District III/IV
May 22, 2015
To:
Hon. Donald R. Zuidmulder
Circuit Court Judge
Brown County Courthouse
100 S. Jefferson St, PO Box 23600
Green Bay, WI 54305-3600
John VanderLeest
Clerk of Circuit Court
Brown County Courthouse
P.O. Box 23600
Green Bay, WI 54305-3600
David L. Lasee
District Attorney
P.O. Box 23600
Green Bay, WI 54305-3600
Warren D. Weinstein
Assistant Attorney General
P.O. Box 7857
Madison, WI 53707-7857
Steven N. Loomis 586119
Jackson Corr. Inst.
P.O. Box 233
Black River Falls, WI 54615-0233
You are hereby notified that the Court has entered the following opinion and order:
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State of Wisconsin v. Steven N. Loomis (L.C. # 2011CF884) |
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Before Blanchard, P.J., Lundsten and Sherman, JJ.
Steven Loomis appeals an order denying his postconviction motion brought under Wis. Stat. § 974.06 (2013-14).[1] Based upon our review of the briefs and record, we conclude at conference that this case is appropriate for summary disposition. See Wis. Stat. Rule 809.21. We affirm.
Loomis was charged with two counts of repeated sexual assault of the same child. At the plea hearing, his attorney stated that Loomis would plead to Count 2 and Count 1 would be dismissed. The plea questionnaire showed that the terms of the plea agreement were that Count 1 would be dismissed and the State would recommend five years of initial confinement and five years of extended supervision. However, at the plea hearing, neither attorney stated any plea agreement terms related to sentencing, and the court did not ask Loomis whether he understood the plea agreement or what he believed its terms were.
Near the end of the plea hearing, the court asked: “On motion of the State, Count 1 is to be dismissed but may be considered for read-in purposes?” The State replied in the affirmative, after which the court stated: “That’s the understanding.” The court did not ask the defense whether the count would be read in, and the defense did not object.
Loomis filed a postconviction motion under Wis. Stat. § 974.06. He alleged several claims that we describe further below. The circuit court denied the motion.
Loomis argues that the State
breached the plea agreement by eventually recommending a sentence of five years
of initial confinement, but ten to
fifteen years of extended supervision, contrary to the agreement stated on
the plea questionnaire. We reject this
argument because the defense did not object at sentencing, and therefore the
issue was forfeited and can be framed only as ineffective assistance of
counsel. See State v. Liukonen, 2004 WI App 157, ¶18, 276 Wis.
2d 64, 686 N.W.2d 689.
Loomis
next argues that his trial counsel was ineffective by not objecting to the
State’s alleged breach of the plea agreement at sentencing. In response to Loomis’s postconviction
motion, the circuit court scheduled a hearing.
We do not have a transcript of that proceeding, but the circuit court’s
decision states that it offered Loomis a chance to present evidence, and Loomis
said he would rely on only his motion.
Loomis’s
claim can properly be denied because he failed to present evidence in support
of it. His motion is not evidence. Evidence is submitted at an evidentiary hearing. The attachments to the motion, such as the
plea questionnaire, likely could have been introduced as evidence, but were not. Moreover, the evidence for such a claim would
probably also need to include Loomis’s testimony about his understanding of the
plea agreement at the time of the plea, thereby subjecting Loomis to
cross-examination by the State.
Similarly, the testimony of trial counsel would also be required for
Loomis to meet his burden. See State v. Machner, 92 Wis. 2d
797, 804, 285 N.W.2d 905 (Ct. App. 1979).
However,
the circuit court did not deny the motion on that basis, and therefore we
continue the analysis. The circuit court
made findings based on the existing material before it. This included an e-mail message from Loomis’s
trial counsel, responding to a query by postconviction counsel who was earlier
appointed for purposes of seeking relief under Wis.
Stat. Rule 809.30. Trial counsel
stated that, in reviewing his file, he could find no written plea offer from
the State, and that the main goal of the negotiation was to minimize initial
confinement time. Counsel
concluded: “Bottom line is I cannot say
there was any agreement as to the length of the ES the state would be
recommending. I believe I may have
written it wrong on the Plea form.” In
addition, the State asserted by letter that it did not make any promises
regarding extended supervision.
Based on
this material, the circuit court held that Loomis presented insufficient
evidence to prove that the terms of the plea agreement included a cap on the
State’s extended supervision argument.
On appeal, Loomis appears to believe that the plea questionnaire leaves
only one reasonable interpretation, which is that such a cap was agreed
to. However, in light of the statement
from trial counsel, it is also reasonable to interpret the plea questionnaire
as being mistaken with respect to any agreement regarding extended supervision. Therefore, the circuit court’s finding
against Loomis was not clearly erroneous, and the claim was properly denied.
Loomis
next argues that the circuit court erred by “changing” the dismissed count from
a straight dismissal to a read-in.
Again, no defense objection was made at the time, and therefore the
issue was forfeited and can be raised only as ineffective assistance of
counsel.
Loomis
next argues that his trial counsel was ineffective by not objecting to the
read-in status of the dismissed count.
Here, unlike the issue discussed above, the plea questionnaire is merely
ambiguous in that it does not say whether the count would be dismissed and read
in or dismissed and not read in. As we have discussed, Loomis did not present
other evidence. Therefore, the
ineffective assistance claim was properly denied.
Finally,
Loomis argues that his trial counsel made a misrepresentation in the plea
questionnaire that induced Loomis to enter into the plea agreement and that, if
the questionnaire had stated that the State would not cap its recommendation at
five years of extended supervision and that the dismissed count could be read
in, Loomis would not have accepted the plea deal. Therefore, Loomis argues, his plea was
involuntary.
The State’s brief does not respond to this argument. However, our review of Loomis’s postconviction motion shows that he did not argue in the circuit court that his plea was involuntary, and did not ask to withdraw his plea, which would be the remedy if he were to prevail on that theory. Instead, he asked only for enforcement of the plea agreement that he argues existed. This argument is made for the first time on appeal, and we normally do not address issues that are raised for the first time on appeal. See Wirth v. Ehly, 93 Wis. 2d 433, 443-44, 287 N.W.2d 140 (1980). We see no reason to deviate from our normal practice in this case.
IT IS ORDERED that the order is summarily affirmed under Wis. Stat. Rule 809.21.
Diane M. Fremgen
Clerk of Court of Appeals