COURT OF APPEALS DECISION DATED AND RELEASED November 21, 1995 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 95-0022
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT I
ROBIN C. ACKER, JAMES
ACKER
and ELIZABETH, STEVEN
and DAVID
ACKER, minors, by
their Guardian
ad Litem, VINCENT D.
MOSCHELLA,
Plaintiffs-Respondents,
v.
LAWRENCE P. SULLIVAN,
M.D.,
PHYSICIANS INSURANCE
COMPANY OF
WISCONSIN, INC. and
WISCONSIN
PATIENTS COMPENSATION
FUND,
Defendants-Appellants.
APPEAL from a judgment
of the circuit court for Milwaukee County:
PATRICK J. MADDEN, Judge. Affirmed.
Before Wedemeyer, P.J.,
Fine and Schudson, JJ.
PER CURIAM. Lawrence P. Sullivan, M.D., Physicians
Insurance Company of Wisconsin, Inc., and Wisconsin Patients Compensation Fund
(collectively “Sullivan”) appeal from a judgment, following a jury trial,
awarding Robin C. Acker, her husband and her children approximately $1,000,000
in a medical malpractice/failure-to-timely-diagnose lawsuit. Sullivan argues
that: (1) the trial court should have directed a verdict for
the defendants following the close of the plaintiffs'
case; (2) public policy precludes imposing liability under the
circumstances of this case; (3) a new trial should have been granted
because the jury's findings on causation were contrary to the great weight and
clear preponderance of the evidence; and (4) the trial court should have
excluded the testimony of the plaintiffs' economist regarding Mrs. Acker's loss
of earning capacity and household services as lacking a proper foundation
because “there was no medical evidence that [she] would have had a normal life
or work expectancy.” We reject Sullivan's arguments and affirm.
I. FACTS
On September 7, 1991,
Mrs. Acker suffered two seizures. She
had no history of seizures, was thirty years old, and was thirty-two weeks
pregnant with her third child. A CAT
scan revealed a brain abnormality, which was identified at that time as either
the result of an earlier injury or a tumor.
According to Mrs. Acker's medical records, an MRI was recommended but it
was suggested that Mrs. Acker wait until after her pregnancy was over. The next day, after Mrs. Acker was
transferred to another hospital, she was seen by Dr. Sullivan. On September 23, 1991, Dr. Sullivan saw Mrs.
Acker in his office for a follow-up visit.
Dr. Sullivan concluded that the seizures and the abnormality revealed by
the CAT scan probably resulted from a childhood injury.
Mrs. Acker delivered her
child on October 29, 1991. Mrs. Acker
continued to periodically see Dr. Sullivan and remained in contact with him by
telephone during the time from September 23, 1991, until she suffered another
seizure on either October 9 or 10, 1992.
By the time of the subsequent seizure, Mrs. Acker's tumor, classified as
a grade III anaplastic astrocytoma, had tripled in volume and grew to a point
where it could not be completely removed by surgery. Sullivan does not dispute the plaintiffs'
statement: “The residual tumor remaining after surgery has again
grown in size and invaded new regions of her brain. There was no argument between the experts on either side of the
case that this tumor will result in Mrs. Acker's untimely death.”
The plaintiffs alleged
that Dr. Sullivan was negligent in failing to diagnose Mrs. Acker's
cancerous brain tumor, and that the resulting delay in treatment allowed the
tumor to grow to the point where it is expected to result in her death. We set forth additional facts relevant to
the issues on appeal in our analysis.
II. SULLIVAN'S MOTION FOR A
DIRECTED VERDICT
The standard for
granting a motion for a directed verdict is whether there is an absence of
material disputed fact and no credible evidence or reasonable inferences in
support of the non-movant. City
of Omro v. Brooks, 104 Wis.2d 351, 358, 311 N.W.2d 620, 624 (1981); see
also Liebe v. City Finance Co., 98 Wis.2d 10, 18-19, 295
N.W.2d 16, 20 (Ct. App. 1980) (directed verdict should be granted only “where
the evidence is so clear and convincing that a reasonable and impartial jury
properly instructed could reach but one conclusion” or there is an absence of
disputed material fact). Our review is de
novo. See Wisconsin
Natural Gas Co. v. Ford, Bacon & Davis Constr. Co., 96 Wis.2d 314,
336-340, 291 N.W.2d 825, 836-837 (1980).
Sullivan claims that the
trial court should have directed a verdict for the defendants following the
close of the plaintiffs' case because the plaintiffs' evidence failed to
satisfy the burden of production standard set forth in Ehlinger v. Sipes,
155 Wis.2d 1, 13-14, 454 N.W.2d 754, 759 (1990), and Fischer v Ganju,
168 Wis.2d 834, 858-859, 485 N.W.2d 10, 19-20 (1992), which requires plaintiffs
in failure-to-timely-diagnose cases to show that it is more probable than not
that the omitted treatment could have lessened or avoided the harm.[1] In support of this argument, Sullivan
contends that the plaintiffs' experts, Dr. Ian Robins, a neuro-oncologist, and
Dr. Bryson Smith, a neurosurgeon, agreed that they had “no idea” whether timely
treatment would have made a difference in Mrs. Acker's condition. Additionally, Sullivan points to Dr.
Robins's testimony that Mrs. Acker's type of tumor is rarely curable—only one
to three percent of patients with anaplastic astrocytomas survive. Sullivan also points to Dr. Smith's
testimony that even if Mrs. Acker's tumor had been diagnosed and removed in
1991, microscopic particles would have been left behind and Mrs. Acker would
have had a zero to ten percent chance of surviving ten years.
We conclude that the
record supports the trial court's decision that the plaintiffs produced
sufficient evidence to present a jury question of whether Dr. Sullivan's negligence
was a substantial factor in causing Mrs. Acker's injuries. The plaintiffs' experts testified that in
1991 Mrs. Acker fell into the category of patients with a good chance of cure
because of her age, location of the tumor, the small size and resectability of
the tumor in 1991, her neurologic status, and the fact that her tumor was
radio-sensitive, which would have allowed for radiation therapy to “mop up” any
stray cancer cells remaining after resection.
The plaintiffs' experts further testified that because of the delay in
diagnosis and treatment as a result of Dr. Sullivan's negligence, Mrs. Acker
fell into the category of patients with a poor chance of cure or longer
survival. Dr. Smith testified that it
was his opinion “to a reasonable degree of medical certainty ... that the
negligent care of Dr. Sullivan was a substantial factor causal of injury to
Robin Acker,” and that her tumor was curable in 1991. Dr. Robins also testified that it was his opinion “to a
reasonable degree of medical certainty” that Mrs. Acker “had the opportunity
for a cure” in 1991. Dr. Robins
affirmed that even if Mrs. Acker would not have been cured had the diagnosis
been made in 1991, her “life and quality of life would have been substantially
increased.” In sum, the testimony of
Drs. Robins and Smith more than satisfied the required burden of production for
sending to the jury the issue of whether it was more probable than not that the
omitted treatment could have lessened or avoided the harm suffered by Mrs.
Acker. See Ehlinger,
155 Wis.2d at 13-14, 454 N.W.2d at 759; Fischer, 168 Wis.2d at
858-859, 485 N.W.2d at 19-20.
Citing Daubert v.
Merrill Dow Pharmaceuticals, Inc., 113 S. Ct. 2786 (1993),
Sullivan also argues that the trial court never should have allowed Drs. Robins
and Smith to testify that the opportunity for a cure was lost because of Dr.
Sullivan's failure to diagnose Mrs. Acker's tumor. Sullivan claims: “As Doctors Robins and Smith offered
an unproven hypotheses [sic] rather than actual factual research, their
testimony cannot support the verdict.
The plaintiffs' experts lacked any reliable foundation for their
opinions that Ms. Acker could have been cured or her survival prolonged if her
tumor had been timely diagnosed.”
In State v. Peters,
192 Wis.2d 674, 534 N.W.2d 867 (Ct. App. 1995), however, we rejected the
request to replace the “relevancy test” set forth in State v. Walstad,
119 Wis.2d 483, 351 N.W.2d 469 (1972), with the criteria announced in Daubert,
see Daubert, 113 S. Ct. at 2796‑2797, for determining
the admissibility of scientific evidence.
[T]he rule remains in Wisconsin that the
admissibility of scientific evidence is not conditioned upon its
reliability. Rather, scientific
evidence is admissible if: (1) it is relevant; (2) the witness
is qualified as an expert; and (3) the evidence will assist the trier of
fact in determining an issue of fact.
If these requirements are satisfied, the evidence will be admitted.
Moreover, scientific evidence is admissible
under the relevancy test regardless of the scientific principle that underlies
the evidence. As our supreme court
noted in Walstad:
The
fundamental determination of admissibility comes at the time the witness is
“qualified” as an expert. In a state
such as Wisconsin, where substantially unlimited cross‑examination is
permitted, the underlying theory or principle on which admissibility is based
can be attacked by cross‑examination or by other types of
impeachment. Whether a scientific
witness whose testimony is relevant is believed is a question of credibility
for the finder of fact, but it clearly is admissible.
Peters, 192
Wis.2d at 687-688, 534 N.W.2d at 872 (citations and footnotes omitted).
The testimony of Drs.
Robins and Smith satisfied the Walstad standard for admissibility
of scientific evidence. Here, Sullivan
did not challenge the qualifications of Drs. Robins and Smith. Further, their testimony met the definition
of “relevant.” See
§ 904.01, Stats. Finally, the evidence assisted the jury in
determining an issue of fact. See
§ 907.02, Stats.
III. PUBLIC POLICY PRECLUSION OF
LIABILITY
Sullivan argues that
public policy precludes imposing liability here, claiming that there was a one
percent lost chance of survival. A
court can refuse to impose liability where:
(1) The
injury is too remote from the negligence; or (2) the injury is too wholly
out of proportion to the culpability of the negligent tort-feasor; or
(3) in retrospect it appears too highly extraordinary that the negligence
should have brought about the harm; or (4) because allowance of recovery
would place too unreasonable a burden on the negligent tort-feasor; or
(5) because allowance of recovery would be too likely to open the way for
fraudulent claims; or (6) allowance of recovery would enter a field that
has no sensible or just stopping point.
Beacon
Bowl, Inc. v. Wis. Elec. Power Co., 176 Wis.2d 740, 761, 501
N.W.2d 788, 796 (1993) (citation omitted).
“The question of whether to deny recovery because of public policy
considerations is a question of law.” Id.
Sullivan's argument that
Mrs. Acker lost only a one percent chance of a cure, however, does not jibe
with the evidence. The testimony was
that in 1991 Mrs. Acker was in the category of patients with a good chance of
survival. Additionally, none of the
other public policy reasons for declining to impose liability is present. Therefore, we reject Sullivan's public
policy argument.
IV. MOTION FOR A NEW TRIAL
Sullivan also argues
that he should have been granted a new trial in the interests of justice
because the verdict was against the great weight of the evidence. Sullivan points to the testimony of Dr.
Shelley Wernick, Mrs. Acker's subsequent treating neurosurgeon, and two defense
experts who testified that the natural history of Mrs. Acker's disease would
have been the same even if the tumor had been removed in 1991. Sullivan concludes, “When measured against
plaintiffs' experts who have ‘no idea’ what Ms. Acker's chances of survival
were in 1991 and who can only testify that there was a potential possibility
for longer survival, the plaintiffs' evidence is insufficient to support the
jury's finding of causation.”
A motion for a new trial
under § 805.15(1), Stats.,
is within the discretion of the trial court and this court will reverse only where
the trial court has erroneously exercised its discretion. Sievert v. American Family Mut. Ins.
Co., 180 Wis.2d 426, 431, 509 N.W.2d 75, 78 (Ct. App. 1993), aff'd,
190 Wis.2d 623, 528 N.W.2d 413 (1995). Here, the record indicates
that Dr. Robins stated that Mrs. Acker was in the one to three percent category
of patients who, because of their age, location of the tumor, resectability of
the tumor and size of the tumor, could be cured. This is not the same thing as saying she only would have had a
one percent chance of a cure. The jury
found that Dr. Sullivan's negligence in failing to timely diagnose and begin
treatment was a substantial factor in producing her injury or harm. The weight and credibility of witnesses'
testimony is a matter for the fact-finder.
See Fehring v. Republic Ins. Co., 118 Wis.2d 299,
305-306, 347 N.W.2d 595, 598 (1984).
Review of the record reveals nothing to indicate that the jury's verdict
was contrary to the great weight of the evidence or that a new trial is
necessary in the interests of justice.
Therefore, the trial court did not erroneously exercise its discretion
in denying Sullivan's motion for a new trial.
V. THE TESTIMONY OF THE PLAINTIFFS' ECONOMIST
REGARDING LOSS OF EARNING CAPACITY AND HOUSEHOLD SERVICES
Finally, Sullivan argues
that the testimony of the plaintiffs' economist, Brian Brush, Ph.D., regarding
future loss of earning capacity and household services lacked foundation and
was insufficient to support the jury's verdict. We disagree.
Dr. Brush testified that
damages for loss of household services would be $373,159[2]
when projected to age 70. He also
testified that damages for loss of earning capacity would be $365,279 when
assuming a work-life expectancy of age 65.
The jury awarded $225,000 for loss of household services and $260,000
for loss of earning capacity.
Sullivan argues that
“the record is devoid of medical evidence that Ms. Acker, even if diagnosed at
the earliest opportunity, would have had a normal or even partial worklife
expectancy or ability to perform household services.” He further argues that “[e]ven with an early diagnosis, Ms. Acker
would have undergone brain surgery and radiation,” which he contends would have
left her with “physical and mental deficits and reduced her life expectancy.”
A trial court will
preclude a jury from considering a damages issue only when there is no
evidence on the issue. See Sampson
v. Laskin, 66 Wis.2d 318, 334, 224 N.W.2d 594, 602 (1975). Whether to submit a damages issue to the
jury is a question of law, which we independently review. See Walter v. Cessna Aircraft
Co., 121 Wis.2d 221, 230-231, 358 N.W.2d 816, 821 (Ct. App. 1984). Additionally, when a challenge is made to
the sufficiency of the evidence supporting a jury's verdict or when it is
alleged that the jury's verdict is a product of speculation, we note that
“‘[t]he amount of damages awarded is a matter resting largely in the jury's discretion.’” Jones v. Tokhi, 193 Wis.2d
514, 524, 535 N.W.2d 50 (Ct. App. 1995).
“[A]lthough the precise basis for the jury's verdict may not be entirely
clear, a jury's conclusion may rest on expert testimony and myriad other
evidentiary factors.” Id.
Contrary to Sullivan's
arguments, Dr. Robins testified that Mrs. Acker would have been left with a
minimal deficit had the diagnosis been made and surgery performed in 1991. The plaintiffs' experts testified that, in
light of the favorable conditions that Mrs. Acker shared with the population of
patients with a favorable chance for a cure, had the diagnosis been made in
1991, at minimum she would have had an increase in the quality and length of
her life. Therefore, the trial court
correctly submitted the issue to the jury, and the testimony of the plaintiffs'
experts in combination with the other testimony from trial, formed a sufficient
evidentiary foundation for the jury's verdict.
By the Court.—Judgment
affirmed.
This opinion will not be
published. See Rule 809.23(1)(b)5, Stats.
[1] Sullivan has conceded the other criteria necessary to satisfy the plaintiffs' burden of production standard—that the plaintiffs show that the omitted treatment was intended to prevent the type of harm that resulted and that Mrs. Acker would have submitted to the treatment. See Ehlinger v. Sipes, 155 Wis.2d 1, 13-14, 454 N.W.2d 754, 759 (1990); Fischer v Ganju, 168 Wis.2d 834, 858-859, 485 N.W.2d 10, 19-20 (1992).
[2] On page 16 of the transcript of Dr. Brush's testimony, he stated that the discounted value of the loss of household services was $373,159. On the next page, however, Dr. Brush testified that the discounted value was $375,159. Plaintiff's exhibit 33, a table representing the present value of lost future household services, uses the $373,159 figure.