisconsin Statutes is entitled, "Criminal Procedure——Appeals,
New Trials and Writs of Error."
Thus, although civil procedural mechanisms exist, the legislature has
specifically created a separate chapter governing criminal procedure.
¶46 Within
that chapter, § 974.02 applies to, as its title states, "[a]ppeals
and postconviction relief in criminal cases." Subsection (1) states in relevant part:
A motion for postconviction relief other than under s.
974.06 or 974.07(2) by the defendant in a criminal case shall be made in
the time and manner provided in s. 809.30.
An appeal by the defendant in a criminal case from a judgment of
conviction or from an order denying a postconviction motion or from both shall
be taken in the time and manner provided in ss. 808.04(3) and 809.30. (Emphasis added.)
¶47 The language here is exclusive and
unequivocal. With the exception of motions
under § 974.06 (discussed below) or under § 974.07(2) (relating to
DNA testing), a motion for postconviction relief by a criminal defendant
"shall be" governed by § (Rule) 809.30. Similarly, an appeal by a criminal defendant
from a judgment of conviction or denial of a postconviction motion or both
"shall be" governed by § 808.04(3) and § (Rule)
809.30. Section 808.04(3) states,
"Except as provided in subs. (4) and (7), an appeal in a proceeding under
s. 971.17, a criminal case, or a case under ch. 48, 51, 55, 938, or 980
shall be initiated within the time period specified in s. 809.30(2) or
809.32(2), whichever is applicable."
(Emphasis added.) Subsection (4)
applies to appeals by the State, and subsection (7) relates to adoption
orders. Section (Rule) 809.32 applies
only to no-merit reports. In other
words, § 974.02 states that postconviction relief and appeals by criminal
defendants like
¶48 Section (Rule) 809.30 establishes very specific procedures and time limitations for pursuing postconviction relief. It delineates procedures and deadlines for giving notice of intent to move for postconviction relief or appeal.[18] It also gives instructions for creating the record[19] and securing appointment of counsel.[20] Section (Rule) 809.30(2) makes clear that persons seeking postconviction relief——defined in § (Rule) 809.30(1)(c) as an appeal or a motion for postconviction relief——"shall comply with this section."
¶49 Thus, § 974.02 and § (Rule) 809.30 indicate that convicted criminal defendants wishing to challenge their conviction through a postconviction motion, appeal, or both, must abide by these sections.
¶50 Similarly, § 974.06 provides the primary statutory mechanism for convicted criminal defendants "[a]fter the time for appeal or postconviction remedy provided in s. 974.02 has expired." Section 974.06(1) provides:
After the time for appeal or postconviction remedy provided in s. 974.02 has expired, a prisoner in custody under sentence of a court or a person convicted and placed with a volunteers in probation program under s. 973.11 claiming the right to be released upon the ground that the sentence was imposed in violation of the U.S. constitution or the constitution or laws of this state, that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence.
¶51 Section 974.06 was
created in 1969. According to the
annotations, the section "represents the first
(1) providing a single, unitary, postconviction remedy
to be used in place of all other state remedies (except direct review); (2)
providing a remedy for all grounds for attacking the validity of a conviction
or sentence in a criminal case; and (3) requiring a defendant to present all of
his or her claim(s) for attack on a conviction or sentence in his or her
initial postconviction proceeding, unless there exists a sufficient reason why
the claim(s) were not raised in the initial proceeding.
State v. Lo, 2003 WI
107, ¶20, 264
¶52 After a convicted criminal defendant's rights under § 974.02 have been
exhausted, the primary method of challenging a conviction is § 974.06. We have stated that a § 974.06 motion "is limited in scope to matters
of jurisdiction or of constitutional dimensions. The motion must not be used to raise issues
disposed of by a previous appeal." Peterson
v. State, 54
¶53 Section 974.06, then, was clearly designed to be the primary statutory
vehicle[21]
for a convicted criminal defendant to challenge his confinement following the
exhaustion of his postconviction and appeal rights under § 974.02. The goal of this statute, a goal central to
the fair and efficient administration of justice, is finality. Escalona-Naranjo, 185
¶54 In
§ 974.02, the legislature has created a process where claims must be
raised immediately through the postconviction and/or appeals process.[22] Then, once this process is finished, a
limited right of review exists pursuant to § 974.06 to challenge the
conviction on the grounds that it violates the state or federal constitution,
that the court lacked jurisdiction, or that the sentence was in excess of the
law or is subject to collateral attack on some other basis. Such claims, of course, are subject to the
procedural bar articulated in Escalona-Naranjo.
¶55 Allowing
motions in the interest of justice under § 805.15(1) at any time renders
limitations under § 974.02 and § 974.06 irrelevant. These statutes would make no sense if motions
under § 805.15(1) could be brought at any time. No criminal defendant would limit themselves
to bringing a motion under § 974.06, for example, if the broader grounds
in § 805.15 were always available, no matter how many times a motion on
those same grounds had been brought, and no matter how long it had been since
the conviction.
¶56 Finally,
the statutory history of §§ 805.15, 805.16, 974.02, and (Rule) 809.30 make
clear that §§ 805.15(1) and 805.16(1) do not apply to criminal cases.
¶57 Before
1975, the Wisconsin Statutes had separate, nearly identical provisions
governing motions for new trials.
Section 270.49(1) (1971-72) governed motions for new trials in civil
cases. It provided:
Motion for new trial. (1) A party may move to set aside a verdict and for a new trial because of errors in the trial or because the verdict is contrary to law or to the evidence, or for excessive or inadequate damages or in the interest of justice; but such motion must be made and heard within 2 months after the verdict is rendered.
Section 270.50 (1971-72) provided separate grounds for a new trial in the event of newly discovered evidence; such a motion was required to be made within one year of the verdict or finding.
¶58 Section 974.02(1) (1971-72), on the other hand, was the analogous and nearly identical provision covering criminal cases:
New trial. (1) In felonies,[23]
a defendant may move in writing or with the consent of the state on the record
to set aside a judgment of conviction and for a new trial in the interest of
justice, or because of error in the trial or because of error in the jury
instructions, or because the judgment of conviction is not supported by the
evidence or is contrary to law, or based on newly discovered evidence; but such
motion must be made, heard and decided within 90 days after the judgment of
conviction is entered. (Emphasis and
footnote added.)
Thus, this criminal procedure statute expressly provided for a
new trial in the interest of justice.
Such a motion was required to be heard and decided within 90 days of the
judgment of conviction.
¶59 In
1975, § 270.49 and § 270.50 were rewritten and relocated. Two new statutes were created——§ 805.15
and § 805.16. The Judicial Council
Committee's Note, 1974, to § 805.15 stated its purpose: "The first
sentence of sub.(1) restates the grounds on which new trials have been allowed in
¶60 At
the same time it made these changes to civil post-verdict procedure, the
legislature left untouched the analogous passage in § 974.02. It still provided for motions for a new trial
in the interest of justice, among other reasons, and retained the requirement
that such motions be "made, heard and decided within 90 days after the
judgment of conviction is entered," unless extended. § 974.02 (1975-76).
¶61 Thus,
the statutory history makes clear that § 805.15 was not intended to
apply to criminal appeals, and that the legislature retained separate (though
similar) processes and grounds for criminal appeals in § 974.02.
¶62 The
legislature acted again in 1977 to revise the criminal code. It made several changes, including changes to
§ 974.02. The new version provided
that criminal appeals and motions for postconviction relief in felony cases
(along with several other violations) were required to "be taken in the
time and manner provided in ss. 809.30 and 809.40." Sections (Rule) 809.30 and (Rule) 809.40 were
newly created sections, the former applying to felony criminal cases, among
other things, and the latter applying to misdemeanors.[24] Left out of the new version of § 974.02
were the various grounds for appeal or postconviction relief, including a new
trial in the interest of justice. The
legislative history does not indicate why the legislature removed these stated
grounds. Though the legislature made
minor wording variations in the intervening years, §§ 805.15(1), 805.16(1),
and 974.02 have remained substantially the same since the 1977 revisions.
¶63 This
raises the question——can convicted criminal defendants still seek a new trial
in the interest of justice? The answer
is certainly yes. The elimination of the
specific grounds for relief in § 974.02 did not eliminate the right to
seek postconviction relief on those grounds; those grounds are simply not
itemized in the statute. Motions for a
new trial in the interest of justice are routinely brought during the
postconviction motion and appeals process under § 974.02 and § (Rule)
809.30.[25]
See, e.g., State v. Johnson, 135 Wis. 2d 453,
455, 400 N.W.2d 502 (Ct. App. 1986) (as part of defendant's appeal,
considering whether defendant was entitled to a new trial in the interest of
justice); L. Michael Tobin & Patrick J. Devitt, Wisconsin Criminal
Defense Manual, § 9.11 (2008) (stating that a motion for a new trial
is generally part of postconviction practice under § (Rule) 809.30, and
one of the grounds for such a motion is the interest of justice). During the appellate process under
§ 974.02 and § (Rule) 809.30, defendants may also appeal to the
discretionary power of the court of appeals to order a new trial in the
interest of justice under § 752.35,[26]
and to our similar power in an appeal before this court under § 751.06.
¶64 The
confusion over this appears to be the reason why some courts have considered a
criminal defendant's motion for a new trial in the interest of justice to be
under § 805.15.
¶65 We
are aware of no
¶66 Accordingly,
§ 805.15(1) is not a proper vehicle for a criminal defendant to seek a
new trial in the interest of justice. Therefore, the circuit
court erred in relying on this statute when it granted
B.
¶67
¶68 Section 806.07(1) provides in relevant part:
(1) On motion and upon such terms as are just, the court, subject to subs. (2) and (3) may relieve a party or legal representative from a judgment, order or stipulation for the following reasons:
. . .
(g) It
is no longer equitable that the judgment should have prospective application;
or
(h)
Any other reasons justifying relief from the operation of the judgment.
Section 806.07(2) further provides that "[t]he motion shall be made within a reasonable time."
¶69
¶70 Section
806.07(1)(h) is a civil procedure statute, and is unavailable for many of the
same reasons § 805.15(1) is unavailable.
If convicted criminal defendants can use § 806.07(1)(h) to
challenge their conviction, why would they ever use §§ 974.02 and
974.06? The answer is, they would
not.
¶71 The
catch-all provisions in § 806.07(1)(g) and (h), then, cannot provide an
alternative ground to uphold the circuit court's grant of a new trial to
C. The Circuit Court's Inherent Authority
¶72
¶73 It
is beyond dispute that circuit courts have "inherent, implied and
incidental powers." State ex
rel. Friedrich v. Circuit Court for
¶74 Recognizing
a circuit court's inherent authority to order a new trial in this case would
unwisely broaden the scope of the circuit court's inherent powers. As outlined above, we should only invoke
inherent power when such power is necessary to the functioning of the
court. Recognizing inherent authority to
order a new trial here, where
¶75 Put
simply, the circuit court's authority to revisit old arguments must end
somewhere. While defendants deserve a
fair hearing, defendants do not deserve unlimited, duplicative hearings. The fair administration of justice is not a
license for courts, unconstrained by express statutory authority, to do
whatever they think is "fair" at any given point in time.[29] Rather, any conception of the fair administration
of justice must include the principle of finality. Thus, while circuit courts do have inherent
powers, we do not recognize a broad, inherent power to order a new trial in the
interest of justice at any time, unbound by concerns for finality and proper
procedural mechanisms.
¶76 Moreover,
if a circuit court has the inherent power to order a new trial in the interest
of justice at any time for any reason, including when the litigant has already
raised the same claims (as is the case here), we must again ask——what would be
the point of § 974.06? No criminal
defendant challenging his conviction following the postconviction motion and
appeals process would limit themselves to the restrictive grounds and high bar
in § 974.06. Recognizing or
granting a circuit court's inherent authority here would open the courts to
claim after claim and render the restrictions in § 974.06 illusory.
¶77 For
these reason, we conclude that the circuit court did not have the inherent
power to order a new trial for
D. Our Inherent and Statutory Authority
¶78 Thus
far, we have determined that the circuit court did not have authority to order
a new trial for
¶79 Henley
asks that even if we do not recognize the circuit court's authority to act, we
consider using our inherent or statutory authority to order a new trial for
¶80 We
decline to use our inherent authority in this case and instead choose to
conduct our review under our broad statutory powers. We have been given statutory authority to
order a new trial under § 751.06.
That statute provides:
Discretionary reversal. In an appeal in the supreme court, if it appears from the record that the real controversy has not been fully tried, or that it is probable that justice has for any reason miscarried, the court may reverse the judgment or order appealed from, regardless of whether the proper motion or objection appears in the record, and may direct the entry of the proper judgment or remit the case to the trial court for the entry of the proper judgment or for a new trial, and direct the making of such amendments in the pleadings and the adoption of such procedure in that court, not inconsistent with statutes or rules, as are necessary to accomplish the ends of justice.
¶81 Under this authority,
¶82 We conclude that the controversy here has been fully tried.
¶83 We also do not see a miscarriage of justice. Demain's testimony would not, in our view, have created a substantial probability of a different result. The fact of the Seventh Circuit's decision is revelatory of nothing new, and was essentially a disagreement with the Wisconsin Court of Appeals in regard to the import of Demain's testimony. Demain's testimony might have added some doubt regarding how many of the men accompanied her to her room, and whether they were invited. The import of S.E.S. possibly smoking with the men is difficult to ascertain because we do not know whether this was before or after the sexual assault. While it is possible that Demain's testimony would have affected the outcome,[30] we cannot say there is a substantial probability that this is so.
¶84 To say Henley has had his day in court is an understatement; the
circuit court, Wisconsin Court of Appeals, this court (by virtue of previously declining
to take the case), and the U.S. District Court all reviewed the claim that Henley
was entitled to a new trial in the interest of justice to permit Demain to
testify.
IV. CONCLUSION
¶85 In cases like this, the temptation may arise for courts to create a new procedural protection or new remedy unfounded in the law to fit the facts of a very difficult case. But the old adage is still true——hard facts make bad law. We choose to not make bad law.
¶86 We hold that neither Wis. Stat. § 805.15(1) nor § 806.07(1)(g) and (h) are available procedural
mechanisms for a criminal defendant to challenge his or her conviction or
sentence. We further hold that circuit
courts in
By the Court.—The order of the circuit
court is reversed and the cause remanded for entry of an order denying
¶87 DAVID T. PROSSER, J. (concurring). Understanding the procedural background of this case is vital to understanding its importance.
PROCEDURAL HISTORY
¶88 Dimitri Henley was one of three defendants charged with the sexual assault of a young student at the University of Wisconsin-Whitewater in 1998. His first trial in 1999 ended in a mistrial. His second trial in 2000 ended in a conviction of five counts of second-degree sexual assault.
¶89 Henley's postconviction counsel was different from his trial
counsel, and his postconviction counsel argued to the circuit court that
¶90
¶91
¶92
¶93 He then petitioned the United States District Court for the Western
District of Wisconsin for a writ of habeas corpus under 28 U.S.C. § 2254. The court denied relief, and
¶94 Considering this background, Henley is similar to hundreds, if not
thousands, of other criminal defendants in
¶95
POSTCONVICTION RELIEF
¶96 A defendant, of course, has the right to appeal a criminal conviction. Apart from the appeal, the defendant may file a whole host of motions after verdict in an effort to secure a new trial.
¶97
¶98 When
the time for appeal or the postconviction remedy provided in Wis. Stat.
§ 974.02 has expired, a defendant may seek relief under Wis. Stat.
§ 974.06. However, there is no
authority for the circuit court to grant a new trial in the interest of justice
under § 974.06. This statute
narrows the grounds for relief.
¶99
¶100 This
brings us to the nub of this appeal.
Three justices suggest that the circuit court has inherent authority to
grant a new trial in the interest of justice, notwithstanding the
long-standing, well-understood procedural barriers of § 974.06(4). The majority opinion of Justice Gableman
rejects this proposition without qualification.
I certainly do. The circuit court
has no statutory power and no inherent authority to grant a new trial in the
interest of justice except during the trial or in a timely motion under
§ 974.02.
¶101 If
this court were to embrace the inherent authority espoused by the dissent, it
would create an entirely new basis for postconviction relief in circuit courts
and destroy the utility of Wis. Stat. § 974.06(4). The standards for postconviction motions set
out in Escalona-Naranjo and explained again in State v. Allen,
2010 WI 89, ___ Wis. 2d ___, ___ N.W.2d ___, would be
pointless. Decisions like State v.
Dearborn, 2010 WI 84, ___ Wis. 2d ___, ___ N.W.2d ___, and State
v. Littlejohn, 2010 WI 85, ___ Wis. 2d ___, ___ N.W.2d ___,
would not mean anything because defendants would say, "Like Henley, I'm
being treated differently, so I get another shot."
¶102 In
this instance, rejecting inherent authority and limiting circuit court review
to the terms of § 974.06, protects circuit courts from a deluge of
successive claims. In this regard,
quality is better than quantity. That is
why this case is important.
¶103 For the reasons stated, I join the majority opinion and respectfully concur.
¶104 N. PATRICK CROOKS, J. (dissenting). The majority poses the question, "[C]an convicted criminal defendants still seek a new trial in the interest of justice?" It responds, "The answer is certainly yes."[32] Except, as here, when the answer is "certainly not." The majority's decision limits a circuit court's authority to grant a new trial in the interest of justice to those cases where the motion is filed within a 20-day window following sentencing[33]——a rule that implies that circuit courts cannot be trusted with the inherent authority to grant and reject such motions and implies as well that the majority can envision no case where "the interest of justice" cannot be ascertained and pursued within 20 days of a case's completion.
¶105 The stakes in this case are just about as high as any case a court decides: a man in his early 20s faces a 20-year prison sentence that has been stayed pending the outcome of this appeal. The unusual circumstances surrounding our review make it, as the majority acknowledges, "a very difficult case."[34] What brings the case to us is the fact that the circuit court——the same court which presided over Henley's trial——was sufficiently troubled by the potential significance of evidence not presented at Henley's trial that it took the rare step of granting Henley's motion for a new trial, so that a jury could evaluate the competing claims with the previously omitted testimony fully presented. I disagree with the majority that the circuit court erred in the act of granting the motion;[35] in fact, in so doing, it did exactly what circuit courts are asked to do. As one county court put it,
This Court has the responsibility of safeguarding both the rights of the accused and the interests of the public in the administration of criminal justice. In addition it has the obligation on its own initiative to correct real or apparent improprieties which would tend to lower esteem for the system of justice which it is bound to uphold.
People v. Krstovich, 338
N.Y.S.2d 132, 137-38 (N.Y. County Ct. 1972) (citing Standards Relating to the
Function of the Trial Judge. American Bar Association Tentative Draft 1972,
Standard 1.1 (subsequently adopted and published with commentary in ABA
Standards for Criminal Justice: Special
Functions of the Trial Judge, 2d ed. 1980)).
We have recognized this great responsibility put upon the circuit court
in stating that, "[T]his court is very loath to interfere with the
discretion to grant new trials that is vested in circuit judges. It is a power
that should be courageously and fearlessly exercised whenever a trial judge is
convinced that to enter judgment on a verdict returned would result in a
miscarriage of justice." Schlag
v. Chi., Milwaukee & St. Paul Ry. Co., 152
¶106 I would hold that a circuit court has inherent authority to grant a
motion for a new trial where the real controversy has not been fully tried or
there has been a miscarriage of justice. If a circuit court, exercising its
inherent authority, grants a new trial in the interest of justice on the
grounds that the real controversy has not been fully tried or there has been a
miscarriage of justice, such a decision is, of course, appealable as an
erroneous exercise of discretion and reviewable by the Wisconsin Court of
Appeals and by the Wisconsin Supreme Court. See e.g., Totsky v. Riteway Bus
Serv., Inc., 2000 WI 29, ¶46, 233
I. BACKGROUND
¶107 As the majority noted, this case has a fairly complex factual and
procedural background, so it is helpful to highlight a few critical points. Henley, Jarrett Adams (
¶108 At Hill's separate trial, Hill called Shawn Demain (Demain) to
testify. His testimony provided an
account of the events of the evening in question that supported Heidi Sheets'
(Sheets) testimony and contradicted much of the testimony of the alleged
victim, S.E.S. Demain confirmed that
Sheets and S.E.S. invited the men up to their room, which corroborated Sheets'
testimony and contradicted S.E.S.'s statement that they entered her room
uninvited. Additionally, Demain
testified that he saw S.E.S., Hill, Adams, and Henley smoking outside together
at least twenty minutes after Adams,
¶109 Henley and Adams both unsuccessfully appealed their convictions, and
after those appeals failed, they sought assistance from the Wisconsin Innocence
Project. Unfortunately for Henley, by
the time the Innocence Project reviewed
¶110 After Adams' success in the Seventh Circuit,
II. DISCUSSION
A. The Circuit Court's Inherent Authority.
¶111 After giving a brief nod to a circuit court's well recognized
inherent authority, the majority so limits that inherent authority to the point
that it is meaningless. First, the
majority narrowly limits a circuit court's inherent authority to that which
"is necessary to the functioning of the court." Majority op., ¶74. Second, the
majority asserts that the circuit court's inherent authority may be exercised
only when a case is "before it under a proper procedural
mechanism."
¶112 The majority incorrectly asserts that recognizing the circuit
court's inherent authority to grant a new trial would "unwisely broaden
the scope of the circuit court's inherent powers."
¶113 While the majority and concurrence suggest that statutory time
limits restrict a circuit court's inherent authority, majority op., ¶74-76;
concurring op., ¶¶100-102,
we have consistently held that the legislature lacks the power to impose limits
on a court's inherent authority because such authority is derived from the
Wisconsin Constitution. State v. Lee,
88
¶114 Contrary to the majority's conclusion, in my view the circuit court has inherent authority to grant criminal defendants a new trial where the real controversy has not been fully tried or there has been a miscarriage of justice. As noted, this inherent authority is derived from the Wisconsin Constitution's broad grant of original jurisdiction:
Except as otherwise provided by law, the circuit court shall have original jurisdiction in all matters civil and criminal within this state and such appellate jurisdiction in the circuit as the legislature may prescribe by law. The circuit court may issue all writs necessary in aid of its jurisdiction.
¶115 The Wisconsin Constitution further provides that one of the court's
most basic functions is to provide a remedy for wrongs, including in
appropriate situations fashioning relief where no adequate remedy exists.
¶116 Consistent with this broad directive, this court has broadly defined
the circuit court's authority to include powers specifically granted by the
Wisconsin Constitution and the legislature along with certain inherent
powers. As we have stated, "The
[constitution's] general grant of original jurisdiction is substantially
without limit by anything found in the constitution, over all actions, civil
and criminal." State ex rel.
Attorney Gen. v. Portage City Water Co., 107
¶117 That does not mean that the circuit court's inherent authority is
limitless, however. We discussed the
boundaries of the court's inherent authority at length in Davis, 226
¶118 In
¶119 Thus, the proper test to determine whether a circuit court has the
inherent authority to grant a new trial where the real controversy was not
fully tried or where justice has miscarried is whether that authority is
"necessary for the efficient and orderly functioning of the court or to
maintain the court's dignity, transact its business or achieve the purpose of
its existence."
¶120 The Wisconsin Constitution demands, and we have consistently
confirmed, that one essential function of the circuit court "to maintain
[its] dignity . . . [and] achieve the purpose of its existence" is the
court's authority to correct errors where an injustice has occurred.
¶121 It follows that if we recognize a court's inherent authority to
allow withdrawal of a guilty plea and to grant a trial, we must also recognize
its authority to grant a new trial where there has been an error denying the
defendant a fair trial. Contrary to the
majority's assertion, this would not "unwisely broaden the scope of the
circuit court's inherent powers."
Majority op., ¶74. As discussed
above, the Wisconsin Constitution states, and we have confirmed, that the
circuit court's inherent authority to correct injustice is broad.
¶122 While we have not explicitly addressed the standard that a circuit
court must apply when deciding whether to exercise its inherent authority to
grant a new trial, I would hold that such a standard is evident from previous
decisions of this court and the court of appeals. The legislature developed standards for when
this court or the court of appeals, respectively, may grant a new trial under
§ 751.06 and § 752.35. Under
its statutory reversal authority, a court may grant a new trial where (1)
"the real controversy has not been fully tried," or (2) "it is
probable that justice has for any reason miscarried."
¶123 Thus, I would hold that a circuit court may grant a new trial under
its inherent authority only where (1) "the real controversy has not been
fully tried," or (2) "it is probable that justice has for any reason
miscarried." Wis. Stat.
§§ 751.06, 752.35; see State v. Hicks, 202
¶124 With this standard and these limitations, recognizing a circuit
court's inherent authority to grant a new trial does not give a defendant
endless opportunities for a new trial or upset the principle of finality as the
majority asserts. Majority op., ¶¶74-76. Rather such a remedy is restricted to a
limited number of defendants.
¶125 The majority insists that a circuit court's inherent authority is
restricted by statutory procedures and time limits, id., ¶¶76, 86; however, a court's
inherent authority is entirely independent of its statutory authority. The Wisconsin Constitution confers circuit
court jurisdiction, and therefore circuit court authority is not constrained by
legislative directives.
¶126 In Lee, we addressed whether this independent authority was
subject to time limits imposed by statute and conclusively stated that it is
not. 88
It is clear, therefore, that Pulaski did not set a jurisdictional time limit for considering a motion to withdraw a plea. Pulaski also makes clear that a motion to withdraw a plea could be made beyond the one-year regulatory period but, unless exceptional circumstances were shown, it would be an abuse of discretion to consider a motion made beyond the time period.
The analysis of Pulaski conclusively demonstrates that a defendant who seeks to withdraw a plea after the regulatory time period would indeed have to show by clear and convincing evidence that exceptional circumstances warranted the invocation of the court's inherent power. Pulaski holds that a defendant has the right to move for withdrawal of his plea within the one-year period but that it is within the discretion of the court, in its inherent power to do justice, to entertain the motion at a later date.
Pulaski did not set a jurisdictional time limit. Neither, we conclude, does the statute. In the interests of sound court administration, the statute reduces the regulatory time to one hundred twenty days. The statute, however, does not deprive the court of jurisdiction. . . .
We conclude that it was within the power and jurisdiction of the county court to consider the motion even though it was brought after the one-hundred-twenty-day period set forth in the statute.
¶127 This does not mean that the statutory framework for postconviction
relief under Wis. Stat. ch. 974 is meaningless, however, or that a defendant
may ignore the statutory time limits and instead seek relief only under a
court's inherent authority. As we have
stated, a court should grant a new trial in the interest of justice under its
inherent authority only "in exceptional cases" because it is such an
extraordinary remedy. Armstrong,
283
¶128 Recognizing the circuit court's inherent authority to perform its justice-seeking function will ensure that the justice system is not so inflexible that it cannot correct errors. As explained above, this will not upset the principle of finality as the majority asserts. Therefore, I would hold that the circuit court had the inherent authority to grant a new trial here because the real controversy in this case has not been fully tried, as I now explain in detail.
B. Review of the Circuit Court's Decision.
¶129 I would hold that the circuit court has inherent authority to grant
a new trial where the case has not been fully tried or there has been a
miscarriage of justice. I would then carefully review the circuit court's
decision to grant a new trial.[40]
The circuit court mistakenly based its authority to hear
¶130 The circuit court determined that a new trial was warranted because
the real controversy, S.E.S.'s consent, had not been fully tried. A case or controversy has not been fully
tried "when the jury was erroneously not given the opportunity to hear
important testimony that bore on an important issue in the case . . . ." Hicks, 202
¶131 In Adams, the Seventh Circuit analyzed Adams’ trial and the
testimony given by Demain at Hill’s trial, and concluded that Adams' counsel
made an unreasonable decision in failing to call Demain, as Demain's testimony
could have "shed considerable, perhaps conclusive, light on the events of
that night."
¶132 The Seventh Circuit's description of Demain's testimony and the transcript of Demain's testimony at Hill's trial sharply contradict the majority's characterization of this evidence. The majority dismisses the importance of Demain's testimony as "largely duplicative of what Sheets related in her testimony," and thus concludes that "[i]t cannot be said that such evidence was not placed before the jury." Majority op., ¶82. To the contrary, the fact that Demain’s testimony would have corroborated Sheets' testimony and contradicted the statements by S.E.S. supports the argument that this evidence would have been extremely valuable to the jury’s credibility determination, which was the crux of this case. One such critical point is Demain's testimony that Sheets and S.E.S. invited the men up to their room. This testimony would have significantly undermined S.E.S.'s credibility since he would have been a second witness who contradicted S.E.S. and confirmed Sheets' statements.
¶133 The majority also asserts that Demain's testimony on seeing the
group smoking outside together "is not critical."
¶134 Furthermore, as the majority points out, there is a police report
that further undermines S.E.S.'s credibility, which was not presented at
Henley's trial but contributed to the State's dismissal of Hill's case during
his third trial. Majority op., ¶18 n.9. This report indicates that Hill previously
told a police investigator that (1) Hill and Demain remained downstairs
together for approximately twenty minutes after S.E.S., Henley, and Adams went
up to S.E.S.'s room, and (2) S.E.S., Henley, Adams, and Hill rolled marijuana
joints together in S.E.S.'s room that they later smoked together downstairs. This documentation of Hill's statements to
the police further corroborates Demain's testimony, and thus
¶135 Thus, the circuit court, armed with the analysis and ruling by the Seventh Circuit, did not err in determining that the real controversy was not fully tried, where the jury was denied the opportunity to hear Demain's critical testimony that went to the heart of the case: S.E.S's credibility and the issue of consent.
C. Court of Appeals' Statutory and Inherent Authority.
¶136 The majority’s holding that the circuit court lacked any inherent
authority to grant a new trial in this case would seem to require the majority
to address whether the court of appeals has such inherent authority. However, the majority does not answer that
certified question.[41] Of course, this court is not required to
answer all of the certified questions when we accept a certification, but
generally there should be a good reason for not doing so. See, e.g., State v. Konkol, 221
¶137 In this case, where the majority has found that the circuit court
did not have the inherent or statutory authority to grant a new trial, even
though that court held that the real controversy has not been fully tried, it
is appropriate to address whether the court of appeals has such authority. While under the majority's holding this court
can still hear a motion for a new trial, "the question of whether justice
has been done in an individual case is primarily and initially the concern of
the court of appeals.” State v. McConnohie, 113
¶138 The legislature has given the court of appeals broad statutory reversal authority:
In an appeal to the court of appeals, if it appears from the record that the real controversy has not been fully tried, or that it is probable that justice has for any reason miscarried, the court may reverse the judgment or order appealed from, regardless of whether the proper motion or objection appears in the record and may direct the entry of the proper judgment or remit the case to the trial court for entry of the proper judgment or for a new trial, and direct the making of such amendments in the pleadings and the adoption of such procedure in that court, not inconsistent with statutes or rules, as are necessary to accomplish the ends of justice.
¶139 In State v. Allen, the court of appeals adopted a narrow
interpretation of its own statutory authority, concluding that it authorized
the court of appeals to grant such relief only on a direct appeal, and not on a
collateral attack. 159
¶140 We criticized that holding in Armstrong and have found no
such limitation on our own statutory discretionary reversal authority under a
nearly identical statute. 283
¶141 Furthermore, the court of appeals has the same broad inherent
authority to grant a new trial where the case has not been fully tried or there
has been a miscarriage of justice, as this court and the circuit court.
D. Our Statutory and Inherent Authority.
¶142 While the majority recognizes that we have the inherent and
statutory authority to grant a new trial, majority op., ¶¶79-81, given the
majority's desire to limit the lower court's authority in this respect, it is
important to emphasize that we retain the authority to do so. As we unequivocally stated in Hicks
and Armstrong, this court has "inherent power and express statutory
authority to reverse a judgment of conviction and remit a case for a new trial
in the interest of justice, even where the circuit court has exercised its
power to order or to deny a new trial."
Hicks, 202
¶143 Furthermore, for the same reasons that I would hold that the circuit court did not erroneously exercise its discretion in granting Henley a new trial, I would hold that since the real controversy in this case was not fully tried, and in order to avoid a miscarriage of justice, we must affirm the order of the circuit court for a new trial.
III. CONCLUSION
¶144 In its pursuit of finality at all costs, the majority has ignored the analysis and reasoning of the Seventh Circuit, has failed to apply the correct standard of review to the appropriate exercise of discretion by the circuit court, and has unnecessarily restricted the circuit court's inherent authority and limited its ability to ensure that defendants get a fair trial in every case.
¶145 For the reasons set forth herein, I respectfully dissent.
¶146 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON and Justice ANN WALSH BRADLEY join this dissent.
[1] For a listing of the questions posed to us by the court of appeals and our approach in answering them, see infra note 16.
[2] All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
[3]
[4] At some time before the vaginal intercourse, S.E.S. received a phone call in her room from a friend and talked with her for about five minutes without mentioning that anything was wrong. It is unclear precisely when this happened relative to the other events.
[5] The State moved to reduce all five first degree sexual assault counts to second degree, the second degree count to fourth degree, and to remove "aided and abetted by" language from each of the sexual assault counts.
[6]
[7] Under Wis. Stat. § 974.02 and § (Rule) 809.30(2)(b), defendants may file postconviction motions for relief up to 20 days after sentencing.
[8] This testimony is in accordance with Sheets' testimony that the men were invited by her and S.E.S. to their room, and conflicts with S.E.S.'s version of events. However, the testimony conflicts with Sheets' and S.E.S.'s testimony that all three of the men left Demain's room at the same time.
[9] The investigator's
notes indicate that Hill told her that while S.E.S., Sheets, Henley, and Hill
went upstairs together,
[10] State v. Henley, No.
2008AP697, unpublished slip op. (
[11] A detailed discussion of § 974.06 is contained in ¶¶50-54, infra.
[12] The record is unclear
as to why Adams' habeas corpus petition was filed so much later than
[13] Henley, who filed his
habeas corpus petition a year earlier than
[14] A detailed discussion of § 805.15(1) is contained in Part III.A., infra.
[15] At this point,
[16] The five questions
certified by the court of appeals were:
1) whether the circuit court is permitted to grant a new trial
in the interest of justice under Wis. Stat. § 805.15(1) without time
limit;
2) if it is not, whether the circuit court has inherent authority
to grant this relief;
3) if it does not, whether [the court of appeals] may use its
power of discretionary reversal under Wis. Stat. § 752.35 to reach back to
the original judgment of conviction and grant the same relief;
4) if it does not, whether [the court of appeals] has inherent
authority to grant such relief; and
5) if it does not, whether the supreme court should exercise its
inherent authority to grant relief in this case.
Because we conclude that the
district court does not have the power to order a new trial under these facts,
we need not address the power of the court of appeals; its jurisdiction is
appellate and is premised on a valid suit in the circuit court. Thus, we have chosen not to address the third
and fourth questions certified to us. We
do, however, address one additional issue raised by Henley for the first time
before this court regarding ordering a new trial for
[17] The amicus brief from the Office of the State Public Defender nonetheless urges us to affirm the circuit court's award of a new trial, but on the grounds of the circuit court's inherent authority.
[18] Notice of intent to
pursue postconviction relief must be made within 20 days after sentencing.
[19] See
[20] See
[21] Outside of § 974.06,
defendants may still file the following:
(1) a
petition for a writ of habeas corpus in federal court (28 U.S.C. § 2254
(2000));
(2) a
writ of error coram nobis (see Jessen v. State, 95
(3) a
state habeas petition challenging the effectiveness of postconviction counsel (see
State ex rel. Rothering v. McCaughtry, 205
(4) a
petition challenging his appellate attorney's effectiveness (see State
v. Knight, 168
[22] A separate statute
governs appeals by the State. See
[23] Misdemeanor appeals were separately governed by Wis. Stat. § 974.01 (1971-72).
[24] The current version of § (Rule) 809.30 applies, with
some exceptions, to all criminal cases, including misdemeanors. See
[25] For the reasons explained above, a motion for a new trial in the interest of justice under § 974.06 would not pass muster unless it involved one of the types of claims allowed by the statute, and unless it was associated with a more specific "sufficient reason" allowing it to pass the Escalona bar.
[26] The court of appeals'
jurisdiction is primarily appellate, with original jurisdiction "only to
issue prerogative writs."
[27] Henley does cite In
Interest of H.N.T., 125
[28] The dissent envisions a broad view of the circuit court's inherent power. See dissent, ¶105. As a practical matter, the dissent would hold that, not just for 10 years, but 20, 30, or 50 years after a conviction, a defendant can bring the exact same claims already denied multiple times and obtain a new trial.
The dissent draws support for this from dozens of cases——notably, almost all of them decades old (the first five cases it cites, for example, are from 1972, 1913, 1942, 1965, and 1963, respectively). See id. Why is this?
The reason is, early cases invoked inherent authority
more often because the procedural rules governing courts were somewhere between
non-existent and non-exhaustive. See
generally Thomas O. Main, Judicial Discretion to Condition, 79 Temp. L. Rev. 1075,
1111-15 (2006) (noting generally that the scope of a court's inherent authority
is inversely related to the breadth of procedural statutes and rules the court
is subject to). As federal and state
courts became subject to more comprehensive rules schemes, the need for
inherent authority lessened.
Because it glosses over the rationale for inherent authority, the dissent is led to propose a sweeping, all-encompassing authority that effectively turns our criminal procedure statutes, including § 974.02 and § 974.06, into mere regulatory suggestions at best, and unconstitutional usurpations of judicial power at worst.
[29] To support its expansive views
of inherent authority, the dissent cites Article 1, Section 9 of the
Wisconsin Constitution. See
dissent, ¶¶111, 115, 120-21. This
provision states in relevant part, "Every person is entitled to a certain
remedy in the laws for all injuries, or wrongs which he may receive in his
person, property, or character."
But we have made clear that this provision does not
entitle litigants to the remedy they desire, but only to their day in
court. Wiener v. J.C. Penney Co.,
65
Moreover, we have made clear that the legislature can
impose "reasonable limitations upon the remedies available to
parties."
Finally, we note that this court's unwarranted
expansion of its own powers through Article 1, Section 9 has recently been
checked. In Gibson v. Am. Cyanamid
Co., the Eastern District of Wisconsin held that this court's holding in Thomas
v. Mallett, 2005 WI 129, 285 Wis. 2d 236, 701 N.W.2d 523, which created a
new remedy under Article 1, Section 9, was arbitrary and irrational and
violated the Fourteenth Amendment. Gibson,
2010 U.S. Dist. LEXIS 59378, slip op., *16-18 (E.D.
[30] We also note that the Seventh Circuit may have given more weight to the power of Demain's testimony in Hill's second trial (which resulted in a hung jury) than is warranted. Hill himself testified in that trial, while Henley and Adams did not. Thus, Demain's testimony may not explain any part of Hill's success.
[31] State v. Machner,
92
[32] Majority op., ¶63.
[33]
[34]
[35] It is true that the circuit court failed to identify the proper grounds for its authority to grant the new trial; I agree with the majority that Henley’s motion is not properly brought under Wis. Stat. §§ 805.15(1), 805.16 and 806.07(g), (h). Majority op., ¶¶56, 69, 70-71.
[36] Demain did not actually name the people he saw outside smoking; however, it is clear from the context of his testimony to whom he was referring. He stated that he saw the "three black men," referring to Henley, Adams, and Hill as discussed in his version of the events of that night. Demain also stated he saw "the tall one" outside smoking, referring to S.E.S., as he had previously stated S.E.S. was taller than Sheets.
[37] Even
though Henley and Adams were tried and convicted together, Henley's state
appeal concluded before
[38] In Harp, the court of appeals addressed the proper standard with which a circuit court must decide a motion for a new trial under § 805.15 brought by a criminal defendant. It is important to note that, in my view, and consistent with the majority's holding, Wis. Stat. § 805.15 is not an available means for a criminal defendant to seek postconviction relief. The court of appeals did not directly address this issue in Harp, but its holding, that a circuit court may grant a new trial only when the real controversy has not been fully tried or justice has miscarried, is instructive and consistent with the appropriate standard I am satisfied should be applied.
[39] The
Escalona bar is similarly not a restriction on a court’s inherent
authority to grant a new trial in the interest of justice.
[40] As is evident from the
majority's discussion of the standard of review, the majority does not address
whether the circuit court's decision to grant
[41] In passing the majority notes that the court of appeals has the discretionary authority under Wis. Stat. § 752.35 to grant a new trial in the interest of justice. Majority op., ¶63. However, the majority does not further address this issue, nor does it address the question of whether the court of appeals also has the inherent authority to grant a new trial where the real controversy has not been fully tried or there has been a miscarriage of justice.