COURT OF APPEALS DECISION DATED AND RELEASED December
14, 1995 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule 809.62,
Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 95-2432-FT
STATE OF WISCONSIN IN
COURT OF APPEALS
DISTRICT IV
IN THE
INTEREST OF ROBERTO L.V.,
A
PERSON UNDER THE AGE OF 18:
BROWN
COUNTY,
Appellant,
v.
ROCK
COUNTY,
Respondent.
APPEAL
from an order of the circuit court for Rock County: MICHAEL J. BYRON, Judge. Order
reversed and cause remanded.
EICH,
C.J.[1] Brown County appeals from an order of the
Rock County Juvenile Court granting the petition of the Rock County Department
of Human Services to revise a dispositional order in a CHIPS proceeding to
"transfer venue" of the case to Brown County.
The
dispositive issue is whether Brown County was entitled to notice of the hearing
on the department's petition. We
conclude that it was, and we therefore reverse the order and remand the case to
the trial court to re-hear the petition on proper notice to Brown County.[2]
The
facts are not in dispute. In 1991,
Roberto L.V., a minor, was adjudged to be a child in need of protection or
services (CHIPS). He was placed in
foster care pursuant to a "Permanency Plan" which, among other
things, set out several conditions which must be met by his mother for his
return to the family home. It also
contained a list of "services" the department was directed to provide
or arrange for Roberto and his family.
The
1991 dispositional order was amended several times over the years and is still
in effect. The conditions established
for Roberto's return have not been met and he remains in foster care--currently
in a group home in Columbia County.
Roberto's mother has been residing in Brown County since mid-1992.
In
May 1995, the department filed a petition to revise the dispositional order to
"transfer venue" of the proceedings to Brown County, stating as
grounds for the transfer the fact of his placement in Columbia County and his
mother's new residence in Brown County.
The petition was accompanied by a slightly revised Permanency Plan
setting forth information on Roberto's placement and restating the conditions
that must be met by his mother for his return and the services to be
provided--now by the Brown County Department of Social Services.[3]
A
hearing was scheduled on the petition for June 12, 1995, and notice was
evidently given to Roberto and his mother.
Neither the department nor the court notified Brown County of the
hearing.
Brown
County inadvertently learned of the hearing and filed a formal objection to the
proposed venue change. Upon receiving
Brown County's objections, the court rescheduled the hearing for July 13, 1995,
and directed the department's counsel to prepare a response to the objections
and to notify Brown County of the new hearing date. The department's counsel replied to the objections but never
notified Brown County of the rescheduled hearing. The court nonetheless proceeded with the hearing in Brown
County's absence and signed the order prepared by counsel changing venue and
substituting Brown County for Rock County as the agency responsible for
providing the mandated services to Roberto and his family.
Venue
transfers in CHIPS proceedings are governed by § 48.185(2), Stats.
The statute provides that where, as here, "the child has been
placed outside the home pursuant to a [CHIPS] dispositional order," venue
is in the county where the dispositional order was issued unless (a) the
child's county of residence has changed, or (b) the parent has resided in a
different county for six months. In
either of these two situations, "the court may, upon a motion and for good
cause shown, transfer the case, along with all appropriate records, to the
county of residence of the child or parent."
Although
§ 48.185(2), Stats., is
silent on the question of notice to the "receiving" county, the
statute does make it plain that venue transfers are to be accomplished by a
revision of the dispositional order placing the child outside the home.[4] Revision of dispositional orders is governed
by § 48.363, Stats. Section 48.363(1) requires that (1) requests
for revision set forth the nature of the revisions sought; and (2) "[i]f a
hearing is held, the court shall notify the parent, child, guardian and legal
custodian [and] all parties bound by the dispositional order ... at least 3
days prior to the hearing," and include a copy of the petition for revision
with the notice.
Brown
County argues that, considered together, the plain language of §§ 48.185(2) and
48.363(1), Stats., requires
notice to the receiving county of any hearing scheduled by the court on a
petition to transfer venue. The department
argues to the contrary, discussing at considerable length the legislative
history of § 48.185, Stats.,
together with that of several other statutes relating to venue in non-CHIPS
juvenile proceedings and the "legal settlement" laws in general. The crux of the department's argument, based
on its extensive exposition of the history of the several statutes, past and
present, is that, considering everything the legislature has done in this area
since 1945, two conclusions follow:
[T]he legislature has assigned (1) to the children's
court the power to decide which county will be the venue and (2) to the county
department in that county the responsibility to fund the court's placements and
other services.
According to the department, "The legislature does
not want counties squabbling about who pays ... through the rather indirect
method of venue transfers," and that is why that body "has not
required prior notice of transfer of venue to be given to the receiving county."
If
indeed that was the legislature's intent, it is an intent unexpressed in the
statutes it drafted to cover venue transfers, §§ 48.185(2) and 48.363(1), Stats.
The primary purpose of statutory construction and interpretation is, of
course, "to ascertain and give effect to the intent of the
legislature," DeMars v. LaPour, 123 Wis.2d 366, 370, 366
N.W.2d 891, 893 (1985). We begin that
inquiry by looking to the language of the statute. State v. Rognrud, 156 Wis.2d 783, 787-88, 457
N.W.2d 573, 575 (Ct. App. 1990). "If the statute is clear on its face, our inquiry as to the
legislature's intent ends and we must simply apply the statute to the facts of
the case." Interest of Peter
B., 184 Wis.2d 57, 70-71, 516 N.W.2d 746, 752 (Ct. App. 1994). We do not look behind the plain and
unambiguous language of a statute.[5] It is only when a statute is ambiguous--when
it is capable of being understood by reasonably well-informed persons in either
of two senses, Robinson v. Kunach, 76 Wis.2d 436, 444, 251 N.W.2d
449, 452 (1977)--that we may look beyond its terms and construe it in light of
its history, context, subject matter and scope. Kluth v. General Casualty Co. of Wisconsin, 178
Wis.2d 808, 815, 505 N.W.2d 442, 445 (Ct. App. 1993).
We
think the statutes governing transfer of venue are plain and unambiguous. Venue in CHIPS cases where the child is
placed outside the home may be changed, upon a showing of good cause, by
revising the dispositional order. Section 48.185(2), Stats. CHIPS
dispositional orders may be revised only in conformance with the requirements
of § 48.363; § 48.363(1) plainly provides that where a petition to revise the
dispositional order to change venue is scheduled for hearing, as was done in
this case, the court "shall notify ... all parties bound by the
dispositional order." We see no
ambiguity in that statutory scheme, and we consider it to be equally plain that
Brown County, to whom all administrative, professional and fiscal responsibility
for the services ordered to be provided to Roberto and his family is to be
transferred under the revised order, is a "party bound" by its terms.[6]
We
conclude, therefore, that the plain language of §§ 48.185(2) and
48.363(1), Stats., requires
notice to the receiving county of hearings scheduled by the court on petitions
to transfer venue in CHIPS proceedings.
And because neither the nature of Brown County's participation in such a
hearing nor the effect such participation may have on the juvenile court's
determination of "good cause" under § 48.185(2) can be ascertained
until they are accomplished, we reverse the order of July 17, 1995, and remand
to the juvenile court with directions to reschedule the hearing on the
department's petition, on appropriate notice to Brown County and others, as
required by § 48.363(1).
By
the Court.—Order reversed. Cause remanded for further proceedings
consistent with this opinion.
This
opinion will not be published. See
Rule 809.23(1)(b)4, Stats.
[2] Despite Brown County's willingness to argue
the merits of the juvenile court's determination that good cause existed to
transfer venue, we do not consider the argument. We hold in this case that,
under the applicable statutes, Brown County was entitled to notice of the
hearing; because it is impossible for us to say that the circuit court would
have decided the case in the manner it did had Brown County participated in the
hearing, we consider a remand for a new hearing with notice to Brown County to
be required.
[3] While the petition simply named "the
county" as the entity responsible for providing the services, the
"proposed order" accompanying it--which eventually was signed by the
court--substituted Brown County for Rock County "as the agency primarily
responsible for providing the services mandated by the Court."
[4] That is, of course, the procedure followed by
the department and the juvenile court in this case: a petition to the court to
revise the existing dispositional order to change the venue of the
proceedings--and to shift responsibility for services to Roberto and his
family--from Rock County to Brown County, and an order doing just that.
[5] Justice (then-Professor) Frankfurter proposed
a three-step methodology for interpreting statutes: "1. Read the statute;
2. Read the statute; 3. Read the statute." Henry J. Friendly, Mr. Justice Frankfurter on the Reading of
Statutes, in Friendly, Benchmarks
202 (1967).
[6] We agree with Brown County's observation that
such a reading of the statute is both reasonable and logical for, as the county
notes: "If the `receiving county' is opposed to the transfer, and does not
receive notice, who will argue that good cause does not exist [? T]he movant can simply present a one-sided
argument that good cause exists and obtain a transfer of venue."
The purpose of the department's
petition was to transfer all responsibility for Roberto and his family in the
context of the continuing CHIPS proceeding from Rock County to Brown County,
and the order of the juvenile court effectuates that purpose, for it requires
Brown County to assume responsibility "for providing the services mandated
by the Court." Included among
those services are: (1) counseling for Roberto and his mother; (2) sex-offender
treatment for Roberto's stepfather; and (3) monitoring and case management
services to the family. Last and, we
are sure, by no means least in the context of this proceeding, the order
specifically requires Brown County to "fund [Roberto's] placement" in
the Columbia County group home. Under
these circumstances, we consider Brown County to be a party "bound by the
... order" within the meaning of § 48.363, Stats.
It is
true that Brown County was not a party to the proceedings prior to the
venue-transfer request, and thus was not "bound" by the prior order
sought to be revised by the department's petition. It would stretch reason to the breaking point, however, to
restrict the "bound by" language to prior orders, when the order
sought and obtained by the department in the July 1995 proceedings imposed such
burdens and responsibilities on Brown County.