COURT OF APPEALS DECISION DATED AND RELEASED November
22, 1995 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule 809.62,
Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 94-1721
STATE OF WISCONSIN IN
COURT OF APPEALS
DISTRICT IV
JASON
R. DRESEL, RANDALL DRESEL
AND
LINDA DRESEL,
Plaintiffs-Respondents,
v.
MIDWAY
MOTOR LODGE INC. OF MADISON,
AND
AMERICAN EMPLOYERS INSURANCE COMPANY,
Defendants-Appellants,
TIME INSURANCE COMPANY,
Defendant,
BENJAMIN BOOS, DONALD BOOS, JANET BOOS,
REGENT INSURANCE COMPANY, CARL MUELLER,
ERIC MUELLER,
Third Party Defendants-Respondents,
THRESHERMEN'S MUTUAL INSURANCE COMPANY,
Third Party Defendant.
-------------------------------------------------------------------------------------------------------------------------
ERIC F. MUELLER AND CARL MUELLER,
Plaintiffs-Respondents,
v.
MIDWAY MOTOR LODGE INC. OF MADISON
AND AMERICAN EMPLOYERS INSURANCE COMPANY,
Defendants-Third Party Plaintiffs-Appellants,
BENJAMIN BOOS, DONALD BOOS,
JANET BOOS, REGENT INSURANCE COMPANY,
JASON R. DRESEL, AND RANDALL DRESEL,
Third Party Defendants-Respondents,
THRESHERMEN'S MUTUAL INSURANCE COMPANY,
Third Party Defendant.
APPEAL
from a judgment of the circuit court for Dane County: SARAH B. O'BRIEN, Judge. Affirmed.
Before
Eich, C.J., Dykman and Vergeront, JJ.
EICH,
C.J. This is an action for personal
injuries incurred by two teen-age boys, Jason Dresel and Eric Mueller, when one
of them fell through a glass wall near the indoor swimming pool at the Midway
Motor Lodge in Madison. The boys and their
parents sued Midway and its insurer, claiming that Midway was negligent in
maintaining the wall. They also alleged
that Midway had failed to provide a safe-place in violation of the safe-place
law.
The trial court
dismissed the safe-place claim, and the jury found in the plaintiffs' favor on
the remaining negligence claim, awarding both compensatory and punitive
damages. After denying Midway's
postverdict motions, the trial court entered judgment on the verdict.
Midway
appeals, claiming that the trial court committed reversible error in: (1)
failing to grant Midway's motions to dismiss the plaintiffs' cause of action
for negligence; (2) allowing the issue of punitive damages to go to the jury;
(3) allowing one of Mueller's experts to testify that Midway's conduct was
"negligent" and "outrageous"; (4) improperly instructing
the jury on Midway's duty to maintain reasonably safe premises; (5) allowing
the jury to view the pool area after subsequent remedial measures had been
taken; (6) prohibiting Midway's expert witness from testifying with respect to
industry customs and standards relating to the use and replacement of
plate-glass windows and panels; (7) declining to permit Midway to use one of
Mueller's depositions for impeachment purposes; and (8) directing a verdict in
Dresel's favor on the issue of his alleged contributory negligence.
We
conclude that the trial court erred in two respects: allowing plaintiff
Mueller's expert witness to testify that Midway's conduct was
"negligent" and "outrageous," and denying Midway's request
to use Mueller's deposition to attempt to impeach his testimony. We also conclude, however, that the errors were
harmless. We reject Midway's other
arguments and affirm the judgment in its entirety.
Jason
Dresel and Eric Mueller were members of a boys' hockey team staying at the
Midway Motor Lodge with their families during a 1990 hockey tournament in
Madison. After one of the games, a
group of players and their families gathered around the pool area. Several of them, including Dresel, Mueller,
and a third boy, Benjamin Boos, were engaging in horseplay around the pool, at
times pushing and pulling one another into the pool. At some point, Mueller fell into a large (9 feet by 4½ feet)
plate-glass panel, causing the glass to break and severely injuring both him
and Dresel.
As
indicated, Dresel and Mueller (and their parents) sued Midway and its insurer,
claiming that Midway was negligent in maintaining plate-glass panels in the
pool area and that by so doing, Midway also violated the Wisconsin Safe-Place
Law. With the court's permission, the
plaintiffs amended their complaints to allege claims for punitive damages. The trial court eventually dismissed the
plaintiffs' safe-place claims.
At
the conclusion of the evidence, the trial court denied Midway's motions to
dismiss the plaintiffs' negligence claims and granted Dresel's motion for a
directed verdict on Midway's allegations that he had been contributorily
negligent. The court also ruled that
the evidence warranted submitting the plaintiffs' claims for punitive damages
to the jury.
The
jury found that Midway was causally negligent in maintaining the plate-glass
panel in the pool area and awarded $327,531.21 compensatory damages to Dresel
and his parents and $57,406.44 to Mueller and his mother. The jury also found that Midway had acted
outrageously and in wanton, willful and reckless disregard of both boys' rights
and awarded each of them $250,000 in punitive damages. The trial court denied Midway's postverdict
motions and this appeal followed.
Additional facts will be discussed below.
I. Denial of
Midway's Motions to Dismiss
Midway's
challenges to the trial court's denial of its various motions to dismiss the
negligence claims have a common thread: the trial court's decision to dismiss
the plaintiffs' safe-place law claim requires dismissal of their negligence
claim as a matter of law.
In
order to raise the safe-place claim, said the court, "plaintiffs would
have to produce evidence showing that Midway is not in compliance with the
applicable building code," and because the state building code in effect
at the time the hotel was built made no mention of safety glass, the claim must
be dismissed.
The
question raised is one of law, which we review independently, owing no
deference to the trial court's decision.
Nottelson v. DILHR, 94 Wis.2d 106, 115-16, 287 N.W.2d 763,
768 (1980); Green Scapular Crusade, Inc. v. Town of Palmyra, 118
Wis.2d 135, 138, 345 N.W.2d 523, 525 (Ct. App. 1984).
Characterizing
the trial court's decision as declaring that it was in full compliance with
state building codes, Midway cites Bent v. Jonet, 213 Wis. 635,
644-45, 252 N.W. 290, 293 (1934), for the proposition that "once a building
is found to be in compliance with a provision of the building code that
specifically addresses the particular device or condition challenged by
plaintiff, this compliance conclusively establishes the safety of that
condition under the Safe Place Statute."[1] It may well be that compliance with specific
provisions of the building code trumps any claim under the safe-place law, but
the question here is whether the absence of a code violation--or the code's
silence on the subject--precludes any determination of negligence on Midway's
part for maintaining plate-glass panels in the pool area.
We
first consider Midway's assertion that it was in compliance with the code. When the poolside plate-glass panels were
installed in 1964, no building code provision required--or even dealt with--the
use of safety glass in such locations.
Several years later, the legislature added provisions to the state
building code (effective in 1976) requiring the use of safety glass in
"hazardous impact" locations.
Section 101.125(3)(a), Stats. The Department of Industry, Labor and Human
Relations (DILHR) later adopted regulations detailing the requirements for
compliance with this section. Wis. Adm. Code § ILHR 51.14. Another
chapter dealing generally with administration and enforcement of the code
contains a section stating that the provisions of the fourteen chapters of the
code dealing with safety in public buildings and places of employment "are
not retroactive unless specifically stated in the ... rule." Wis.
Adm. Code § ILHR 50.02.
According
to Midway, the "grandfather" provisions of § 50.02 constitute a
declaration by DILHR that "conclusively establishe[s]" that the use
of plate glass is safe and thus negates any claim of negligence for its use in
the pool area. Midway surmises that had
the department felt otherwise, it would have ordered the immediate replacement
of plate glass, rather than simply requiring safety glass upon replacement of
existing installations.
As
our discussion of Bent indicates, there is authority for the
proposition that where a governmental body (e.g., DILHR), in the
exercise of its statutory charge to ensure the safety of public buildings, sets
safety standards, and when those standards are complied with in a specific
location--when the structure in question "conforms to the order"--the
safety of the place is "conclusively established," and "the jury
may not substitute its conclusions as to its safety for those of the body
vested by statute with the power to determine this matter." Bent,
213 Wis. at 645, 252 N.W. at 293; see Balas v. St. Sebastian's
Congregation, 66 Wis.2d 421, 425-26, 225 N.W.2d 428, 430 (1975).
As
we also have noted, however, when the Midway Motor Lodge was constructed there
were no code provisions dealing in any manner with plate glass or safety-glass
installations. And we do not agree with
Midway's assertions that application of the "grandfather" provisions
of the code to its 1976 safety-glass requirements must be read as
"conclusively establishing" the safety of maintaining
forty-square-foot plate-glass panels in the area of a swimming pool in 1990.
There
is no question that where the claim is made that a building built after 1976 is
not reasonably safe because of the use or location of safety glass, the safety
of the building would be conclusively established if it complied with the
code's safety-glass requirements, because DILHR had spoken to the subject and
declared that in certain installations the use of safety glass promotes public
safety. In the circumstances presented
by this case, however, we agree with the plaintiffs: it would be illogical to
conclude that the grandfather provision alone renders the code provision which requires
safety glass instead of plate glass in hazardous locations equivalent to a
declaration that, regardless of the facts or the location, plate glass is
categorically safe and thus, as a matter of law, its use in a hotel pool
area may never be found to present a danger or hazard to hotel guests. We decline Midway's invitation to read such
a conclusion into either the code or the law of Wisconsin.
The
purpose of the state building code is to "protect the health, safety and
welfare of the public and employe[e]s by establishing minimum standards for the
design, construction ... [and] quality of materials ... for all public
buildings and places of employment."
Wis. Adm. Code § ILHR
50.01. We can read no other purpose
into the provisions of Wis. Adm. Code
§ ILHR 51.14 requiring the use of safety glass in various hazardous
locations. Those provisions establish
that, at least for post-1976 installations, use of safety glass in such
situations will accomplish the safety objectives of the code, and use of
ordinary plate glass will not. We
cannot and do not read them--as Midway would have us do--as establishing that
plate glass was safe prior to 1976 and, further, that courts should not
countenance any claim that it was not safe in 1990. We think the trial court aptly summarized the situation when it
stated at the postverdict hearing:
While Wisconsin law has held that compliance with
applicable building codes establishes per se compliance with the safe place
statute, application of this principle under these facts seems illogical. The
only compliance under these circumstances is that the law allows ongoing
noncompliance until such time as the windows need replacing. This does not seem to me like a safety
standard which should necessarily be automatically applied to constitute
compliance with the safe place statute.
(Emphasis added.)
Nor, we would add, should it work to preclude a finding
of negligence for maintaining plate-glass panels in a hotel pool area in
1990. The trial court properly denied
Midway's motions.
II. Punitive
Damages
Midway
argues that its conduct could in no way be considered so "outrageous"
as to warrant an award of punitive damages.[2]
Punitive
damages may be awarded where the jury finds the defendant's conduct was
"outrageous." Wis J I—Civil 1707 (1995). A defendant's conduct is
"outrageous" when he or she acts either "maliciously or in
wanton, willful, or reckless disregard of the plaintiff's rights," id.,
and it is the latter definition that is applicable here. The jury instruction goes on to state that
"[a] person's conduct is wanton, willful, and in reckless disregard of the
plaintiff's rights when it demonstrates an indifference on his or her part to
the consequences of his or her actions, even though he or she may not intend
insult or injury." Id.
Under
these standards, while an intent to injure is not required, "some type of
aggravated conduct (knowledge, at the least) is a needed component." Walter v. Cessna Aircraft Co.,
121 Wis.2d 221, 227, 358 N.W.2d 816, 819 (Ct. App. 1984). It is conduct
"[which] the defendant knows, or should have reason
to know, not only that [it] creates an unreasonable risk of harm, but also that
there is a strong probability, although not a substantial certainty, that the
harm will result but, nevertheless, he proceeds with his conduct in reckless or
conscious disregard of the consequences."
Brown v. Maxey, 124 Wis.2d 426, 433, 369 N.W.2d 677, 681 (1985) (quoting J. Ghiardi & J. Kircher, Punitive Damages Law and Practice, ch. 5, sec. 5.01, at 8-9
(1984)).
We
will uphold an award of punitive damages if there is any evidence from which
the jury could reasonably conclude that the defendant's conduct was outrageous,
and in making that determination we consider the evidence in the light most
favorable to the jury's verdict. Mulhern
v. Outboard Marine Corp., 146 Wis.2d 604, 622, 432 N.W.2d 130, 137 (Ct.
App. 1988).
Considering
the evidence in this case in light of those principles, we believe a jury could
reasonably conclude from that evidence--considered in a manner most favorable
to the verdict--that Midway's conduct in maintaining a large plate-glass panel
adjacent to the pool under the circumstances of this case was "outrageous,"
as that term is defined in the law.
For
example, despite Midway's testimony to the contrary, there was evidence that a
guest on the premises had been seriously injured in an accident involving one
of the glass panels at least once before.
In that instance, the person collided with a companion while walking
down a hallway and fell through a panel virtually identical to the panel at
issue here, nearly severing his arm.
Other testimony pointed out other incidents of breakage, and each time
Midway's glass supplier replaced a panel, its invoice carried a
"disclaimer" stating that the supplier had recommended the use of
safety glass in such hazardous locations and that "[t]he customer [Midway]
acknowledges that Lake City Glass, Incorporated, is not responsible for choice
of materials ...." The president
of the glass-supply company testified at trial that, given the risk of impact,
the pool area was a "risk" area.
There
was also expert testimony concerning the hazards presented by the use of plate
glass in locations such as the pool area.
One of the witnesses characterized the Midway location as "a double
hazardous situation" because of the danger of people slipping and falling
in the pool area. Another stated his
opinion that, given the use of the pool and adjacent areas, the plate-glass
panels presented a "fundamental hazard" that most people would
recognize, and that it was plainly foreseeable that people on either side of
the panels--in the pool or the adjacent hallways--could slip or fall into the
glass.
On
that evidence of the risks involved, and Midway's knowledge of past breakage
and serious injury, we cannot say that no reasonable jury could find its
conduct to be "outrageous" under the principles discussed above. We thus reject Midway's challenge to the
punitive damage awards.
III. Expert
Testimony That Midway's Conduct Was "Outrageous"
In
a related argument, Midway contends that it was reversible error for the trial
court to allow an expert witness to testify that, in his opinion, Midway's use
of the plate-glass panels in the pool area was "negligent" and
"outrageous."
The
rejection or admission of evidence is a discretionary determination by the
trial court which we generally will not reverse if the record shows that
discretion was exercised "and we can perceive a reasonable basis for the
court's decision." Prahl v.
Brosamle, 142 Wis.2d 658, 667, 420 N.W.2d 372, 376 (Ct. App. 1987).
We
acknowledge that testimony on an ultimate fact to be ascertained by the jury is
not per se inadmissible. Rabata
v. Dohner, 45 Wis.2d 111, 124, 172 N.W.2d 409, 415-16 (1969). Plaintiffs have pointed us to no Wisconsin
cases, however, holding that an expert's opinion that a defendant's conduct is
"negligent" or "outrageous"--inquiries specifically made in
the special verdict and defined in the jury instructions--is admissible. To the contrary, we noted in Lievrouw
v. Roth, 157 Wis.2d 332, 352, 459 N.W.2d 850, 857 (Ct. App. 1990), that
opinion testimony that someone was "negligent," unlike testimony that
an "emergency" existed, was inadmissible because "unlike
`emergency,' which the law does not define for juries, `negligence' has
prerequisite terms-of-art elements about which the jury must be
instructed." (Citation omitted.)
Beyond
that, we have not been referred to any place in the record where the trial
court stated its reasons for overruling Midway's objections to the
questions. We are thus unable to
ascertain the basis for the court's exercise of discretion.
Assuming,
therefore, that it was error to allow the questions, our inquiry is not at an
end, for we will reverse for error in the admission of evidence only where that
error is prejudicial. Trial court error
is prejudicial "only when it reasonably could be expected to affect the
outcome of the case," and we thus will not reverse for such error
"unless it appears probable from the entire evidence that the result [of
the trial] would have been different had the error not occurred." McCrossen v. Nekoosa Edwards Paper Co.,
59 Wis.2d 245, 264, 208 N.W.2d 148, 159 (1973) (citation omitted). It does not so appear in this case.
We
have outlined in the preceding section of this opinion some of the evidence
that persuaded us that submission of a punitive damage question to the jury was
justified. That evidence, coupled with
extensive testimony on the dangers of plate-glass installations in locations
such as Midway's pool area, satisfies us that any error in admitting the
witness's two brief comments does not suggest the probability of a different result
on a retrial without the testimony. The
error was harmless.[3]
IV. The Jury Instruction
Midway next argues that
the trial court erred in instructing the jury on its duty to maintain the
premises "as safe as the nature of the place reasonably
permitted." The instruction, with
the portions of which Midway complains highlighted, reads as follows:
Evidence has been presented to you regarding
the relative safety of plate glass versus safety glass. However, I have now made legal rulings which
make[] that evidence irrelevant to the questions you must answer. You will not be asked to determine anything
regarding the choice of plate versus safety glass. You should disregard entirely all the evidence you heard
regarding the relative merits of plate versus safety glass. You are instructed that the Wisconsin
Building Code did not require Midway to replace all the glass wall panels when
one had to be replaced. The decision to use plate glass in the initial
construction or not to replace all of the glass later with a material other
than glass are decisions by Midway and must be considered together with all
other evidence in determining whether Midway met its duties as follows.
To find that
Midway failed to construct, repair or maintain the premises in question as
safe as the nature of the place reasonably permitted, you must find that
Midway had actual notice of the alleged defect in time to take reasonable
precautions to remedy the situation or that the defect existed for such
a length of tine before the accident that Midway or its employe[e]s in the
exercise of reasonable diligence (this includes the duty of inspection)
should have discovered the defect in time to take reasonable
precautions to remedy the situation.
(Emphasis added.)
Midway
first argues that the instruction is misleading and prejudicial because it
instructs the jurors to ignore evidence of the relative safety of plate glass
and safety glass after they had heard lengthy testimony on that very
subject.
The
trial court has broad discretion in instructing the jury, and a challenge to an
allegedly erroneous instruction will lead to reversal only if the error was
prejudicial. Fischer v. Ganju,
168 Wis.2d 834, 849, 485 N.W.2d 10, 16 (1992).
In this instance, an error is prejudicial if it
"probably"--not merely "possibly"--misled the jury. Id. at 850, 485 N.W.2d at
16.
Midway
does not delineate in its brief how the jury was misled by the instruction,
other than to suggest that the instruction was "an exercise in
futility" because "[t]he jury could not evaluate this case without
consciously considering the relative merits of plate glass [and safety
glass]." As plaintiffs point out,
however, there was testimony as to other options available to Midway to reduce
or eliminate the hazard represented by the plate-glass panels: replacing the
glass with material other than safety glass, building a protective wall around
the pool, enclosing the pool area, using guards, or installing decorative
barriers. The jury was also instructed
as to the independent duty of hotelkeepers to "exercise reasonable care to
provide ... guests with safe premises," and of a property owner's duty to
"discover conditions or defects in the premises which expose a person to
an unreasonable risk of harm."
On
this record, we cannot say that the challenged instruction, while arguably
confusing, probably misled the jury.[4]
V. The Jury View
By
the time the case came to trial, Midway had replaced the plate glass in the
pool area with safety glass, and had installed railings around the perimeter of
the window area. Conceding that the
jury probably would not have been able to tell that the glass had been
replaced,[5]
Midway argues that its view of the area with the railings in place violates
both the letter and spirit of § 904.07, Stats.,
which states that evidence of subsequent remedial measures--"measures ...
which, if taken previously, would have made the event less likely to occur"--is
inadmissible.[6]
Midway
acknowledges that a court may permit a jury view "where there have been
changes in the premises," as long as a record is made of the changes, but
it maintains that "this rule does not permit a plaintiff to introduce
evidence of subsequent remedial measures to prove negligence." We do not doubt the correctness of that
statement, but it does not describe what occurred in this case.
Whether
to permit a jury view is committed to the "sound discretion" of the
trial court. American Family Mut.
Ins. Co. v. Shannon, 120 Wis.2d 560, 567, 356 N.W.2d 175, 179
(1984). In this case, Midway objected
to the view on grounds (a) that it was unnecessary in that photographs and a
videotape already in evidence provided an adequate depiction of the area, and
(b) the jury would see the guardrail installed after the accident.
In
its decision on Midway's objections, the trial court explained in detail why
the photographs and videotape were inadequate to show the "spatial
relationships" at the scene and, with respect to the railings, the court
believed a cautionary instruction would meet any possible problem and asked
counsel to draft an instruction on the point.
Both attorneys submitted proposed instructions and, after comparing them
and concluding that they "contain[ed] the same ideas with just slightly
different language," the court decided to use the plaintiffs' counsel's
version and Midway's attorney did not object.
Accordingly, the court instructed the jury, among other things, that
the view is taken for the purpose of enabling you ... to
understand the evidence introduced and not for the purpose of furnishing
original evidence upon which to base a verdict. You may use the knowledge gained at the view in finding ultimate
facts which are supported by the evidence.
As
we noted above, we will not reverse a discretionary determination by the trial
court if the record shows that discretion was exercised "and we can
perceive a reasonable basis for the court's decision." Prahl, 142 Wis.2d at 667, 420 N.W.2d
at 376. "Indeed, `[b]ecause the
exercise of discretion is so essential to the trial court's functioning, we
generally look for reasons to sustain discretionary decisions.'" Burkes v. Hales, 165 Wis.2d
585, 591, 478 N.W.2d 37, 39 (Ct. App. 1991) (quoted source omitted).
The
trial court adequately explained the reasons for its decision: (1) the other
evidence of the scene would not adequately apprise the jury of its actual
appearance, and (2) instructing the jury that the view did not constitute independent
evidence of negligence would cure any danger that the guardrail would be so
considered. The court plainly exercised
its discretion in granting the view, and we cannot say that in doing so it
reached an unreasonable result. We
reject Midway's challenge to the jury view.
VI. Expert
Testimony on Industry Standards
During
the trial, Midway sought to have Don Paske, the manager of the glass company
that originally installed the plate-glass panels in 1965, testify as an
expert. In an offer of proof, Midway's
counsel stated what he expected Paske to testify to.
He will testify
that quarter inch plate glass [was] very commonly used then [in 1965] and is
still very commonly used. That quarter
inch plate glass and other plate glass is the majority of glass that is used in
commercial buildings throughout the State of Wisconsin. That the glass company, when called upon to
replace glass in an existing building, it ... compl[ies] with code ... and puts
in the ... appropriate glass ....
In addition, Midway's counsel represented to the court
that he wanted to have Paske testify as an expert on business practices in the
glass industry in Wisconsin and that it "is the normal thing for [a
building] owner to do and that is to rely upon the glass company who knows the
codes to put in the appropriate glass."
The
trial court rejected the offer of proof, pointing out that: (1) the issue in
the case was Midway's conduct, not the conduct of one or more glass suppliers;
(2) in any event, Paske had not been qualified as an expert as to how other
suppliers conduct their business; and (3) another expert witness had already
testified on that subject "[s]o, you already got that in the record [and]
don't need to call someone else ...."
Given
our limited review of discretionary decisions of the trial court as discussed
in a preceding section of this opinion, we cannot say that the court
erroneously exercised its discretion in rejecting Midway's offer of proof and
declining to allow Paske's testimony.[7]
VII.
Mueller's Impeachment by a Prior Deposition
Midway
next complains that the trial court committed reversible error when it declined
to permit it to use a deposition statement given by Eric Mueller to an
insurance adjuster shortly after the accident, in which Mueller stated that he
had been "fooling around" just prior to the incident and had been
pushed into the window.
At
trial, Mueller stated that he could not remember the deposition and when
Midway's counsel attempted to impeach him with a copy of the deposition,
counsel for the third-party defendant, Benjamin Boos,[8]
objected on grounds that, at the time the deposition was taken, Boos was not
yet a party to the action and did not have the opportunity to attend the
deposition.
The
statute under which the trial court denied Midway's request is § 804.07, Stats., which provides as follows:
(1)
... At the trial ... any part ... of a deposition, so far as admissible under
the rules of evidence ... may be used against any party who was present or
represented at the taking of the deposition or who had reasonable notice
thereof, in accordance with any of the following provisions:
(a) Any deposition may be used by any party for the
purpose of contradicting or impeaching the testimony of deponent as a witness.
The
trial court ruled that the provisions of subsection (a) come into play only
if the requirements of (1) are met, and because Boos was not present at, and
did not have notice of, Mueller's deposition, it makes no difference whether
the evidence was offered for substantive purposes or for impeachment: it is
inadmissible because Boos was not present.
The
parties have referred us to no Wisconsin cases on the precise point. We do note, however, that several cases from
other jurisdictions considering either similar state statutes or the companion
federal rule, Fed. R. Civ. P.
32(a), hold that where a deposition is not used as substantive evidence but for
the limited purpose of impeaching the deponent as a witness, the witness's
responses may be admitted as prior inconsistent statements even if the opposing
party was not represented at the deposition and did not have notice of it.[9] A text commenting on the federal rule
reaches a similar conclusion:
A deposition may be used as substantive or original
evidence against only [a party] who [was] present or represented at the taking
of the deposition or who had due notice of the deposition. However, a deposition may be used by any
party to contradict or impeach the testimony of the deponent as a witness,
regardless of which party is seeking to introduce the witness' testimony.
4A Moore's
Federal Practice, par. 32.02[2](3) (1995) (footnotes omitted).
Assuming,
then, that it was error for the trial court to disallow Midway's use of the
deposition,[10] the
question becomes whether it appears probable from the entire evidence in the
case that, had Mueller's deposition testimony been allowed into evidence, the
result of the trial would have been different.
See McCrossen v. Nekoosa Edwards Paper Co., 59
Wis.2d 245, 264, 208 N.W.2d 148, 159 (1973).
We are satisfied it would not.
First,
the error is but a flyspeck in the context of an eight-day trial with a record
measured in feet, not inches. An error
that is only de minimis is not grounds for reversal. Laribee v. Laribee, 138 Wis.2d
46, 51, 405 N.W.2d 679, 681 (Ct. App. 1987).
Second,
while Mueller did state that he did not recall making the particular statement,
he also testified that he did recall the deposition and that he was telling the
truth when he gave it. It also appears
that Midway's counsel had him read into the record aspects of his statement
that the boys had been "fooling around" before the accident and that
he had been pushed into the window.
Given that evidence, together with all the other testimony about events
preceding the accident, we do not see how allowing further discussion of
Mueller's deposition could possibly--much less probably--lead to a different
result in this case.
VIII. Dresel's Contributory Negligence
Finally, Midway argues
that the court erred in directing a verdict in favor of Dresel on the question
of his contributory negligence.
In
considering a motion for directed verdict, the trial court must view the
credible evidence in the light most favorable to the party against whom the
directing is sought and then determine "whether there is any credible
evidence which under a reasonable view would support a verdict contrary to that
which is sought." Village of
Menomonee Falls v. Michelson, 104 Wis.2d 137, 154, 311 N.W.2d 658, 666
(Ct. App. 1981). However, "[a]
verdict ought to be directed if, taking into consideration all of the facts and
circumstances as they appear in evidence, there is but one inference or
conclusion that can be reached by a reasonable [person]." City of Milwaukee v. Bichel,
35 Wis.2d 66, 68, 150 N.W.2d 419, 421 (1967).
Stated another way, "a verdict should be directed only where there
is no conflicting evidence as to any material issue and the evidence permits
only one reasonable inference or conclusion." Millonig v. Bakken,
112 Wis.2d 445, 451, 334 N.W.2d 80, 83 (1983).
Midway
points to the following evidence in support of its argument: (1) Dresel,
while at the hospital, told an officer that he, along with twenty or thirty
fellow hockey players, "were all horsing around" prior to the
accident when "[s]omeone shoved him into [Mueller]" and both of them
"fell into the window"; (2) a witness named Bookhout testified,
"I talked to [Boos] and he said someone pushed someone, and I asked him
who and he didn't give me a specific name, but his gestures indicated it was
Jason Dresel"; and (3) another witness, Nikki Cohen, overheard Mueller
state that he had been pushed that evening, and that he "implicated"
Dresel.
Midway
argued the same evidence to the trial court at the motion hearing, and when the
court inquired of counsel what Dresel did or did not do that could be
considered negligence, counsel responded: "The horsing around. He is engaged in pushing and shoving,"
and "[Dresel] pushed [Mueller] through the window." The trial court, after reviewing the
evidence, concluded that, viewing it in a light most favorable to Midway's
position, there was no credible evidence from which a jury could conclude that
Dresel was negligent. The court
reasoned:
In viewing the evidence most favorably to the
defendant, what the evidence tends to show is that from an unknown cause
[Dresel] fell into or pushed [Mueller].
There is no evidence of any activity [Dresel] participated in that was
negligence. The activity that [counsel
for Midway] argued yesterday demonstrates negligence is [Dresel]'s statement
that 20 to 30 of them were horsing around.
I think that is too ambiguous to be proof of negligence.
The gesture that Sheila Bookhout says [Boos]
made at [Dresel] could be construed either as when [Boos] said somebody pushed
somebody and gestured at [Dresel], it is not clear whether he was saying that
[Dresel] pushed or got pushed. And it
would be pure speculation to conclude one way or the other.
The testimony of [Cohen] regarding [Mueller],
even if you took it in the light most favorable to the defendant, that would be
to conclude that [Mueller] said that [Dresel] pushed him.
You would still
have to find some activity that [Dresel] engaged in that was negligent, and the
evidence at best supports a finding of unavoidable accident which is not
negligen[ce]. There is no testimony--no
one saw [Dresel] do anything that was negligent and at best one can [only] speculate
from the evidence that perhaps he did something negligent. That type of speculation is not permissible.
We
have set forth the trial court's reasoning at length because, while our review
of the court's decision is de novo,[11]
we reach the same conclusion as the trial court, and for the same reasons. Eyewitnesses to the accident uniformly
placed Dresel some distance from both Mueller and Boos at the time of the
accident, and Midway does not dispute that, in its aftermath, he was found
lying next to the pool some seven to eight feet from the shattered panel. In contrast, the evidence advanced by Midway
is, as the trial court noted, wholly speculative. Cohen did not, as Midway asserts in its brief, testify that
Mueller "implicated ... Dresel."
Indeed, when Cohen was talking to the injured Mueller, she was not even
aware that another injured boy was lying near the pool, and she did not know to
whom Mueller was referring when he said he had been pushed.[12] Bookhout's testimony that Boos had indicated
to her that Dresel had pushed someone prior to the accident was based not on
what Boos said--he said nothing about who had done the pushing--but was based
on her own interpretation of Boos's gestures during their conversation. Finally, a police officer's statement that
Dresel told him that someone had "shoved him into [Mueller] at which time
he and [Mueller] fell into the window" is refuted by the undisputed
physical fact that Dresel had not fallen into and through the window
with Mueller but was, as indicated, found lying next to the pool several feet
away.
Beyond
that, even if one were to accept the facts relied on by Midway--that Dresel and
the others had been "horsing around" prior to the accident and that
someone had "shoved him into [Mueller]," causing them both to fall
"into the window"--and even if some negligence on someone's part
might be inferred from those facts, there simply is no evidence from which to
find or infer that Dresel had failed to conform his conduct to the "duty
to exercise ordinary care for his or her own safety" which is the hallmark
of contributory negligence. See Wis J I—Civil 1007, Contributory Negligence: Defined.
In
many ways the situation here is similar to that in Merco Distrib. Corp.
v. Commercial Police Alarm Co., 84 Wis.2d 455, 267 N.W.2d 652 (1978), a
case in which the supreme court overturned a jury finding of causal negligence
on the part of a company employed to provide burglar alarm services to a
business. For reasons unnecessary to
consider here, the alarm was not activated on a night when a burglary occurred
and, from the evidence presented, "the trier of fact could ... fairly
conclude" both that the alarm company's negligence was a cause of the loss
and that its negligence had "no causal connection to the loss." Id. at 460, 267 N.W.2d at
655. From this, the court concluded:
The cause of
Merco's loss could be attributed to a condition to which no liability attaches
or to one for which liability does attach.
Because there is no credible evidence upon which the trier of fact can
base a reasoned choice between the two possible inferences, any finding of
causation would be in the realm of speculation and conjecture. "Speculation and conjecture apply to a
choice between liability and nonliability when there is no reasonable basis in
the evidence upon which a choice of liability can be made." "A mere possibility of ... causation
is not enough; and when the matter remains one of pure speculation or
conjecture or the probabilities are at best evenly balanced, it becomes the
duty of the court to direct a verdict for the defendant."
Id. at 460, 267 N.W.2d at 655 (citation and quoted sources omitted;
emphasis added). Midway has not
persuaded us that the trial court erred in directing a verdict on its assertion
that Dresel was contributorily negligent.
By
the Court.—Judgment affirmed.
Not
recommended for publication in the official reports.
[1] The court stated in Bent v. Jonet:
When the [agency having power to adopt orders to secure
the safety of employees and frequenters of public buildings] does make a lawful
order, and it is complied with, the safety of the place involved is
conclusively established, at least in so far as the subject matter of the order
is concerned. Thus when an order of the
commission is claimed to be applicable, the sole question is whether the
structure conforms to the order. If it
does, the jury may not substitute its conclusions as to its safety for those of
the body vested by statute with the power to determine this matter. Where there is no proper evidence of an
order by the commission applicable to the situation, the jury must be left to
determine the issue ....
Bent v. Jonet, 213 Wis. 635, 645, 252 N.W. 290, 293 (1934).
[2] Midway also argues that because its use of
plate glass "fully complied" with the state building code, it would
be "illogical" to permit the jury to consider punitive damages. As the preceding discussion indicates, we do
not agree with the underlying premise of the argument: that Midway was in full
compliance with the state building code.
[3] We note in this regard that the witness
explained in considerable detail the reasons underlying the many unchallenged
opinions he offered on the plaintiffs' behalf in this case, as well as his
statements that Midway's conduct was both "negligent" and
"outrageous." We agree with
the reasoning of the 10th Circuit Court of Appeals in Karns v. Emerson
Elec. Co., 817 F.2d 1452, 1459 (10th Cir. 1987), where the court held
that it would be unlikely for a jury to be misled by similar testimony--in Karns,
testimony that a product was "unreasonably dangerous" and the
manufacturer "acted recklessly" in distributing it--where the witness
"explained the bases for his opinions in sufficient detail to permit the
jury to independently evaluate his conclusions." The Karns court also noted that, as is the case
here, the trial court instructed the jury that it was not bound by an expert's
opinion. Id.
Finally,
Midway suggests that prejudice is shown by the fact that, while allowing this
testimony, the trial court sustained an objection to a question to one of its
own expert witnesses asking whether compliance with a building code was the
threshold for the reasonable standard of care.
Plaintiffs point out, however, that Midway did not argue the issue in
the trial court and we have often held that "as a general rule [we] will
not consider issues not raised in the trial court but raised for the first time
on appeal." County of
Columbia v. Bylewski, 94 Wis.2d 153, 171, 288 N.W.2d 129, 138-39
(1980).
[4] Midway argues separately that it was error to
instruct the jury as to whether the building was as safe as its nature
reasonably permits because that is a safe-place type of inquiry which is
permissible only in cases where "there is no building code provision
directly applicable to the condition in issue." The argument simply recasts the contentions made earlier in
Midway's brief that its plate-glass panels were in "full compliance"
with the DILHR building code--contentions we have rejected.
[5] Midway complains, for example, that
"[t]he jury's view of the pool area, which by necessity included a view of
the railings, if not the change in glass type," was improper. (Emphasis added.)
[6] The statute allows such evidence, however,
when it is "offered for another purpose, such as proving ownership,
control, or feasibility of precautionary measures, if controverted, or
impeachment or proving a violation of [the safe-place law]."
[7] We also agree with the plaintiffs that what
may have been common commercial practice in the glass industry in 1965--or even
in 1975 or 1995--is not the issue. The
issue in this case is whether it was reasonable conduct for a hotelkeeper to
ring a swimming pool with large plate- glass panels when the hotel was built in
1965, and to maintain the windows in subsequent years in light of subsequent
events.
[8] Boos was impleaded by Midway pursuant to
allegations that his participation in the "horseplay" prior to the
accident constituted negligence which contributed to the accident and the
plaintiffs' injuries. Midway sought
contribution and/or indemnification from Boos, his parents and their
insurer.
[9] See Lebeck v. William A. Jarvis,
Inc., 145 F. Supp. 706, 730 n.5 (E.D. Pa. 1956), aff'd in part and
rev'd in part on other grounds, 250 F.2d 285 (3d Cir. 1957); Appel v.
Sentry Life Ins. Co., 739 P.2d 1380, 1382-83 (Col. 1987); Grocers
Wholesale Coop., Inc. v. Nussberger Trucking Co., 192 N.W.2d 753, 755
(Iowa 1971); Osborne v. Bessonette, 508 P.2d 185, 189 (Or. 1973).
[10] While the admission or rejection of evidence
is, as we have noted above, a discretionary determination by the trial court,
it is a well-recognized rule that if a discretionary decision rests upon an
error of law, the decision is beyond the limits of the court's discretion. State v. Wyss, 124 Wis.2d 681,
734, 370 N.W.2d 745, 770 (1985).
[11] We review a trial court's direction of a
verdict on questions of negligence as a question of law, and consider the
record independently. See Wassenaar v. Panos, 111 Wis.2d
518, 525-26, 331 N.W.2d 357, 360-61 (1983) (whether the facts fulfill a legal
standard is a determination of law); see Millonig v. Bakken,
112 Wis.2d 445, 450, 334 N.W.2d 80, 83 (1983) (on appeal of a trial court
decision on a motion for directed verdict, appellate court independently
evaluates the facts to determine whether a verdict should have been directed).