COURT OF APPEALS DECISION DATED AND RELEASED June 29, 1995 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 94-3107
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT IV
JOHN P. TRACHTE,
Plaintiff-Appellant,
v.
ANDREW E. BARRER,
Defendant,
MERITER HOSPITAL,
INC.,
Defendant-Respondent.
APPEAL from a judgment
of the circuit court for Dane County:
MORIA G. KRUEGER, Judge. Affirmed.
Before Eich, C.J.,
Dykman and Sundby, JJ.
EICH,
C.J. John Trachte appeals from a judgment dismissing his
second amended complaint in this medical malpractice action for failure to
state a claim on which relief may be granted.
The
issues are: (1) whether the trial court's unappealed decision dismissing a
substantially identical complaint against a separate defendant earlier in the
case stands as the "law of the case" requiring dismissal of the
amended complaint; (2) if not, whether the amended complaint states a claim
upon which relief may be granted; and (3) whether the trial court erroneously
exercised its discretion when it denied Trachte's motion to amend the complaint
yet again.
We conclude that the
court's earlier decision is the law of the case and requires dismissal of
Trachte's second amended complaint.[1] Finally, we are satisfied that the trial
court appropriately exercised its discretion in denying Trachte's motion to
amend. We therefore affirm the judgment.
After being involved in
an automobile accident in March 1989, Trachte began to see Dr. James Schuh, a
clinical psychologist, "for psychological counseling." Schuh administered some tests and told
Trachte he had suffered "a closed head injury." At some time (undisclosed in any of
Trachte's complaints) Schuh referred him to Dr. Andrew Barrer, a member of the
neuropsychology staff at Meriter Hospital, for further testing and treatment.
At some (undisclosed)
time, Trachte sued his automobile insurer, seeking recovery under the
"uninsured motorist" provisions of his liability policy. At some other (undisclosed) time, Barrer
told Trachte he was suffering from a brain injury. At various points (none disclosed) during his lawsuit against his
insurer, Trachte and his attorney "consulted" with Barrer "with
respect to diagnosis and causation."
At some unspecified time, described by Trachte as "[s]ubsequent to
June 7, 1990," Barrer lost his license to practice medicine in Wisconsin
when it was discovered that he had misrepresented his qualifications.
During the litigation,
Trachte's insurer retained a neuropsychologist who, after review of Trachte's
previous testing, concluded that those tests "did not suggest that Trachte
had sustained brain damage."
Trachte was subsequently examined by several experts, each of whom
concluded that "Trachte's complaints were consistent with a
conversion-type disorder" and not a brain injury.
Trachte initially
brought this action against Barrer and Meriter in June 1993. His complaint alleged the facts stated above
relating to his treatment with Barrer, the events occurring in the course of
his automobile-accident lawsuit and the loss of Barrer's license to
practice. He stated four claims: one
against Barrer for "intentional deceit"; one against Barrer and Meriter
for "negligent misrepresentation"; one against Meriter alone for
negligence in failing to investigate Barrer's credentials before permitting him
to practice on the hospital staff; and one against Barrer for negligently
telling him "that [his] cognitive defects were the result of a permanent
brain injury." Each claim
contained an identical statement of Trachte's claimed injury. In each, he stated that, as a result of
either Barrer's fraud or negligence, Barrer's and Meriter's misrepresentations,
or Meriter's negligence, he became a patient of Barrer's and "believed
what Barrer told him about his condition, pursuing treatment and suffering
emotionally as a result thereof, relied on Barrer to be an expert witness on
his behalf in the uninsured motorist litigation, and was otherwise damaged all
in an amount to be determined at trial."
Approximately two weeks
later, Trachte served and filed an amended complaint, adding Dr. Schuh as a
defendant for his claimed negligence in advising Trachte that his problem was
related to a brain injury. The complaint
restated verbatim both the factual and "damage" allegations of
his prior complaint, as quoted above.
Schuh moved to dismiss
the action against him for failure to state a claim on which relief may be
granted. The trial court granted the
motion, concluding that the allegations in the complaint stating that Schuh
(and Barrer) negligently told him his problem was related to a brain injury and
that, as a result, he believed what Schuh (and Barrer) told him,
"suffering emotionally as a result thereof," and relying on their
statements in his automobile-accident lawsuit, failed to state a claim. The court reasoned that the complaint, even
liberally construed: (1) failed to give reasonable notice to Schuh as to the
nature of the claim against him; and (2) failed to allege "a physical
injury which manifested the alleged mental anguish."
With the trial court's
leave, Trachte again amended his complaint, retaining all of the original
allegations and adding only a fifth claim against Barrer seeking double
damages, punitive damages and attorney fees under the Wisconsin Organized Crime
Control Act.
Meriter moved to dismiss
Trachte's second amended complaint for failure to state a claim. While the motion was pending, Trachte moved
to again amend his complaint to revise both the factual allegations and the
damage allegations we have quoted above.
The court denied the motion, noting that it came more than one year
after the action was filed and that its stated purpose was to "cure any
defects" the court might find in response to Meriter's dismissal motion. The court concluded, in essence, that
"enough is enough."[2]
At the hearing on
Meriter's dismissal motion, Trachte orally renewed his motion for leave to
amend the second amended complaint. The
court, repeating the reasoning of its earlier memorandum decision denying the
motion, denied it again. Then, turning
to Meriter's motion to dismiss, the court reiterated the points made in its
earlier decision on Schuh's motion: (1) that the allegations--which, as
indicated, have remained unchanged in all of Trachte's complaints--are
insufficient as a matter of law to state a claim for negligence; and (2) in any
event, there is nothing in the complaint to indicate a causal connection
between Meriter's acts and any damage suffered by Trachte. The court granted Meriter's motion and
entered judgment dismissing Trachte's complaint against the hospital.
I. Law of the Case
Meriter
argues first that Trachte is precluded from asserting his claims against
Meriter because the trial court's ruling on the insufficiency of the
allegations attempting to state a claim against Dr. Schuh--which are identical
to those Trachte makes against Meriter--is the "law of the
case."
The "law of the
case" rule states that a "`decision on an issue of law made at one
stage of a case becomes a binding precedent to be followed in successive stages
of the same litigation.'" State
v. Brady, 130 Wis.2d 443, 447, 388 N.W.2d 151, 153 (1986) (quoted
source omitted). Meriter also points
out that Trachte never appealed Schuh's dismissal and refers us to Haase
v. R&P Indus. Chimney Repair Co., 140 Wis.2d 187, 191, 409 N.W.2d
423, 426 (Ct. App. 1987), where we held that "[w]hen no appeal is taken
... all provisions of a judgment, and the findings and conclusions upon which
it is based, are conclusive and binding upon all parties to the
litigation."
Haase was
a personal injury action in which a paper company employee, while working with
employees of a firm retained to clean a smokestack at the plant, was buried in
hot fly ash that had been knocked loose inside the chimney through the
activities of employees of another contractor engaged to repair the stack. He sued both the cleaning company and the
repair company. The cleaning company
sought dismissal from the action on grounds that its employees were not
negligent as a matter of law, and the trial court granted the motion. Haase, 140 Wis.2d at 190, 409
N.W.2d at 426. The case continued
against the repair company, who requested that the cleaning company be included
in the comparative negligence question.
Id. at 191, 409 N.W.2d at 426. The trial court denied the motion and we affirmed, concluding
that the summary judgment dismissing the plaintiff's claim against the cleaning
company "was conclusive and binding upon [the repair company] at later
stages of the action." Id.
at 193, 409 N.W.2d at 427.
Trachte does not respond
to Meriter's argument that Haase is equally applicable here. Pointing to the supreme court's
acknowledgement that we have the power to disregard the law-of-the-case rule
"`in the interests of justice,'" Brady, 130 Wis.2d at
447, 388 N.W.2d at 153 (quoted source omitted), he argues that we should do so
here because Meriter was not a party to Schuh's earlier motion, and because in
addition to questions concerning the sufficiency of the complaint, this appeal
"asks the question whether Trachte's first and only substantive attempt to
state a claim should be dismissed ... without leave to amend."[3]
The fact that Meriter
was "not a party" to Schuh's motion is immaterial in light of Haase.
And we note that Trachte was a
party to the motion, and it is Trachte that Meriter seeks to bind by the
earlier ruling. Further, we see no
validity in Trachte's contention that justice requires us to re-examine the
trial court's prior ruling on the sufficiency of his complaint because he is
also claiming a misuse of discretion on the court's part for denying his motion
to amend, for the latter question is one to be decided on this appeal.
We may, in our
discretion, decline to apply the law-of-the-case rule "`whenever cogent,
substantial, and proper reasons exist'" to warrant such action in the
interests of justice. Brady,
130 Wis.2d at 447, 388 N.W.2d at 153 (quoted source omitted). The reasons advanced by Trachte in support
of his request that we ignore the law-of-the-case rule on this appeal do not
meet that standard.[4]
Under the circumstances
of this case, where the trial court held that language in an earlier version of
the complaint that was identical to that attempting to state a claim against
Meriter in the present complaint was insufficient as a matter of law, we
believe the law-of-the-case rule binds Trachte to that earlier decision.[5]
II. Motion to Amend the Complaint
Whether to allow a
plaintiff to amend his or her complaint is committed to the trial court's
discretion. Carl v. Spickler
Enters., Ltd., 165 Wis.2d 611, 622, 478 N.W.2d 48, 52 (Ct. App.
1991). In Burkes v. Hales,
165 Wis.2d 585, 590-91, 478 N.W.2d 37, 39 (Ct. App. 1991), we discussed at some
length the scope of our review of a trial court's discretionary act:
A court exercises discretion when it
considers the facts of record and reasons its way to a rational, legally sound
conclusion. It is "a process of
reasoning" in which the facts and applicable law are considered in
arriving at "a conclusion based on logic and founded on proper legal
standards." Thus, to determine
whether the trial court properly exercised its discretion in a particular
matter, we look first to the court's on-the-record explanation of the reasons
underlying its decision. And where the
record shows that the court looked to and considered the facts of the case and
reasoned its way to a conclusion that is (a) one a reasonable judge could reach
and (b) consistent with applicable law, we will affirm the decision even if it
is not one with which we ourselves would agree.
It need not be a lengthy process. While reasons must be stated, they need not
be exhaustive. It is enough that they
indicate to the reviewing court that the trial court "undert[ook] a
reasonable inquiry and examination of the facts" and "the record
shows ... a reasonable basis for the ... court's determination." Indeed, "[b]ecause the exercise of
discretion is so essential to the trial court's functioning, we generally look
for reasons to sustain discretionary decisions."
(Quoted
sources and footnote omitted.)
We have referred to the
trial court's statement of its reasons for denying Trachte's motion for leave
to amend his complaint a third time. The court based its decision on the fact
that more than one year had passed since the original complaint was filed and
several months since the court had dismissed the identical claim against Schuh,
that this would be Trachte's fourth attempt at stating a claim and that
allowing him to do so under the circumstances of the case would be unfair to
Meriter. The court emphasized that
"at some point people must be allowed to rely on the pleadings having
solidified." The court elaborated
on these and other points in deciding the motion, explaining its reasoning in
detail, and we cannot say that it reached an unreasonable result in denying
Trachte's request to once again amend his complaint.
By the Court.--Judgment
affirmed.
Not recommended for
publication in the official reports.
No. 94-3107(D)
SUNDBY, J. (dissenting). I
conclude that plaintiff's amended complaint states a claim upon which relief
may be granted. I would reverse the
judgment dismissing plaintiff's action and remand for further proceedings.
In March 1989, plaintiff
John P. Trachte was involved in a motor vehicle accident. In April 1989, he began to treat with Mental
Health Associates. Dr. James Schuh
referred Trachte to Andrew Barrer for cognitive retraining and neuropsychological
retesting. Barrer was employed by
defendant Meriter Hospital, Inc. as a neuropsychologist. However, Barrer had obtained a license to
practice psychology in Wisconsin by misrepresenting his degrees and
qualifications. After Barrer's fraud
was discovered, Trachte retained a psychiatrist who concluded that Trachte's
complaints were consistent with a conversion-type disorder.
Trachte began this
action against Barrer and Meriter. He
filed an amended complaint approximately eleven days after the original
complaint, adding Dr. Schuh as a defendant.
It is this amended complaint that the trial court concluded did not
state a claim. I disagree.
The trial court
erroneously concluded that Trachte was required to allege with particularity
how he was injured. The trial court
stated: "The defendant is entitled
to know what the injury is that is complained of and the notes and questions I
have to myself[,] is the plaintiff contending that Meriter caused the
conversion disorder or what is the injury that Meriter caused?"
Whether a complaint
states a claim sufficient to survive a motion for judgment on the pleadings is
a matter which we review without deference to the trial court. First Nat'l Bank v. Dickinson,
103 Wis.2d 428, 433, 308 N.W.2d 910, 912 (Ct. App. 1981). A complaint is entitled to all reasonable
inferences in its favor. Stefanovich
v. Iowa Nat'l Mutual Ins. Co., 86 Wis.2d 161, 164, 271 N.W.2d 867,
868-69 (1978). "A claim should not
be dismissed ... unless it appears to a certainty that no relief can be
granted under any set of facts that plaintiff can prove in support of his
allegations." Morgan v.
Pennsylvania General Ins. Co., 87 Wis.2d 723, 732, 275 N.W.2d 660, 664
(1979) (emphasis added). In reviewing a
complaint to determine whether it states a claim, we look only to the facts
alleged and not to any theory of recovery:
It has long been basic to the pleading of a
cause of action that a particular theory on which recovery may be based is not
of great significance if the facts alleged or noticed are sufficient to state a
cause of action or to assert a claim on which relief can be based.
Austin
v. Ford Motor Co., 86 Wis.2d 628, 645, 273 N.W.2d 233, 240 (1979).
The trial court also
erred when it based its decision to dismiss Trachte's complaint upon the
merits. The trial court stated:
The difficulty is, as I think ... has been
pointed out by Meriter, in two particular places. The causal connection between Meriter's conduct and plaintiff's
injury doesn't appear to exist on the face of the complaint that I'm
analyzing. There is also a failure to
allege a separate or aggravated injury as a result of Meriter's alleged negligence. And there is also a failure to plead severe
emotional distress which even under the Bowen case appears to be
required.
As to Trachte's failure
to allege "severe emotional distress," the court said:
It's clear that it's not just momentary upset that
the courts are interested in having litigated; that there has to be severe
emotional distress and as regards the negligence, the negligent representation,
I'm having trouble finding that the plaintiff has met the requirements for
pleading.
The court further said:
We don't know what the injury is. Not knowing what the injury is, it's very
difficult to find any pleading meeting the causal connection requirement and
again ... we're missing it on the negligent misrepresentation; we're missing
severe emotional distress which is still required under the Bowen
case.
Meriter argues that
Trachte's amended complaint fails to notify Meriter how, if at all, it injured
Trachte. Meriter also argues that
Trachte has failed to allege any facts from which it may be inferred that his
emotional suffering is separate from or an aggravation of a pre-existing
emotional disorder.
Trachte's amended
complaint alleges that, after his accident, he treated with Mental Health
Associates who told him that his complaints were related to the accident and
that he had suffered a closed-head injury.
Dr. Schuh referred Trachte to Barrer for cognitive retraining and
neuropsychological retesting. Trachte
alleges that he commenced a lawsuit related to his accident and consulted with
Barrer with respect to diagnosis and causation. He further alleges that Barrer reviewed Dr. Schuh's
neuropsychological tests, administered additional tests and advised him that he
had suffered a brain injury which was causing Trachte's cognitive
deficits. He further alleges that his
insurance carrier retained a neuropsychologist, Dr. Charles Cleeland, who
reviewed the tests administered by Dr. Schuh and Barrer and formed an opinion
that Trachte had not sustained brain damage.
After the depositions of Dr. Schuh and Dr. Cleeland, Trachte retained
another psychiatrist who examined him and opined that Trachte's complaints were
consistent with a conversion-type disorder.
He also consulted with a psychologist and neuropsychologist who also reviewed
the neuropsychological tests and found them to be consistent with a
conversion-type disorder. Trachte
alleged that Dr. Schuh and Barrer had failed to diagnose his psychological
condition and that he acted on the advice of Dr. Schuh and Barrer that he had a
closed-head injury.
In his first claim
(intentional deceit), Trachte alleges that Barrer's representation as to his
credentials and qualifications was made by Barrer knowing that the
representation was untrue or recklessly without caring whether it was true or
false, and that Trachte acted upon the representation to his pecuniary
damage. He further alleged:
As a direct and proximate result of Barrer's
fraud as set forth above, Trachte treated with Barrer, believed what Barrer
told him about his condition, pursu[ed] treatment and suffer[ed] emotionally as
a result thereof, relied on Barrer to be an expert witness on his behalf in the
uninsured motorist litigation, and was otherwise damaged all in an amount to be
determined at trial.
Trachte's second claim
was for negligent misrepresentation. He
alleged that Barrer and Meriter each represented that Barrer was a qualified
clinical neuropsychologist and he relied on those representations to his
damage. He further alleged:
As a direct and proximate result of the
negligent misrepresentations of ... Barrer and Meriter, Trachte ... became a
patient of Barrer, believed what Barrer told him about his condition, pursu[ed]
treatment and suffer[ed] emotionally as the result thereof, relied on Barrer to
be an expert in his behalf in the uninsured motorist litigation, and was
otherwise damaged in an amount to be specified at trial.
For his third claim
(negligence), Trachte alleged that Meriter negligently failed to investigate
Barrer's qualifications before permitting Barrer to practice at Meriter. He alleged:
As a direct and proximate result of Meriter's
negligence, Trachte was referred [to] Barrer, became a patient of Barrer,
believed what Barrer told him about his condition, pursu[ed] treatment and
suffer[ed] emotionally as the result thereof, relied on Barrer to be an expert
in his behalf in the uninsured motorist litigation, and was otherwise damaged
in an amount to be specified at trial.
For his fourth claim
(negligence), Trachte alleged that Barrer and Dr. Schuh negligently and
repeatedly told Trachte that his cognitive defects were the result of permanent
brain injury. He further alleged:
As a direct and proximate result of Barrer's
and Schuh's negligence, Trachte believed what Barrer and Schuh told him about
his condition, pursu[ed] treatment and suffer[ed] emotionally as a result
thereof, relied on Barrer and, thereafter on Schuh, to be an expert in his
behalf in the uninsured motorist litigation, and was otherwise damaged in an
amount to be specified at trial.
Meriter argues that
Trachte's amended complaint fails to notify it how, if at all, it injured
Trachte. I disagree. The complaint alleges that Meriter was
negligent in failing to investigate Barrer's qualifications before permitting
him to practice on staff and that Trachte, relying on Barrer's credentials,
became his patient and pursued treatment with him and suffered emotionally as a
result thereof. Trachte also alleges
that he relied on Barrer's diagnosis that his "cognitive defects"
were a result of a permanent brain injury and that he relied on that diagnosis
in the uninsured motorist litigation.
In his Prayer for
Relief, Trachte demands judgment against the defendants, including Meriter, for
compensatory damages, as well as punitive damages against Barrer. I conclude that the amended complaint states
a claim against Meriter and Barrer.
It is true that
Trachte's complaint could be more complete as to his specific items and causes
of damage. However, Wisconsin has
adopted notice pleading. Section
802.02(1), Stats., provides in
part:
A
pleading or supplemental pleading that sets forth a claim for relief ... shall
contain all of the following:
(a) A short and plain statement of the claim,
identifying the transaction or occurrence or series of transactions or
occurrences out of which the claim arises and showing that the pleader is
entitled to relief.
(Emphasis
added.)
The Judicial Council
Committee's Note, 1977, says as to this statute:
Sub. (1) is amended to allow a pleading setting
forth a claim for relief under the Rules of Civil Procedure to contain a short
and plain statement of any series of transactions, occurrences or events
under which a claim for relief arose.
This modification will allow a pleader in a consumer protection or
anti-trust case, for example, to plead a pattern of business transactions,
occurrences or events leading to a claim of relief rather than having to
specifically plead each and every transaction, occurrence or event when the
complaint is based on a pattern or course of business conduct involving either
a substantial span of time or multiple and continuous transactions and
events....
(Emphasis
added.)
I have no difficulty
understanding Trachte's claim against Meriter from a reading of his
complaint. We know that Trachte was
injured and consulted doctors who referred him to Barrer, who was on the staff
of Meriter Hospital. Trachte's
complaint also informs us that Barrer was not qualified to provide Trachte with
the diagnosis and treatment he gave him, and that Meriter was negligent in not
investigating Barrer's qualifications to determine whether he had the expertise
to treat Trachte. We also learn from
the complaint that Trachte suffered emotional damages and compensatory damages
in conducting his lawsuit against his uninsured motorist carrier because he
relied on Barrer's diagnosis. He asks
for punitive damages against Barrer.
Notice pleading expects
that if the defendant wishes more information in order to plead, the defendant
may move the court for a more definite statement of plaintiff's claim. Section 802.06(5), Stats., provides in part:
If a pleading to which a responsive pleading is
permitted is so vague or ambiguous that a party cannot reasonably be required
to frame a responsive pleading, the party may move for a more definite
statement before interposing a responsive pleading. The motion shall point out the defects complained of and the
details desired....
In Hertlein
v. Huchthausen, 133 Wis.2d 67, 72, 393 N.W.2d 299, 301 (Ct. App. 1986),
the court said: "Other functions
served by pleadings under former laws, such as stating the facts and defining
the issues, have been shifted to discovery and pretrial motion
practice." (Citing Charles D. Clausen
& David P. Lowe, The New Wisconsin Rules of Civil Procedure: Chapters 801-803, 59 Marq. L. Rev. 1, 38 (1976)).
Meriter further argues
that Trachte's arguments about the sufficiency of his claims against Meriter
are barred by the law-of-the-case doctrine.
Meriter points to the fact that Trachte's "substantially
identical" claims against Dr. Schuh were dismissed by the trial court as
legally insufficient. Meriter's
argument in this respect is clearly frivolous.
Trachte's claim against Meriter is based primarily on its negligence in
failing to investigate Barrer's qualifications. Dr. Schuh had no responsibility to determine whether Barrer was
qualified. Further, Trachte stipulated
to dismissing Dr. Schuh, who had died prior to this action.
Our decision presents a
party who has filed a complaint with a dilemma: What should the party do when met with a motion to dismiss a
complaint for failure to state a claim when that defect can be remedied by
amendment? In this trial court, counsel
would be well-advised to fight it out on the complaint as filed rather than
attempt to meet defendant's concerns.
The trial court ruled:
"Justice does not require refinement of a document its drafter
already believes to be adequate."
The trial court also said:
I have
particular difficulty when in the middle of briefing and decision on a motion
challenging the existing proceedings, the plaintiff runs in and says, well, now
that I see the law as presented by the defendant, I'm going to make my
pleadings try to conform to that law. I
do believe that there is an obligation and I do believe there is case law that
counsel know the law and try to meet the law as best as the facts will allow in
terms of filing the original pleading.
I conclude that a
plaintiff's attorney who is met with a motion to dismiss on the pleadings
should attempt to amend the pleadings to satisfy any objections of the
defendants or the trial court so as to limit the issues involved on an
appeal. A defendant who believes that a
plaintiff has filed a frivolous pleading may file a motion for sanctions under
§ 802.05, Stats. The objective of the parties and the trial
court should be to litigate any claim having merit if possible.
Meriter argues that
Trachte's amended complaint is insufficient because it does not allege
causation and damages. Trachte's
complaint alleges how Meriter was negligent, how that negligence injured him
and that he was damaged thereby.
Whether Meriter's acts caused his damages is a matter to be decided by
the factfinder. Likewise, whether those
acts damaged Trachte is an issue for the factfinder.
In view of our decision,
we need not decide whether the trial court erroneously exercised its discretion
when it denied Trachte's motion to amend its complaint.
[2] The
court, noting the unfairness involved in allowing Trachte, "without
researching his own case," to request leave to amend only after the errors
in his complaint have been pointed out to him by Meriter, stated:
It
would appear that after three efforts at filing a sufficient complaint,
plaintiff should be held to his last attempt--especially when a motion has been
premised and briefed on the expectation that the pleadings had finally solidified. Twice in plaintiff's motion for leave for
this latest proposed amendment he, himself, says that the second amended
complaint is adequate. Justice does not
require refinement of a document its drafter already believes to be
adequate.
[3] We are unsure what Trachte means by his assertion that this is his "first and only substantive attempt to state a claim" against Meriter, for it comes not in his first or second--or even his third--pleading, but in connection with a request for leave to file a fourth complaint in this action.
[4] Trachte
states in his reply brief--without citation to the record--that because he and
Schuh had agreed not to litigate an appeal as to the court's decision
dismissing Schuh from the case, it makes no sense to require him to appeal that
decision in order for his action to survive against Meriter.
First, we do not consider arguments based on factual assertions unsupported by citations to the record. Dieck v. Unified Sch. Dist., 157 Wis.2d 134, 148 n.9, 458 N.W.2d 565, 571 (Ct. App. 1990), aff'd, 165 Wis.2d 458, 477 N.W.2d 613 (1991). Second, Trachte was granted leave by the trial court to amend his complaint after the decision to dismiss Schuh. Thus, all he would have had to do was to amend the allegations ruled insufficient by the court insofar as he wished them to apply to Meriter. He elected not to do so.
[5] Even
were we to consider the merits of the trial court's decision de novo, First
Nat'l Bank v. Dickinson, 103 Wis.2d 428, 442, 308 N.W.2d 910, 917 (Ct.
App. 1981), construing the complaint liberally and with a view toward achieving
substantial justice, Stefanovich v. Iowa Nat'l Mut. Ins. Co., 86
Wis.2d 161, 164, 271 N.W.2d 867, 868-69 (1978), and remaining mindful of the
rule that dismissal is appropriate only where it appears that no relief can be
granted under any set of facts a plaintiff might prove in support of his or her
allegations, Morgan v. Pennsylvania Gen. Ins. Co., 87 Wis.2d 723,
732, 275 N.W.2d 660, 664 (1979), we would affirm.
In his claims against Meriter,
Trachte alleges that he sought treatment with Dr. Schuh and another
psychologist at Mental Health Associates for neuropsychological
"complaints" following his automobile accident, and that he
eventually sued an insurance company to recover damages for those
complaints. And he alleges that, as a
result of Meriter's conduct, he was "referred to Barrer, became a patient
of Barrer, believed what Barrer told him about his condition, pursuing
treatment and suffering emotionally as a result thereof ...." We agree with Meriter that the force of
these allegations is that he is claiming damages from Meriter for emotional
distress he suffered for being treated for the wrong condition but does not
allege any facts from which to infer such emotional distress was separate from
or an aggravation of his original emotional or psychological disorder.
A health care provider can be held liable
for causing the aggravation of injuries to a patient that were initially caused
by others, see Krenz v. Medical Protective Co., 57 Wis.2d
387, 394-401, 204 N.W.2d 663, 667-70 (1973), but it is liable only for the
aggravation, not for the initial injury or damage. Butzow v. Wausau Memorial Hosp., 51 Wis.2d 281,
288, 187 N.W.2d 349, 352 (1971). And
without additional facts, it is impossible to distinguish between the
psychoneurological "complaints" for which Trachte originally sought
treatment and any separate injury he claims was caused by Meriter.
A plaintiff alleging negligence must
allege that actual loss or damage was caused by the defendant's conduct. Ziemann v. Village of N. Hudson,
102 Wis.2d 705, 714, 307 N.W.2d 236, 241 (1981); Coffey v. City of
Milwaukee, 74 Wis.2d 526, 531, 247 N.W.2d 132, 135 (1976). And while Wisconsin adheres to a
"notice-pleading" philosophy, a complaint still must state sufficient
facts to give the defendant reasonable notice of the nature of the claim. Anderson v. Continental Ins. Co.,
85 Wis.2d 675, 684, 271 N.W.2d 368, 373 (1978). Indeed, the supreme court has cautioned us that, while we are to
construe complaints liberally in the face of a motion to dismiss, "`facts
are not to be added in the process ....'"
Wilson v. Continental Ins. Cos., 87 Wis.2d 310, 319, 274
N.W.2d 679, 684 (1979) (quoted source omitted).
And adding facts is just what we
would have to do to sustain Trachte's complaint in this case, for it fails to
notify Meriter how, if at all, it has injured him. He alleges that Meriter somehow caused him to rely on Barrer in
his automobile lawsuit, but never indicates how he was damaged by that
reliance. Moreover, he alleges he
suffered "emotional" damage from being treated for the wrong
condition, but fails to allege any facts showing that any distress he suffered
aggravated or was separate from damage from, his original emotional problems.
Trachte is thus left with a claim for some undescribed "emotional" harm. It has long been the rule in Wisconsin that recovery may be had for emotional distress if manifested by some physical injury, see Ver Hagen v. Gibbons, 47 Wis.2d 220, 227, 177 N.W.2d 83, 86 (1970), and the supreme court recently expanded the rule to permit recovery for negligent infliction of emotional distress without proof of physical injury in cases where the distress is "severe." Bowen v. Lumbermens Mut. Casualty Co., 183 Wis.2d 627, 653, 517 N.W.2d 432, 443 (1994). Distress is "severe" when it is something "far more than what typically would be considered mere emotional distress." Estate of Plautz v. Time Ins. Co., 189 Wis.2d 136, 152, 525 N.W.2d 342, 349 (Ct. App. 1994). There are no allegations in Trachte's complaint from which one could infer that the emotional suffering of which he complains was either severe or was manifested by a bodily injury. It fails to state a claim.