COURT OF
APPEALS DECISION DATED AND
RELEASED AUGUST
7, 1996 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule
809.62, Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 95-2345-CR
STATE OF WISCONSIN IN
COURT OF APPEALS
DISTRICT II
STATE
OF WISCONSIN,
Plaintiff-Respondent,
v.
MICHAEL
BARTZ,
Defendant-Appellant.
APPEAL
from a judgment and orders of the circuit court for Walworth County: MICHAEL S. GIBBS, Judge. Affirmed.
Before
Anderson, P.J., Nettesheim and Snyder, JJ.
ANDERSON,
P.J. Michael
Bartz contends that the trial court erred in refusing to submit a jury
instruction on assisting suicide, § 940.12, Stats.,
as a lesser-included offense of first-degree intentional homicide. Section 940.01, Stats. We affirm since
there is no reasonable evidence to permit a jury to acquit on the charge of
first-degree intentional homicide and convict on the offense of assisting
suicide. We also conclude that Bartz
has failed to properly preserve his objections to his parole eligibility date
of forty years from the date of sentencing.
Therefore, we affirm Bartz’s conviction and sentence.
Bartz
appeals from a judgment of conviction for first-degree intentional homicide in
the death of Don Scott and an order denying his postconviction motion for a new
trial on the grounds that the trial court erred in refusing to give a
lesser-included offense instruction. He
also appeals the trial court’s establishment of a parole eligibility date of
forty years and the order denying his motion for a modification of sentence in
lieu of a new trial.
In
resolving Bartz’s principal issue on appeal, we will use the same two-step
analysis used by the trial court. We
first decide if assisting suicide is a lesser-included offense of first-degree
intentional homicide. Next, we weigh
whether there is a reasonable basis in the evidence for a jury to acquit on the
greater offense and convict on the lesser offense. See State v. Morgan, 195 Wis.2d 388, 433-34, 536
N.W.2d 425, 442 (Ct. App. 1995). It is
not necessary for us to answer the first question if we can conclude, after
reviewing the evidence in a light most favorable to the defendant, that there
is no reasonable evidence to support the lesser-included offense
instruction. See Ross v. State,
61 Wis.2d 160, 171-72, 211 N.W.2d 827, 833 (1973). We conduct our review de novo because the question of whether a
lesser-included offense instruction should have been submitted to the jury is a
question of law. See State v.
Salter, 118 Wis.2d 67, 83, 346 N.W.2d 318, 326 (Ct. App. 1984). In this appeal, we do not have to engage in
the first step of this analysis since we conclude that the physical evidence
rebuts Bartz’s testimony and evidence which he argues offers a reasonable basis
for submission of the lesser-included offense instruction.[1]
The
evidence Bartz relies upon to support his argument that the trial court should
have given the lesser-included offense instruction of assisting suicide
includes several contradictory statements he gave, his trial testimony and the
testimony of other defense witnesses.
We summarize this evidence from the record of the trial. In the early morning hours of August 1,
1993, Bartz called “911” and reported the suicide of Scott to the Walworth
County Sheriff’s Department. Sergeant
Timothy Schiefelbein was the first officer on the scene, and Bartz told him
that he had gone with Scott into the field and Scott had shot himself. Shortly after this statement, Bartz told
Schiefelbein that he was holding the gun for Scott but that Scott pulled the
trigger. In demonstrating this version
of the incident, Bartz said he held the gun and placed his thumb over Scott’s
thumb; Schiefelbein, who played the role of Scott, testified that Bartz exerted
pressure on his thumb during the demonstrations. After these demonstrations, Bartz was placed under arrest.
In
a statement made to Detective Todd Wiese, Bartz repeated his story that Scott
had shot himself. As the interview
progressed, Bartz changed his story to indicate that he had held the gun for
Scott. In the final version of the
story, he admitted that he had killed Scott.
In this statement Bartz described how he and Scott walked into the field
together and were both carrying a duffel bag with the shotgun ammunition and
took turns carrying the sawed-off shotgun.
According to Bartz, Scott fired what he believed to be all of the
ammunition and then Bartz loaded a shell he had kept in his pocket, pointed the
gun at Scott and pulled the trigger.
Bartz also admitted (to a social services worker) that he shot Scott and
that he tried to make the incident look like suicide.
Bartz
was the first defense witness at the trial.
He testified that Scott carried the shotgun and they took turns carrying
the duffel bag into the field. While
walking into the field, Scott fired the shotgun and had difficulty ejecting the
shell; according to Bartz, they both tried to eject the shell and finally Scott
was successful. Bartz testified that he
was hallucinating from a combination of LSD, marijuana and alcohol and thought
he heard a third person running through the field. Bartz testified that he loaded the shotgun with a shell he had in
the neck of his shirt. He remembered
shaking hands with Scott but could not remember who was holding the gun. He remembered seeing a flash and saw Scott’s
silhouette. According to Bartz, Scott
fell slowly to Bartz’s right, and his body turned as it fell.
Bartz
testified that Scott was despondent over the possibility that his probation was
going to be revoked and he could face six years in prison. Bartz told the jury that Scott wanted to
commit suicide and had brought a duffel bag and sawed-off shotgun to Bartz’s
trailer where Scott acted out his planned suicide. Scott’s probation agent confirmed that because his urine analysis
had been positive for the presence of drugs, his probation was going to be
revoked. Scott’s father and stepbrother
testified that Scott was despondent over his dirty urine test and talked about
suicide.
In
addition to presenting evidence that Scott contemplated suicide because of a pending
revocation of his probation, Bartz presented evidence from two members of the
Wisconsin State Crime Lab. The sum and
substance of this evidence was that an anatomic absorption spectrometry test
performed on Bartz was negative and no evidence of blood could be found on his
clothing.
Bartz
argues that if this evidence is considered in the most favorable light, it
establishes a reasonable basis to conclude that a jury would acquit him of
first-degree intentional homicide and convict him of assisting Scott in
committing suicide. We acknowledge that
the evidence is to be viewed in the light most favorable to Bartz, and if it
can be concluded that there is a reasonable basis for acquittal on the greater
charge and for conviction on the lesser, the requested instruction must be
given. However, this does not mean that
the trial court erred in refusing to give the lesser-included offense
instruction.
Many
appellate decisions have pointed out that it is error to instruct on
lesser-included offenses when the evidence does not support the instruction:
The
evidence must throw doubt upon the greater offense. Juries cannot rightly convict of the lesser offense merely from
sympathy or for the purpose of reaching an agreement. They are bound by the evidence and should be limited to those
included crimes which a reasonable view of the evidence will sustain and
does not convince beyond a reasonable doubt the additional element of the
greater crime existed.
State v. Melvin, 49 Wis.2d 246, 253, 181 N.W.2d 490, 494 (1970)
(emphasis added). “The key word in the
rule is ‘reasonable.’ The rule does not
suggest some near automatic inclusion of all lesser but included offenses as
additional options to a jury.” State
v. Bergenthal, 47 Wis.2d 668, 675, 178 N.W.2d 16, 20 (1970), cert.
denied, 402 U.S. 972 (1971).
The
lesser-included offense instruction is not to be given where the physical
evidence leads to only one conclusion:
Where
a defendant's testimony appears to offer a reasonable basis for submission of
instructions on a lesser offense, but the physical evidence contradicts that
testimony so as to leave no reasonable basis for a finding of the lesser
offense, the refusal to give such instructions is not error.
Boyer v. State, 91 Wis.2d 647, 669, 284 N.W.2d 30, 39 (1979). This is the difficulty that Bartz faces in
this case. No matter how favorably to
Bartz the evidence is considered, it would be unreasonable to conclude that
Bartz assisted Scott in committing suicide.
The
State’s firearms expert testified that the sawed-off shotgun was held between
three and six inches from Scott’s face.
The medical examiner testified to a reasonable degree of professional
certainty that Scott died instantaneously from the gun shot. When the first law enforcement officer
reached the scene, he and an emergency medical technician found Scott lying
face down with his hands hidden from view.
Approximately one hour later, a detective observed the body and found
that both of Scott’s hands were in the pants of his shorts up to his wrists. An examination of the hands and wrists of
the victim failed to reveal any blood stains on the hands. The medical examiner was certain that it
would be impossible for a person who died instantaneously from a shotgun blast
to the head to put his or her hands into his pockets after the wound was
inflicted.
We
are satisfied that this uncontradicted physical evidence leaves no reasonable
basis for a jury to acquit Bartz of first-degree intentional homicide and
convict him of assisting in the suicide of Scott. The only reasonable view of the physical evidence is that Scott
was facing Bartz with his hands in his pockets when Bartz pulled the trigger of
the sawed-off shotgun he was holding less than six inches from Scott’s
head. The blast from the shotgun killed
Scott instantly and he fell to the ground landing on his face with his hands
still in his pockets. It would be
unreasonable to assume that Bartz was holding the shotgun and Scott pulled the
trigger and was able to put both hands in his pockets before he died
instantaneously from the shotgun blast.
Therefore, we conclude that the trial court acted properly in refusing
to give a jury instruction on the lesser-included offense of assisting suicide.
The
second issue Bartz raises on appeal is that the trial court abused its
discretion is setting his parole eligibility date for forty years from the date
of sentencing. In his postconviction
motion filed under § 809.30, Stats.,
Bartz sought a modification of sentence on the grounds that the original
sentence was based on irrelevant and prejudicial information and that it was
excessive. In argument to the court,
postconviction counsel said, “And I would also reiterate the facts regarding
sentencing and I believe that at sentencing under all the facts in this case,
were excessive.” In denying the motion,
the trial court held that Bartz had failed to offer any evidence of irrelevant
and prejudicial information being considered at sentencing and that argument
that the sentence was excessive was only the opinion of the defendant and his
counsel.
We
decline to review Bartz’s challenge to his sentence for two reasons. First, sentencing and consideration of
motions to modify sentences are highly discretionary acts and we will defer to
the trial court unless the defendant meets his or her burden of showing an
erroneous exercise of that discretion. See
State v. Hillesheim, 172 Wis.2d 1, 22-23, 492 N.W.2d 381, 390 (Ct.
App. 1992), cert. denied, 509 U.S. 929 (1993). It is the defendant’s burden to show in the record an
unreasonable or unjustifiable basis for the exercise of the trial court’s
discretion. See id. The motion and argument made to the trial
court are devoid of any attempt by Bartz to meet his burden and are woefully
inadequate to preserve either of the issues highlighted in his motion for
appellate review. See State
v. Pettit, 171 Wis.2d 627, 646-47, 492 N.W.2d 633, 642 (Ct. App. 1992).
Second,
in his appellate brief, Bartz limits his argument that the sentence was
excessive to comparing his sentence to sentences in several reported appellate
decisions. If this argument is an
attempt to argue that his sentence denied him equal protection, we decline to
review this argument because it was not presented to the trial court. See Wirth v. Ehly, 93 Wis.2d
433, 443-44, 287 N.W.2d 140, 145 (1980).
By
the Court.—Judgment and orders
affirmed.
Not
recommended for publication in the official reports.
[1] Bartz assumes
that under § 939.66(2), Stats.,
assisting suicide is a lesser-included offense of first-degree intentional
homicide. Although the physical
evidence in this case does not support the instruction and we do not have to
address this argument, we do note that we have strong reservations about
Bartz’s assumption.