COURT OF APPEALS DECISION DATED AND RELEASED October 24, 1996 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 95-0938-CR-NM
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT IV
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
TERRY G. BETTS,
Defendant-Appellant.
APPEAL from a judgment
of the circuit court for Monroe County:
MICHAEL J. MCALPINE, Judge. Affirmed.
Before Eich, C.J.,
Vergeront and Deininger, JJ.
PER
CURIAM. Terry Betts appeals his conviction for first-degree
sexual assault of a child, after a jury trial.
The jury found Betts guilty of an April 20, 1990 sexual contact
incident, after the prosecution introduced other bad acts evidence of
additional uncharged sexual assaults, including a March 1990 sexual penetration
incident with the same victim. Betts'
counsel has filed a no merit report under Anders v. California,
386 U.S. 738 (1967). Betts received a
copy of the report and has filed a response.
Counsel's no merit report raises several possible arguments:
(1) trial counsel provided ineffective representation in failing to poll
the jury; (2) the trial court erroneously ruled in limine to admit
evidence of Betts' prior convictions; (3) the jury panel was invalid;
(4) the trial court wrongly limited Betts' impeachment of prosecution
witnesses; and (5) various errors during the proceedings warranted a
mistrial.
Betts submits several
arguments of his own in his pro se response:
(1) the evidence did not prove his guilt beyond a reasonable doubt;
(2) trial counsel supplied ineffective representation in several respects;
and (3) the trial court erroneously excluded some evidence his trial
counsel attempted to introduce for the purpose of impeaching the victim's
mother. On the insufficient evidence
claim, Betts cites the mother's motive to influence the victim to fabricate the
allegations, a doctor's failure to detect penetration, and Betts' own absence
from the state near the time of the March 1990 sexual penetration
incident. Upon review of the record, we
are satisfied that the no merit report properly analyzes the issues it raises,
that Betts' pro se issues warrant no further proceedings, and that his appeal
has no arguable merit. We therefore
adopt the no merit report, affirm Betts' conviction, and discharge Betts'
counsel of his obligation to represent Betts further in this appeal.
Betts' appellate counsel
states that Betts' trial counsel ineffectively neglected to poll the jury. According to appellate counsel, Betts
insists that he asked trial counsel to take such action. We grant new trials for ineffective counsel
only if the deficient performance prejudiced the outcome of the trial. Strickland v. Washington, 466
U.S. 668, 687 (1984). Here, we have no
indication that prejudice exists. These
proceedings enjoyed a presumption of regularity. State ex rel. LaFollette v. Circuit Court, 37
Wis.2d 329, 344, 155 N.W.2d 141, 149 (1967).
This means that the law presumes that all jurors voted in conformity
with the verdict. The trial court
instructed the jury that its verdict must be unanimous. Jurors are presumed to have followed such
instructions. State v. Truax,
151 Wis.2d 354, 362, 444 N.W.2d 432, 436 (Ct. App. 1989). The trial court collectively polled the
jury, directing all jurors to raise their hand if guilty was their
verdict. The transcript records that
all jurors raised their right hand.
This process cured any defect. See
State v. Ritchie, 46 Wis.2d 47, 56, 174 N.W.2d 504, 509, cert.
denied, 400 U.S. 917 (1970).
Moreover, without some indication in the record that the verdict was not
unanimous, trial counsel's failure to poll the jury was not ineffective
representation. See State
v. McMahon, 186 Wis.2d 68, 96, 519 N.W.2d 621, 632-33 (Ct. App.
1994). The record contains no such
indication. Under such circumstances,
trial counsel may rationally choose to forgo such procedures. As a result, this issue provided no basis
for a new trial. See also State
v. Yang, 201 Wis.2d 721, 742, 549 N.W.2d 769, 777 (Ct. App. 1996).
Appellate counsel also
identifies several trial court rulings that were potentially erroneous. The trial court agreed to allow the State to
introduce evidence of Betts' prior convictions for impeachment purposes. These were a 1983 misdemeanor public
exposure of a sexual organ, a 1983 misdemeanor disorderly conduct, a 1983
felony burglary and a 1990 disorderly conduct.
Betts never testified, however, and the State never introduced the
evidence. Nonetheless, appellate
counsel states that the pretrial ruling may have chilled Betts' desire to
testify. The trial court concluded that
the impeachment value of the convictions outweighed any associated prejudice. The trial court made a discretionary decision,
and we see no abuse of discretion. See
State v. Schaller, 199 Wis.2d 23, 39, 544 N.W.2d 247, 254 (Ct.
App. 1995). By virtue of their sheer
number, the convictions raised questions about Betts' overall trustworthiness;
a reasonable jury could have easily concluded that they bore upon Betts'
credibility. They also would have been
nonprejudicial on the trial's substantive issues. Their focus on Betts' overall trustworthiness would have posed
little risk of conveying the impression to the jury that Betts also had a
propensity to commit sexual assaults.
Next, appellate counsel
claims that the trial court may have erroneously rejected Betts' challenge to
the jury pool. We uphold the
ruling. There is no indication that the
State systematically excluded any class from the jury pool. See State v. Coble, 100
Wis.2d 179, 208, 301 N.W.2d 221, 235 (1981).
Rather, it contained a good mix of men and women.
Appellate counsel points
out that the trial court excluded evidence Betts wanted to use to impeach the
victim's mother, his former girlfriend.
Betts wanted to show that the victim's mother had a history of giving
police false information and of exercising vindictiveness toward former
boyfriends. Betts had no right,
however, to prove such character-credibility issues by extrinsic evidence of
specific instances of conduct. See
§ 906.08(2), Stats.; McClelland
v. State, 84 Wis.2d 145, 159, 267 N.W.2d 843, 849 (1978). Moreover, the trial produced ample evidence
of the victim's mother's cause for direct bias against Betts and its potential
corrupting influence on her testimony.
This specific bias against Betts had greater relevance to her
credibility than any general antipathy she may have had toward former
boyfriends or any history of falsifying charges to police.
Appellate counsel argues
that the trial court should have granted a mistrial on several grounds: (1) the State marked a small jail card
with entries recording Betts' prior incarcerations as an exhibit in full view
of the jury; (2) the State suggested that Betts' son had wrongly withheld
exculpatory evidence from the police; (3) the prosecution introduced bad
acts evidence that went beyond the discovery material the State had supplied
Betts; and (4) the prosecutor made inflammatory remarks during closing
argument. Trial courts have
wide-ranging discretion on the issue of mistrials. Haskins v. State, 97 Wis.2d 408, 419, 294 N.W.2d
25, 33 (1980). They must determine, in
light of the whole proceeding, whether the claimed error was sufficiently
prejudicial to warrant the matter's relitigation. State v. Grady, 93 Wis.2d 1, 13, 286 N.W.2d 607,
612 (Ct. App. 1979). Here, the trial
court correctly exercised its discretion.
We see nothing sufficient to compel a mistrial when viewed in context
with the trial as a whole.
The trial court found
that the jail card's small size made it illegible to the jury. We have no reason to question this
ruling. The jail card also seems to
have had no substantive relation to the charged April 20, 1990 sexual contact
incident. The prosecution seems to have
offered it to corroborate the victim's mother's testimony about bail she had
posted for Betts in another case. The purpose,
apparently, was to counteract an intimation by Betts' counsel that the mother
had committed some kind of wrongdoing over the bond, for which the jury should
distrust her as a witness. In addition,
by virtue of the convergence in dates between the jail card and the March 1990
sexual penetration incident, the card circumstantially lent support to the
prosecution's claim that Betts had committed the uncharged sexual penetration
offense. By furnishing evidence that
showed Betts' in-state whereabouts at that time, it tended to refute an inference
that he may have been outside the state at the time of the uncharged sexual
penetration incident. Ultimately, the
card's brief appearance would not have transformed the fundamental nature of
the trial or confused the judgment of reasonable fact finders. The remaining evidence, including the
victim's direct testimony, would have assumed a much more important role in the
jury's final decision.
The prosecution had the
right to point out that Betts' son withheld exculpatory evidence until the time
of trial. The son's earlier silence
contrasted with his trial testimony and supplied a basis for impeachment. See Fletcher v. Weir,
455 U.S. 603, 604 n.1 (1982).
Reasonable fact finders may rationally infer that any child who had bona
fide guilt-refuting evidence about his father would have given the police such
information at an earlier time. See
id. This in turn
permitted the inference that Betts' son's testimony was untrustworthy and made
the prosecution's cross-examination on the subject a valid means of
impeachment.
The prosecution's new
bad acts evidence was nothing more than the identification of a new time frame
for the uncharged March 1990 sexual penetration incident. Due to the victim's age, Betts had cause to
expect some imprecision on dates, and therefore the prosecution's modest
departure from its original factual allegations would have worked no
fundamental unfairness. Moreover, Betts
has provided no indication of what other evidence he would have offered if he
had received earlier notice. Under such
circumstances, we have no reason to believe that earlier disclosure of the new
bad acts evidence would have had any practical consequence to the preparation
of Betts' defense.
The prosecution's
summation did not require a mistrial.
Betts' trial counsel objected to three prosecution remarks: (1) Betts' witnesses had nothing to
say; (2) no one wants to admit to a sexual assault; and (3) Betts had
a conviction for bail jumping. Trial
counsel claimed the first shifted the burden of proof, the second wrongly
commented on Betts' silence, and the third misrepresented a fictitious bail
jumping conviction as fact. We reject
this view. The first merely referred to
the weight of the evidence, the second was a general comment about the
pernicious secrecy of all sexual assaults, and the third was an inadvertent
misnomer for the bail money issue.
Moreover, the trial court curbed any prejudice potentially arising from
the summation, instructing the jury that such arguments were not evidence. See State v. Medrano,
84 Wis.2d 11, 25, 267 N.W.2d 586, 592 (1978).
We have no reason to conclude that the jury disregarded this instruction
or otherwise misapplied any of the prosecution's summation in reaching a
verdict.
In his pro se response,
Betts argues that the evidence was insufficient to support his conviction. The State had an obligation to prove Betts'
guilt beyond a reasonable doubt. See
State v. Oimen, 184 Wis.2d 423, 436-37, 516 N.W.2d 399, 405
(1994). The jury, not reviewing courts,
judges the credibility of witnesses and the weight of their testimony, State
v. Wyss, 124 Wis.2d 681, 694, 370 N.W.2d 745, 751 (1985), and resolves
any conflicts in the evidence. State
v. Daniels, 117 Wis.2d 9, 18, 343 N.W.2d 411, 416 (Ct. App. 1983). If the jury could have drawn more than one
reasonable inference from the evidence, reviewing courts must accept the
inference that supports the verdict. State
v. Alles, 106 Wis.2d 368, 377, 316 N.W.2d 378, 382 (1982). Betts alleges several evidentiary
incongruities that he believes created reasonable doubt about his guilt:
(1) the State claimed multiple incidents yet charged one; (2) a
doctor found no evidence of penetration; (3) the victim's mother had
motives to fabricate the event and to influence the victim against Betts; and
(4) Betts was outside the state at the time of an uncharged offense. None of this created a reasonable doubt over
Betts' guilt.
The jury weighed the
evidence of the mother's motive to fabricate facts and influence the
victim. The jury could reasonably
reject such a theory, having viewed the victim's and mother's respective
demeanors and having weighed the probability of their testimony. The victim herself testified about the
sexual contact in unequivocal terms.
Her testimony had sufficient weight and credibility to support a conviction. The doctor's failure to detect penetration
did not exculpate Betts. The doctor
conducted the medical examination before the charged April 20, 1990 sexual
contact incident. Although the medical
examination took place within two weeks of the uncharged March 1990 sexual
penetration incident, the doctor explained that a medical examination was
fallible in terms of detecting penetration.
In addition, the doctor's findings on an uncharged incident were not critical. They addressed a secondary matter and would
not have been decisive as to the jury's sexual contact verdict. Betts has identified no evidence that he was
outside the state at the time of the uncharged offense. In fact, Betts' son testified that Betts had
returned to the state before then, and other evidence such as the jail card
suggested the same. We see no
reasonable doubt as to Betts' guilt.
Finally, Betts argues
that the trial court improperly admitted evidence and that trial counsel
ineffectively failed to call witnesses who would have exposed the mother's
fabrication of testimony. To obtain a
new trial, Betts must show that the trial court's rulings and trial counsel's
actions were prejudicial. State
v. McBride, 187 Wis.2d 409, 421-22, 523 N.W.2d 106, 112 (Ct. App. 1994)
(trial court rulings), cert. denied, 115 S. Ct. 1796 (1995); Strickland,
466 U.S. at 687 (trial counsel's actions).
Betts apparently refers to evidence the trial court admitted about a
sexual assault someone else had allegedly committed against the victim many years
earlier. Betts' trial counsel asked the
victim's mother about it, apparently in an attempt to show that the victim had
some experience in making sexual assault accusations and thereby the
intellectual ability to invent such incidents, in order to create doubt about
the victim's current charge. Trial
counsel's cross-examination made clear, however, that Betts was not the
perpetrator of this prior incident.
Under the circumstances, a reasonable jury would not have drawn a
mistaken inference or misused the testimony.
Betts' guilt did not depend on such evidence.
Betts has not explained
what witnesses his trial counsel should have called or what facts they would
have furnished. Criminal litigants may
not base ineffective assistance of counsel claims on general allegations. See State v. Saunders,
196 Wis.2d 45, 49-50, 538 N.W.2d 546, 548 (Ct. App. 1995); State v. Flynn,
190 Wis.2d 31, 48, 527 N.W.2d 343, 349-50 (Ct. App. 1994), cert. denied,
115 S. Ct. 1389 (1995); State v. Toliver, 187 Wis.2d 346, 360-61,
523 N.W.2d 113, 118 (Ct. App. 1994); State v. Washington, 176
Wis.2d 205, 214, 500 N.W.2d 331, 335-36 (Ct. App. 1993). Without specific information about the
content of the missing witnesses' testimony, a litigant cannot demonstrate how
trial counsel's failure to call witnesses caused any prejudice. Here, we cannot ascertain from Betts'
nonspecific claim whether the witnesses would have provided probative testimony
on pertinent issues that might have affected the outcome of the trial. We therefore have no reason to grant Betts
any relief on this allegation.
In sum, we agree with
Betts' appellate counsel that the jury reached a just result and that the
appeal offers no issues arguably sufficient to upset the conviction. We discharge Betts' counsel of his
obligation to represent Betts further in this appeal.
By the Court.—Judgment
affirmed.