2008 WI 70
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Supreme Court of |
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Case No.: |
2006AP964 |
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Complete Title: |
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Petitioners-Respondents-Petitioners, v. International Association of Machinists and Aerospace Workers District 10, AFL-CIO, Respondent-Appellant. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS Reported at: 303 (Ct. App. 2007-Unpublished) |
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Opinion Filed: |
June 26, 2008 |
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Submitted on Briefs: |
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Oral Argument: |
January 15, 2008
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
Wilbur W. Warren, III
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Justices: |
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Concurred: |
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Dissented: |
BRADLEY, J., dissents (opinion filed). ABRAHAMSON, C.J., and |
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Not Participating: |
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Attorneys: |
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For petitioners-respondents-petitioners there were briefs
by Charles B. Palmer, Kristi S. Nelson
Foy, Amy O. Bruchs, and Michael Best
& Friedrich LLP,
For the respondent-appellant there was a brief by Matthew R. Robbins, Asmaa Abdul-Haqq,
and Previant, Goldberg, Uelmen, Gratz,
Miller & Brueggeman, S.C.,
An amicus curiae brief was filed by Andrew T. Phillips, Ronald S.
Stadler, Gina M. Ozelie, and Stadler,
2008 WI 70
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
No. 2006AP964
REVIEW of a decision of the Court of Appeals. Reversed and remanded.
¶1 N. PATRICK CROOKS, J. This is a review of an
unpublished decision of the court of appeals[1]
that reversed and remanded an order of the Circuit Court for
¶2 Petitioners,
¶3 We reverse the decision of the court of appeals. We hold that the circuit court properly vacated the arbitration award here that was contrary to statutory law, specifically Wis. Stat. § 767.405, and to constitutional separation of powers principles. We also hold that the arbitration award in this case was properly vacated because the arbitrator exceeded her authority under Wis. Stat. § 788.10(1)(d) by not considering § 767.405 and the relevant case law.
I
¶4 In the autumn of 2003, family court social workers/case managers,
Donald LaFave (LaFave), Judith Berndt (Berndt), and Janet Vuvunas (Vuvunas) met
with Van Kampen and were advised of the possibility of early retirement or
layoff. LaFave and Berndt were told that
their positions would be eliminated and that there was the possibility of
working after their retirement as social workers for the county on a contract
basis. Vuvunas was told that her
position would be reduced to part-time and that, if she did not accept
part-time status or exercise her bumping rights for another full-time county
employee position, she would be placed on layoff status. Vuvunas decided not to accept a part-time
position, and she also elected not to exercise her bumping rights. Indeed,
¶5 Van Kampen met with LaFave and Berndt, in addition to John Engel
(Engel), who was a retired county social worker supervisor. Van Kampen advised the three individuals that
the county executive had directed him to provide the statutorily-mandated
services by entering into individual contracts with social workers/case
managers.[6] LaFave retired on December 30, 2003, and
Berndt was allowed to stay on as a regular employee until she reached
retirement age on February 6, 2004.
After waiting at least the minimum of one month after retirement that
was required under
¶6 On March 8, 2004, the IAM filed a grievance on the matter against
¶7 On January 19, 2005, the arbitrator ruled in favor of the IAM,
sustaining the grievance.[8] The arbitrator specifically stated in her
award that she made "no attempt . . . to either interpret or apply
statutory law." The arbitrator
concluded that
¶8
¶9 The IAM appealed the circuit court's decision. A divided court of appeals reversed the
circuit court's order and remanded the case to the circuit court to reinstate
the arbitrator's award. The majority in
the court of appeals held that the circuit court had erred as a matter of law
in vacating the arbitrator's award.
Judges Daniel P. Anderson and Richard S. Brown were in the majority, and
Judge Neal P. Nettesheim dissented.
Judge Nettesheim agreed with the circuit court's conclusion that the
arbitrator had exceeded her powers by failing to consider the relevant
statutory law. He saw this case as one
that was controlled by the
Like the statutory authority conferred by Wis. Stat. § 851.71 on the Iowa
County circuit judge to appoint a register in probate, here director Van
Kampen, acting as an agent of the judiciary, has the statutory authority under
Wis. Stat. § 767.405(2)(a)
to employ staff to provide the mandated statutory services. And finally, like the Iowa County
judge, director Van Kampen, although the hiring authority, is not the
employer. Thus the question posed here
is the same as that in Iowa County——when the positions became vacant, was Van Kampen bound by the
collective bargaining agreement, or was he free to exercise his statutory
authority to employ outside the agreement?
Racine County v. Int'l Ass'n of Machinists & Aerospace Workers,
Dist. 10, No. 2006AP964,
unpublished slip op., ¶20 (
¶10
II
¶11 The standard of review when reviewing an arbitrator's award
generally is very limited. Lukowski
v. Dankert, 184
III
¶12 The first issue is whether the circuit court properly vacated the arbitration award in this case. The arbitration award allegedly violated both statutory law and constitutional separation of powers principles.
¶13 On review,
¶14
¶15 On review, the IAM argues that the arbitrator's factual findings do
not conflict with the director's statutory authority or the judiciary's
constitutional authority. The union also
asserts that the award does not present separation of powers concerns because
it simply prevents
¶16 For the reasons discussed in detail below, we are satisfied that the circuit court properly vacated the arbitration award here because it was contrary to statutory law, specifically Wis. Stat. § 767.405, and to constitutional separation of powers principles.
¶17 Statutory authority and responsibilities are provided in Wis. Stat. § 767.405. Van Kampen, the director, is an agent of the circuit court judges, and the director's statutory authority and responsibilities are to be carried out under the supervision of the circuit court judges. As a result, the arbitrator's award here improperly invaded the judicial branch's statutory authority under § 767.405. A collective bargaining agreement cannot trump such statutory, judicial branch authority because doing so would violate separation of powers principles. A collective bargaining agreement may not abrogate a statutory function of the judicial branch. Any such provisions in a collective bargaining agreement are invalid and unenforceable.[9]
¶18 As emphasized in the dissent of Judge Nettesheim in the court of
appeals' decision, and also by Judge Warren in the circuit court's decision, we
are satisfied that this case is very similar to our decision in Iowa County. In our
¶19 In a manner analogous to the statute at issue in Iowa County,
Wis. Stat. § 767.405
gives the director the authority to employ staff to provide the services
mandated by the statute, even though the social worker/case manager positions
in question were covered by a collective bargaining agreement.[10] Similar to the circuit court judge in
¶20 We also are satisfied that the present case is analogous to the
court of appeals' decision in
¶21 We are satisfied that Wis. Stat. § 767.405 and the collective bargaining agreement cannot be harmonized, as the IAM contends. The collective bargaining agreement, and the arbitration award that resulted from it, attempt to take away specific statutorily-granted rights of the director as the agent of the Racine County Circuit Judges. As we have noted, Wis. Stat. § 767.405(1m) creates the director of family court services position and directs the circuit court judges in each county, subject to the approval of the chief judge, to appoint the director. Wisconsin Stat. § 767.405(2)(b) then permits the director to contract "with a person or public or private entity to perform mediation and to perform any legal custody and physical placement study services . . ." that the statute authorizes.
¶22 It was pursuant to this statutory authority that Van Kampen
contracted with Berndt, LaFave, and Engel after
¶23 Because of the directives of Wis. Stat. § 767.405, this case is not merely a contract
dispute between
¶24 Regardless of
whether the empty positions occurred because of retirement or layoff, the
circuit court judges and their agent, the director, had the statutory duty to
provide the relevant services, and they had the statutory authority to fill the
positions in any manner allowable under the statute. Wisconsin Stat. § 767.405 does
not say that the director is authorized to fill the relevant positions only
when they are vacant, and to interpret the statute in such a manner would be
contrary to its plain meaning and would read into the statute language that is
not there. See State ex rel. Kalal v.
Circuit Court for Dane County, 2004 WI 58, ¶46, 271 Wis. 2d 633, 681 N.W.2d
110. This analysis also is consistent with additional
case law.
¶25 In
¶26 We
are satisfied that the court of appeals' decision in
¶27 We are satisfied that
¶28 As Judge Nettesheim aptly noted in his dissent in the court of appeals:
Based on Wis. Stat. § 767.405, the trial court saw this case not merely as a contract dispute between the union and the county, but also as a case that raised separation of powers concerns. The court correctly observed that director Van Kampen serves as an agent of the judicial branch of government and that the statute vests discretion in the director as to how the services mandated by the statute should be delivered. The court also correctly noted that when initially filling the positions at issue, Van Kampen could have used independent contractors and that the employees actually hired were not "bargained for positions." From this, the court concluded "that the Director had the authority under the statute to either hire employees to do the work, contract out to do the work or to combine the two methods of providing services in his discretion, subject only to the oversight of the Judiciary that appointed him."
¶29 In summary, we hold that the circuit court properly vacated the arbitration award here, because it was contrary to statutory law and to constitutional separation of powers principles.
IV
¶30 The second issue is whether the arbitration award was properly vacated, because the arbitrator exceeded her authority under Wis. Stat. § 788.10 by not considering Wis. Stat. § 767.405 and the relevant case law.
¶31 On review,
¶32 On review, the IAM argues that an appellate court is bound by an
arbitrator's factual findings, which, in this case, the IAM claims were
"that the
¶33 We are satisfied that the arbitration award in the present case
must be vacated because the arbitrator exceeded her powers under Wis. Stat. § 788.10(1)(d) when she
failed to consider Wis. Stat. § 767.405
and the relevant case law, primarily the decisions in
¶34 As we noted above, Wis. Stat. § 788.10(1)(d) requires a court to vacate an
arbitrator's award when the arbitrator exceeds his or her powers. An arbitrator exceeds his or her powers when
the arbitrator demonstrates either "'perverse misconstruction'" or
"'positive misconduct,'" when the arbitrator manifestly disregards
the law, when the award is illegal, or when the award violates a strong public
policy. Lukowski, 184
¶35 The majority in the court of appeals erred by failing to consider
fully, as allegedly falling outside of the scope of its review, the statutory
issue that Racine County properly raised.
The majority in the court of appeals erroneously limited its review to
the collective bargaining agreement's terms on the grounds that the arbitrator
had limited her review to the terms of the collective bargaining agreement. The majority in the court of appeals also
erred when it approved of the fact that the arbitrator had not considered the
statutory and constitutional issues
¶36 In summary, we hold that the arbitration award in the present case must be vacated because the arbitrator exceeded her authority under Wis. Stat. § 788.10(1)(d) by not considering Wis. Stat. § 767.405 and the relevant case law.
V
¶37 We reverse the decision of the court of appeals. We hold that the circuit court properly vacated the arbitration award here that was contrary to statutory law, specifically Wis. Stat. § 767.405, and to constitutional separation of powers principles. We also hold that the arbitration award in this case was properly vacated because the arbitrator exceeded her authority under Wis. Stat. § 788.10(1)(d) by not considering § 767.405 and the relevant case law.
By the Court.—Reversed and remanded to the circuit court for all necessary actions that are consistent with this opinion.
¶38 ANN WALSH BRADLEY, J. (dissenting). The error of the majority lies in what it avoids. This case involves two actions. The first is the process of eliminating three social worker positions. The second is entering into contracts to fulfill the statutory responsibility of providing social work. Even though the first action, the process of eliminating the positions, is the basis of the arbitrator's award, the majority nevertheless addresses only the second.
¶39 This case stems from actions taken by the County. The majority, however, avoids focusing on the County's actions and instead attributes those actions to the director of family court services, Van Kampen. As a result, it subordinates the actions of directors to the demands of the County.
¶40 Finally, this case involves an arbitrator's determination that a County employee, Vuvunas, was laid off in direct violation of a collective bargaining agreement. The majority, however, fails to explain why that determination is error, despite vacating the arbitration award.
¶41 By failing to address the process by which the County eliminated the three positions, attributing the County's actions to Van Kampen, and failing to address Vuvunas's layoff, the majority ignores the standard of review and the determinations of the arbitrator that this court should not disturb. Despite its claim of protecting the rights of directors of family court services, who are agents of the circuit courts, the majority's decision ultimately subordinates those rights to the County. I therefore respectfully dissent.
I
¶42 Despite the fact that the arbitration decision, coupled with the
collective bargaining agreement, provides the factual basis of this case, the
majority spends a scant four paragraphs explaining the arbitrator's
determinations. See majority op., ¶¶4-7. It nevertheless argues that the arbitration award
should be vacated because "the arbitrator exceeded her authority and
violated separation of powers principles."
¶43 The majority maintains that Van Kampen acted under the authority of
§ 767.405(2)(b)[15]
when he "contracted with Berndt, LaFave, and Engel, after
¶44 The consequences of the arbitration award, according to the
majority, are dire. It asserts that the award "left [LaFave, Berndt, and
Engel] without an ability to work for
¶45 The abbreviated treatment given by the majority to the actual decision of the arbitrator leaves a void. I therefore describe the background of this case in more detail.
¶46 According to the arbitration decision, the County decided to eliminate the positions in order to take them off the tax levy and informed the director, Van Kampen, of its decision in mid-2003. As the majority notes, in the fall of 2003 LaFave and Berndt were informed that their positions were being eliminated and Vuvunas was told that her position was being reduced to part-time status and that she could choose to exercise bumping rights or be laid off. Neither LaFave nor Berndt had planned to retire when they did until they learned of the plan to eliminate their positions.
¶47 Van Kampen advised them that the county executive had directed him to provide the statutorily mandated services by entering into individual contracts. The County negotiated service agreements with LaFave and Berndt to provide social work after their retirement. At the direction of County corporate counsel, Van Kampen discussed setting up limited liability corporations with them.
¶48 After LaFave and Berndt retired and came back to work, and after
Vuvunas was laid off, the
¶49 The Union argued that the County violated the terms of the
collective bargaining agreement and "engaged in a subterfuge resulting in
performance of bargaining unit work performance pursuant to individual
contracts and improper lay-off . . . ." It also
asserted that the County's discussions with LaFave and Berndt regarding
subcontracting constituted individual bargaining. The collective bargaining
agreement includes a recognition clause providing that the "County
recognizes the Union as the sole and exclusive bargaining representive for all
. . . Social Workers/Case
Managers . . . ." According to
the
¶50 The County maintained that it did not violate the collective bargaining agreement and that the retirements of LaFave and Berndt and the lay-off of Vuvunas were voluntary. It further argued that its discussions with LaFave and Berndt did not constitute promises for future contracts.
¶51 The arbitrator determined that the County improperly displaced the three positions and violated several provisions of the collective bargaining agreement, including the recognition and subcontracting provisions. She further determined that the positions had not been eliminated, but instead that the County had simply "replaced [the] bargaining unit positions with the identical service provided under individual contracts." Despite the fact that the County "narrowly focused upon the topic of sub-contracting," the arbitrator determined that the service agreements entered by Berndt, LaFave, and Engel "are not sub-contracts" insofar as they "do not provide new or temporary service or service supplemental to that being provided in part by bargaining unit members."
¶52 The positions, according to the arbitrator, "have not been
truly eliminated." Instead, the arbitrator agreed with the
¶53 With respect to Vuvunas, the arbitrator determined that even if LaFave's and Berndt's retirements were independent of the County's actions, "Vuvunas plainly was deprived of an opportunity to be fully employed in her Court Services Social Worker position" by the service agreements. This action was in direct violation of Article 27.07 of the collective bargaining agreement, which provides in relevant part:
27.07 Racine County reserves the right to subcontract any work normally done by bargaining unit employees, but no bargaining unit employees will be laid off or have their normal hours reduced as a direct result of such subcontracting. . . .
¶54 In determining that the County violated the agreement, the
arbitrator relied on the testimony of Van Kampen, who "unequivocally
testified that he had been directed by the
¶55 The arbitration award for the violations was that the County could no longer continue or enter agreements that displace bargaining unit positions:
The County shall cease and desist from continuing
existing Service Agreements or entering into new Agreements which displace
Court Services Social Worker/Case Manager bargaining unit positions consistent
with this Opinion. The
No specific remedy was set
forth because the arbitrator had insufficient evidence of the extent of the
II
¶56 Although the majority cites to the standard of review, it ignores
the application of that standard. The role of reviewing courts in arbitration
cases is limited, and courts "will not overturn the arbitrator's decision
for mere errors of law or fact." Madison v. Madison Prof'l Police
Officers Ass'n, 144
¶57 Despite this standard of substantial deference, the majority nevertheless ignores the arbitrator's factual and legal determinations. It instead bases its arguments on claims that are belied by the arbitrator's findings.
A
¶58 To begin, the majority fails to address the basis of the
arbitrator's decision——the
process of eliminating the positions. It asserts that Van Kampen acted "after
¶59 Thus, it is the process of eliminating the positions and the fact
that LaFave, Berndt, and Engel were not true subcontractors that is the basis
of the arbitration award and the respondents' arguments. The arbitrator's
decision does not address the prospect that legitimately eliminated or vacated
positions could be filled with subcontractors. Indeed, the
¶60 The majority, however, has simply assumed that the determination at the heart of the arbitration award (i.e., that the County did not properly eliminate the positions) is incorrect without providing an explanation. It then answers a question that is not at issue, and which the respondents do not contest, namely, whether the director can subcontract to fill legitimately eliminated positions.
¶61 In fact, the arbitrator's conclusion that the County's actions are
an improper attempt to circumvent the collective bargaining agreement is
supported by the court of appeals decision in County of Eau Claire v. AFSCME,
190 Wis. 2d 298, 526 N.W.2d 80 (Ct. App. 1994). In
that case a county clerk of court and register of deeds deputized their
employees, and argued that the employees were therefore exempt from a
collective bargaining agreement negotiated under Wis. Stat. § 111.70[17]
on the ground that the employees had been deputized pursuant to Wis. Stat.
§§ 59.38 and 59.50.[18]
The court of appeals determined that such an action could exempt employees from
the collective bargaining agreement only when the action is not an attempt at
subterfuge.
¶62 Similarly, the arbitrator here determined that the County's
orchestration of the retirements and service agreements was merely an attempt
to circumvent the collective bargaining agreement. Even if the arbitration
award would conflict with § 767.405(2),
under
¶63 The majority tries to distinguish this case from County of Eau Claire on the ground that the employees in that case "were continuing employees who, other than being deputized, did not see any change in their employment status." Majority op., ¶26. It is difficult to discern the basis for that distinction, as the arbitrator specifically determined that, other than being contractors, LaFave and Berndt saw no change in their employment status, but instead had performed the same work, in the same offices, for the same supervisors, and for the same compensation.
B
¶64 By failing to focus on the actions of the County and instead attributing those actions to Van Kampen, the majority opinion again ignores the arbitrator's factual determinations. This error is particularly pernicious, as it ultimately subordinates the actions of directors like Van Kampen, who are agents of the judiciary, to the demands of counties.
¶65 The arbitration decision and Van Kampen's testimony make it clear that it was the County, not Van Kampen, that required the social worker positions to be filled by subcontractors. A prior decision had been made to provide the statutorily required social services with bargaining unit employees.[19] There is no indication that Van Kampen wished to have different personnel providing the services or to have the services provided by subcontractors rather than County employees.
¶66 In fact, it was the County that decided the positions would be
eliminated, and only after so deciding informed Van Kampen. The arbitrator's
decision indicates that Van Kampen did not welcome the changes required by the
new directive. He was concerned about how to provide the services under the new
regime. Contrary to the majority's suggestion that he was "exercising . . . statutory
authority," Van Kampen was forced by the County (i.e., "directed by
the
¶67 Given that the County was directing the actions in this case, it is puzzling that the majority purports to protect the rights of the director and the judiciary by vacating the arbitration award. See majority op., ¶¶21-22. The parties agree, and the majority acknowledges, that under § 767.405(2) the director is free to fill the positions with County employees, independent contractors, or a mix of both. A director chose to initially employ persons pursuant to § 767.405(2)(a) by filling the positions with County employees, and the County superceded that choice by requiring Van Kampen to provide the services only by contract pursuant to § 767.405(2)(b).
¶68 The majority has in effect let counties constrain the statutory rights of directors under § 767.405, while apparently believing that it has protected them. The majority has been misled. It is not the collective bargaining agreement and the arbitration award that would "abrogate the director's statutory authority as the agent of the circuit court judges." Majority op., ¶20. It is the County.
C
¶69 The majority also disregards the arbitrator's decision concerning the layoff of Vuvunas. The arbitrator determined that Vuvunas was laid off in direct violation of a collective bargaining agreement. The majority vacates the award with respect to Vuvunas, but fails to explain why the arbitrator's determination was in error.
¶70 The arbitrator determined that the County's actions plainly
deprived Vuvunas of the opportunity to be fully employed due to the
subcontracting, and that this was "in direct violation of Article 27.07 of
the Collective Bargaining Agreement." This determination by the arbitrator
is a straightforward interpretation of the collective bargaining agreement.
Thus, it is a determination that is squarely within the arbitrator's authority
to make, and courts will generally not overturn such a decision. See Madison
Prof'l Police Officers Ass'n, 144
¶71 The arbitrator's determination with respect to Vuvunas follows the express language of the collective bargaining agreement. Although section 27.07 provides that the County may subcontract work normally performed by bargaining unit employees, it expressly states that "no bargaining unit employees will be laid off or have their normal hours reduced as a direct result of such subcontracting." The parties do not dispute that Vuvunas was a bargaining unit employee and they do not dispute that she was laid off. Moreover, the County concedes the reason Vuvunas was laid off was to subcontract her work in order to get it "off the levy." Her layoff, therefore, is a "direct result of such subcontracting."[20]
¶72 The majority notes that Vuvunas did not exercise her bumping
rights, that the
¶73 However, the majority's decision regarding the legal status of LaFave and Berndt appears to be that they are legitimate subcontractors based on the director's statutory authority to contract for services under § 767.405(2) and that the arbitrator's award violated that statute. Majority op., ¶¶22-23. Vuvunas, though, is not a subcontractor. She was laid off and the arbitrator determined that the layoff violated the collective bargaining agreement. The majority opinion addresses only the status of her replacement.
¶74 Moreover, the majority appears to conclude that the arbitrator erred in determining that the layoff of Vuvunas violated the collective bargaining agreement. In essence it has reviewed the decision independently of the arbitrator's determination. However, it does so without examining the language of the agreement or explaining why the arbitrator's determination, which follows the express language of the agreement, is incorrect.
¶75 In doing so, the majority leaves many questions unanswered. Does the collective bargaining agreement require that wrongly laid-off employees grieve on their own behalf? What does the collective bargaining agreement say about exercise of bumping rights? Does it matter? The effect of the majority's analysis on our review of arbitration decisions is unclear.
III
¶76 Finally, I address the majority's unsupported claim regarding the
consequences of the arbitration award. The majority asserts that the award
"left [LaFave, Berndt, and Engel] without an ability to work for
¶77 The arbitration decision does not support this assertion. The award did not prevent LaFave, Berndt, and Engel from working for the County per se. Rather, it prevented them from doing so pursuant to contracts that displace bargaining unit positions. The award emphasized that the parties would have to discuss and negotiate in order to come to an agreement regarding remedy, and it explicitly refrained from fashioning a remedy that would be impractical to implement. The parties were therefore free to negotiate a remedy that included provisions for reinstatement or subcontracting, so long as bargaining unit positions were not eliminated.
¶78 The claim that the award jeopardizes the effective functioning of the judicial branch is equally unfounded. To the contrary, it is the County's actions that undermine its effective function. Here, the County wanted the collectively bargained for positions to be off the tax levy. The County, not the circuit court judges, was orchestrating the maneuver. The County, not the arbitrator, was limiting the statutory power of the director of family court services. Contrary to § 767.405(2)(a), the director was not free to fill the positions with County employees. Instead the County required that the positions be filled only by subcontracting the positions. Thus, the majority's concern about effective functioning of the judiciary is more appropriately directed at the County's actions.
IV
¶79 For the reasons set forth, I conclude that by failing to address the process by which the County eliminated the three positions, attributing the County's actions to Van Kampen, and failing to address Vuvunas's layoff, the majority ignores the standard of review and the determinations of the arbitrator. Ultimately, it also subordinates to counties the rights of the directors of family court services, who are agents of the circuit courts, to choose whether to provide services by employee pursuant to § 767.405(2)(a) or by contract pursuant to § 767.405(2)(b).
¶80 Accordingly, I respectfully dissent.
¶81 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON and Justice LOUIS B. BUTLER, JR. join this dissent.
[1] Racine County v. Int'l Ass'n of Machinists & Aerospace Workers, Dist. 10, No. 2006AP964, unpublished slip op. (Wis. Ct. App. May 9, 2007).
[2] Judge
[3] All further references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted.
[4]
[5] These moves were the result of the Racine County Executive's desire to move the family court social worker/case manager positions off of the tax levy to spare layoffs elsewhere in the county.
[6] The dissent repeatedly refers to "actions taken by the County" and also refers to our not "focusing on the County's actions and instead attribut[ing] those actions to the director of family court services, Van Kampen." Dissent, ¶39. We are satisfied that the plans were carried out with the director's approval and with the director's consultation with the circuit court judges for whom he worked. We note again that all of the Racine County Circuit Court Judges recused themselves from this case. It is a reasonable inference from the record before us that they were all involved in what was occurring in regard to the Family Court Counseling Services group.
The dissent also errs in stating, "The
arbitration decision and Van Kampen's testimony make it clear that it was the
[7] As retirees, LaFave, Berndt, and Engel were entitled to health insurance, but the county did not have to pay employment taxes or provide any other benefits.
[8] The dissent criticizes
the majority opinion for spending "a scant four paragraphs explaining the
arbitrator's determinations."
Dissent, ¶42. The dissent then
goes on to state, "The abbreviated treatment given by the majority to the
actual decision of the arbitrator leaves a void."
[9] We note that Barland v. Eau
Claire County, 216
We
further note that our recent Kocken decision also is distinguishable
from the present case. Kocken v.
[10] Prior to
[11] The
[12] This issue and these figures were presented at oral argument before this court.
[13] The dissent argues that
Vuvunas' "layoff, therefore, [was] a 'direct result of such
subcontracting.'" Dissent,
¶71. The record before us on review
shows that the dissent's contention is erroneous. As we noted previously,
Accordingly,
as the aforementioned facts from the record before us on review indicate, the
situation of Vuvunas does not appear to be legally distinguishable from the
situations of LaFave and Berndt. All
three individuals had bumping rights under the collective bargaining agreement
that they could have exercised, and Vuvunas apparently could have used those
rights to obtain another full-time county position but chose not to do so. As the attorney for
[14] The majority explains its limited treatment of the facts and its decision to ignore the arbitrator's factual and legal determinations as following from its determination that "the entire award is invalid." Majority op., ¶7 n.8. The reason we review carefully all of the arbitrator's factual and legal determinations is to determine whether the award is valid. The majority's explanation simply assumes the answer to the very question before the court.
Rather than taking the facts as determined below by
the fact finder (the
arbitrator), the
majority has decided to instead find its own "facts." From the
circuit judges' recusal, the majority makes a factual determination that Van
Kampen consulted with each of the
At best, the evidence cited by the majority is
equivocal. More importantly, the facts found by the majority are in dispute.
This court is not constitutionally permitted to make factual determinations
where the evidence is in dispute, except in appropriate original jurisdiction
proceedings. Wurtz v. Fleischman, 97
[15]
(a) Employ staff to perform mediation and to perform any legal custody and physical placement study services . . . .
(b) Contract under sub. (3)(c) with a person or public or private entity to perform mediation and to perform any legal custody and physical placement study services . . . .
[16] The majority
inexplicably asserts that "the arbitrator had not considered the statutory
and constitutional issues
Moreover, the majority takes the arbitrator to task for her statement that she made "no attempt . . . to either interpret or apply statutory law." Majority op., ¶¶7, 33. This incorrectly describes the arbitrator's statement. She was explicit that the parties had presented her with a contract question, and that the parties had not argued on the basis of statutory law. It is in that context that the arbitrator wrote: "Accordingly, the Award made here takes its essence entirely from the parties' Contract. There is no attempt here to either interpret or apply statutory law." The majority's implication that the arbitrator simply ignored statutory law that the parties had presented is therefore unfounded.
[17] Wisconsin Stat. § 111.70 sets forth the framework for collective bargaining in the municipal employment context.
[18]
[19] As the majority notes, prior
to the passage of § 767.405, the services were provided by the County with
bargaining unit positions. After the statute was passed, the director decided
to continue providing the services with the employees in the bargaining unit
positions. Majority op., ¶19 n.10.
The facts set forth by the majority in note 10 appear to conflict with the assertion that it makes a few paragraphs later. It states that "[i]f Van Kampen had initially filled the positions in question here, he clearly could have used independent contractors. The positions were not bargained-for positions, and they were created by statute." Majority op., ¶23. The fact remains that the director chose to exercise his discretion to use bargaining unit positions to provide the services.
[20] The majority cites a reference in a brief to testimony that Vuvunas requested voluntary layoff rather than exercising her bumping rights, and that had she exercised her bumping rights, no employee would have been laid off. Majority op., ¶4, ¶23 n. 13. As noted above, the majority is engaged in appellate fact-finding. Moreover, it has failed to explain how a voluntary layoff comports with the contract language that is at the heart of this case. The collective bargaining agreement requires that "no bargaining unit employees will be laid off or have their normal hours reduced as a direct result of such subcontracting . . . ." Here, the majority is addressing the question of whether Vuvunas's layoff violates the terms of a contract without reciting, much less examining, the language of the contract.
[21] It is unclear what the timing of Vuvunas's husband's retirement has to do with whether the County's actions in laying Vuvunas off as a result of subcontracting violated the terms of the collective bargaining agreement. The implication from the majority opinion is that she really wanted to be laid off, and that this somehow legitimizes the County's actions.