COURT OF APPEALS DECISION DATED AND RELEASED February 21, 1996 |
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No. 95-0742-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT II
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
EUNICE J. COOPER,
Defendant-Appellant.
APPEAL from an order of
the circuit court for Kenosha County:
BRUCE E. SCHROEDER, Judge. Reversed
and cause remanded.
Before Brown, Nettesheim
and Snyder, JJ.
BROWN, J. Eunice
J. Cooper claims that the trial court erred when it refused her request to
submit a self-defense instruction to the jury.
The jury convicted Cooper of aggravated battery and first-degree
reckless injury with penalty enhancers after she stabbed Sandy Hernandez. See §§ 940.19(2), 940.23(1) and
939.63, Stats., 1991-92. Cooper primarily argues that a reasonable
view of the evidence reveals how she was only reacting to Hernandez's
threats. She also contends that the
evidence was insufficient to support her aggravated battery conviction. We hold that the evidence was sufficient to
warrant a self-defense instruction and that the trial court erred by not
submitting it. We thus reverse the
postconviction order and grant Cooper a new trial. However, we conclude that the evidence could also support a
conclusion that Cooper intended to cause great bodily harm and hold that this
charge may be submitted in her new trial.
The parties dispute many
of the facts. Nonetheless, when
reviewing a request for a self-defense instruction, this court must view the
evidence in a light most favorable to the defendant. See State v. Jones, 147 Wis.2d 806,
809, 434 N.W.2d 380, 380 (1989).
Accordingly, we will summarize the facts in a manner which best supports
Cooper's claim that she acted in self-defense.
See id. at 809, 434 N.W.2d at 380-81.
On July 2, 1993, at
about 3:00 a.m., Hernandez went to see Franklin Jones at his apartment. Hernandez and Jones had ended their
seven-year relationship that May, but she apparently wanted to speak with Jones
about visitation with their children.
Cooper was already at Jones's apartment. She and Jones had begun seeing each other soon after the breakup.
Before going over,
Hernandez had a few drinks at an area tavern.
She and Jones began arguing soon after she went up to the apartment;
Cooper was also brought into the dispute.
Hernandez disapproved of Cooper's relationship with Jones; she felt that
it affected his relationship with the children. Jones nonetheless persuaded Hernandez to leave.
While Hernandez left for
a short time, she only drove around the block.
When she pulled back into the driveway, she struck Cooper's parked
car. Hernandez then pulled back out and
took another drive around the block.
Jones and Cooper
apparently heard the crash and went outside to investigate. Cooper waited on the front steps and Jones
approached the car for a closer look.
Hernandez still continued to circle the block and yell obscenities at
Jones and Cooper. She eventually
stopped at Jones's apartment for a third time.
When Hernandez drove
into the driveway this time, she immediately rekindled her argument with Jones,
who was still examining Cooper's car.
Hernandez then struck Jones with her car, backed up and hit him
again. The second time, she managed to
pin Jones against the back of Cooper's car.
According to Cooper, Jones “screamed out a little bit in pain and kind
of slumped down.” Hernandez then backed
out and drove down the street.
Some neighbors immediately
went over and tended to Jones. Cooper
yelled to them to see if he was all right and to be sure that someone called
the police. Otherwise, Cooper continued
to remain on the front steps of Jones's apartment in a state of shock.
Hernandez again returned
to the scene. This time, however, she
stayed in her car at the curb. But
because she appeared to be thinking about turning her attention back to Jones,
Cooper called to her hoping to distract her.
Hernandez responded with a warning that she would “run over [your]
fucking ass, too.” This statement only
heated the exchange between Cooper and Hernandez.
According to Cooper's
further testimony, tempers between the two women reached a boiling point and
Hernandez “jumped” out of her car and ran towards Cooper who still remained on
the steps. Cooper had originally
grabbed a knife from the kitchen when she first left the apartment and now
tried to let Hernandez see it, “figuring that she wouldn't run up on me.” Indeed, Hernandez admitted that after she hit
Jones with her automobile, she yelled at Cooper, using words that “weren't very
nice” and eventually became involved in a fight with Cooper, hitting her
“[w]ith my fist. In the head area.” Both women appeared in person before the
jury and the record reveals that there was a forty-pound weight difference
between the two women at the time of the incident, Cooper weighing about 190
pounds and Hernandez weighing about 230 pounds.
Cooper could not
specifically recall how Hernandez became wounded. Moreover, Hernandez was not able to specifically recall being
stabbed. Still, Hernandez received very
serious wounds; her treating physician characterized them as “life threatening”
and “life disabling.”
The trial court rejected
Cooper's request for a self-defense instruction. See Wis J
I—Criminal 805.[1] The trial court reasoned that the above
evidence, as a matter of law, could not sustain a reasonable person's belief
that he or she faced an imminent threat of great bodily harm. It summarized its position as follows:
I understand in submitting instructions I
have to accept the view most favorable to each side—but without accepting a
casual statement about hurting somebody when there is no other evidence that
death is likely—or death or great bodily harm is likely to be sustained by
[Cooper], that every time an angry remark is made, that that justifies the
infliction of death or great bodily harm on the other person, that's only
driving our law further down into the sewer in which it presently resides.
Cooper
now argues, in essence, that the trial court misused its discretion because it
delved too deeply into the fact-finding function of the jury.[2]
When reviewing alleged
errors in jury instructions, this court looks to whether the trial court
properly exercised its discretion. State
v. Boshcka, 178 Wis.2d 628, 636, 496 N.W.2d 627, 629 (Ct. App.
1992). This entails assessing the trial
court's application of the correct law and its view of the facts. See id. at 636-37, 496 N.W.2d
at 629. However, when considering
proposed self-defense instructions, the law requires the trial court to view
the evidence in the defendant's favor and measure if there is some support for
a theory that the defendant faced an imminent threat of death or great bodily
harm. See Jones, 147
Wis.2d at 816, 434 N.W.2d at 383‑84.
As a result, the trial
court's function is limited when a party asks for a self-defense
instruction. As the Jones court
explained, the trial court is not to measure “what the totality of the evidence
reveals” but may only inquire if the evidence “will support the defendant's
theory.” Id. at 816, 434
N.W.2d at 383. Hence, in an earlier
case, the supreme court described how the trial court's role was limited to
testing if the self-defense theory was based on “mere conjecture.” See State v. Mendoza,
80 Wis.2d 122, 152-53, 258 N.W.2d 260, 273 (1977) (quoting Ross v. State,
61 Wis.2d 160, 172-73, 211 N.W.2d 827, 833 (1973)).
Two cases further
illustrate the limiations on the trial court's role. First, the Jones court concluded that the defendant
could have acted in defense of another when he stabbed his sister's estranged
boyfriend because he could have reasonably feared that the boyfriend was going
to harm his sister. See Jones,
147 Wis.2d at 818, 434 N.W.2d at 384.[3] In reaching this conclusion, the majority
admitted that the jury could easily reject the brother's self-defense of
another claim. Id. Still, after examining the previous
confrontations between the boyfriend and the brother, how the boyfriend
outsized and outmuscled the brother and the events leading up to the stabbing,
the court equally reasoned that the brother provided enough plausible evidence
that he reasonably believed that the boyfriend was about to harm his sister and
that deadly force was necessary to stop him.
See id. at 816-18, 434 N.W.2d at 384.
In contrast, the supreme
court upheld a trial court's refusal to give a defense of another instruction
in Thomas v. State, 53 Wis.2d 483, 192 N.W.2d 864 (1972). There, the court explained that no
reasonable view of the evidence could support the defendant's theory because
the potential victim was out of harm's way when the defendant fired his
gun. Id. at 488-89, 192
N.W.2d at 866-67.
Taken together, these
decisions help shape the role of the trial court when it considers whether to
instruct on self-defense. It must
generally accept the evidence as it could possibly favor the defendant's
theory. Its ability is limited to
instances where there is no evidence which could support such a theory.
Our review of the record
under the above principles reveals that the trial court overstepped its
function when it found that Cooper could not have reasonably believed Hernandez
posed an imminent threat of great bodily harm.
By attempting to measure the validity of Cooper's fact-based theory,
instead of just looking for evidence to determine if it was plausible, the
trial court delved too deeply into an area which is almost exclusively reserved
for the jury when there is an issue of self-defense. See Jones, 147 Wis.2d at 816, 434 N.W.2d at
383 (“[T]he determination of reasonableness
is peculiarly within the province of the jury.”) (quoted source omitted).
From Cooper's
standpoint, and giving her the benefit of any doubts in the evidence, she faced
her boyfriend's former lover. This
woman had made it very clear that she believed Cooper to be interfering in the
relationship between her children and their father. Cooper also heard this woman hit her car. She then observed this woman argue with her
boyfriend and strike him twice with her car.
The woman then threatened to do the same thing to her. This woman then jumped out of a car and
began hitting her in the head. Cooper's
attacker outweighed her by forty pounds and had been drinking earlier that
evening. We believe that such a
progression of events could lead a reasonable person to believe that this woman
posed an imminent threat of great bodily harm and therefore hold that Cooper
was entitled to the self-defense instruction.
Cooper also argues that
she is entitled to an acquittal as a matter of law regarding her aggravated
battery conviction alleging insufficiency of evidence.
Our review of this issue
is limited. We may only reverse if the
evidence is so weak that no reasonable trier of fact could have found her
guilty beyond a reasonable doubt. State
v. Poellinger, 153 Wis.2d 493, 501, 451 N.W.2d 752, 755 (1990).
In her brief, Cooper
essentially argues that the facts cannot support a reasonable conclusion that
she intended to stab Hernandez. She
specifically asserts that to prove intent, the State needed to present evidence
that she aimed or swung at the victim with the knife. At a minimum, she believes that the evidence only shows that “she
was using her hands in a swinging type motion consistent with throwing
punches.” The lack of evidence thus
left the jury to “speculate” about Cooper's intent.
We disagree. Even the facts which we have summarized in
Cooper's favor could support a theory that Cooper perceived Hernandez to be a
real threat to her relationship with Jones and thus intended to stab her. Even Cooper's portrayal of the evidence
shows a progression of the events. It
started with an argument involving Cooper and Hernandez in Jones's
apartment. When Cooper went outside to
the front yard, there was more arguing.
Cooper also admitted that she brought a knife with her. This could have been either a defensive or
offensive move. After some time, the
events escalated into the fistfight.
Most importantly, the State presented evidence showing the severity of
Hernandez's wounds. As the State
posits, the jury was free to infer intent from Cooper's actions. See State v. Cydzik, 60
Wis.2d 683, 697, 211 N.W.2d 421, 429-30 (1973). Thus, the jury was free to screen the evidence presented by
Cooper and other various sources and reach a conclusion that Cooper became so
angry from her arguments with Hernandez, that she welcomed the opportunity to
attack her with the knife. Of course,
as we explained above, other inferences could be drawn. As Cooper argues, she only intended to scare
Hernandez away with the knife.
Nonetheless, when reviewing a jury verdict, we must defer to its
reasoning. See Poellinger,
153 Wis.2d at 504, 451 N.W.2d at 756.[4]
By the Court.—Order
reversed and cause remanded.
Not recommended for
publication in the official reports.
[1] In her briefs to this court, Cooper focuses on the aggravated battery conviction and does not expressly request this court to consider how a self-defense instruction would have affected both of her convictions. However, our review of the instructions conference record indicates that both parties and the trial court considered how self-defense would possibly apply to both charges. Accordingly, we have not segregated the aggravated battery and first-degree reckless injury convictions and conclude that the instruction would be applicable to both. See Wis J I—Criminal 801 cmt. 5 & 6.
[2] At the postconviction hearing, the trial
court resummarized its reasoning as follows:
I do think that I said it as well as I am ever going to be able to say it at the time of the trial as to why I did not feel this was a proper case for the giving of self-defense instruction. Had the accusation against [Cooper] been battery, then I would have given a self-defense instruction. But because both of the crimes to which [Cooper] was exposed of conviction required the infliction of great bodily harm as an element, there was no factual basis upon which a reasonable person could have concluded that her safety was in the degree of danger necessary to justify the use of life-endangering force.