COURT OF APPEALS DECISION DATED AND RELEASED August 24, 1995 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 94-1802
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT IV
STATE OF WISCONSIN EX
REL.
ROBERT ANTHONY LEE,
Petitioner-Appellant,
v.
OFFICER C.O. LUTZOW,
WAUPUN DISCIPLINARY
COMMITTEE, and
GARY R. MCCAUGHTRY,
SUPERINTENDENT,
WAUPUN CORRECTIONAL
INSTITUTION,
Respondents-Respondents.
APPEAL from an order of
the circuit court for Dodge County:
JOSEPH E. SCHULTZ, Judge. Reversed
and cause remanded with directions.
Before Gartzke, P.J.,
Sundby and Vergeront, JJ.
PER CURIAM. Robert Anthony Lee appeals from an order
affirming the decision of the adjustment committee at Waupun Correctional
Institution, where he is an inmate. The
dispositive issue is whether the committee provided Lee with due process. We conclude that the record is insufficient
to decide this issue, and therefore we reverse the order and remand to the
trial court to vacate the committee's decision.
The conduct report
alleged that Lee was working in the cafeteria's tray return area, and that he
threw a tray out of the window at a corrections officer, striking him in the
chest and face with dishes and food.
Lee denied doing so. The
adjustment committee found him guilty of attempted battery, in violation of Wis. Adm. Code § DOC 303.12.
Lee argues that his
inmate advocate did not carry out his request to identify witnesses, and
therefore he was not provided with due process. He cites Eng v. Coughlin, 858 F.2d 889, 897-98 (2d
Cir. 1988). In Eng, the
court held that an "assigned assistant who does nothing to assist a
disabled prisoner—one who is segregated from the general prison population—has
failed to accord the prisoner his limited constitutional due process right of
assistance." Id. at
898. "At a minimum, an assistant
should perform the investigatory tasks which the inmate, were he able, could
perform for himself." Id.
Review on certiorari is
limited to whether: (1) the agency kept within its jurisdiction; (2) it acted
according to law; (3) its action was arbitrary, oppressive or unreasonable and
represented its will and not its judgment; and (4) the evidence was such that
it might reasonably make the order or determination in question. Coleman v. Percy, 96 Wis.2d
578, 588, 292 N.W.2d 615, 621 (1980).
When used in conjunction
with certiorari review, the phrase "acted according to law" includes
common law concepts of due process and fair play. State ex rel. Lomax v. Leik, 154 Wis.2d 735, 740,
454 N.W.2d 18, 20 (Ct. App. 1990). If
an agency on certiorari fails to return a record sufficient to demonstrate that
the proceedings before it were procedurally proper, we may direct the circuit
court to vacate the agency's decision. Id.
at 740, 454 N.W.2d at 21. We would
otherwise invite evasion of judicial review, because the agency could hide its
procedural violations by failing to develop a record regarding them. Id.
This certiorari record
shows that Lee presented the committee with copies of his complaints about what
he described as the failure of his inmate advocate. He stated that he sought the advocate's assistance in locating
two inmates who were witnesses, but who Lee knew only by nicknames. The committee denied Lee's request for
witnesses because he provided only the nicknames. Someone, apparently the
adjustment committee, has written "not relevant" at the top of Lee's
complaints. The record contains no
rebuttal of Lee's assertions about his advocate, nor any explanation of the
advocate's actions, nor any substantive response to his complaints. The committee's decision did not address
whether Lee had been provided due process.
Respondent Lutzow argues
on appeal that Lee's advocate did obtain a list of that day's kitchen workers
from the office. The list is included
in the record. However, the list is by
last name only, and does not include nicknames. Furthermore, it states that there were other temporary workers
assigned to kitchen duty who were not on the list. Lutzow also argues that any error was harmless. However, without knowing what the testimony
of the potential witnesses might be, we cannot reach that conclusion.
Therefore, we conclude
that the committee failed to return a record sufficient to demonstrate that
Lee's due process right to an advocate's assistance was not violated in this
proceeding. We direct the trial court
to vacate the decision of the adjustment committee and remand to that
committee. See Lomax,
154 Wis.2d at 741, 454 N.W.2d at 21. On
remand the committee shall either supplement the record with evidence showing
that Lee received proper assistance from his advocate, and then reinstate its
decision, or it shall expunge its decision from Lee's record. See Id. The committee may take additional evidence
on whether Lee received such assistance.
Id. Lee, of
course, should be given an opportunity to respond to any such evidence and to
present his own.
By the Court.—Order
reversed and cause remanded with directions.
This opinion will not be
published. See Rule 809.23(1)(b)5, Stats.