COURT OF APPEALS DECISION DATED AND FILED December 28, 2011 A. John Voelker Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
Cir. Ct. No. 2009CF1512 |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT I |
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State of Wisconsin, Plaintiff-Respondent, v. Marques D. Roundtree, Defendant-Appellant. |
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APPEAL from a judgment and an order of the circuit court for Milwaukee County: patricia d. mcmahon and REBECCA F. DALLET, Judges. Affirmed.
Before Fine, Kessler and Brennan, JJ.
¶1 PER CURIAM. Marques D. Roundtree appeals from a judgment, entered upon a jury’s
verdict, convicting him of armed robbery and attempted first-degree intentional
homicide while armed with a dangerous weapon.
He also appeals from an order denying his motion for postconviction
relief.[1] Because we conclude that the circuit court
did not err when it denied trial counsel’s motion to withdraw during jury
selection and because we conclude that Roundtree did not receive ineffective
assistance from his counsel at sentencing, we affirm.
BACKGROUND
¶2 On
March 15, 2009, a Milwaukee police detective interviewed Danyell L. Johnson in
a hospital trauma room where Johnson was receiving treatment for multiple
gunshot wounds. Johnson said that he had
been robbed and shot by his girlfriend’s former boyfriend, “Marques.” The State charged Roundtree with armed robbery
and attempted first-degree intentional homicide. Roundtree demanded a jury trial.
¶3 Attorney
Paul Ksicinski assumed responsibility for Roundtree’s defense in June 2009.[2] Roundtree subsequently requested a speedy
trial, and jury selection began in December 2009. During a recess in the jury selection
process, Ksicinski moved to withdraw, stating that he and Roundtree had a
“difference in the[ir] theories of defense.”
Ksicinski further stated that Roundtree’s mother “would be putting up
money to retain an attorney today and that she wanted it very clear that she
wished the new attorney.” The circuit
court denied the motion after finding that Ksicinski was prepared for trial and
that Roundtree was using manipulative tactics in an attempt to delay his case.
¶4 The
trial proceeded. The State presented
evidence that, on
March 15, 2009, Johnson was sitting in a parked car in a Milwaukee neighborhood
when Roundtree approached and demanded money.
After Johnson gave Roundtree approximately $400, Roundtree shot Johnson
multiple times at close range. Johnson
struggled out of the car and called for help, but Roundtree fired more shots,
ultimately shooting Johnson thirteen times.
¶5 Roundtree
took the stand and denied trying to rob or kill Johnson. Roundtree testified that he was in Chicago on
March 15, 2009. He also presented
evidence suggesting that Johnson was jealous of Roundtree because Roundtree had
a past romantic relationship with Johnson’s girlfriend. Roundtree contended that Johnson therefore
had a motive for falsely naming Roundtree as the gunman.
¶6 The
jury found Roundtree guilty. Shortly
thereafter, the circuit court permitted Ksicinski to withdraw based on a
conflict of interest that arose after trial.
The state public defender appointed successor counsel for Roundtree, and
the matter proceeded to sentencing approximately six weeks later.
¶7 At
sentencing, successor counsel told the circuit court that he had reviewed the
presentence investigation report, the charging documents, and the
discovery. Counsel also advised the
circuit court that he and Roundtree had met and conferred before the
hearing. Counsel then discussed
Roundtree’s background and accomplishments, reminded the circuit court that
Roundtree maintained his innocence, and recommended a ten-year sentence. The circuit court, however, imposed an
aggregate of fifty years of imprisonment, bifurcated as thirty-five years of
initial confinement and fifteen years of extended supervision.
¶8 Roundtree
moved for resentencing, claiming that the lawyer who represented him at
sentencing was constitutionally ineffective by failing to obtain the trial
transcripts. The circuit court denied
the claim without a hearing.
¶9 Roundtree
now appeals, raising two issues. He
contends that the circuit court erred when it required him to proceed to trial
represented by Ksicinski and that the circuit court erred again when it denied
Roundtree’s motion for resentencing.
DISCUSSION
¶10 Roundtree
claims that he wished to substitute retained counsel for appointed counsel, but
the circuit court thwarted his efforts when it denied Ksicinski’s motion to
withdraw during jury selection.
Roundtree alleges that the decision violated his right to representation
by his counsel of choice guaranteed under the United States and Wisconsin
constitutions. See U.S. Const. amend
VI; Wis. Const. art. I, § 7. We disagree.
¶11 “Decisions
related to the substitution of counsel are within the sound discretion of the
circuit court.” State v. Prineas, 2009 WI
App 28, ¶13, 316 Wis. 2d 414, 766 N.W.2d 206. When we consider whether the circuit court
properly exercised its discretion, “we examine the record to determine if the
circuit court logically interpreted the facts, applied the proper legal
standard, and used a demonstrated rational process to reach a conclusion that a
reasonable judge could reach.” State
v. Wanta, 224 Wis. 2d 679, 689, 592 N.W.2d 645 (Ct. App. 1999). Our review under this standard is
deferential. State v. Allen, 2004 WI
106, ¶9, 274 Wis. 2d 568, 682 N.W.2d 433.
¶12 “The
Sixth Amendment guarantee of assistance of counsel includes a qualified right
to representation by counsel of the accused’s choice.”[3] Wanta, 224 Wis. 2d at 702. A circuit court considering a belated request
to allow the defendant’s counsel of choice to participate at trial must balance the
defendant’s constitutional right to select a lawyer “against the public’s
interest in the prompt and efficient administration of justice.” Prineas, 316 Wis. 2d 414,
¶13. The factors that the circuit court
may consider when conducting the balancing test include: (1) the length of the delay requested to
accommodate the substitution of counsel; (2) whether competent counsel is presently
available and prepared to try the case; (3) any prior continuances that the
defendant has requested and received; (4) the inconvenience to the parties, the
witnesses, and the court; and (5) whether the delay seems to be for legitimate
reasons or for dilatory purposes. Id.
¶13 As
a preliminary matter, we note that only a very generous construction of the
circuit court proceedings allows the conclusion that Roundtree preserved a Sixth
Amendment claim for review. No attorney
of Roundtree’s choice moved for leave to appear at trial on his behalf. Rather, Roundtree’s appointed counsel, Ksicinski,
moved to withdraw during jury selection. In support of the motion, Ksicinski explained
that he and Roundtree disagreed about trial strategy in ways that Ksicinski
could not disclose and that Roundtree’s mother “indicated that she would be
putting up money to retain an attorney [that day].” The circuit court denied the motion, deeming
it manipulative.
¶14 Assuming
that these facts are sufficient to preserve a Sixth Amendment claim, we
conclude that the arguments Roundtree presents to support the claim lack
merit. He complains that the circuit
court too quickly concluded that the motion to withdraw would entail an adjournment
of the trial. He faults the circuit
court for failing to inquire “whether the newly retained [lawyer] was present
in the courthouse, whether [Roundtree] was prepared to proceed with the trial
that day or whether he would be requesting a delay of the proceedings, and if
so the reasons for the delay.”
¶15 Roundtree
misunderstands his role as a moving party in the circuit court. The burden rested with him to offer reasons for
granting his counsel’s motion to withdraw. See id.,
316 Wis. 2d 414, ¶25 (court cannot be faulted for failing to undertake an
inquiry into an area that neither defense counsel nor defendant discussed). The circuit court could assume that if a new
lawyer was on hand and ready to conduct the trial, Roundtree would have supplied
that information. Cf. State v. Wedgeworth, 100 Wis. 2d 514, 521, 302 N.W.2d 810
(1981) (fair to assume that defendant would have offered any compelling reasons
that existed in support of a continuance to allow representation by counsel of
choice). Here, neither trial counsel nor
Roundtree himself told the circuit court that a successor attorney was prepared
to step in and continue the jury selection process that was underway when
counsel moved to withdraw.
¶16 Moreover,
the exchange between the circuit court and Roundtree demonstrates that
Ksicinski’s motion to withdraw implicitly included both a concession that
successor counsel was not presently available and a request to adjourn the
trial as a consequence. The circuit
court stated that the motion was an apparent effort to manipulate the system
because “[w]hen you ask for a speedy trial and get that speedy trial, and then
you say ‘I don’t want the trial,’ that is manipulation.” Ksicinski responded that he asked Roundtree
“if he wished to waive any speedy trial demand he had in order to have an
attorney present.” The circuit court explained:
“that is not the issue. You made a speedy trial demand.... [W]e get the jury half picked, you say never
mind.” Neither Roundtree nor his counsel
suggested that the circuit court misunderstood the motion or the implications
of granting it. Plainly, Roundtree had sufficient
opportunity to explain to the circuit court that the motion to withdraw would
not impede the progress of the trial and that jury selection could continue
uninterrupted with a new defense lawyer. When Roundtree did not offer such an
explanation, the circuit court reasonably deduced that his motion included a
request to adjourn the trial. Cf. id.
¶17 Further,
we are satisfied that the circuit court properly exercised its discretion when
it denied the motion. First, Ksicinski based
his request to withdraw on the assertion that he and Roundtree differed in
their preferred theories of defense. “Mere
disagreement over trial strategy does not constitute good cause to require the
court to permit an appointed attorney to withdraw.” Wanta, 224 Wis. 2d at 703. Second, Ksicinski assured the circuit court
that he was prepared for trial. When the
circuit court probed further, Ksicinski stated that he worked at the public
defender’s office, that he had represented Roundtree for approximately six
months, and that he and Roundtree had conferred both in person and by telephone
on multiple occasions. The presence of a
competent attorney prepared to try the case militates against permitting that
attorney to withdraw in favor of an unidentified lawyer. See id. at 704. Third, the circuit court took into account
that the “witnesses are here, ready to go.... We put aside other cases to give [Roundtree]
the speedy trial.” Inconvenience to the
witnesses and disruption of the court’s schedule are significant considerations
when a defendant seeks a substitution of counsel. See
id.
¶18 In
the circuit court’s view, the totality of the circumstances showed that
Roundtree’s motion was only a tactic to delay the trial. Our supreme court has observed that such
efforts to manipulate the court system are common and problematic:
an accused must not be permitted to manipulate the right of counsel to delay the orderly procedures for trials or interfere with the administration of justice.... [D]efendants in criminal cases often attempt to secure last-minute substitution of counsel to delay the trial, and the practice has “plagued” the criminal courts in Milwaukee county. As a result of the significant adverse effect that last-minute requests can have on the judicial system, we have directed trial courts to balance the defendant’s right to adequate representation against the public interest in the prompt and efficient administration of justice.
State v. Kazee,
146 Wis. 2d 366, 372-73, 432 N.W.2d 93 (1988) (citations omitted). The circuit court conducted the required
balancing of interests here. We conclude
that the circuit court properly exercised its discretion by refusing to allow
competent and prepared counsel to withdraw during jury selection in favor of an
unnamed and absent lawyer.
¶19 We
turn to the contention that Roundtree received constitutionally ineffective
assistance from the attorney who represented him at sentencing. We reject the claim.
¶20 The
two-prong test for claims of ineffective assistance of counsel requires a
convicted defendant to prove both deficient performance by counsel and
prejudice to the defense as a consequence.
Strickland v. Washington, 466 U.S. 668, 687 (1984). To demonstrate deficient performance, the
defendant must show “that counsel made errors so serious that counsel was not
functioning as the ‘counsel’ guaranteed the defendant by the Sixth
Amendment.” Id. To demonstrate prejudice, “[t]he defendant
must show that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been
different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.” Id. at 694. Whether the attorney’s performance was
deficient and whether any deficiency prejudiced the defendant are questions of
law that we review de novo. State v. Johnson, 153 Wis. 2d
121, 128, 449 N.W.2d 845 (1990). If a
defendant fails to make a sufficient showing as to one Strickland prong, however,
we need not address the other. See Strickland, 466 U.S at 697.
¶21 Roundtree
claims that the attorney appointed to represent him at sentencing committed
prejudicial error by failing to obtain the trial transcripts. The circuit court properly denied the claim
without a hearing.
¶22 “[A]
postconviction motion for relief requires more than conclusory
allegations.” Allen, 274 Wis. 2d
568, ¶15. Rather, postconviction motions
“must include facts that ‘allow the reviewing court to meaningfully assess the
defendant’s claim.’” Id.,
¶21 (citation and brackets omitted).
Further, the facts alleged must be material. Id., ¶22. “A ‘material fact’ is: ‘a fact that is significant or essential to
the issue or matter at hand.’” Id.
(citation and brackets omitted). Motions
may be packed with information and yet be inadequate to warrant relief because
they depend on conclusory allegations and contain insufficient material facts. See id.,
¶29. Absent allegations of sufficient
material facts that, if true, would warrant relief, the circuit court may deny
a postconviction motion without a hearing.
Id., ¶36.
¶23 Roundtree
alleges that his counsel’s performance at sentencing suffered from various
inadequacies stemming from counsel’s failure to obtain the trial transcripts,
but he does not identify anything that appears solely in the transcripts that
his counsel could have or should have relied on during the sentencing
hearing. Instead, he offers broad
complaints that his counsel did not: (1)
discuss “the facts of the shooting itself;” (2) discuss who did and who did not
identify Roundtree as the gunman; (3) discuss Roundtree’s trial testimony;
(4) “attempt[] to counter the prosecutor’s description of the defendant’s
testimony as ... incredible”; or (5) highlight the victim’s alleged motive to
accuse Roundtree falsely.
¶24 Roundtree
fails to explain why his counsel could not participate in any necessary
discussions about the case using information available through the sources that
counsel concededly reviewed, such as the discovery and the presentence
investigation report. Roundtree also
fails to explain why his counsel could not rely on information gathered from
meetings with Roundtree to present Roundtree’s version of events and to assert,
if warranted, that the jury should have believed him. Because Roundtree’s complaints do not
demonstrate that anything necessary for his sentencing presentation appears
solely in the transcripts, his complaints are merely conclusory assertions that
are inadequate to warrant any relief. Cf. id., ¶29 (allegation that counsel
failed to seek a document is insufficient to support a claim of counsel’s
ineffectiveness absent a showing that the document exists).
¶25 Roundtree
next objects to counsel’s rhetorical inquiry:
“how do we get to the point where he was involved in such a vicious
shooting such as this?” Roundtree deems
this a “personal statement ... show[ing] that [counsel] believed his client was
guilty,” and he claims that if counsel “had access to the trial transcripts,
[counsel] would have been much more aware of the defendant’s protestations of
innocence and in fact, [counsel] would have been aware of the defendant’s
actual defense at the trial.”
¶26 Roundtree
does not show that his counsel required the transcripts to understand
Roundtree’s defense or to recognize that he maintained his innocence. His counsel’s sentencing argument included
many reminders that Roundtree:
(1) “disagrees with the [jury’s] verdict”; (2) “does feel, frankly, [that] he
doesn’t deserve [a lengthy sentence] because he feels he didn’t do it”; (3) “feels
he’s going to prison for something he didn’t do”; and (4) “doesn’t say he
doesn’t have remorse for what the victim went through[,] but he’s not the one
who did it.” Counsel plainly had a
robust awareness that Roundtree claimed innocence. Roundtree was an obvious source of that
information. No deficiency is
shown. Cf. State v. Jones, 2010 WI App 133, ¶33, 329 Wis. 2d 498, 791
N.W.2d 390 (claim that counsel was ineffective by failing to hunt for
information that defendant can easily disclose is wholly without merit).
¶27 Because
Roundtree demonstrates no deficiency in his counsel’s decision to proceed to
sentencing without the trial transcripts, we need not consider this matter any
further. See Strickland, 466 U.S. at 697. For the sake of completeness, however,
we note that Roundtree also demonstrates no prejudice from the alleged deficiency. He asserts: “since the defendant had received almost the
maximum sentence he could have received for these crimes, it was clear that the
defendant suffered prejudice due to defense counsel’s deficient performance.” Roundtree’s conclusion does not follow from
his premise.
¶28 To
prevail on a claim of ineffective assistance of counsel, a defendant must do
more than demonstrate that he or she obtained an unfavorable outcome in a court
proceeding. The defendant must
demonstrate a reasonable probability that, but for the alleged error, “‘the
result of the proceeding would have been different.’” Johnson, 153 Wis. 2d at 129
(citation omitted). Reviewing courts
consider the totality of the evidence available to the fact finder when assessing
whether a defendant was prejudiced by counsel’s performance. Id. at 129-30.
¶29 Here,
the sentencing court presided over the trial, heard the testimony, and saw the
witnesses. Roundtree has not alleged any
specific facts showing that the sentencing court lacked information in the
trial transcripts necessary for sentencing, nor has he shown that the
sentencing court relied on inaccurate information that his counsel could have
corrected by reference to the transcripts.
In sum, nothing in Roundtree’s postconviction motion demonstrates a
reasonable probability that his sentence would have been different if his
counsel had included citations to the trial transcripts in the sentencing
remarks. Accordingly, Roundtree has not
satisfied the prejudice prong of the Strickland analysis. We affirm.
By
the Court.—Judgment and order affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5. (2009-10).
[1] The Honorable Patricia D. McMahon presided over the jury trial and sentencing in this matter. The Honorable Rebecca F. Dallet presided over the postconviction proceedings.
[2] Attorney Paul Ksicinski was Roundtree’s second appointed trial attorney. The circuit court permitted Roundtree’s first trial attorney to withdraw based on an alleged breakdown in the attorney-client relationship.
[3] Roundtree does not suggest that the analysis of the right to counsel of choice under the Wisconsin Constitution is different from the analysis of that right under the Sixth Amendment to the United States Constitution. Accordingly, we do not consider whether different analyses are required. See State v. Flynn, 190 Wis. 2d 31, 39 n.2, 527 N.W.2d 343 (Ct. App. 1994) (we consider only issues that are briefed).