COURT OF APPEALS DECISION DATED AND FILED May 24, 2011 A. John Voelker Acting Clerk of Court of Appeals |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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DISTRICT I |
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State of Plaintiff-Respondent, v. Steve Johnson, Defendant-Appellant. |
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APPEAL
from a judgment of the circuit court for
Before Curley, P.J., Kessler and Brennan, JJ.
¶1 BRENNAN, J. Steven Johnson, pro se, appeals a judgment of conviction entered after a jury found him guilty of robbery by threat of force pursuant to Wis. Stat. § 943.32(1)(b) (2007-08).[2] Johnson sets forth numerous grounds for his appeal, all of which are wholly without merit. For the reasons which follow, we affirm.
Background
¶2 On January 8, 2008, Milwaukee Police Officer Steven Strasser
arrested Johnson at the
On 1-5-08 at 1200PM, a [black male] entered the TCF
bank located at 700 W. State [Street].
The [black male] actor displayed a wood cane and demanded money from the
teller, a Alisha Harvey…. The [black
male] obtained $1,117.00 from the teller and fled the scene. The robbery was captured on video
surveil[la]nce. This video was shown to
[Johnson]’s girlfriend, a Rhonda Holmes….
Holmes identified the actor robbing the TCF Bank as her boyfriend, a
Steve Johnson ([black male] 2-24-55). On
1-8-08 at 229PM, we (Sqd 3169 P.O. Strasser and Richard Litwin), located
Johnson at 1103 W.
¶3 A few days later, the State filed a criminal complaint,
charging Johnson with one count of robbery by threat of force. In support of the charge, the complaint
described the statements that Alisha Harvey, the teller at the bank, made to
police immediately following the robbery.
According to the complaint,
an individual entered the bank … where she was working. The individual had his face partially covered by a mask, came up to her teller window, and slammed an item that she believed may have been a cane or some other type of weapon on the top of her desk and demanded money. She stated that she opened [t]he drawer and the defendant then took the money from her presence and she allowed him to do so because of his conduct threatening force against her.
The complaint also relied on Johnson’s admissions to police after his arrest.[3] According to the criminal complaint, Johnson told police that:
he had in fact gone to the [bank] because he needed money. He stated that he had taken a plastic type mat, had rolled it up so that it may have appeared to be a cane or another weapon, slammed it on the counter at the … bank and demanded money from the teller. He stated that the teller did in fact turn money over to him and that when he exited the bank, an alarm went off and he ended up throwing part of the money to stop the alarm and the rest of the money was used for the purchases of drugs.
¶4 Following extensive pretrial proceedings, during which
Johnson at times represented himself and at other times was represented by
counsel, and during which Johnson filed numerous pretrial motions, the case
went to trial. The jury: (1) watched the surveillance video taken
by the bank during the robbery; (2) heard testimony from Rhonda Holmes, a
friend of Johnson’s, who identified him as the individual in the surveillance
video; (3) heard testimony that DNA
evidence linked Johnson to the robbery; and (4) heard Johnson’s tape
recorded confession to police.[4] Following the close of evidence, the jury
found Johnson guilty.
¶5 Johnson now appeals.
¶6 More facts are included in the discussion as relevant and necessary to resolve Johnson’s claims.
Discussion[5]
¶7 On appeal, Johnson argues that: (1) his warrantless arrest was unconstitutional; (2) he was denied prompt judicial determination of probable cause for his warrantless arrest; (3) the criminal complaint is unconstitutional; (4) Holmes’s out-of-court identification was unconstitutional; (5) he was improperly denied his right to an arraignment; (6) he was improperly denied his right to self-representation; (7) he was improperly denied his right to confront and cross-examine Harvey, the bank teller, when she did not testify at trial; (8) he was improperly denied his right to effective assistance of counsel; and (9) the State waived its right to argue against Johnson’s claims before this court. We address each argument in turn.[6]
I. Johnson’s warrantless arrest did not violate his constitutional rights.
¶8 Johnson argues
that the trial court erred in denying his motion to suppress because: (1) the post-arrest affidavit filed by
Officer Strasser contained materially false statements and did not establish
the existence of probable cause for his arrest; and (2) his warrantless
arrest violated his constitutional right to privacy in the MULS library. We disagree.
¶9 When we review
a trial court’s decision with respect to a motion to suppress, we uphold the
trial court’s findings of fact unless those findings are clearly
erroneous. State v. Horngren, 2000
WI App 177, ¶7, 238
¶10 Under both the
¶11 The form
affidavit, submitted by Officer Strasser, stated as follows:
On 1-5-08 at 1200PM, a [black male] entered the TCF
bank located at 700 W. State [Street].
The [black male] actor displayed a wood cane and demanded money from the
teller, a Alisha Harvey…. The [black
male] obtained $1,117.00 from the teller and fled the scene. The robbery was captured on video
surveil[la]nce. This video was shown to
[Johnson]’s girlfriend, a Rhonda Holmes….
Holmes identified the actor robbing the TCF Bank as her boyfriend, a
Steve Johnson ([black male] 2-24-55). On
1-8-08 at 229PM, we (Sqd 3169 P.O. Strasser and Richard Litwin), located
Johnson at 1103 W.
¶12 The statement
demonstrates that at the time he arrested Johnson, Officer Strasser had a video
of a man matching Johnson’s description robbing a bank and an acquaintance of
Johnson’s had identified him as the man in the video. The video, coupled with the identification,
is enough evidence to “lead a reasonable police officer to believe that
[Johnson] probably committed … a crime.”
See id. In other words, Officer Strasser had probable
cause to arrest Johnson without a warrant.
¶13 Johnson argues
that Officer Strasser’s affidavit is “intentionally [and] materially false,”
but he points to no evidence in the record in support of his claim. His citations to the affidavit itself do not
demonstrate that Officer Strasser was lying.
Therefore, we do not address that argument. See
Lechner
v. Scharrer, 145
¶14 Johnson also claims
that his warrantless arrest violated his constitutional rights because he had a
reasonable expectation of privacy at the MULS library, demonstrated by the fact
that he “had a property interest in the premises because [his] books, book bag,
lap top computer, and cell phone were inside the library,” and because the
library door is locked and he had to show his driver’s license to get
inside. In so arguing, Johnson appears
to equate his rights inside the MULS library to those extended to his home
under the Fourth Amendment of the United States Constitution, and article 1,
section 11 of the Wisconsin Constitution.
Johnson misreads the law.
¶15 Unlike in a private home, a warrantless arrest is permitted in
a public place when the arresting officer has probable cause to arrest the
individual. See State v. Roberson, 2005 WI App 195, ¶15, 287 Wis. 2d 403, 704
N.W.2d 302; State v. Larson, 2003 WI App 150, ¶13, 266 Wis. 2d 236, 668
N.W.2d 338. A place is public where an
individual has no expectation of privacy, in which an individual is “‘not
merely visible to the public but [is] exposed to public view, speech, hearing,
and touch.’” Larson, 266
II. Johnson
was granted a prompt probable cause hearing.
¶16 Next, Johnson claims that his constitutional rights were violated when he was not brought in front of a judge for a probable cause hearing within forty-eight hours of his arrest. Our review of the record reveals that a probable cause hearing was held in a timely manner.
¶17 An accused detained pursuant to a warrantless arrest has a
Fourth Amendment right to a hearing within forty-eight hours of his or her
arrest to determine whether probable cause exists for the arrest.
¶18 The record shows that Johnson was arrested on January 8, 2008,
at 2:29 p.m. The court entered a written
determination that probable cause had been established on January 10, 2008, at
11:30 a.m., less than forty-eight hours after Johnson’s arrest. In other words, a probable cause
determination was made within the timeframe set forth by
III. The complaint comported with the statutory
requirements and
was properly filed.
¶19 Johnson contends that the criminal complaint should have been dismissed because: (1) it was based upon hearsay and not the personal knowledge of the complaining officer; and (2) it was never filed. Both arguments are without merit.
¶20 A “complaint is a written statement of the essential facts
constituting the offense charged.” Wis. Stat. § 968.01(2). A complaint can be based on hearsay
information, however, “there must be something in the complaint, considered in
its entirety and given a common sense reading, which shows why the information
on which belief is based should be believed.”
Ruff v. State, 65
¶21 Here, the complaining officer based the complaint on information obtained from Harvey (the teller at the scene of the robbery) and on Johnson’s confession.
¶22
¶23 Johnson’s confession was similarly based on his own personal observation and recollection of the events that unfolded at the bank and is highly reliable because of its incriminating status as an admission against interest. That Johnson now wishes to revoke his confession does not mean that the complaining officer could not rely on it for purposes of the criminal complaint.[7]
¶24 In summary, the complaint properly sets forth facts supporting
the robbery charge. Furthermore, Johnson
points to no evidence in the record demonstrating that the statements in the
complaint are false, much less that the complaining officer purposefully
included false information in the complaint.
See Lechner, 145
¶25 Johnson’s claim that the complaint was never filed is also contradicted by the record. While he is correct that the copy of the complaint included in the record does not bear a filing stamp, the circuit court docket entries show that the complaint was in fact filed on January 13, 2008.
IV. Johnson has not demonstrated that Holmes’s
out-of-court
identification was improperly suggestive.
¶26 Johnson next states that Holmes’s out-of-court identification was based solely on “his arms” and is therefore unconstitutional pursuant to Neil v. Biggers, 409 U.S. 188 (1972). We disagree.
¶27 Neil addresses the due process rights implicated by
out-of-court identifications. See id. at 198. To demonstrate that an out-of-court
identification violated due process, a defendant must first prove that the
identification was impermissibly suggestive.
¶28 Johnson challenges Holmes’s out-of-court identification. Holmes, a friend with whom Johnson lived from November 2007 through early January 2008, testified at trial that on the day of the bank robbery Johnson had taken her car without her permission. She identified the individual in the bank surveillance video as Johnson, in considerable part relying upon the fact that Johnson was wearing a hat that her mother had given her, which was in her car on the morning of the robbery. She also recognized the shirt that Johnson was wearing as one he had been wearing the night before the robbery.
¶29 Johnson misrepresents the facts when he states that Holmes’s
identification was based solely upon his arms.
Holmes also testified that she recognized Johnson from the video based
on several items of clothing. But
regardless, Johnson does not claim that the police acted in an inappropriate
manner when asking Holmes to identify the individual in the surveillance video;
in other words, he does not argue that the identification was impermissibly
suggestive. See Mosley, 102
V. Johnson
was properly arraigned pursuant to Wis.
Stat. § 971.05.
¶30 Next, Johnson maintains that he was not properly arraigned pursuant to Wis. Stat. § 971.05. His claim is without merit.
¶31 When a defendant is charged with a felony, Wis. Stat. § 971.05 requires that an arraignment be held before the trial court. During the arraignment: (1) if the defendant appears without counsel, the defendant should be advised of his or her right to counsel; (2) the district attorney shall deliver to the defendant a copy of the information; (3) the district attorney shall read the information to the defendant unless the defendant waives the reading; and (4) the defendant shall enter his or her plea. See id. Contrary to Johnson’s claim, all those requirements were met here.
¶32 On January 22, 2008, Johnson appeared in person and with counsel for a preliminary hearing before a court commissioner. The State presented one witness, Milwaukee Police Detective Ralph Spano, who testified to taking Johnson’s confession. After the court commissioner ruled that probable cause for a bindover had been established, the court conducted a routine arraignment. The defense was given a copy of the information and a packet of discovery from the State, and Johnson’s counsel stated: “Waive its reading. Enter a plea of not guilty.” Thus, the requirements of Wis. Stat. § 971.05 were met.
VI. Johnson
was not denied his constitutional right to self-representation.
¶33 Johnson argues that the trial court did not explicitly find that he was “‘incompetent’ to proceed pro se on the issue of DNA [and,] therefore, as a matter of law, [his] conviction must be reversed.” The State counters that because Johnson was not prepared on the issue of DNA evidence, and because the trial court could have concluded that Johnson’s intent was to postpone the proceedings, the court’s holding “reflected a fair exercise of the court’s discretion to accommodate Johnson’s right to self-representation with the fair administration of justice.” We agree with the State.
¶34 Article I, section 7 of the Wisconsin Constitution and the
Sixth Amendment of the United States Constitution guarantee both a criminal
defendant’s right to counsel and the right to defend oneself. State v. Klessig, 211
¶35 In order to ensure that the right to counsel is upheld, before
a defendant is permitted to represent himself or herself, “the [trial] court
must ensure that the defendant (1) has knowingly, intelligently, and
voluntarily waived the right to counsel, and (2) is competent to proceed pro
se.”
¶36 “In Wisconsin, there is a higher standard for determining
whether a defendant is competent to represent oneself than for determining
whether a defendant is competent to stand trial.” Klessig, 211
¶37 Almost immediately after he was arraigned and although he was represented by counsel, Johnson began filing motions on his own behalf, including several asking the trial court to permit him to proceed pro se. Following a hearing in September 2008, the trial court granted Johnson’s motion but appointed standby counsel.[8]
¶38 In May 2009, the State filed a motion asking the trial court to reconsider its decision permitting Johnson to proceed pro se because Johnson had recently filed a number of motions that the State believed demonstrated he was not competent and because the issue of DNA evidence had arisen since the court’s previous decision, an issue that the State argued Johnson was not competent to handle. During a motion hearing that same day, the trial court granted the State’s motion for reconsideration,[9] stating:
We now have the specter of DNA evidence. In my brief colloquy with Mr. Johnson, he doesn’t know what DNA stands for, he doesn’t know how to attack DNA evidence; there are things that only an experienced lawyer would know what to do and I am frankly worried, if I allow him, that it will be a disadvantage to him and his rights.
I am also deeply disturbed by the motion that he filed on April 28, it had no basis in law, it had no basis in fact. For those reasons, I am going to reconsider the decision … and I am not going to allow Mr. Johnson to represent himself in this matter any more.
¶39 In August 2009, on the eve of trial, Johnson again asked the court to allow him to proceed pro se, and his counsel moved to withdraw. The trial court asked Johnson if he had done any research on DNA evidence since the May 2009 hearing. Johnson responded that he had “just recently received the DNA report … two days ago” and that he “didn’t even know the State was going to use DNA,” even though DNA evidence had been discussed at length during the May 2009 hearing and was the reason the court had prohibited Johnson from representing himself. Johnson further stated that he was not prepared to go to trial on the DNA evidence at that time. The trial court then gave Johnson the option of representing himself on all matters except DNA. Johnson refused the court’s compromise, became belligerent, and refused to be physically present in the courtroom for the remainder of the hearing and for trial. Consequently, the trial court denied his motion.
¶40 Johnson had almost four months after the May 2009 hearing to
familiarize himself with DNA evidence and to assist his counsel in preparing
for trial. Instead, he sat on his hands
and told the court in August 2009 that he was unaware that DNA evidence was at
issue, despite having been ordered by the court to give a DNA sample in February
2009 and despite discussing his competency to defend against DNA evidence
during the May 2009 hearing. Johnson’s
misrepresentation to the court demonstrated an inability to grasp basic
courtroom decorum and ethics, and suggested that his desire to represent
himself was an attempt to delay court proceedings and interfere with the
administration of justice. That
Johnson’s desire to represent himself was perhaps not sincere was confirmed by
his refusal to represent himself on all issues but DNA, and his belligerent
behavior towards the court after its ruling.
See Hamiel v. State, 92
VII. Johnson was not denied his right to
confront a witness nor was he
denied his right to a fair trial.
¶41 Johnson alleges that: (1) he was denied his right to confront and cross-examine Harvey, the bank teller, when the trial court permitted into evidence Harvey’s out-of-court statements through the testimony of Tricia Kudla, another bank employee; and (2) he was denied his right to a fair trial when Harvey did not testify. We disagree.
¶42 Wisconsin
Stat. § 908.01(3) defines hearsay as a “statement, other than one
made by the declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted.” Although the decision to admit or exclude
evidence is generally a matter of discretion for the trial court, we review the
application of the hearsay rules to undisputed facts de novo. State
v. Peters, 166
¶43 Johnson argues that the trial court permitted hearsay testimony into evidence when Kudla testified to the following:
Q … At any
point in time did TCF Bank -- any of the agents of TCF Bank give consent to
anyone to commit a robbery over there at the TCF Bank at the MATC in downtown
….
[A] No.
….
Q Are you authorized to speak on behalf of the TCF Bank as a corporation?
A Yes.
Q And on behalf of the TCF Bank, the corporation, did the bank give consent to anyone to rob the specific branch that was robbed back on January 5th, 2008?
A No.
¶44 To the extent that Kudla’s testimony implies that the teller,
Harvey, did not consent, there is no violation of Johnson’s right to
confrontation because: (1) Kudla
did not expressly repeat a statement made by Harvey; and (2) ample
circumstantial evidence of non-consent exists in the record. Additionally,
¶45 Nor did
VIII. Johnson
did not receive ineffective assistance of counsel.
¶46 Johnson argues that his counsel was ineffective for failing to:
(1) move to dismiss the complaint when
¶47 A defendant asserting an ineffective assistance of counsel claim
must demonstrate that: (1) trial
counsel’s performance was deficient; and (2) trial counsel’s deficient
performance prejudiced the defendant. Strickland
v.
¶48 Whether counsel’s performance constitutes ineffective
assistance is a mixed question of fact and law. State v. Johnson, 153
¶49 As we set forth above,
IX. The
State has not waived any of the issues raised on appeal.
¶50 Finally, Johnson states that he filed seven motions before the
trial court raising many of the above issues, which the trial court addressed
in a hearing on February 23, 2009.
Johnson contends that because the State did not file a written brief in
opposition to his motions, it has subsequently waived its right to contest
these issues now. In support of his
argument, he cites to numerous sources, including Milwaukee County Circuit
Court Local Rule 365(B) (2008), several state statutes, and numerous
¶51 First, Milwaukee County Circuit Court Local Rule 365(B) (2008) merely sets forth the time line for responding to an opposing party’s motion. It neither mandates a written response nor states that a party waives its appellate rights by not responding in writing.
¶52 Nor do the statutes Johnson cites stand for the proposition he
asserts.
¶53 Finally, the cases cited by Johnson are not on point. See, e.g., Marsh v. Pugh, 43 Wis. 597, 1 (1878) (addressing averments to the pleadings); Czap v. Czap, 269 Wis. 557, 560, 69 N.W.2d 488 (1955) (finding a stipulation made in open court binding on the parties); State v. Van Camp, 213 Wis. 2d 131, 141-44, 569 N.W.2d 577 (1997) (discussing waiver of constitutional rights in the context of a plea waiver); Charolais Breeding Ranches, Ltd. v. FPC Sec. Corp., 90 Wis. 2d 97, 109, 279 N.W.2d 493 (Ct. App. 1979) (issues raised on appeal that are not addressed are deemed conceded).[10]
¶54 In summary, the State has not waived its legal arguments on appeal.
By the Court.—Judgment affirmed.
Not recommended for publication in the official reports.
[1] At various times the Honorable William Sosnay, the Honorable M. Joseph Donald, and the Honorable Dennis R. Cimpl presided over this case. However, Judge Cimpl presided over trial and entered the judgment of conviction.
[2] All references to the Wisconsin Statutes are to the 2009-10 version unless otherwise noted.
[3] Johnson’s confession was recorded and played to the jury. Both the recording and a transcript of the recording were exhibits entered into evidence in the trial. However, neither of those documents were included in the record on appeal.
[4] Many more witnesses testified before the jury. We merely summarize that evidence necessary to support the jury’s verdict.
[5] At the outset, we note that with respect to each of the issues he raises, Johnson includes a numbered list of items which he asserts contains undisputed facts that this court is required to accept as true. Upon review, however, we determine that Johnson’s list includes many disputed facts and assertions of law. Despite Johnson’s claims to the contrary, these “facts” are not binding upon the court.
[6] Johnson
sets forth twelve numbered issues for appeal in the section of his brief aptly entitled
“Issues on Appeal” (capitalization omitted), which we summarize in the nine
issues listed here. To the extent that
Johnson raises other issues throughout his brief that we do not address, we
conclude that such issues are inadequately briefed and lack discernable
merit.
[7] Throughout
his brief, Johnson makes several passing references to his confession,
seemingly contending that he was not read his Miranda rights and that
his confession was otherwise coerced. See Miranda v.
[8] Judge Sosnay originally denied Johnson’s motion to proceed pro se. After the case was transferred to Judge Donald, Johnson filed another motion to proceed pro se, which Judge Donald granted in September 2008.
[9] Judge Cimpl was presiding over the case by this time.
[10] We do not include in our summary those cases that Johnson cites that are unpublished and were decided before July 2009 or those that he cites incorrectly. See Wis. Stat. Rule 809.23(3). We also note that our summary is based on the court’s best guess as to which portion of the cases Johnson refers to because he does not provide pinpoint citations.