COURT OF APPEALS DECISION DATED AND RELEASED OCTOBER 31, 1995 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and Rule 809.62(1), Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 95-0109-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT III
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
LOUIS EDWARD MACK,
Defendant-Appellant.
APPEAL from a judgment
and an order of the circuit court for Washburn County: FREDERICK A. HENDERSON, Judge. Affirmed.
Before Cane, P.J.,
LaRocque and Myse, JJ.
PER
CURIAM. Louis Mack appeals a judgment convicting him of
sexually assaulting A.H., a four-year-old boy.
He also appeals an order denying his postconviction motion. He argues that: (1) the State failed to present sufficient evidence to
support the conviction; (2) he did not knowingly and voluntarily
relinquish his right to testify; (3) he was denied effective assistance of
counsel; (4) the court erroneously admitted other crimes evidence, expert
opinion on the truthfulness of the victim and hearsay; and (5) the prosecutor's
closing argument improperly stressed the prosecutor's beliefs, pressured the
jury, misrepresented the evidence, and referred to facts not of record. We reject these arguments and affirm the
judgment and order.
The State presented
sufficient evidence to support the conviction.
The victim testified that Mack "sucked my weeney [sic]." The prosecution presented evidence that Mack
babysat for A.H. and Mack's sons for several hours on the day in question. A witness testified that she saw Mack
playing with A.H. and one of Mack's sons.
Both boys were naked at the time.
Three days after the incident, A.H. told his father that Mack's
five-year-old son wanted to "play boy sex." When his father asked A.H. whether the other child had touched
his penis, A.H. responded that he had not, but that Louis Mack had touched
it. On the same day, A.H. reported to
his mother that Mack had taught him sex play.
He told his grandmother that Louis tried to put a ball up his butt and
threatened to cut off his fingers if he told anyone. Later that night, he demonstrated the sexual contact he had with
Mack using anatomically correct dolls.
The State also presented evidence by three expert witnesses that A.H.
shared common traits and behavior with sexual assault victims. In addition, the State presented "other
crimes" testimony that Mack had sexual contact with his five-year-old
niece in 1980. This evidence, viewed
most favorably to the State and conviction, has sufficient probative value to
support the verdict. See State
v. Poellinger, 153 Wis.2d 493, 501, 451 N.W.2d 752, 755 (1990).
On cross-examination,
A.H. answered "yes" when asked if another man sexually assaulted him,
threatened to cut off his fingers if he told anyone and told him to tell
everybody that Mack did it. Citing
Thomas v. State, 92 Wis.2d 372, 284 N.W.2d 917 (1979), Mack argues
that A.H.'s testimony was so unreliable that it should not sustain a conviction
unless corroborated by other evidence.
In Thomas, the victim had the mental capacity of a
six-year-old and testified that she did not remember having intercourse and that
her mother told her what to say. This
testimony, on its face, bore evidence of unreliability. Here, the victim testified that the
incidents occurred. When the defense
attorney described his testimony as a "story," the victim interjected
"it ain't no story." The
allegedly inconsistent statements regarding the perpetrator's identity were in
response to a series of leading questions that only required the child to say
"yes." The jury might well
have concluded that the child was confused by the questions or attempting to be
agreeable because he found testifying uncomfortable and wished to be dismissed
or that the child was assaulted by more than one person. It is the function of the jury, not this
court, to resolve inconsistencies in the testimony and resolve credibility
questions. Poellinger,
153 Wis.2d at 503, 451 N.W.2d at 757.
Next, the record
supports the trial court's finding that Mack made the decision not to
testify. His trial counsel testified at
the postconviction hearing that he advised Mack against testifying after Mack
indicated that he suffered from a mental disorder, was taking medication and
was upset. This confirmed counsel's
analysis that Mack would not make a good witness because he readily lost his
temper and was argumentative. Trial
counsel testified that he tried to convey to Mack that it was his choice and he
thinks Mack understood that it was his choice.
When the defense attorney stated in open court that the defense would
present no witnesses, Mack did not indicate any desire to testify. The trial court is not required to inquire
into a defendant's waiver of his right to testify unless the defendant
indicates some disagreement with counsel over that decision. State v. Wilson, 179 Wis.2d
660, 673, 508 N.W.2d 44, 49 (Ct. App. 1993).
On the basis of trial counsel's postconviction testimony and the
reasonableness of the joint decision not to testify, the trial court reasonably
found that Mack made the decision not to testify on the sound advice of his
attorney.
Mack argues that his
trial counsel was ineffective for failing to properly advise him about his
right to testify, for failing to call several witnesses and for conceding some
sexual contact in his closing argument.
To establish ineffective assistance of counsel, Mack must show that his
counsel's performance was deficient and that the deficient performance
prejudiced the defense. Strickland
v. Washington, 466 U.S. 668, 687 (1984). Mack must prove that his counsel's representation fell below an
objective standard of reasonableness. Id.
at 688. Judicial scrutiny is highly
deferential and there is a strong presumption that counsel's conduct falls
within the wide range of reasonable professional assistance. Id. at 689. Strategic choices made after thorough
investigation of law and facts relevant to plausible options are virtually
unchallengeable. Id. at
690. To establish prejudice, it is not
enough for Mack to show that the errors had some conceivable effect on the
outcome of the proceeding. Id.
at 693. Rather, he must show that there
is a reasonable probability that, but for counsel's unprofessional errors, the
result of the proceedings would have been different. A reasonable probability is a probability sufficient to undermine
confidence in the outcome. Id.
at 694. If this court finds either that
counsel's performance is not deficient or that there was no prejudice, this
court need not address the other component.
Id. at 697.
Mack has not established
deficient performance or prejudice arising out of the decision not to
testify. The trial court's finding that
Mack made that decision based on his trial counsel's sound advice precludes
relief on that basis.
Trial counsel reasonably
decided not to call Mack's son as a witness.
Although his son may have provided evidence to contradict A.H., counsel
determined that his testimony was marginally relevant and presented some
danger. The child would have testified
that another person molested A.H.
Because the child was uncertain of the day it happened, this testimony
would not exonerate Mack because it was possible that A.H. was molested twice
by different people. Mack's attorney
interviewed the child and believed that he was too easily led and appeared to
be too well-rehearsed. There was also a
risk that the child would corroborate A.H.'s testimony if he was appropriately
led. The decision not to call the child
as a witness constitutes a reasonable strategy that cannot be second-guessed by
this court.
Mack also faults his
attorney for failing to call witnesses to impeach Mack's sister who testified
that Mack had molested her daughter in 1980.
Mack's sister testified that she was a witch who could have out-of-body
experiences where she could haunt other people and could foresee the
future. Mack's trial counsel reasonably
chose to let that testimony speak for itself without calling witnesses to
challenge her veracity. Mack notes that
one of the witnesses would have contradicted testimony regarding the number of
hours Mack babysat on the day in question.
The crime described in the complaint would take so little time that
reducing the number of hours would have little effect. In addition, one of the proposed witnesses
would have corroborated the testimony that Mack was playing with the naked boys
during the day.
Counsel did not concede
sexual contact in his closing argument.
Rather, he noted the inconsistencies in A.H.'s story as it was related
to different individuals. We do not
interpret his argument as a concession that Mack had sexual contact with A.H.
and we believe that no reasonable juror would have construed the argument in
that manner.
Mack next argues that
the trial court erroneously admitted "other bad acts" testimony that
Mack had sexual contact with a young relative twelve years earlier when he was
seventeen years old and the child was approximately five. He argues that motive was not an issue
because he was charged with sexual intercourse, not sexual contact with A.H.,
that the crimes were dissimilar and that the prejudicial effect outweighs the
probative value of this testimony.
Other bad acts testimony is more readily admitted in cases involving
sexual assaults of children because it is frequently necessary to corroborate
the victim's testimony against charges of fantasy, unreliability or
vindictiveness. See State
v. Mink, 146 Wis.2d 1, 14, 429 N.W.2d 99, 104 (Ct. App. 1988). Nonetheless, the trial court should admit
other bad acts testimony only if it concludes that the testimony is admissible
under § 904.04(2), Stats.,
and that its probative value is not substantially outweighed by its prejudicial
effect. See State v.
Plymesser, 172 Wis.2d 583, 592, 493 N.W.2d 367, 371 (1992).
Here, the other crimes
testimony was not introduced to show Mack's propensity, but rather to show plan
and opportunity. The two crimes,
although separated by substantial time, both involved sexual behavior with very
young relatives with whom he had a relationship of trust when the children were
placed in his care. Even though Mack concedes
that sexual contact occurred but denies that he was the perpetrator, the State
was nonetheless required to prove all of the elements of the crime charged
beyond a reasonable doubt. Plymesser,
172 Wis.2d at 594-95, 493 N.W.2d at 372.
Here, the evidence was appropriately used to rebut the defense
suggestion that A.H. misidentified his assailant, was fanaticizing, or confused
or unreliable.
The prejudicial effect
of the other crime evidence did not substantially outweigh its probative
value. It is not likely that the jury
would convict on the basis of a twelve-year-old assault of a similar
nature. The other crime was not
presented in such a way as to arouse the jury's passion or suggest that Mack
should be punished for that offense even if he is innocent of the present
offense. The danger of unfair prejudice
is greatly diminished by the court's cautionary instruction on the use to be
made of that evidence. See State
v. Clark, 179 Wis.2d 484, 497, 507 N.W.2d 172, 177 (Ct. App. 1993).
Mack next argues that
the court improperly allowed expert witnesses to testify on the truthfulness of
the victim. Mack contends that since he
conceded that the child had been sexually assaulted, the expert's statements
that the child's behavior was consistent with that of a sexual assault victim
was irrelevant. To the same extent,
Mack's concession that A.H. was assaulted reduces the probative value of this
testimony, it also reduces its prejudicial effect. We do not agree that the jury would misconstrue the testimony as
a statement that the experts believed the victim was telling the truth. Rather, the experts appropriately limited
their testimony to a comparison of A.H.'s attitudes and behavior to those of a
sexual assault victim. See State
v. Jensen, 147 Wis.2d 240, 249-52, 232 N.W.2d 913, 917-18 (1988). The testimony was relevant because it
informed the jury that commonly held expectations of how a victim reacts to
sexual assaults may not be true. Id. The experts were not asked whether they
believed the victim's allegations and their testimony cannot reasonably be
construed as a statement of their belief in the victim.
Mack next argues that
the court improperly exercised its discretion when it allowed the hearsay
testimony of the victim's parents, grandmother, aunt, and teacher. The trial court properly allowed the
statements made three days after the sexual assault as excited utterances. A broad and liberal interpretation governs
the excited utterance exception to the hearsay rule when it is applied to young
children because children tend to repress stressful incidents, frequently
report the incident only to the mother, and are less likely than adults to
consciously fabricate the incident over a period of time. See State v. Moats, 156
Wis.2d 74, 97, 457 N.W.2d 299, 309 (1990).
The statement made to
A.H.'s preschool teacher six months after the incident is admissible under
§ 908.24, Stats., the
residual exception. Hearsay testimony
is admissible if there are substantial guarantees of trustworthiness similar to
the other hearsay exceptions. See
Mitchell v. State, 84 Wis.2d 325, 332, 267 N.W.2d 349, 352
(1978). In State v. Sorenson,
143 Wis.2d 226, 245-46, 421 N.W.2d 77, 84-85 (1988), the court developed five
factors that should be considered when determining the admissibility of a young
sexual assault victim's out-of-court statements: (1) the attributes of the child; (2) the person to whom
the statement was made, focusing on the person's relationship with the child
and any motivation of the recipient to fabricate or distort its contents;
(3) the circumstances under which the statement was made; (4) any
sign of deceit or falsity; and (5) corroborating evidence. Here, the victim's preschool teacher made a
balloon with a sad face on it. A.H.
took the balloon and starting talking about how Mack bit his "hot
dog" and stuck something in his butt which made him feel sad. This statement was entirely spontaneous,
made to a trusted teacher in whom it was reasonable for the child to confide
and who had no motivation to fabricate or distort the contents. It displays no sign of deceit or falsity and
is consistent with A.H.'s prior statements.
This spontaneous statement is similar to an excited utterance or a
present sense impression and is admissible under the residual hearsay
exception.
Finally, Mack argues
that the prosecutor's closing argument constituted plain error because it
expressed the prosecutor's personal opinion of Mack's guilt, improperly
pressured the jury, misrepresented the evidence, and used facts not of record. The record does not support these
arguments. The prosecutor commented on
the evidence, detailed the evidence and argued from it that the evidence
convinced the prosecutor and should convince the jury. This type of comment on the evidence was
approved in State v. Hoffman, 106 Wis.2d 85, 219, 316 N.W.2d 143,
161 (Ct. App. 1982).
The test to be applied
when a prosecutor is charged with misconduct for remarks made in an argument to
the jury is whether those remarks "so infected the trial with unfairness
as to make the resulting conviction a denial of due process." State v. Wolff, 171 Wis.2d
161, 167, 491 N.W.2d 498, 501 (Ct. App. 1992).
The prosecutor's closing argument did not unfairly summarize the
evidence and reasonable inferences that could be drawn from the evidence. The only objectionable statement made by the
prosecutor was that the victim's testimony convinced him. This statement merely informed the jury of
what they should have already surmised, that the prosecutor accepted the
victim's testimony. The comment did not
convey the impression that evidence not presented to the jury but known to the
prosecutor supports the charge. See
United States v. Young 470 U.S. 1, 18-19 (1985). The prosecutor's exhortation for the jury to
do its duty did not improperly pressure the jury.
The prosecutor's
statements that the victim was agreeable with anything the defense attorney
suggested appropriately urged the jury to draw an inference from the evidence
it saw and did not suggest that the jury should arrive at a verdict by
considering factors other than the evidence.
State v. Neuser, 191 Wis.2d 331, 336, 528 N.W.2d 49, 51
(Ct. App. 1995). The prosecutor's
statement that the victim was scared and anxious to get off the stand also
represents the prosecutor's comment on what the jury might have seen in the
courtroom. His comment regarding the
other crime evidence, that it was not reported because a family might want to
keep it a secret, does not imply inside information. Rather, it appeals to the jury's common sense and ordinary
experiences of life. See DeKeuster
v. Green Bay & W.R. Co., 246 Wis. 476, 479, 59 N.W.2d 452, 454
(1953). None of these comments
improperly suggest that the prosecutor has additional information not presented
to the jury.
By the Court.—Judgment
and order affirmed.
This opinion will not be
published. See Rule 809.23(1)(b)5, Stats.