PUBLISHED OPINION
Case No.: 95-0329
†Petition for
review filed.
Complete
Title
of
Case:STATE OF WISCONSIN
EX REL. JERRY SAENZ,
Petitioner-Appellant,†
v.
JOHN HUSZ, CHAIRMAN, WISCONSIN
PAROLE COMMISSION,
Defendant-Respondent.
Submitted
on Briefs: October 9, 1995
COURT COURT OF
APPEALS OF WISCONSIN
Opinion
Released: November 2, 1995
Opinion
Filed: November
2, 1995
Source
of APPEAL Appeal from an order
Full
Name JUDGE COURT: Circuit
Lower
Court. COUNTY: Richland
(If
"Special" JUDGE: Kent
C. Houck
so
indicate)
JUDGES: Gartzke,
P.J., Sundby and Vergeront, JJ.
Concurred:
Dissented: Gartzke,
P.J.
Appellant
ATTORNEYSFor the petitioner-appellant the
cause was submitted on the briefs of Jerry Saenz, pro se.
Respondent
ATTORNEYSFor the defendant-respondent the cause
was submitted on the brief of James E. Doyle, attorney general, and John
J. Glinski, assistant attorney general.
COURT OF APPEALS DECISION DATED AND RELEASED November
2, 1995 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule 809.62,
Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 95-0329
STATE OF WISCONSIN IN
COURT OF APPEALS
STATE
OF WISCONSIN EX REL. JERRY SAENZ,
Petitioner-Appellant,
v.
JOHN
HUSZ, CHAIRMAN, WISCONSIN PAROLE COMMISSION,
Defendant-Respondent.
APPEAL
from an order of the circuit court for Richland County: KENT C. HOUCK, Judge. Affirmed.
Before
Gartzke, P.J., Sundby and Vergeront, JJ.
VERGERONT,
J. Jerry Saenz is an inmate confined
to the custody of the Wisconsin Department of Corrections. While an inmate at Fox Lake Correctional
Institution, Saenz was denied parole by the Wisconsin Parole Commission and
sought review by writ of certiorari.
The trial court dismissed the writ and Saenz appeals.
Saenz
contends that the decision of the commission was contrary to law because it
contravened § 304.06(1r), Stats.[1] According to Saenz, that statute requires
that he be paroled because he has reached parole eligibility, has obtained his
general educational diploma (GED) while incarcerated, and there are no
overriding considerations against parole.
Saenz also contends that he should be permitted to proceed on a claim
under 42 U.S.C. § 1983 for monetary damages.[2] We reject both contentions and affirm the
trial court's order.
Saenz
is serving an aggregate sentence of life plus six years. At the time of the parole proceeding, Saenz
was incarcerated at Fox Lake Correctional Institution, a medium security
institution. In April 1994, Saenz
appeared before Arely Gonnering, a parole commissioner. Saenz's request for parole was denied and he
was given a twelve-month deferral.
The
written decision denying parole indicated, through checked boxes, that Saenz
had attained statutory eligibility for parole; that he had not served
sufficient time for punishment; that his institution adjustment had not been
satisfactory; that he had not developed an adequate parole plan; and that
release at this time would involve an unreasonable risk to the public. In addition, the decision stated:
You
were deferred for 12 months which gives you a new PED of 6-9-95. You have not yet served sufficient time for
punishment. Your institution adjustment
has continued to be unsatisfactory noting that you have continued to involve
yourself in behaviors that have resulted in major conduct reports during this
deferral period. You minimized the
significance of those adjustment difficulties, basically taking no
responsibility for them. When asked
what you would like to discuss, you indicated that you would like to be paroled
pursuant to sec. 304.06(1r), Stats.,
as you received your GED during this incarceration. I indicated that there are overriding considerations not to
parole you. The most significant of
which is time for punishment. You are
here convicted of First Degree Murder, Armed Robbery (PTAC) and Escape. You have been found inappropriate for anger
management counseling and have not participated in vocational programs.
Your
parole plan appears reasonable given your family support in Texas.
Release at this time would involve an unreasonable risk
to the public.
Saenz appealed the
determination to John Husz, chairperson of the commission. Husz affirmed the denial of parole, stating:
The
Parole Commission Action, attached, refers to Sec. 304.06(1r), Stats. and provides that there are
overriding considerations not to parole you, the most significant of which is
time for punishment. You have been
convicted of first degree murder, armed robbery and escape.
You have received a GED, but the serious nature of your
offenses and the time required for punishment for those offenses overrides your
accomplishment.
The
scope of our review on a writ of certiorari is identical to that of the trial
court's. Our review is limited to
determining: (1) whether the
commission kept within its jurisdiction; (2) whether it acted according to
law; (3) whether its action was arbitrary, oppressive or unreasonable and
represented its will and not its judgment; and (4) whether the evidence
was such that it might reasonably make the order or determination in
question. State ex rel. Richards
v. Traut, 145 Wis.2d 677, 679-80, 429 N.W.2d 81, 82 (Ct. App.
1988). The test is whether reasonable
minds could arrive at the same conclusion reached by the commission. Id.
Saenz
argues that the commission did not act according to law because its decision
contravenes § 304.06(1r)(a)2, Stats.,
which provides that the parole commission "shall grant release on parole,
unless there are overriding considerations not to do so," to any inmate
who is eligible for parole and who has obtained a GED while incarcerated. Saenz argues that under our decision in State
ex rel. Hansen v. Dane County Cir. Ct., 181 Wis.2d 993, 513 N.W.2d 139
(Ct. App. 1994), the commission may not consider the serious nature of his
offense and the time required for punishment as overriding considerations under
§ 304.06(1r).
According
to Saenz, Hansen stands for the proposition that none of the
factors for parole contained in Wis.
Adm. Code § PAC 1.06(7) may be considered as overriding considerations
for purposes of denying parole to an inmate who has received a GED while
incarcerated.
Wisconsin Administrative Code § PAC 1.06(7) provides:
A recommendation for parole and a grant of
parole shall be made only after the inmate has:
(a) Become
parole-eligible under s. 304.06, Stats.,
and s. PAC 1.05;
(b) Served
sufficient time so that release would not depreciate the seriousness of the
offense;
(c) Demonstrated
satisfactory adjustment to the institution and program participation at the
institution;
(d) Developed
an adequate parole plan; and
(e) Reached a point at which, in the judgment of the
commission, discretionary parole would not pose an unreasonable risk to the
public.
The
interpretation of a statute presents a question of law, which we review
independently of the trial court. Tahtinen
v. MSI Ins. Co., 122 Wis.2d 158, 166, 361 N.W.2d 673, 677 (1985).
In
Hansen, we considered the denials by two trial courts of motions
filed by two inmates to waive the filing fees for their respective complaints
challenging their denials of parole.
The two inmates, like Saenz, had reached their parole eligibility dates
and had obtained high school equivalency diplomas while incarcerated. The trial courts denied waiver of the filing
fees because the courts determined the complaints failed to state a claim. We reversed the trial courts. We concluded that because § 304.06(1r),
Stats., provides that the
commission shall parole certain inmates unless there are overriding
considerations, there is a presumption in favor of parole for inmates meeting
the criteria of § 304.06(1r) that does not exist for "ordinary
discretionary paroles" under § 304.06(1)(b). Hansen, 181 Wis.2d at 1000-001, 513 N.W.2d at
142-43. We rejected the respondents'
argument that the same standards govern parole decisions under § 304.06(1)(b)
and parole decisions under § 304.06(1r).
We stated:
Although the
written decision for each petitioner notes attainment of the diploma as a
positive factor in his prison history, the decisions do not acknowledge that a
different standard applies to parole of such inmates. Nor do the decisions use the term "overriding
considerations" or expressly state that danger to the public outweighs the
attainment of the diploma. It appears
that the decisions considered only the factors provided in Wis. Adm. Code § PAC 1.06(7). While the record may, on further
development, establish that the Commission was indeed applying a different
standard or standards than those used for ordinary discretionary paroles, we
conclude that the petitioners have stated claims that the Commission did not.
Hansen, 181 Wis.2d at 1000-001, 513 N.W.2d at 142-43.
Although
there is language in Hansen indicating that the commission may
not consider any of the factors in Wis.
Adm. Code § PAC 1.06(7) as overriding considerations within the meaning
of § 304.06(1r), Stats.,
that is not an accurate statement of the holding in Hansen. The holding in Hansen is that
the standard for determining parole under § 304.06(1r) is different than the
standard for determining parole under § 304.06(1)(b) because of the
presumption accorded the granting of parole to an inmate who has passed his or
her parole eligibility date and obtained a GED. The standard is different for parole in each situation not
because the factors are necessarily different, but because the method of
analyzing the factors is different.
Given the presumption of parole accorded an inmate who has reached his
or her parole eligibility date and obtained a GED while incarcerated, parole
may only be denied for reasons that are sufficiently compelling to override the
presumption of parole for that inmate.
The
commission's decisions in Hansen did not indicate that the
denials of parole were based on anything other than an application of the
factors in Wis. Adm. Code
§ PAC 1.06(7) applied in the same method as they would be applied for
parole under § 304.06(1)(b), Stats. Unlike those decisions, the decisions of
both Gonnering and Husz show that they did not simply apply the factors in Wis. Adm. Code § PAC 1.06(7). Rather, both decisions acknowledge §
304.06(1r) and Saenz's receipt of his GED, but then identify an overriding
consideration--the time required for punishment because he was convicted of
first-degree murder, armed robbery and escape.
We
conclude that the commission did not err in its interpretation of
§ 304.06(1r), Stats. We also conclude that its decision denying
Saenz parole was within its jurisdiction, was based on the evidence, and was
reasonable.
Saenz
also argues that § 304.06(1r), Stats.,
creates a liberty interest cognizable under the Fourteenth Amendment to the
United States Constitution. He requests
that we remand to the trial court to permit him to proceed on his claim for
monetary relief under 42 U.S.C. § 1983.
We conclude there is no merit to his constitutional claim.
Deprivation
of a constitutionally-protected liberty interest does not violate the
constitution unless the deprivation occurs without due process of law. Irby v. Macht, 184 Wis.2d 831,
842, 522 N.W.2d 9, 13, cert. denied, 115 S. Ct. 590 (1994). We do not decide whether § 304.06(1r), Stats., creates a liberty interest in
parole release because Saenz does not assert, either in his pleading or in his
brief on appeal, that he was denied parole without procedural due process. The due process clause to the Fourteenth
Amendment also contains a substantive component that bars certain arbitrary,
wrongful government action. Casteel
v. McCaughtry, 176 Wis.2d 571, 578, 500 N.W.2d 277, 281, cert.
denied, 114 S. Ct. 327 (1993). If
Saenz means that his right to substantive due process was violated, we reject
that contention as well. We have
already concluded that the commission's action applied the law correctly and
was reasonable.
By
the Court.—Order affirmed.
No. 95-0329(D)
GARTZKE,
P.J. (dissenting). In my view,
Saenz correctly interprets our decision in State ex rel. Hansen v. Dane
County Cir. Ct., 181 Wis.2d 993, 513 N.W.2d 139 (Ct. App. 1994). The quotation the majority provides from
that opinion expressed our rationale for granting relief to Hansen. That rationale is our holding.
We
should have certified Saenz's case to the supreme court because Hansen
should be overruled. It is at least
doubtful whether the court of appeals can overrule its own decisions. We are bound by our published precedents. State v. Lee, 157 Wis.2d 126,
130 n.4, 458 N.W.2d 562, 563 (Ct. App. 1990).
Our dicta does not bind us. Id. But the rationale for a disposition, as in Hansen,
is not dictum.
I
trust that Saenz will petition for review.
The supreme court should grant it.
If our decision in Hansen is right, then the Wisconsin
Parole Commission erred. If we erred in
Hansen, then the commission was right.
[1] Section 304.06(1)(b), Stats., provides that, with certain exceptions, "the
parole commission may parole" an inmate who has served a prescribed
portion of his or her sentence. Section
304.06(1r) provides in part:
(a) The parole commission shall grant release on
parole, unless there are overriding considerations not to do so, to any inmate
who is eligible for parole under sub. (1) and meets either of the following
conditions:
1. [Improved
reading level while incarcerated.]
2. The inmate did not have a high school
diploma, a high school equivalency diploma or a certificate of general
educational development at the time of his or her admission to state prison and
the inmate thereafter obtained a high school equivalency diploma or a
certificate of general educational development while incarcerated in state
prison.
[2] The pleading Saenz filed in the circuit court
was titled both "Other Extraordinary Writ" and "Civil
Complaint." It described the
nature of the action as "an action for certiorari review of a denial of
parole ... and for monetary and injunctive relief pursuant to 42 U.S.C.
1983." The trial court apparently
viewed the pleading only as a petition for a writ of certiorari.