PUBLISHED OPINION
Case No.: 94-1216-CR
†Petition for
Review filed
Complete
Title
of
Case:STATE OF
WISCONSIN,
Plaintiff-Respondent,
v.
FORREST S. SCHALLER,
Defendant-Appellant.†
Submitted
on Briefs: February 3, 1995
COURT COURT OF
APPEALS OF WISCONSIN
Opinion
Released: December 28, 1995
Opinion
Filed: December
28, 1995
Source
of APPEAL Appeal from judgments and an order
Full
Name JUDGE COURT: Circuit
Lower
Court. COUNTY: La Crosse
(If
"Special" JUDGE: John
J. Perlich
so
indicate)
JUDGES: Eich,
C.J., Gartzke, P.J., and Dykman, J.
Concurred:
Dissented:
Appellant
ATTORNEYSFor the defendant-appellant the
cause was submitted on the briefs of Charles Bennett Vetzner, assistant
state public defender.
Respondent
ATTORNEYSFor the plaintiff-respondent the
cause was submitted on the brief of James E. Doyle, attorney general,
with Marguerite M. Moeller, assistant attorney general.
COURT OF
APPEALS DECISION DATED AND
RELEASED December
28, 1995 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule
809.62(1), Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 94-1216-CR
STATE OF WISCONSIN IN
COURT OF APPEALS
STATE
OF WISCONSIN,
Plaintiff-Respondent,
v.
FORREST
S. SCHALLER,
Defendant-Appellant.
APPEAL
from judgments and an order of the circuit court for La Crosse County: JOHN J. PERLICH, Judge. Affirmed.
Before
Eich, C.J., Gartzke, P.J., and Dykman, J.
EICH,
C.J. Forrest Schaller appeals from
judgments convicting him of four counts of second-degree sexual assault and one
count each of third-degree sexual assault, false imprisonment, criminal damage
to property and battery, and from an order denying his postconviction
motions. The charges stemmed from a
series of incidents occurring on a single night and day involving Schaller and
his estranged wife, K.S.
He
argues that his convictions should be reversed because: (1) the trial court
improperly refused to order K.S. to submit to examination by a psychiatrist or
psychologist of his choosing; (2) he was denied his right to confront witnesses
and present a defense when the court barred him from calling K.S. as his own
witness to question her about an alleged extramarital relationship; (3)
evidence that he had physically abused one of his children was improperly
admitted; and (4) some jurors had seen a television report of the trial which
included a brief view of Schaller at his initial court appearance wearing jail
clothing and shackles. We reject his
arguments and affirm the convictions.
On
August 16, 1991, Schaller and K.S. had an argument outside a tavern over K.S.'s
affair with a friend of Schaller's a few weeks earlier. Schaller followed K.S. to her home, where a
series of sexual and physical encounters ensued throughout the evening and the
next morning. When Schaller left, K.S.
called the police and the district attorney, requesting that charges be
filed. Several days later, however, she
wrote to the district attorney asking that the charges be withdrawn and stating
that all of the incidents occurring between them on August 16 and 17 had been
consensual. The following spring, she
asked that the dismissed charges be refiled, and they were.
At
trial, K.S. testified that the several incidents of sexual and physical contact
on August 16 and 17, 1991, were nonconsensual and that disavowal of the
assaults in a letter to the district attorney was a lie. The jury found Schaller guilty of all charges,
and he appeals. Other facts will be
discussed in the body of the opinion.
I. The Request for a
Psychological Examination
Prior to trial, Schaller
sought an order requiring K.S. to be examined by a psychologist or psychiatrist
of his choosing. He argued to the court
that the prosecution was intending to offer "some sort of argument
regarding ... what I think is referred to as a battered-wife syndrome,"
and that while he did not know whether the State intended to offer any expert
testimony on the point, and had "not found any cases one way or the other
on this particular issue," he should be allowed the "opportunity to
explore [it]." The trial court
denied the motion.
Schaller
renewed the argument in his postconviction motions, claiming that he was
entitled to a new trial because the prosecution had presented the testimony of
expert witnesses who had "examined" K.S. and testified either that
she suffered from "battered wife's syndrome" or that her conduct in
first accusing Schaller of the assaults and then recanting her accusations was
consistent with that of women in abusive relationships. Citing State v. Maday, 179
Wis.2d 346, 507 N.W.2d 365 (Ct. App. 1993), a case we discuss at some length
below,[1]
Schaller argues that without an expert of his own to testify on the subject, he
was denied a fair trial.
The
prosecutor argued in opposition to Schaller's motion that the State's witnesses
testified not as psychological or psychiatric experts but as experts on
domestic violence, and that their testimony did not relate to any
"diagnosis" or evaluation of K.S.'s psychological condition but only
to their experience with abused women, for whom recantations or denials are not
uncommon.
The
trial court denied the motion, characterizing the challenged testimony as a
simple explanation of why a woman in K.S.'s position might "be willing to
recant [her] story," and ruling that Schaller had not provided sufficient
reasons, under Maday or any other authority, for ordering an
examination.
Schaller
argues on appeal, as he did in the trial court, that given the testimony of the
State's "expert witnesses," he could not have a fair trial without
being provided an opportunity to have his own experts examine and evaluate
K.S. The State says that Schaller
mischaracterizes the challenged testimony--that none of its witnesses testified
either that they had examined K.S. or that she had exhibited behavior
consistent with that of women diagnosed as suffering from battered women's
syndrome.
Generally,
if the mental capacity of a witness is at issue in a case, a psychological or
psychiatric examination of the witness may be ordered, in the discretion of the
trial court, if "`strong and compelling'" reasons are present. State v. Lederer, 99 Wis.2d
430, 439, 299 N.W.2d 457, 463 (Ct. App. 1980) (quoted source omitted). Schaller does not argue that the trial court
erroneously exercised its discretion in denying his request; rather, he claims
that State v. Maday compels reversal as a matter of law. A discretionary decision resting upon an
error of law is, of course, beyond the limits of judicial discretion. State v. Wyss, 124 Wis.2d 681,
734, 370 N.W.2d 745, 770 (1985), overruled on other grounds, State
v. Poellinger, 124 Wis.2d 681, 370 N.W.2d 745 (1990).
The
challenged testimony came from three prosecution witnesses. The first, Ronald Schafer, a psychologist
who had met with K.S. a few days prior to trial "[t]o do an evaluation of
her present functioning and of her past experiences," stated that, in his
experience, a common characteristic of battered women is that they
"[p]resent[] a passive face to the world but ha[ve] the strength to
manipulate [their] environment ...," and that it would be "consistent
with [that] characteristic ... [t]hat a woman would lie to police about an
event that she herself had experienced, or lie to a prosecutor or defense
attorney." He also testified that
it would be "consistent ... for a wife who has been the victim of a rape
by her husband to collaborate with the husband [and others] to recant and
explain away the rape so as to make it appear as an innocent or wanted sexual
act," and also to "avoid opportunities for escape."
The
second prosecution witness was Julie Ann Foley-Hessefort, who saw K.S. when she
was brought to the hospital the day of the assaults. Foley-Hessefort also worked as a "counselor and outreach
worker" at a battered women's shelter and as the coordinator of a domestic
violence intervention project. She
testified that it is "common, very common" for women "who have
been the victim[s] of violent acts in a relationship to later minimize or
recant [assault accusations]."
The
third witness was Jane Mather, who has a degree in social work and is the
victim-witness coordinator for La Crosse County, the "liaison"
between victims and witnesses and the prosecutor's office. Mather talked to K.S. on the telephone and
in person on two or more occasions, explaining the functions of her office and
listening to K.S.'s description of the assaults. The testimony to which Schaller objects came in response to the
prosecutor's question whether it was "common or uncommon for women who
have been the victim of violent acts in a relationship to minimize or recant
... their statements." Mather
replied: "It's very common."
Schaller
argues that the testimony of those three witnesses is precisely the type of
evidence that should cause us, following Maday, to reverse his
conviction and order a new trial.
In
Maday, the prosecution notified the court and the defendant that
it intended to introduce evidence generated by a "psychological
examination" of the victim by the State's experts that the behaviors
exhibited by two child victims of sexual assault "were consistent with the
behaviors of sexual abuse victims that the experts had dealt with in the
past." Maday, 179
Wis.2d at 349, 350, 507 N.W.2d at 367, 368.
The trial court denied Maday's motion to require the children to submit
to a psychological examination by his own experts, and we granted leave to
appeal the interlocutory order.
Maday
argued on appeal that he would be greatly disadvantaged at trial by the court's
ruling because "the jury will give greater credence to the testimony of
the state's experts because they personally interviewed the victims" and
would be prone to disbelieve his own experts because they would not be able to
"develop their clinical impressions from a one-on-one interview of the
victims." Id. at
355-56, 507 N.W.2d at 370. We agreed
with Maday's position:
We are not
convinced that the responsive mechanisms available to Maday are a satisfactory
substitute for ... clinical interviews of the victims. Generally, "[m]ost psychiatrists would
say that a satisfactory opinion can only be formed after the witness has been
subjected to a clinical examination."
Recently, the Illinois Supreme Court ... noted that "[a]n expert
who has personally examined a victim is in a better position to render an
opinion than is an expert who has not done so." Finally, our supreme court [in Schleiss v. State,
71 Wis.2d 733, 746, 239 N.W.2d 68, 76 (1976)] has noted that pretrial review of
written material and observation of the victim during trial are inadequate
foundations for a psychologist's opinion; a definitive opinion requires an extensive
interview plus review of material on the victim's life and behaviors.
Id. at 356-57, 507 N.W.2d at 370 (quoted sources omitted; citations
omitted).
Because
we felt that a defendant who is prevented from presenting testimony from an
"examining expert" when the state is able to offer such testimony
"is deprived of a level playing field," we concluded,
When the state
manifests an intent during its case-in-chief to present testimony of one or
more experts, who have personally examined a victim of an alleged sexual
assault, and will testify that the victim's behavior is consistent with the
behaviors of other victims of sexual assault, a defendant may request a
psychological examination of the victim.
Maday, 179 Wis.2d at 357, 359-60, 362, 507 N.W.2d at 370, 372.
In
such a situation, and where the defendant so requests, "present[ing] the
court with evidence that he or she has a compelling need or reason for the ...
examination[]," the trial court may, in its discretion, grant the request,
after considering various factors, including (among others) the intrusiveness
inherent in the examination and its effect on the victim, its probative value
to the issues before the court, and the evidence otherwise available for the
defendant's use. Maday,
179 Wis.2d at 360, 507 N.W.2d at 372.
Schaller
claims that, as in Maday, the State's witnesses in this case
"all had professional interaction with [K.S.]," and that his
expert--and his defense--would be severely handicapped in countering their
testimony without "direct contact with the purported victim," to the
extent that he could not receive a fair trial.
We disagree.
This
case is not like Maday, where the State's witnesses had conducted
"psychological examinations"--or even "psychological
interviews"--with the victim; nor is it claimed here, as it was in Maday,
that the State's evidence "place[d] the victim's mental condition and
behavior in issue." Maday,
179 Wis.2d at 350, 352, 355, 507 N.W.2d at 367, 368, 370. Neither Schafer nor the other witnesses
testified that they had "examined" K.S. or diagnosed her condition;
nor, significantly, did any of them testify that their observations of K.S.
during "clinical interviews" were, in their opinion, "consistent
with the behaviors of sexual abuse victims," as did the witnesses in Maday. Id. at 350, 356, 507 N.W.2d at
368, 370.
Although
Schafer had met with K.S. on one occasion prior to the trial to
"evaluat[e] ... her present functioning and ... her past
experiences," he never testified as to the nature of his meeting with her,
or what examinations he may have made or what evaluations or diagnoses he may
have arrived at. Indeed, on Schaller's
own motion, the court had specifically barred any such evaluative or diagnostic
evidence.[2] Schafer simply described the recognized
characteristics of women in abusive relationships and stated, in response to
counsel's question, that lying to authorities and recanting accusations would
be consistent with those characteristics.
The same may be said for
the testimony of Foley-Hessefort and Mather.
Both women--neither of whom is a psychiatrist or psychologist--saw K.S.
briefly in their roles as a hospital social worker and a victim-witness
coordinator. They stated that, in their
experience with cases of domestic violence, it is common for women in abusive
domestic relationships to minimize or recant accusations of assault by their
partners. Maday does not
support reversing the trial court's denial of Schaller's request for a
psychiatric or psychological examination of K.S.
Indeed,
the testimony of the three witnesses in this case is strikingly similar to that
which we ruled admissible in State v. Bednarz, 179 Wis.2d 460,
507 N.W.2d 168 (Ct. App. 1993). Bednarz
was a battery prosecution brought against the victim's boyfriend in which, as
K.S. did here, the victim recanted her initial accusations. An expert on domestic violence testified for
the State that a woman who is a victim of domestic abuse "may change her
story in an attempt to exonerate the abuser," and we concluded that the
testimony was proper. Id.
at 464, 507 N.W.2d at 170. We noted
first that under State v. Haseltine, 120 Wis.2d 92, 352 N.W.2d
673 (Ct. App. 1984), and similar cases, no witness, expert or lay, may testify
that another competent witness "`is telling the truth'"; and we
emphasized that had the expert in Bednarz testified that the
victim had recanted because she was a person suffering from battered
women's syndrome or some similar condition, it would violate Haseltine
because "[s]uch a statement would have been a comment that [the victim]'s
recantation was untrue." Bednarz,
464-65, 507 N.W.2d at 171. We went on
to contrast that situation with the one at hand, concluding as follows:
The correct parameters of expert opinion
testimony in this area were laid out in State v. Jensen, 147
Wis.2d 240, 257, 432 N.W.2d 913, 920 (1988).
The expert may describe the behavior of victims of the same type of
crime. The expert may also be asked to
describe the behavior of the complainant.
Then the expert may be asked if the complainant's behavior is consistent
with the behavior of other victims.
Here, the expert
testified about the behavior of victims of the same type of crime, but was not
asked about the behavior of the complainant or for an opinion on
consistency. Rather, it appears that
the state was content to let the facts speak for themselves and have the jury
determine whether [the victim]'s behavior was consistent with the behavior of
those who have the battered woman's syndrome.
Id. at 465, 507 N.W.2d at 171 (citations omitted).
While
Bednarz did not involve a request for a psychiatric examination
to counter the State's evidence testimony, we think the case is instructive,
for it illustrates that such evidence as the expert gave in that case, like the
testimony at issue here, is not evidence that the victim suffers from a
specific medical or psychological condition--or even that the victim's behavior
as observed by the experts was consistent with the behavior of women suffering
from such a condition. It is simply
testimony, based on the witnesses' experience in cases of domestic violence,
that women with a history of domestic abuse often exhibit common traits, among
them denial and a tendency to recant accusations of abuse. As in Bednarz, it was left to
the jury in this case to determine whether K.S.'s behavior was consistent with
the behavior described by the witnesses.
We agree with both the State and the trial court that had Schaller
desired to introduce his own expert testimony on the traits and behaviors
commonly observed in abused women, his witnesses could have done so--as did
Schafer, Foley-Hessefort and Mather--without conducting a "clinical examination"
of K.S., and their ability to testify to such general propositions would not
have been disadvantaged by their inability to conduct such an examination.
We
conclude that the trial court properly exercised its discretion in denying
Schaller's motion for a psychiatric examination of the victim in this case, and
Maday does not compel a different result.
II. Evidence of K.S.'s Marital
Infidelities
As we noted above, the
incidents giving rise to the charges against Schaller followed an argument with
K.S. over her relationship with one of his friends. Prior to trial, Schaller's attorney indicated that he wanted to
introduce evidence that it was then that K.S. first told Schaller that she had
had a brief affair with the other man a few weeks earlier. After an in-court discussion concerning the
applicability of the rape-shield law's prohibition against evidence of a rape
victim's prior sexual experience, the prosecutor agreed that such limited
testimony could come in to help explain Schaller's state of mind that evening
and the events that followed. Pursuant
to the agreement, K.S. testified that, approximately a month prior to the
assault, she had an affair with another man, that it was a "one-night
stand," and that she had not been unfaithful to Schaller prior to that
time. During the trial, K.S. told a
member of the prosecutor's staff that she had also had a sexual encounter with
the same man four years earlier, and the prosecutor so advised defense
counsel.
Schaller
then sought to call K.S. as his witness, to impeach her with the evidence of
the earlier affair and also to allow the jury to "hear[] the entire
story." Opposing the motion, the
prosecutor argued (among other things) that evidence of the 1991 affair was
stipulated to as relevant to Schaller's state of mind with respect to the
events occurring on the night in question, and that evidence of an affair
occurring in 1987--of which Schaller had no knowledge on August 16 and 17,
1991--could have no bearing on Schaller's state of mind at that time.
The
trial court agreed and denied Schaller's request, noting first that they were
there to try "an incident that occurred in 1991" and not to "try[]
everything that happened with everybody else," and concluding:
I've allowed some testimony regarding some
other acts, because it does have some bearing on what occurred on the date in
question. But, frankly, I think we're getting pretty doggone remote.
There's no
evidence whatsoever that on the night in question Mr. Schaller had any
knowledge of whatever occurred between Mrs. Schaller and the other individual
back in '87. It can't have anything to
do with his state of mind in '91.
Then,
recognizing that the evidence of the earlier affair "may have some minimal
relevancy regarding [K.S.'s] credibility," the court concluded that its
probative value was outweighed by the danger of unfair prejudice to the
prosecution.
The
admission or rejection of evidence is discretionary with the trial court, State
v. Alsteen, 108 Wis.2d 723, 727, 324 N.W.2d 426, 428 (1982),
[a]nd
where the record shows that the court looked to and considered the facts of the
case and reasoned its way to a conclusion that is (a) one a reasonable judge
could reach and (b) consistent with applicable law, we will affirm the decision
even if it is not one with which we ourselves would agree.
It need not be a
lengthy process. While reasons must be
stated, they need not be exhaustive. It
is enough that they indicate to the reviewing court that the trial court
"under[took] a reasonable inquiry and examination of the facts" and
"the record shows that there is a reasonable basis for the ... court's
determination." Indeed,
"[b]ecause the exercise of discretion is so essential to the trial court's
functioning, we generally look for reasons to sustain discretionary
decisions."
Burkes v. Hales, 165 Wis.2d 585, 590-91, 478 N.W.2d 37, 39 (Ct. App.
1991) (citation and quoted sources omitted).
The
trial court's decision meets those standards.
The court could reasonably conclude that the evidence was so lacking in
probative value as to Schaller's state of mind on the night in question, or
even as to K.S.'s credibility, as to be either wholly irrelevant or, if
minimally relevant, plainly outweighed by the danger of unfair prejudice to the
State's case.[3]
III. Evidence of Schaller's Abuse
of One of His Children
Considerable evidence
was received at trial on Schaller's abuse of K.S. in the past, and he does not
challenge admission of that evidence.
He claims, however, that the court erred in allowing evidence of an
instance in 1990 when he physically abused one of his children in a public
park.
Prior
to the trial, the prosecution sought the court's permission to introduce
evidence of the incident, arguing that, as a result of the nature of K.S.'s
relationship with Schaller, she lied to the police in order to protect him when
the child-abuse incident was being investigated in 1990, just as she did in
1991 when she initially recanted her accusations of the assaults of which he
eventually was convicted. The trial
court granted the prosecution's request and Schaller concedes the admissibility
of evidence of the incident. He argues,
however, that in addition to K.S., the State called two other witnesses to the
incident who described his actions in much more detail and that, under the
circumstances, the "additional" testimony was highly prejudicial.
K.S.
testified that while she, Schaller and their daughter, then ten years old, were
in the park, Schaller became angry at the little girl and "grabbed [and]
... pulled her physically ... and shook her like he shook me." The other two witnesses were Nancy and Tom
Kleinschmidt, who were in the park that day and observed the incident. Nancy Kleinschmidt said that she "saw a
large man picking up a little girl by the neck and by the shirt and slapping
her, and he hit her back and forth a few times in the face and head." She said that the girl was screaming and
that by the time her husband and another man intervened, Schaller "had
thrown her up against the van and was still hitting her." Tom Kleinschmidt described the incident in a
similar vein, noting that Schaller was "beating the hell out of his little
daughter," holding her by the neck, shaking her and throwing her against
the van, "slapping her ... back and forth."
Seeking
to bar the Kleinschmidts' testimony, Schaller argued to the trial court that to
allow them to elaborate on K.S.'s own version of the incident would be unfairly
prejudicial, for it would only serve to emphasize and highlight the incident in
the jury's mind. The prosecutor
maintained that the evidence was a proper response to the defense's attempt to
discredit K.S.'s testimony by emphasizing that no medical treatment had been
obtained for the child and suggesting that because no charges were brought
against him as a result of the incident, K.S.'s description of it was
unfounded.[4]
The
trial court agreed with the State's characterization of K.S.'s description of
the incident as "ambiguous," and the testimony of other witnesses as
"clarify[ing] the ambiguity."
The court also noted that "there already have been enough
allegations of child abuse flying around, and some by the defense, that I don't
think that the mere fact that quote `child abuse' unquote is involved is so
prejudicial to this jury that they can't reach a fair and impartial
verdict." The court considered the
evidence to be relevant on the "severe issues of credibility" raised
in the case and concluded that, in light of the record, any possible prejudice
to Schaller would be outweighed by the probative value of the evidence.
Under
the standards we have discussed above, the trial court did not erroneously
exercise its discretion in allowing the evidence. As the State has argued, the evidence illustrates the extent to
which K.S. would go to extricate her husband from a potential criminal
prosecution, and could thus assist the jury in evaluating whether she was being
truthful when she later recanted the sexual assault charges against him. Under the State's theory of the case, K.S.'s
own brief and dispassionate description of the incident, contrasted with that
of the other witnesses, also suggests the degree to which--even years later and
in the midst of the sexual assault trial--K.S. still had a tendency to minimize
the seriousness of Schaller's violent and abusive conduct.
Finally,
the trial court gave a cautionary instruction to the jury on the subject,
referring specifically to evidence "that the defendant allegedly struck
and harmed his wife or children, or both, on prior occasions," and
admonishing the jury that it could not use such evidence "to conclude that
the defendant has a certain character or a certain character trait and ...
acted in conformity with that trait or character with respect to the offense
charged in this case." The court
twice told the jury that the evidence was received solely on the issue of
K.S.'s consent to the 1991 sexual assaults, and was to be used for no other
purpose. In State v. Kennedy,
105 Wis.2d 625, 641, 314 N.W.2d 884, 891 (Ct. App. 1981) (quoting Roehl
v. State, 77 Wis.2d 398, 413, 253 N.W.2d 210, 217 (1977)), we
recognized that "`possible prejudice to a defendant is presumptively
erased from the jury's collective mind when admonitory instructions have been
properly given by the court.'" We
assume that "`a properly given admonitory instruction [will be]
followed.'" State v. Pitsch,
124 Wis.2d 628, 645 n.8, 369 N.W.2d 711, 720 (1985) (quoted source
omitted). Thus, where "a trial
court gives the jury a curative instruction, the appellate court may conclude
that such instruction erased any possible prejudice, unless the record supports
the conclusion that the jury disregarded the trial court's
admonition." State v.
Bembenek, 111 Wis.2d 617, 634, 331 N.W.2d 616, 625 (Ct. App. 1983)
(footnote omitted). The record in this
case does not support such a conclusion.
IV. Television
Coverage
In a postconviction
motion challenging the verdict for "juror misconduct," Schaller
presented the affidavit of one of the jurors indicating that some members of
the jury had watched television coverage of the trial and that some of the
jurors told her that a brief portion of the station's file-tape footage, taken
a year or so earlier at Schaller's initial appearance in court, "showed
[him] handcuffed, in jail clothing, with long hair that was uncombed," and
that he appeared "really dirty."
The
trial court, after viewing a videotape of the coverage at the postconviction
motion hearing, described it as follows:
The T.V. broadcast
... does appear for a period of about 30 seconds [and] the Defendant appears in
probably ten or 15 seconds of that videotape.
He appears wearing a jail uniform, which for the record consist[s] of
... dark green pants and dark green shirt.
At one time, for about two seconds ... leg shackles on the Defendant
[are visible].... For the record, the only difference I noted was of the
clothing. He appeared at trial in shirt
and tie, sweater, I believe. His hair
is a bit longer than it was at trial.
The court concluded that because the videotape depicted
Schaller in a manner much the same as he appeared at trial, it did not
constitute the type of "extraneous, prejudicial information" that
would warrant proceeding further with Schaller's challenge to the verdict.
Schaller
argues on appeal that the juror's exposure to the television report tainted the
verdict and thus denied him an impartial jury, entitling him to retrial on the
charges.
A
party attempting to impeach a jury verdict must establish that: (1) the
deliberative process was infected by extraneous information; (2) the
information was improperly brought to the jury's attention; and (3) the
extraneous information was potentially prejudicial. Castaneda v. Pederson, 185 Wis.2d 199, 209, 518
N.W.2d 246, 250 (1994). As to the
first, "extraneous information" is information which is neither of
record nor within the general knowledge of jurors. Id. As to
the impropriety of the information, "[i]nformation not on the record is
not properly before the jury." Id.
at 210, 518 N.W.2d at 250. Finally,
whether extraneous information is so prejudicial as to require reversal--a
question of law which we determine independently on appeal--turns on whether
"there is a reasonable probability that the error would have a prejudicial
effect upon a hypothetical average jury."
Id. at 212, 518 N.W.2d at 251.
The
State argues that the trial court correctly determined that the television
coverage was not "extraneous," as that term is defined in Castaneda,
because it is not beyond the scope of the juror's general knowledge. To the contrary, says the State, it is
common knowledge that persons appearing in court after being charged with a
crime often appear in jail clothing and are sometimes shackled or
handcuffed. Assuming, however, that
Schaller is correct and that the real issue is whether the information--the
video played on the newscast--was prejudicial, we conclude that it was not.
Factors
relevant to determining prejudice in such a situation include "the nature
of the extraneous information, the circumstances under which the information
was brought to the jury's attention, the nature of the state's case, the
defense presented at trial, and the connection between the extraneous
information and a material issue in the case." State v. Barthels, 166 Wis.2d 876, 894, 480 N.W.2d
814, 822 (Ct. App. 1992), aff'd on other grounds, 174 Wis.2d 173, 495
N.W.2d 341 (1993). Plainly,
information--imparted in a matter of seconds on a television newscast and
innocently observed by some jurors--that Schaller, after his arrest, was
wearing jail clothing, looked unkempt, and very briefly appeared to be wearing
handcuffs or shackles, has no connection to the primary issue in his trial for
battery, false imprisonment and sexual assault, that is, whether K.S. consented
to the sexual and assaultive acts. It
shows only that he had been arrested and, initially at least, held in custody
on the charges.
This
case is not like State v. Poh, 116 Wis.2d 510, 514, 343 N.W.2d
108, 111-12 (1984), where jurors in a vehicular homicide case learned of and
discussed the defendant's prior record of accidents and traffic
offenses--matters not introduced at trial.
Nor is it like Estelle v. Williams, 425 U.S. 501 (1976),
upon which Schaller places primary reliance, in which the issue was whether
"compel[ling] an accused to stand trial before a jury while dressed in
identifiable prison clothes" violated the fourteenth amendment. Id. at 512. Holding that it did, the Court emphasized
that, throughout the trial, the defendant's dress provided a "constant
reminder of [his] condition" to the extent that it was "so likely to
be a continuing influence through the trial" as to constitute an
"unacceptable risk ... of impermissible factors coming into play" at
the trial. Id. at
504-05. In contrast, Schaller was
dressed in a shirt and tie during his trial; some jurors saw him in jail
coveralls and shackles for only a few seconds on a television news
broadcast. Estelle is a
very different case, and we do not see it as materially advancing Schaller's
position. Nor do we see any reasonable
probability that those few seconds of videotape coverage would have prejudiced
an average jury hearing this four-day trial.
By
the Court.—Judgments and order
affirmed.
[1] State v. Maday, 179 Wis.2d 346,
507 N.W.2d 365 (Ct. App. 1993), had not been decided at the time of Schaller's
trial.
[2] Prior to trial, Schaller moved in limine to
bar the State from offering any evidence that K.S. had been examined by a
psychiatrist or psychologist or that she "suffers from post-traumatic
stress syndrome, battered wife syndrome, battered spouse syndrome or any other
similar mental condition." The
court granted the motion.
[3] Schaller maintains that the evidence went
well beyond K.S.'s credibility and was essential to his defense for other
reasons, which he explains as follows:
The excluded
evidence could have raised doubts about [K.S.]'s ability to perceive and recall
sexual episodes to a level which may well have precluded a conviction. As a matter of common sense, any rational
juror would lack confidence in a witness who claimed to have been faithful in a
marriage until 1991 when she had actually been unfaithful in 1987.... [Her]
credibility in this area would have been decimated by claiming that she had a
sexual liaison with a third party only once when she actually had at least two
such experiences with the person.
According
to Schaller, "[w]ithout the right to show the accuser was not an accurate
historian about her own sexual episodes, the defendant could not possibly
convince the jury that the criminal accusations here, too, were
unreliable."
We fail
to see the difference. However worded
or embellished, it is a credibility argument and the trial court did not
erroneously exercise its discretion in rejecting it. We agree with the State that K.S.'s inability to recall an
incident that occurred six years prior to the trial has little, if any,
relevance to whether, as Schaller argues, she was unable to tell the difference
between consensual and nonconsensual sexual acts on the night and morning in
question. While the prejudice likely to
flow from admission of evidence of a second incident of marital infidelity
might not be great, the trial court's discretionary determinations are not
tested by some subjective standard, or even by our own sense of what might be a
"right" or "wrong" decision in the case, but rather will
stand unless it can be said that no reasonable judge, acting on the same facts
and underlying law, could reach the same conclusion. State v. Jeske, ___ Wis.2d ___, ___, 541 N.W.2d
225, 228 (Ct. App. 1995), No. 95-0388-CR, slip op. at 7 (Wis. Ct. App. Oct. 26,
1995, ordered published Nov. 28, 1995).
We cannot so conclude on this record.
[4] In arguing the point to the court earlier in
the trial, the prosecutor stated that testimony about the incident was highly
relevant because it showed that even though Schaller's treatment of the child
was serious enough that several people visiting the park on that day reported
it to the police, K.S. nonetheless lied about the incident in order to
exonerate Schaller from any liability for the act "because of the nature
of her relationship with [him]."
The prosecutor argued that the incident was significant in that it
constituted "a powerful example of her covering for Mr. Schaller by lying
to the police to protect him" just as she did in 1991 when she recanted
her initial accusations against him for the sexual assaults.