PUBLISHED OPINION
Case No.: 95-0917-CR
† Petition
for review filed.
Complete Title
of Case:
STATE OF WISCONSIN,
Plaintiff-Respondent,†
v.
TERRELL A. COLEMAN,
Defendant-Appellant.
Submitted on Briefs: December 5, 1995
Oral Argument: ---
COURT COURT OF APPEALS OF WISCONSIN
Opinion Released: January 9, 1996
Opinion Filed: January
9, 1996
Source of APPEAL Appeal from a judgment
and an order
Full Name JUDGE COURT: Circuit
Lower Court. COUNTY: Milwaukee
(If
"Special", JUDGE: JEFFREY A. KREMERS
so indicate)
JUDGES: Wedemeyer, P.J., Fine and Schudson, JJ.
Concurred: ---
Dissented: ---
Appellant
ATTORNEYSFor the defendant-appellant the cause was submitted on
the briefs of Law Offices of Thomas E. Harris, with Thomas E. Harris,
of Waukesha.
Respondent
ATTORNEYSFor the plaintiff-respondent the cause was submitted on
the briefs of James E. Doyle, attorney general, and Sharon Ruhly,
assistant attorney general, of Madison.
COURT OF
APPEALS DECISION DATED AND
RELEASED January
9, 1996 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule
809.62(1), Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 95-0917-CR
STATE OF WISCONSIN IN
COURT OF APPEALS
STATE
OF WISCONSIN,
Plaintiff-Respondent,
v.
TERRELL
A. COLEMAN,
Defendant-Appellant.
APPEAL
from a judgment and an order of the circuit court for Milwaukee County: JEFFREY A. KREMERS, Judge. Reversed and cause remanded with
directions.
Before
Wedemeyer, P.J., Fine and Schudson, JJ.
SCHUDSON,
J. Terrell A. Coleman appeals from the
judgment of conviction, following a jury trial, for felon in possession of a
firearm, in violation of § 941.29(2), Stats.,
and from the order denying his motion for postconviction relief. He argues that the trial court erred in
denying his request for a jury instruction on self-defense. We agree and, accordingly, reverse and remand
for a new trial.
The
facts relevant to resolution of this appeal are undisputed. According to the trial testimony, between
8:00 and 9:00 a.m. on October 21, 1992, Coleman arrived at the residence of
Tanisha Evans to pick up his nephew and niece.
While waiting for the children in the living room, he heard what sounded
like kicking at the door. Coleman
testified, “I thought it was somebody to come up in there and try and rob it
again.” Evans and Coleman testified
that they had been at the residence previously when four people had committed
robbery and one of the robbers put a gun to the heads of Evans and one of her
children. Evans and Coleman said that
they had testified at the trial of the gunman and, fearing another robbery,
Evans had had her brother purchase a rifle for her. When Coleman heard the noise at the door, he ran to a bedroom,
got the rifle from the closet, returned to the living room, and held the rifle
aiming it at the door.
In
this instance, however, the noise was not made by robbers but by uniformed
Milwaukee County deputy sheriffs executing a “no knock” search warrant. One of the officers testified that to
execute the “no knock” search warrant, they “had to breach two doors, the outer
door and the inner door using forced entry, the hooligan, which is a pry bar
type tool and a large ram to make entry to the house.” This required approximately five to six
seconds during which the officers had to hit the door two or three times. While outside the door, the officers did not
identify themselves. As soon as the
officers entered they yelled, “Police.
Search warrant. Drop the
gun.” After what an officer described
as “an extremely intense probably half a second,” Coleman lowered the weapon
and “turned and ran into an adjoining bedroom off the living room.” The officer testified that Coleman then
“threw the gun down onto the bed, turned around and raised his hands up.” In response to his lawyer's questions,
Coleman testified:
Q:And,
when you stood there, what did you then do?
A:I
had pointed the rifle at the door and started hollering [to others in the
residence] to get up because I think the house is going to get robbed.
Q:And
then what happened?
A:Well,
while I was saying that, that is when the door had came open and I saw it was
the police.
Q:And
what did you do then?
A:I
stepped back in the room, tossed the gun and put my hands up.
Q:Now,
why, when you saw it was the police, did you retreat?
A:Because
I didn't know if they was going to just shoot.
I wasn't expecting the police.
Q:Again,
what were you expecting.
A:Some
robbers.
Q:Why
did you have the gun out?
A:Because, to defend myself.
Coleman further testified under cross-examination by the
prosecutor:
Q:Why
didn't you just put up your hands and drop the gun when the police first came
through the door?
A:You
mean before I stepped in there. That's
what they told me to do. I wanted to
get out of their way and then do it.
Q:The
officer said they had to follow you into the bedroom and had you throw the gun
on the bed and then raise your hands.
Why didn't you stop where you were, raise your hands with the gun and
throw it on the ground to let the police know you weren't dangerous.
A:I
was scared.
Q:Scared
of what?
A:Them
shooting me.
Q:You
think you were doing something wrong?
A:Pointing
a gun at the police, I think that was wrong.
Q:It
was more dangerous to run away from them then [sic] it was to simply drop the
gun and put your hands up?
A:I didn't think that at the time.
The
defense requested that the trial court instruct the jury on coercion, Wis J I—Criminal 790;
self-defense, Wis J I—Criminal
800; self-defense/retreat, Wis J I
—Criminal 810; defense of others, Wis
J I—Criminal 825; and defense of another's property, Wis J I—Criminal 860. The trial court denied the requested
instructions stating, in part:
And I
will acknowledge, I'm troubled by the situation in the case and the facts, but
in the final analysis, it seems to me that there has to be more than just a
defendant hearing somebody kicking at the door to justify these defenses.
It seems to me that there has to be some basis
for the defendant to believe that there was a threat to some threshold level on
the record that has to be shown before it becomes even a jury question on those
issues and I don't think on this record there is such a basis.
... [T]here is no record here as to what
occurred in the previous robbery.
Robbery was never a thought in his mind. He never thought that one was going to happen or never thought
... particularly that it was going to happen again and there is no testimony as
to how the other one happened, so that he could say this was a similar event to
that one.
It just suddenly occurred to him apparently to
go arm himself with a gun because there was a noise at the door, which he
described as kicking and I don't think that that in and of itself is sufficient
to allow a felon to arm himself and then claim self-defense or coercion or
defense of others.
I would also note that what he did in the
robbery case when he heard the robbery was to jump out the window and go call
the police. Seems like ... he could
have done that just as easily and I don't want to be put in the position where
someone says, well the judge is acting as a juror now and deciding what would
have been reasonable. That is not my
point.
My point is that I
think there has to be some level of reserved or anticipated danger shown on the
record before he is justified in using one of the defenses and I don't think
that is here in this record.
On appeal, Coleman argues that “the conclusion is
inescapable that the evidence requires submitting the issue of self-defense to
the jury.”[1] Coleman is correct.
“A
defendant is entitled to an instruction on a valid applicable theory of defense
if it is timely requested and is supported by credible evidence.” State v. Bernal, 111 Wis.2d
280, 282, 330 N.W.2d 219, 220 (Ct. App. 1983).
In support of a requested jury instruction, a “defendant has the initial
burden of producing evidence to establish a statutory defense to criminal
liability.” State v. Stoehr,
134 Wis.2d 66, 87, 396 N.W.2d 177, 185 (1986).
On appeal from the denial of a requested instruction, “‘“the evidence is
to be viewed in the most favorable light it will reasonably admit from the
standpoint of the accused.”’” Id.
(citations omitted). “‘Ultimate
resolution of the issue of the appropriateness of giving [a] particular
instruction turns on a case-by-case review of the evidence, with each case
necessarily standing on its own factual ground.’” Id. (citation omitted; brackets in original).
The
self-defense privilege is defined in § 939.48(1), Stats., as follows:
A person is
privileged to threaten or intentionally use force against another for the
purpose of preventing or terminating what the person reasonably believes to be
an unlawful interference with his or her person by such other person. The actor may intentionally use only such
force or threat thereof as the actor reasonably believes is necessary to
prevent or terminate the interference.
The actor may not intentionally use force which is intended or likely to
cause death or great bodily harm unless the actor reasonably believes that such
force is necessary to prevent imminent death or great bodily harm to himself or
herself.
“Whether an instruction on self-defense should have been
given depends upon the evidence .¼” Thomas
v. State, 53 Wis.2d 483, 484, 192 N.W.2d 864, 865 (1972). In viewing the evidence to determine whether
a defendant is entitled to the self-defense instruction, the supreme court
explained:
The question for the court is not what the totality of
the evidence reveals. Rather, this
court must ask only “whether a reasonable construction of the evidence ¼ ‘viewed in the most
favorable light it will “reasonably admit of from the standpoint of the
accused”’” will support the defendant's theory .¼
State v. Jones, 147 Wis.2d 806, 816, 434 N.W.2d 380, 383 (1989)
(citations omitted).
As
an initial point, we agree with what Coleman asserts and the State “assume[s]
for purposes of this appeal”: that a
convicted felon's possession of a firearm may be privileged in some
circumstances. See State
v. Anderson, 137 Wis.2d 267, 277-278, 404 N.W.2d 100, 104 (Ct. App.), aff'd
on other grounds, 141 Wis.2d 653, 416 N.W.2d 276 (1987); see also 1 Thomas J. Hammer and Robert D. Donohoo,
Substantive Criminal Law in Wisconsin
§ 893, at 462 (1988) (Wisconsin Court of Appeals “has impliedly recognized
the viability of self-defense and defense of others as defense to § 941.29
liability.”). Thus, the issue before
this court is whether a reasonable construction of the evidence supports
Coleman's theory of self-defense when the evidence is “‘viewed in the most
favorable light it will “reasonably admit of from the standpoint of the
accused.”’” State v. Mendoza,
80 Wis.2d 122, 152, 258 N.W.2d 260, 273 (1977) (citation omitted). Here, even the State's summary of the
evidence provides ample basis for the instruction:
The defendant
attempted to establish the justification defense in three principal ways: through cross-examination of the officer who
executed the no-knock warrant with regard to the amount of noise the entry
would have made and the amount of time involved; through testimony from Tanisha
Evans regarding a prior robbery at the house and the reasons she had acquired
the gun and had put it in the closet in the defendant's girlfriend's room; and
through his own testimony about knowledge of the prior robbery and his
responses to the officers' entry. The
defendant testified that when he heard the kicking at the door, he “thought it
was somebody to come up in there and try and rob it again.”
Additionally, we note that Evans also described the
dangers of the previous robbery in which a gun was held to her head and to the
head of one of her children, and that Evans and Coleman both implied that their
testimony in the trial stemming from that robbery left them concerned about
possible future robberies.
Thus,
although the trial court correctly commented “that there has to be more than
just a defendant hearing somebody kicking at the door,” the record contains
testimony that, in the estimation of a jury, could refute the trial court's
conclusion that “[r]obbery was never a thought in [Coleman's] mind.” As the supreme court has explained, “neither
the trial court nor this court may, under the law, look to the totality of the
evidence ... in determining whether the instruction was warranted. To do so would require the court to weigh
the evidence—accepting one version of facts, rejecting another—and thus invade
the province of the jury.” Mendoza,
80 Wis.2d at 152, 258 N.W.2d at 273.[2] Clearly, in this case, viewing the evidence
in the light most favorable to the instruction, Coleman was entitled to the
requested instructions on self-defense and defense of others. Accordingly, a new trial is required.[3]
By
the Court.—Judgment and order
reversed and cause remanded with directions.
[1] On appeal, Coleman does not distinguish among
the several self-defense instructions.
He focuses on authorities dealing with defense of one's self, one of which
also refers to defense of another.
Coleman offers no argument on appeal regarding coercion, or defense of
another's property. Accordingly, we
shall address only whether the trial court erred in denying Coleman's request
for self-defense instructions under Wis J I—Criminal
800 and 825.
Wis J I—Criminal 800 provides:
Self-defense is an
issue in this case. The law of
self-defense allows a person to threaten or intentionally use force against
another under certain circumstances.
The State must
prove by evidence which satisfies you beyond a reasonable doubt that the
defendant was not acting lawfully in self-defense.
The law allows the
defendant to act in self-defense only if the defendant believed that there was
an actual or imminent unlawful interference with the defendant's person and
believed that the amount of force he used or threatened to use was necessary to
prevent or terminate the interference.
In addition, the
defendant's beliefs must have been reasonable.
A belief may be reasonable even though mistaken. In determining whether the defendant's
beliefs were reasonable, the standard is what a person of ordinary intelligence
and prudence would have believed in the defendant's position under the
circumstances that existed at the time of the alleged offense. The reasonableness of the defendant's
beliefs must be determined from the standpoint of the defendant at the time of
his acts and not from the viewpoint of the jury now.
(Footnotes
omitted.)
Wis J I—Criminal 825 provides:
Defense of others
is an issue in this case. The law of
defense of others allows a person to threaten or intentionally use force to
defend another under certain circumstances.
The State must
prove by evidence which satisfies you beyond a reasonable doubt that the
defendant was not acting lawfully in defense of others.
The law allows the
defendant to act in defense of others only if the defendant believed that there
was an actual or imminent unlawful interference with the person of (name of
third person), believed that (name of third person) was entitled to
use or to threaten to use force in self-defense, and believed that the amount
of force used or threatened by the defendant was necessary for the protection
of (name of third person).
In addition, the
defendant's beliefs must have been reasonable.
A belief may be reasonable even though mistaken. In determining whether the defendant's
beliefs were reasonable, the standard is what a person of ordinary intelligence
and prudence would have believed in the defendant's position under the
circumstances that existed at the time of the alleged offense. The reasonableness of the defendant's
beliefs must be determined from the standpoint of the defendant at the time of
his acts and not from the viewpoint of the jury now.
[2] Further, the additional rationale offered by
the trial court, and argued by the State on appeal, also invades the province
of the jury. The trial court commented
that Coleman had fled the prior robbery by jumping out a window. The State maintains, “[Coleman] explained
that when the prior robbery had occurred, he had opened the window in his
girlfriend's room, had her ‘throw me her son out the window’ and then the
defendant and the girlfriend ‘ran around the corner ... to call the
police.’” The State contends,
therefore, that Coleman knew he had a viable alternative to arming himself with
the rifle. Whether the State's theory
ultimately would seem preposterous to a jury is not for us to declare; clearly,
however, as a matter of law the State's theory does not preclude the
self-defense instructions. It is well
settled that when assessing the reasonableness of a defendant's belief in the
need for self-defense, “the jury must apply an objective standard of the
‘ordinary intelligent and prudent person “in the position of the defendant
under the circumstances existing at the time of the alleged offense.”’” State v. Mendoza, 80 Wis.2d
122, 150, 258 N.W.2d 260, 272 (1977) (citation omitted).
[3] Coleman also argues that trial counsel was
ineffective for failing to object to the prosecutor's closing argument that, as
an alternate theory, Coleman was in possession of the rifle long before he
picked it up that morning. We note,
however, that one cannot be held accountable for continuing a violation
beginning at a date not alleged in the information. State v. Kaufman, 188 Wis.2d 485, 491-492, 525
N.W.2d 138, 140 (Ct. App. 1994). Having
resolved this case on the jury instruction issue, we need not determine the
propriety of the prosecutor's closing argument or whether any impropriety would
have required a new trial. See Gross
v. Hoffman, 227 Wis. 296, 300, 277 N.W. 663, 665 (1938) (only
dispositive issue need be addressed).