NOTICE
This opinion is subject to further editing and
modification. The final version will
appear in the bound volume of the official reports.
No.
94-1081 & 94-2908
STATE OF WISCONSIN :
IN SUPREME COURT
|
|
Kara B., by
Guardian ad Litem, John C. Albert, Steven B., and Jennifer B., parents of
Kara B., Plaintiffs-Appellants, v. Dane County, Dane County Department of Human Services, its agents
and assigns, Shirley Aasen, Ed Page, Jr., Margaret/Marjorie Johnson, Estate
of Margaret E. Eby, Terri Collins, Virginia Hanson, Wisconsin Municipal
Mutual Insurance Company, Defendants-Respondents-Petitioners, Sue
Marshall, Roxanne Smit, Defendants. _____________________________________________ Mikaela R.,
a minor, by Guardian ad Litem John C. Albert, and Joette R., parent of
Mikaela R., Plaintiffs-Respondents, v. Dane County,
Dane County Department of Human Services, its agents and assigns, Shirley
Aasen, Ed Page, Jr., Margaret/Marjorie Johnson, Estate of Margaret E. Eby,
Sue Marshall, Terri Collins, Virginia Hanson, Robert Syring, and Wisconsin
Municipal Mutual Insurance Company, Defendants-Appellants-Petitioners, Roxanne
Smit, Defendant, Sentry
Insurance Company, Defendant-Appellant. |
FILED NOV 25, 1996 Marilyn
L. Graves Clerk of Supreme
Court Madison,
WI |
REVIEW of a decision of the Court of Appeals. Affirmed.
JON P. WILCOX, J. This case is before the court on a petition for review filed by
Dane County, the Dane County Department of Human Services, its agents and
assigns, and Wisconsin Municipal Mutual Insurance Company (collectively
"Dane County"). The
petitioners seek review of a published decision of the court of appeals, Kara
B. v. Dane County, 198 Wis. 2d 24, 542 N.W.2d 777 (Ct. App. 1995),
reversing in part and affirming in part two circuit court judgments. We affirm the decision of the court of
appeals.
On review, there are three issues: (1)
whether the Dane County public officials are entitled to qualified immunity
from the plaintiffs' 42 U.S.C. § 1983 claims; (2) whether the scope of the
constitutional duty to provide a foster child with safe and secure placement is
measured by a deliberate indifference or professional judgment standard; and
(3) whether Dane County is entitled to summary judgment because the Dane County
public officials did not act with deliberate indifference as a matter of
law. We hold that the Dane County
public officials are not entitled to qualified immunity, that the
constitutional duty owed to foster children is based on a professional judgment
standard, and that Dane County is not entitled to summary judgment.
The relevant facts are not in dispute. In 1989 and 1990, Kara B. and Mikaela R.
were adjudged to be children in need of protection or services in separate
juvenile court proceedings, and were placed in the temporary custody of the
Dane County Department of Social Services for foster home placement. Kara B., a seven year old girl, was placed
in a licensed foster home operated by Roxanne Smit on March 28, 1989, and
remained there until July 14, 1990.
Mikaela R., an eleven year old girl, was placed in the Smit home on June
11, 1990. She remained there until
December 18, 1990, when she fled after being sexually assaulted at knifepoint
by two men in the basement of the home.
The men were known to have a history of physically and sexually abusing
children. In the course of
investigating the assault, police contacted Kara B., who told them that she too
had been sexually abused by Smit and by a man who had lived in the foster home
during the course of her stay there.
In separate actions brought under 42 U.S.C.
§ 1983 and state-law negligence and professional malpractice claims, Kara B.
and Mikaela R. sued Dane County for damages resulting from physical and sexual
abuse that occurred during their separate stays in the Smit foster home. In the case brought by Kara B., the circuit
court, Judge Mark A. Frankel, granted Dane County's motion for summary judgment
dismissing the § 1983 claims. The court
concluded that the Dane County public officials were entitled to qualified
immunity because Kara B. had not shown that the public officials had violated a
clearly established constitutional right.
In Mikaela R.'s case, a second circuit court, Judge Gerald C. Nichol,
denied Dane County's motion for summary judgment. This decision was based on the circuit court's determination that
the Dane County public officials were not entitled to qualified immunity
because they had a clearly established constitutional duty to protect Mikaela
R. while she was in the Smit home, and that a reasonable jury could have found
that the Dane County public officials had violated that duty.
The court of appeals held that: (1) the
Dane County public officials were not entitled to qualified immunity from the
42 U.S.C. § 1983 claims brought by Kara B. and Mikaela R. because the public
officials were accused of violating a clearly established right, (2) the public
officials' conduct should be assessed based on a professional judgment
standard, and (3) Dane County was not entitled to qualified immunity. Dane County petitioned for review and we
granted the petition on January 16, 1996.
I.
The first issue that we address is whether
the Dane County public officials are entitled to qualified immunity. The issue of qualified immunity is a
question of law to be decided by the court. This court decides questions of law
independently and without deference to the lower courts. Barnhill v. Board of Regents, 166
Wis. 2d 395, 406, 479 N.W.2d 917 (1992).
The doctrine of qualified immunity protects
public officials from civil liability if their conduct does not violate a
person's clearly established constitutional or statutory right. Barnhill, 166 Wis. 2d at 406-07. Qualified immunity is designed to allow
public officials to perform their duties without being hampered by the expense
or threat of litigation. See Burkes
v. Klauser, 185 Wis. 2d 308, 325-27, 517 N.W.2d 503 (1994), cert. denied,
__U.S.__, 115 S.Ct. 1102 (1995), citing Harlow v. Fitzgerald, 457 U.S.
800, 807, 814 (1982). In Harlow, the Supreme Court explained
the importance of qualified immunity:
[I]t cannot be disputed seriously that
claims frequently run against the innocent as well as the guilty--at a cost not
only to the defendant officials, but to society as a whole. These social costs include the expenses of
litigation, the diversion of official energy from pressing public issues, and
the deterrence of able citizens from acceptance of public office. Finally, -there is the danger that fear of
being sued will "dampen the ardor of all but the most resolute, or the
most irresponsible [public officials], in the unflinching discharge of their
duties."
Harlow, 457 U.S. at 814 (citations omitted). In Davis v. Scherer, 468 U.S. 183
(1984), the Supreme Court further elaborated on the goal of qualified immunity:
"[t]he qualified immunity doctrine recognizes that officials can act
without fear of harassing litigation only if they reasonably can anticipate
when their conduct may give rise to liability for damages and only if
unjustified lawsuits are quickly terminated." Id. at 195.
Although qualified immunity plays a crucial role in allowing our
government and its public officials to function effectively and efficiently, it
is not absolute.
Qualified immunity does not protect public
officials who have allegedly violated someone's clearly established
constitutional right. Anderson v. Creighton, 483 U.S. 635, 639 (1987) (Harlow,
457 U.S. at 819); Burkes, 185 Wis. 2d at 326 (citation omitted). This, in part, stems from the fact that
officials may reasonably anticipate that violation of a clearly established
constitutional right will give rise to liability. As the Supreme Court stated in Harlow, "[i]f the law
was clearly established, the immunity defense ordinarily should fail, since a
reasonably competent public official should know the law governing his
conduct." Harlow, 457 U.S.
at 818-19. The parties dispute whether
the constitutional right of foster children to safe and secure placement in a
foster home was clearly established in 1989.
Thus, we must determine whether the constitutional right in question was
clearly established to decide whether the Dane County public officials are
entitled to qualified immunity.
Such a determination is not as easily
reached as might be expected. As was
noted by this court in Barnhill, "[c]onfusion in this area of law
derives from the level of generality that should be afforded to 'clearly
established law' at the time of the alleged unlawful act." Barnhill, 166 Wis. 2d at 407. The United States Supreme Court attempted to
clarify the meaning of clearly established constitutional right in Anderson,
483 U.S. 635. In that case, the Court
stated:
The contours of the right must be
sufficiently clear that a reasonable official would understand that what he is
doing violates that right. This is not
to say that an official action is protected by qualified immunity unless the
very action in question has previously been held unlawful . . . but it is to
say that in the light of pre-existing law the unlawfulness must be
apparent.
Id. at 640 (citations omitted).[1]
In Burkes, this court considered
what constitutes a clearly established constitutional right for purposes of
qualified immunity. This court stated:
Government officials are not protected from
suit for civil damages (that is, they do not have the defense of qualified
immunity) when at the time they acted they knew or should have known that the
action would deprive the employee of a constitutional right. The relevant inquiry, then, is whether a
reasonable state official could have believed his or her act was constitutional
"in light of clearly established law and the information [he or she]
possessed" at the time of the official's action.
Id. at 326, quoting Anderson, 483 U.S. at 641
(footnote omitted). This court also
specified what case law is relevant in making such a determination:
In determining whether it was objectively
legally reasonable for public officials to conclude that a particular decision
was lawful, we must examine the information they possessed in light of the
established case law at the time. In
this case, the question is whether, in June 1989, the defendants knew or should
have known that a decision to discharge the plaintiff . . . would be unlawful.
Id. at 326-27 (citation omitted). Consequently, we must determine whether, in
March 1989, existing case law had clearly established a constitutional right
for a foster child to be placed in a safe and secure foster home to such an
extent that a reasonable public official would have been put on notice that
violation of such a right could lead to liability.
The examination begins with Estelle v.
Gamble, 429 U.S. 97 (1976). In Estelle, the Supreme Court considered
whether various prison officials had subjected a prisoner to cruel and unusual
punishment in violation of the Eight Amendment by inadequately treating his injuries. The Court held that deliberate indifference
to a prisoner's serious illness or injury constitutes cruel and unusual
punishment. In reaching this decision,
the Court stated: "[i]t is but just that the public be required to care
for the prisoner, who cannot by reason of the deprivation of his liberty, care
for himself." Id. at 104,
quoting Spicer v. Williamson, 132 S.E. 291, 293 (1926) (bracketed
material in Estelle and footnote omitted). This case established that the state owes a constitutional duty
to prisoners arising from the fact that prisoners are in the state's custody.
The extension of this duty to foster
children was first alluded to in Doe v. New York City Dep't of Social
Services, 649 F.2d 134 (2nd Cir. 1981), cert. denied, 464
U.S. 864 (1983) ("Doe").
In that case, a foster child brought a § 1983 action against the state
placement agency for failing to supervise her placement adequately. In finding that the trial court had
erroneously instructed the jury, the Second Circuit cited Estelle for
the proposition that "[g]overnment officials may be held liable under §
1983 for a failure to do what is required as well as for overt activity which
is unlawful and harmful." Id.
at 141 (citations omitted).
In 1982, the Supreme Court extended the
state's duty to involuntarily committed mental patients. Youngberg v. Romeo, 457 U.S. 307
(1982). The Youngberg Court held
that a committed individual had constitutionally protected liberty interests
under the Due Process Clause of the Fourteenth Amendment to reasonably safe
conditions of confinement, freedom from unreasonable bodily restraints, and
such minimally adequate training as reasonably might be required by these
interests. The reasoning used by the
Court in reaching its decision suggests that foster children should be entitled
to a similar constitutional right.
First, the Court reasoned that the
protection afforded to prisoners should logically be afforded to those who are
not in the state's custody for the purpose of punishment: "[i]f it is
cruel and unusual punishment to hold convicted criminals in unsafe conditions,
it must be unconstitutional to confine the involuntarily committed--who may not
be punished at all--in unsafe conditions." Id. at 315-16.
Additionally, the Court stressed that the state's duty arose because the
individual was in the state's custody: "[w]hen a person is
institutionalized--and wholly dependent on the State--it is conceded by
petitioners that a duty to provide certain services and care does exist." Id. at 317. This reasoning strongly supports the extension of a
constitutional right to foster children.
The Eleventh Circuit recognized such an
extension of Youngberg in Taylor by and through Walker v. Ledbetter,
818 F.2d 791 (11th Cir. 1987), cert. denied, 489 U.S. 1065. The Taylor
court held that "a child involuntarily placed in a foster home is in a
situation so analogous to a prisoner in a penal institution and a child
confined in a mental health facility that the foster child may bring a section
1983 action for violation of fourteenth amendment rights." Taylor, 818 F.2d at 797 (footnote
omitted). In so holding, the Taylor
court relied on the reasoning of Youngberg:
The liberty interest in this case is
analogous to the liberty interest in Youngberg. In both cases, the state involuntarily
placed the person in a custodial environment, and in both cases, the person is
unable to seek alternative living arrangements.
Id. at 795.
The Eleventh Circuit also noted that the vulnerability of children was
compelling:
With contemporary society's outrage at the
exposure of defenseless children to gross mistreatment and abuse, it is time
that the law give to these defenseless children at least the same protection
afforded adults who are imprisoned as a result of their own misdeeds.
Id. at 797.
The Taylor court concluded that "[t]he relationship between
state officials charged with carrying out a foster child care program and the
children in the program is an important one involving substantial duties and,
therefore, substantial rights." Id.
at 798. Accordingly, this case supplied
social workers with a direct application of the holding in Youngberg to
the foster care setting.
Although we do not believe it impossible,
or even improbable, that a reasonable social worker would have been aware of
the natural application of Youngberg to foster children, we do not
believe that prior to DeShaney v. Winnebago County Dep't of Social Services,
489 U.S. 189 (1989), the constitutional right to reasonably safe and secure
placement in a foster home had reached the level of clearly established. We also do not believe that DeShaney,
if viewed in isolation from the cases that preceded it, is sufficient to
clearly establish such a constitutional right.
However, when Estelle, Youngberg, Taylor, Doe,
and DeShaney are read together a
constitutional right is clearly established.
In DeShaney, the mother of a child
who had been beaten brought a § 1983 action against social workers and local
officials who, although having received complaints that the boy was being
abused by the father, had not removed him from the father's custody. The Supreme Court held that the state does
not owe a duty to protect a child who was abused by his natural father. The reasoning employed by the Court to reach
this decision clearly illustrates that foster children do have constitutional
rights under the Due Process Clause.
The Court based its holding on the fact that the state's duty only
arises when it takes a person into its custody and so deprives that person of
the ability to care for himself:
Taken together [Youngberg and Estelle]
stand only for the proposition that when the State takes a person into custody
and holds him there against his will, the Constitution imposes upon it a corresponding
duty to assume some responsibility for his safety and general well-being. . . .
The rationale for this principle is simple enough: when the State by the
affirmative exercise of its power so restrains an individual's liberty that it
renders him unable to care for himself, and at the same time fails to provide
for his basic human needs--e.g. food, clothing, shelter, medical care, and
reasonable safety--it transgresses the substantive limits on state action set
by the Eighth Amendment and the Due Process Clause.
Id. at 199-200 (citations omitted). When this reasoning is examined in the
context of Estelle, Youngberg, Taylor, and Doe, it
is apparent that the DeShaney decision completed the clear establishment
of a constitutional right to safe and secure placement in a foster home. There can be no doubt that the explicit
holding of DeShaney--that the state assumes responsibility for an
individual's safety when that individual is taken into custody by the
state--provided public officials with adequate notice.
The DeShaney Court also made
specific reference to foster homes:
Had the State by affirmative exercise of
its power removed Joshua from free society and placed him in a foster home
operated by its agents, we might have a situation sufficiently analogous to
incarceration or institutionalization to give rise to an affirmative duty to
protect. Indeed several Courts of
Appeals have held, by analogy to Estelle and Youngberg, that the
State may be held liable under the Due Process Clause for failing to protect
children in foster homes from mistreatment at the hands of their foster
parents. We express no view on the
validity of this analogy, however, as it is not before us in the present case.
Id. at 201 n.9 (citations omitted). This footnote, although not determinative on
its own, illustrates that the Court considered the effect of its holding on the
rights of foster children. The footnote
should have also served as a warning to social workers that they should
carefully examine the holding of DeShaney. If the Dane County public officials had considered the holding of
DeShaney and the trend established by Estelle, Youngberg, Taylor,
and Doe when they took Kara B. and Mikaela R. into custody, they would
have certainly expected to assume some responsibility for their safety.
Dane County points out that the DeShaney
Court did not directly confront the application of the state's duty to those in
its custody to the foster home setting.[2] We do not discount this fact; however, it
was not necessary for the circuit court to directly consider the issue to
clearly establish a constitutional right. See Anderson, 483 U.S.
at 640 ("This is not to say that an official action is protected by
qualified immunity unless the very action in question has previously been held
unlawful. . . .").[3]
In addition to arguing that DeShaney
does not clearly establish a constitutional right, Dane County asserts that Doe
v. Bobbitt, 881 F.2d 510 (7th Cir. 1989), cert. denied, 495
U.S. 956 (1990), would have led a reasonable public official to believe that no
constitutional right to safe and secure placement in a foster home existed in
1989.[4] Although the Bobbitt case does not
strengthen the clear establishment of a constitutional right by DeShaney,
Youngberg, Estelle, Doe, and Taylor, it also does
not destroy it.
The Bobbitt court was called on to
determine whether foster children had a clearly established constitutional
right in 1984; the issue in this case is whether such a right was clearly
established in 1989. In addition to
determining that the right at issue was not clearly established in 1984, the Bobbitt
court asserted that the Supreme Court had "not yet confronted the
issue," Bobbitt, 881 F.2d at 511, citing DeShaney, 489 U.S.
189, and that the analogy between foster children and involuntarily committed
mental patients had not yet been "endorsed by either the Supreme Court or
the Seventh Circuit." Id. at 512.
This argument is unpersuasive as neither the Supreme Court nor the
Seventh Circuit needed to directly confront the specific issue to clearly
establish a constitutional right. See
Anderson, 483 U.S. at 640; K.H. 914 F.2d at 851. As discussed earlier, the accepted standard
is based on whether existing case law is sufficiently analogous to provide a
reasonable public official with notice that he or she will be subjected to
liability.
Dane County also relies on the Bobbitt
court's statement that the facts of Doe could be distinguished and that
"the decision in Doe depended upon an absolutely novel analogy
between incarceration and placement in a foster home. . . ." Doe,
at 512. It is true that Doe was
a novel decision and that its facts are not exactly parallel to the facts of
either Bobbitt or this case.
However, Doe is merely part of a trend that led to the clear
establishment of the right in DeShaney.
The impact of Bobbitt is further
weakened by the Seventh Circuit's decision in K.H. In K.H., the court was called on to
determine whether foster children had a clearly established right in 1986. The Seventh Circuit stated that its own
decision in Bobbitt was limited to cases in which the child was placed
with a relative. K.H., 914 F.2d
at 852-53. The court further held that Youngberg,
which was decided in 1982, had clearly established a constitutional right for
foster children:
Youngberg v. Romeo made clear, years before the defendants in this
case placed K.H. with an abusing foster parent in 1986, that the Constitution
requires the responsible state officials to take steps to prevent children in
state institutions from deteriorating physically or psychologically.
Id. at 851.
Although this case was decided too late to have a direct effect on the
determination of whether a clearly established constitutional right existed
when Kara B. and Mikaela R. were in the Smit foster home, the Seventh Circuit's
holding that such a right existed in 1982 is of persuasive value. However, unlike the K.H. court, we do
not rely on Youngberg alone.
In sum, we believe that the trend beginning
with Estelle and ending with DeShaney created a clearly
established right. The first
significant steps toward establishing this right were taken by the Supreme
Court in Estelle and Youngberg.
The Doe court then recognized a constitutional right of foster
children. The Taylor court moved
the right closer to being clearly established by the explicit extension of the Youngberg
reasoning to foster children. The Supreme Court provided the final link in DeShaney. Accordingly, we conclude that Kara B. and
Mikaela R. had a clearly established constitutional right under the Due Process
Clause to safe and secure placement in a foster home.
II.
The next issue that we address is the
appropriate scope of the public officials' constitutionally imposed duty to
place foster children in a safe and secure environment. Constitutional issues are questions of law that
this court reviews without deference to the holdings of the lower courts. Ball v. District No. 4 Area Bd., 117
Wis. 2d 529, 537, 345 N.W.2d 389 (1984).
Dane County argues that a deliberate
indifference standard should be used to evaluate whether the foster children's
rights were violated. The plaintiffs
assert that a professional judgment standard is appropriate. We hold that those entrusted with the task
of ensuring that children are placed in a safe and secure foster home owe a
constitutional duty that is determined by a professional judgment standard.
It is undisputed that a deliberate
indifference standard is imposed on public officials for claims brought by
prisoners based on the Eighth Amendment.
Estelle, 429 U.S. 97; Farmer v. Brennan, 511 U.S. 825
(1994). Under this standard, liability
is imposed when public officials exhibit deliberate indifference to a risk to
the prisoner that was actually known to them.
Farmer, 511 U.S. at __, 114 S.Ct. at 1979. Both the Doe and Taylor courts
applied this subjective standard in the foster care setting. See Doe, 649 F.2d at 145; Taylor,
881 F.2d at 796-97. However, in Youngberg,
the Supreme Court asserted that the professional judgment standard is
appropriate for public officials charged with the care of institutionalized
mentally retarded individuals.
The Youngberg Court defined the
professional judgment standard as follows:
[T]he decision, if made by a professional,
is presumptively valid; liability may be imposed only when the decision by the
professional is such a substantial departure from accepted professional
judgment, practice, or standards as to demonstrate that the person responsible
actually did not base the decision on such a judgment.
Youngberg, 457 U.S. at 323. The Court reasoned that this standard was appropriate because
"[p]ersons who have been involuntarily committed are entitled to more
considerate treatment and conditions of confinement than criminals whose
conditions of confinement are designed to punish." Id. at 321-22 (citation omitted).
The same factors that led the Youngberg
Court to apply a professional judgment standard rather than a deliberate
indifference standard are present in this case. As the Tenth Circuit noted:
The compelling appeal of the argument for
the professional judgment standard is that foster children, like involuntarily
committed patients, are "entitled to more considerate treatment and
conditions" than criminals. Youngberg,
457 U.S. at 321-22, 102 S.Ct. at 2461-62.
These are young children, taken by the state from their parents for
reasons that generally are not the fault of the children themselves. The officials who place the children are
acting in the place of the parents.
Yvonne L. v. New
Mexico Dep't of Human Services,
959 F.2d 883, 894 (10th Cir. 1992).[5]
We agree that Youngberg is more
closely analogous to claims involving foster children than Estelle. We also find compelling the argument that
foster children should be entitled to greater rights than prisoners. Accordingly, we conclude that the duty of
public officials to provide foster children with a safe and secure placement is
based on a professional judgment standard.
As we conclude that the professional
judgment standard should be applied, we need not address whether Dane County
did not act with deliberate indifference as a matter of law.
By the Court.—The decision of the court of appeals is affirmed.
SUPREME
COURT OF WISCONSIN
Case No.: 94-1081
and 94-2908
Complete
Title
of Case: Kara
B., by Guardian ad Litem, John C.
Albert,
Steven B. and Jennifer B., parents of
Kara
B.,
Plaintiffs‑Appellants,
v.
Dane
County, Dane County Department of
Human
Services, its agents and assigns,
Shirley
Aasen, Ed Page, Jr., Margaret/Marjorie
Johnson,
Estate of Margaret E. Eby, Terri
Collins,
Virginia Hanson and Wisconsin
Municipal
Mutual Insurance Company,
Defendants‑Respondents‑Petitioners,
Sue
Marshall and Roxanne Smit,
Defendants.
-----------------------------------------------
Mikaela
R., a minor, by Guardian ad Litem,
John
C. Albert and Joette R., parent of
Mikaela
R.,
Plaintiffs‑Respondents,
v.
Dane
County, Dane County Department of
Human
Services, its agents and assigns,
Shirley
Aasen, Ed Page Jr., Margaret/Marjorie
Johnson,
Estate of Margaret E. Eby, Sue
Marshall,
Terri Collins, Virginia Hanson,
Robert
Syring and Wisconsin Municipal
Mutual
Insurance Company,
Defendants‑Appellants‑Petitioners,
Roxanne
Smit,
Defendant,
Sentry
Insurance Company,
Defendant‑Appellant.
_____________________________________________
REVIEW
OF A DECISION OF THE COURT OF APPEALS
Reported
at: 198 Wis. 2d 24, 542 N.W.2d 777
(Ct.
App. 1995)
PUBLISHED
Opinion
Filed: November 25, 1996
Submitted
on Briefs:
Oral
Argument: September 4, 1996
Source of
APPEAL
COURT: Circuit
COUNTY: Dane
JUDGE: Mark
A. Frankel/Gerald C. Nichol
JUSTICES:
Concurred:
Dissented:
Not Participating:
ATTORNEYS: For the
defendants-respondents-appellants-petitioners there were briefs by John M.
Moore, David J. Pliner and Bell, Metzner, Gierhart & Moore, S.C.,
Madison and oral argument by David J. Pliner.
For the plaintiffs-appellants-respondents
there was a brief by Debra A. Petkovsek, John C. Albert and Eustice,
Albert, Laffey & Fumelle, S.C., Sun Prairie and oral argument by Debra
A. Petkovsek.
[1] In Barnhill, this court adopted the
interpretation set forth in Anderson:
From Anderson, we glean several
guidelines concerning the level of generality afforded to 'clearly established
law' in the qualified immunity determination.
Merely alleging a general violation of a right that may be clearly
established by the constitution or a statute is insufficient clarity of
established law to justify withholding qualified immunity. For example, an allegation that an action
violates one's freedom of speech protected under the First Amendment is too
general to strip a public official of qualified immunity. On the other hand, the 'clearly established
law' does not have to specifically correspond with every facet of the present
situation. Rather, the 'clearly
established law' must be sufficiently analogous to provide the public official
with guidance as to the lawfulness of his or her conduct.
Barnhill, 166 Wis. 2d at 407-08.
[2] Another argument that could be made, but was not raised, is that even though DeShaney completed the establishment of a clear constitutional right, the one month between the DeShaney decision and the placement of Kara B. in the Smit home was not a sufficient period for a reasonable public official to acquire notice. The relevant date for determining if a clearly established constitutional right existed is the date on which the foster child left the foster home. A social worker's duty does not end when a child is placed in a foster home. If this were the case, a child could be left in an abusive foster home for years without hope of rescue. Thus, the insufficient notice argument must fail as Kara B. spent almost sixteen months in the Smit home. Certainly, more than seventeen months need not elapse before a reasonable public official would have notice of the holding of a case affecting his liability.
[3] The Seventh Circuit addressed the issue of what
constitutes a clearly established constitutional right in K.H. v. Morgan,
914 F.2d 846 (7th Cir. 1990):
It begins to seem as if to survive a motion
to dismiss a suit on grounds of immunity the plaintiff must be able to point to
a previous case that differs only trivially from his case. But this cannot be right. The easiest cases don't even arise. There has never been a section 1983 case
accusing welfare officials of selling foster children into slavery; it does not
follow that if such a case arose, the officials would be immune from damages
liability because no previous case had found liability in those circumstances.
Id. at 851.
[4] In
support of this contention, Dane County
relies on two passages from Bobbitt.
The first relates to the DeShaney decision:
The issue in the present case is whether in
1984 an official violated a clearly established constitutional right by placing
a child in an environment despite information that individuals in that
environment might present a threat to the child's safety. It is conceded that in 1984 there was no
Supreme Court decision on this issue.
In fact even at present the Supreme Court has not confronted the
question.
Id. at 511, citing Deshaney, 489 U.S.
189. The second passage addresses the Doe
case:
In the present case, we are unable to
conclude that in early 1984 a substantial consensus had been reached that
placing a child in a potentially dangerous environment in a foster home was a
violation of the due process clause. At
that time, only the Second Circuit had held that such a right existed and that
case was not directly on point since it involved placement in a licensed foster
home on a permanent basis. See Doe
v. New York City Department of Social Services, 649 F.2d 134 (2nd Cir.
1981). Moreover, the decision in Doe
depended upon an absolutely novel analogy between incarceration and placement
in a foster home, an analogy that has yet to be endorsed either by the Supreme
Court or the Seventh Circuit. In view
of the novelty and the paucity of the available authority, we cannot agree with
the district court that it was clearly established in 1984 that a public
official who places a child at risk of harm from private individuals in a
foster home violated that child's constitutional rights.
Id. at 511-12 (footnote omitted).
[5] The Seventh Circuit has also adopted the professional judgment standard for claims by foster children. K.H. v. Morgan, 914 F.2d 846, 854 (7th Cir. 1990) ("Even when resources are not severely limited, child welfare workers and their supervisors have a secure haven from liability when they exercise a bona fide professional judgment as to where to place children in their custody. Only if without justification based either on financial constraints or on considerations of professional judgment they place the child in hands they know to be dangerous or otherwise unfit do they expose themselves to liability in damages." Id.)