COURT OF APPEALS DECISION DATED AND FILED September 15, 2010 A.
John Voelker Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal Nos. |
2009AP1869-CR |
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STATE OF |
IN COURT OF APPEALS |
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DISTRICT II |
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State of
Plaintiff-Respondent, v. Scott Prouty,
Defendant-Appellant. |
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APPEAL
from a judgment and orders of the circuit court for
Before Brown, C.J., Neubauer, P.J., and
¶1 PER CURIAM. Scott Prouty pled guilty to three felony counts of injury by intoxicated use of a vehicle and one misdemeanor count of causing injury by operating while intoxicated (OWI). See Wis. Stat. §§ 940.25(1)(a), 346.63(2)(a)1. (2007-08).[1] He appeals pro se from the judgment entered upon those pleas and from the denial of various postconviction motions. He raises a host of issues on appeal, several of them waived by his guilty pleas. The remaining ones simply have no heft. We affirm.
¶2 Prouty’s vehicle crossed the center line and ran head-on into
a vehicle occupied by Russell Berg and his five- and eleven-year-old sons,
Dakotah and Cameron, and his seven-year-old stepson, Brandon. Berg, who suffered serious multiple trauma,
had to be extricated from his vehicle. The
boys’ injuries included multiple lacerations, broken bones and pelvic
fractures.
¶3 Prouty also was pinned in his vehicle with chest and leg
injuries.
¶4 At the emergency room, Deputy Aaron Bogie found Prouty wearing an oxygen mask and being readied for transfer to the ICU. They spoke briefly. Bogie observed that Prouty had bloodshot, glassy eyes and slurred speech. As medical staff tended to Prouty, Bogie read him the Informing the Accused form, issued OWI citations and informed him he was under arrest. Neither Powell nor Bogie detected the odor of alcohol or performed field sobriety tests.
¶5 Prouty’s blood alcohol level tested at 0.097 percent. The State charged him with six felony counts of injury by intoxicated use of a vehicle and one count each of causing injury by OWI and causing injury while operating with a prohibited alcohol concentration. Civil cases were filed about six months later.
¶6 Prouty filed a motion to suppress, citing lack of probable cause to arrest him, but did not claim a Miranda[2] violation. Despite his injuries, he argued that the lack of sobriety testing allowed only a suspicion of intoxication. Powell conceded that he had not detected the odor of intoxicants but testified that Prouty smelled strongly of aftershave and the accident scene reeked of spilled oil, antifreeze and gasoline. Concluding that the totality of the other facts and observations supplied sufficient probable cause to arrest, the trial court denied the motion.
¶7 Prouty pled guilty to the three felonies relating to Berg, Cameron and Brandon and to causing injury by OWI. The remaining counts were dismissed outright. An unrelated pending disorderly conduct case was dismissed and read in. On two of the felony charges, the court ordered consecutive sentences of three years’ initial confinement and five years’ extended supervision—a total of six and ten years, respectively. It withheld sentence on the remaining felony and the misdemeanor and ordered six years’ probation on each, consecutive to the other imprisonment and concurrent to each other for a total sentence of twenty-two years. The court found him eligible for the Earned Release Program (ERP). After a series of hearings, restitution was set at $75,212.27, with twenty-five percent of his prison wages to be applied toward the obligation.
¶8 Having discharged his second attorney by this time, Prouty filed a pro se postconviction motion seeking to withdraw his plea and for resentencing or a new trial. He alleged procedural errors, “errant plea(s),” defects in the sentence, new factors and “ineffective counsel(s).” The court set a Machner[3] hearing. Prouty’s first attorney successfully moved to quash the subpoena as to him.
¶9 Before the hearing could take place, Prouty filed a flurry of pro se motions. He sought recusal; judicial substitution; postconviction discovery seeking the victims’ prior medical records; plea withdrawal; sentence modification; withdrawal of the ineffectiveness claim against his first counsel; ineffective assistance of his second counsel; removal of the presentence investigation report (PSI) from his prison file for claimed inaccuracies; correction of transcript records; and discontinuation of restitution. The common thread in many of the motions was that the boys’ injuries did not amount to “great bodily harm” under Wis. Stat. §§ 940.25(1)(a) and 939.22(14) and thus did not warrant the sentence imposed. After numerous hearings, all motions were denied.
¶10 Prouty moved for reconsideration of the denial of his motion to
modify sentence. Citing State
v. Hall, 2002 WI App 108, ¶¶7-8, 255
¶11 Next, citing the State’s blood alcohol curve exhibit from the civil case, Prouty argued that his BAC at testing could have been 0.078 percent if he were in a rising blood alcohol curve at the time of the accident. The court noted the presumed accuracy of the result but pointed out that he also might have been in a declining curve, with an even higher BAC at the time of the accident.
¶12 The court next addressed Prouty’s motion for correction of the PSI inaccuracies. The court declined to append to the PSI a list of claimed errors, a document cataloging thirty-five items over four and a half single-spaced pages. It found that the “errors” more aptly were disagreements, that Prouty had been given ample opportunity at sentencing to offer corrections and that over two years later was too late for modification of the PSI. The court did agree, however, to append to the relevant transcripts Prouty’s list of proffered corrections. The court then advised Prouty of his appellate rights. Prouty exercises them here.
1. No
State Briefing on Postconviction Motions
¶13 Prouty first contends the trial court erroneously exercised its
discretion in denying his various postconviction motions because the State
filed no response briefs in the trial court, thereby conceding his
positions. He looks for support to Charolais
Breeding Ranches, Ltd. v. FPC Securities Corp., 90
¶14 None pertain to or support his position. By its own language, Charolais Breeding Ranches applies “on appeal,” as does Wis. Stat. Rule 809.19(3), a rule of appellate procedure. The local rule of civil practice governs dismissal for a defendant’s failure to answer a complaint in a federal trial court. And the unpublished opinions may not be cited as precedent or authority for the purpose for which Prouty seeks to use them. See Wis. Stat. Rule 809.23(3)(a). Released before July 1, 2009, they also have no persuasive value. See Rule 809.23(3)(b). The parenthetical summaries also suggest that they are not on point. Regardless, we have no obligation to distinguish or discuss them. See id.
2. Suppression
¶15 Prouty next raises several suppression arguments. A voluntary plea of guilty generally waives
all nonjurisdictional defects and defenses, including claims of constitutional
violations occurring prior to the plea. State
v. Riekkoff, 112
¶16 In determining whether probable cause exists, a court must look
to the totality of the circumstances to determine whether the “arresting
officer’s knowledge at the time of the arrest would lead a reasonable police
officer to believe … that the defendant was operating a motor vehicle while
under the influence of an intoxicant.” State
v. Nordness, 128
¶17 The court found that Prouty’s vehicle crossed the center line
and struck the Berg vehicle head-on; that Prouty’s eyes were bloodshot and his
speech was slurred; that he admitted both drinking beer and that he had had
“too much to remember.” Prouty suggests
innocuous justifications for the officers’ observations. Probable cause does not require an officer to
rule out innocent explanations before making an arrest, however. See
State
v. Nieves, 2007 WI App 189, ¶14 304
¶18 Prouty also stresses that no field sobriety tests were
performed and no odor of alcohol detected.
We acknowledge that field sobriety tests offer useful information. They need not be performed in all cases
before an officer can arrest for OWI, however.
¶19 The trial court found that with Prouty pinned in his vehicle with “clearly … quite significant” medical needs and the potential for a head injury, field sobriety tests were impractical, if not inadvisable. Forgoing sobriety testing was reasonable. Also reasonable is the inference that heavy odors at the accident scene and the oxygen mask served to camouflage the smell of alcohol. The lack of testing and absence of an odor of alcohol do not negate sufficient probable cause under the totality of the circumstances here.
3. Motion
for Plea Withdrawal
¶20 Prouty next contends that the trial court misused its
discretion in denying his post-sentencing motion to withdraw his guilty pleas
on the basis of new evidence. “After
sentencing, a defendant who seeks to withdraw a guilty or no contest plea
carries the heavy burden of establishing, by clear and convincing evidence,
that withdrawal of the plea is necessary to correct a manifest injustice.” State
v. McCallum, 208
¶21 Prouty’s “newly discovered evidence” consists of: (1) blood-alcohol-curve data in the State’s toxicology report from the associated civil case showing that his BAC could have been less than 0.08; (2) a medical report showing, according to Prouty, that Brandon’s injuries were not permanent; and (3) interrogatories revealing that Berg was involved in prior accidents and may have been using his cell phone at or near the time of this accident.
¶22 Taken within three hours of the accident, Prouty’s 0.097 percent BAC at the time of testing was prima facie evidence of his BAC at the time of the accident. See Wis. Stat. § 885.235(1g)(c). The toxicology report extrapolated three estimates of what his BAC could have been at the time of the collision. They ranged from a high of 0.172, assuming his BAC was falling at testing, to a low of 0.078 at the time of the accident, assuming his BAC was rising at testing.
¶23 Prouty argues that the report presents a “theory” of a legal
BAC which would “disprove the Prima Facie evidence” and that it is “highly
probable that [he] was on the front side of the bell curve.” We disagree.
The toxicology report pointedly draws attention through italics and bold
print to the fact that the low estimate as to him is “highly unlikely.” A highly unlikely theory does not establish a
reasonable probability of a different result at a trial. See
McCallum,
208
¶24 Prouty next asserts that a medical report filed fifteen months
after the collision shows that
¶25 Wisconsin Stat. § 940.25(1)(a) provides that a person who causes great bodily harm by the operation of a vehicle while under the influence of an intoxicant is guilty of a Class F felony. “Great bodily harm” means bodily injury which creates a substantial risk of death, causes permanent disfigurement, causes a permanent or protracted loss or impairment of the function of any bodily member or organ or causes other serious bodily injury. Wis. Stat. § 939.22(14).
¶26 The report stated that
¶27 The final piece of “newly discovered evidence” is information from a police report that Berg had used his cell phone shortly before the accident and from undated interrogatories that Berg was involved in three prior motor vehicle accidents. Prouty offers this “evidence” to “cast some doubt regarding the lack of ordinary care [Berg] used in the operation of his vehicle” on the night of the accident. This argument goes nowhere.
¶28 The only cell phone use cited in the police report was a call ending before Berg’s vehicle even was on the road where the accident occurred. Further, all three accidents were remote in time. In two of them, Berg did not admit fault and no insurance claims or lawsuits were filed. The third was a one-car accident in which Berg reported “hit[ting] a patch of ice and then a telephone pole.” Likely not admissible in any event, see Wis. Stat. § 904.04(2)(a), this information does not establish a reasonable probability of a different result at a trial.
4. Right of Allocution
¶29 At sentencing, Prouty read a lengthy statement he prepared expressing
his remorse and accountability. He now
asserts that he effectively was denied his right to allocution because the
trial court “failed to intelligently inform” him that he also had the right to
address any issue that might influence the sentence. Properly advised, he contends, he would have contested
matters such as attacks on his character, “coercive police tactics” and “nonfactual
statements of injury.” He claims his plea
should be withdrawn and the sentence “remanded to allow a fact-finding hearing
on the factual basis of all injuries and if they meet the criteria sent [sic]
forth in [Wis. Stat.] § 939.22,
then resentenced accordingly in a non-vindicate [sic] manner.”
¶30 Wisconsin Stat. § 972.14(2) directs a trial court to “ask the defendant why sentence should not be pronounced upon him or her and allow the … defendant an opportunity to make a statement with respect to any matter relevant to the sentence.” Here, the court permitted Prouty to read, without interruption, the statement he himself prepared, setting no time, length or subject-matter limits on it. Prouty’s statement—six and a half pages in the transcript—acknowledged his alcoholism, expressed his shame and “grave feelings of wrongdoing and guilt” over the “devastation” he caused, and explained his treatment and rehabilitative efforts. He apologized to the victims, their families and his, and asked forgiveness. This may not be what Prouty wanted to say, but it strains credulity that a remorseless and combative statement—challenging, among other things, the extent, nature and cause of the victims’ injuries—could work in any way to Prouty’s benefit. His argument fails.
5. Restitution
¶31 The trial court set restitution at $97,489.52, later subtracting
Berg’s civil attorneys’ fees for a final amount of $75,212.27. Prouty levels a four-pronged challenge,
asserting that: (1) the restitution hearing was untimely; (2) the amount should
have been offset; (3) the State did not carry its burden of demonstrating the
amount of loss; and (4) the court improperly analyzed his ability to pay.[5] His claims fail.
a. Delay
¶32 The overall objective of Wis.
Stat. § 973.20 is to efficiently compensate crime victims for their
pecuniary loss. State v. Perry, 181
¶33 At Prouty’s sentencing hearing on March 19, 2007, the court held restitution open at both parties’ request and set a tentative hearing date for May 15, fifty-seven days out. On April 21, Prouty advised the court by letter that he discharged his attorney. A week later, he wrote another letter with eleven pages of “supporting documents” regarding restitution, some indicating his disagreement with injuries and medical expenses. The May 15 hearing went forward but restitution could not be set due, in part, to ongoing medical issues, Berg’s pending surgeries, uncertain insurance coverage and the potential for a civil settlement. The court set the next hearing date for June 4 to give Prouty time to ascertain whether his lawyer in the civil action would represent him in this matter or, if not, for Prouty to get through the “significant [amount of] information” on his own.
¶34 The civil attorney appeared on June 4 but declined to represent Prouty in the criminal matter. After two more delays resulting from Prouty’s nonappearances, [6] one due to a slip-up by corrections officials, one unexplained in the record, the restitution hearing finally was held on September 27, just over six months after Prouty’s sentencing hearing.
¶35 The sixty-day restitution determination period is directory,
not mandatory. Perry, 181
b. Offset
¶36 A fundamental policy of Wis.
Stat. § 973.20 is to make victims whole without allowing them to
receive double recoveries. Huml
v. Vlazny, 2006 WI 87, ¶22, 293
¶37 The restitution order included Berg’s $48,000 lost-wages
claim. Prouty argues that the court should
have offset approximately $26,000 in payments Berg received through a
disability insurance policy. This
assumes that the disability payments were for lost wages, which may or may not
be the case. In the worker compensation
realm, for instance, some disability benefits compensate for lost wages, others
for lifelong impairment of bodily function and lost earning capacity. See
GTC
Auto Parts v. LIRC, 184
¶38 Prouty did not establish then or at the hearing on his motion to reconsider that there was overlap giving Berg a double recovery. Furthermore, the court agreed that ultimately there may be an offset should a sufficient factual basis be made. Prouty may be able to obtain relief at that time. See Huml, 293 Wis. 2d 169, ¶22 (before a trial court reduces unpaid restitution to a civil judgment, a probationer may prove that the victim already has recovered damages from him or her that are the same as the damages covered by the restitution order); see also Wis. Stat. § 973.09(3)(b).
¶39 At the restitution hearing, Prouty asserted that “we” tendered
$100,000 to Berg. He claims the court
failed to offset “the amount of a partial civil settlement … paid out of
$100,000.00” listed in Berg’s settlement statement with a law firm, and that
the partial settlement “was awarded in part ambiguously.”
¶40 Prouty’s argument is unclear. He includes a portion (“Page 2 of 2”) of a settlement statement in the appendix to his brief but does not argue or show that any settlement monies duplicated compensation for amounts included in restitution. Moreover, we are unable to locate the document at the record cite given, and Prouty does not say whether the trial court saw or considered it.[7] We therefore consider it no further. See Van Deurzen v. Yamaha Motor Corp. USA, 2004 WI App 194, ¶6, 276 Wis. 2d 815, 688 N.W.2d 777 (we normally do not consider evidence presented for the first time on appeal).
¶41 Lastly, Prouty objected at the restitution hearing to a
$9,285.13 bill for Berg’s medical insurance and to a copy of a $3,000 money
order to Froedtert for Berg’s outstanding medical expenses. His brief mentions the fact of his objection
and, implying error, that the court ordered no offset but he offers no
rationale. We decline to develop his
argument for him. See State v. Gulrud, 140
c. Burden of Proof
¶42 Prouty’s entire appellate argument on this point is that the
court misused its discretion in not following Wis.
Stat. § 973.20 because it “did not address the lack of the burden
of proof. § 973.20(14)(a) was not
met.” Section 973.20(14)(a) provides
that the victim must prove the amount of his or her loss by a preponderance of
the evidence. This argument, too, is not
sufficiently developed. We consider it
no further. See Gulrud, 140
d. Ability to Pay
¶43 Prouty asserts that the court wholly ignored his ability to make restitution. The record demonstrates otherwise. The court took care to break down the amount ordered into what Prouty would owe monthly and annually over the length of his sentence, explained that, contrary to civil judgments, interest would not accrue, and advised Prouty that a civil damages award would be offset and may even resolve his obligation. It concluded that Prouty’s income over the course of his twenty-two-year sentence would be sufficient to satisfy the restitution ordered. Prouty’s argument has no merit.
6. Resentencing
¶44 Finally, Prouty asserts that the trial court based the sentence on inaccurate information; sentenced him more harshly than others similarly situated; failed to consider positive aspects of his character; erroneously exercised its sentencing discretion under State v. Gallion, 2004 WI 42, 270 Wis. 2d 535, 678 N.W.2d 197; failed to explain why ERP was awarded instead of AODA (Alcohol and Other Drug Abuse) treatment; and made false statements at the hearing on his motion for reconsideration. His arguments all fail.
a. Inaccurate information
¶45 A defendant has a constitutionally protected due process right
to be sentenced upon accurate information.
State v. Tiepelman, 2006 WI 66, ¶9, 291
¶46 Again taking issue with the boys’ injuries, Prouty argues that
eleven-year-old Cameron’s hip fracture, shoulder injury and facial injuries did
not constitute “great bodily harm” because they were not medically serious,
prolonged or life-threatening and did not cause impaired function or permanent
disfigurement. He also argues that
¶47 At the plea hearing, the court read the definition of “great
bodily harm.” Prouty acknowledged that
he understood it and that the State would have to prove it as to counts one
through three. Prouty thus waived this issue
by his voluntary guilty plea. See Riekkoff, 112
¶48 Prouty also claims the PSI “contained approximately 33 major
errors and statements of [his] ex-wife” and that the cumulative effect of the
errors “specific to medical injuries” prejudiced him at sentencing. He describes none of the errors or offending
statements. At sentencing, through
counsel, Prouty offered five “reasonably minor corrections” but did not identify
or attempt to correct other errors he alludes to now. He therefore is not entitled to relief based
upon them.
¶49 In addition, Prouty complains that the court considered
“letters to the Court and other hearsay.”
Prouty knew at the sentencing hearing that the court had received
letters in support of the victims. He
did not object. Nor does he complain
that over a dozen character letters also were submitted to the court in his
behalf. In any case, “[a] sentencing
court may consider uncorroborated hearsay that the defendant has had an
opportunity to rebut.” State
v. Damaske, 212
b. Disparate sentence
¶50 Prouty lists in his January 2009 postconviction brief fifteen cases he claims involved an OWI motor vehicle accident resulting in injury or death. He contends that his case is similar in nature all were heard by the same court, yet he was sentenced more harshly than any of them. He argues that similarly situated defendants merit similar sentences.
¶51 Similar crimes do not necessarily make for similarly situated
defendants. Prouty presents nothing
about the defendants. A sentence is to
be personalized to the individual defendant.
See Gallion, 270
c. Sentencing discretion
¶52 Prouty raises several issues related to his sentence. Sentencing is left to the trial court’s
discretion, and we review only whether it erroneously exercised its discretion. Gallion, 270
¶53 Prouty first complains that the trial court did not consider his positive aspects, such as his college education and volunteerism, yet permitted attacks on his character through a victim impact statement and a “malicious” statement by Berg’s ex-wife, the mother of the three injured boys. The record shows that much was said in Prouty’s favor at sentencing. The court itself commented that “[w]ithout question” it was “a good thing” that Prouty was addressing his alcoholism. The court also heard that he was an involved father to his three children and maintains a good relationship with his ex-wife, who, along with his mother, spoke in his behalf. Naturally, the court also received letters and statements supporting the victims, including a statement from the boys’ mother explaining the life-altering effects on the family. Prouty does not claim that any of the comments were untrue or say how the mother’s statement was malicious.
¶54 That Prouty’s accomplishments and family ties did not outweigh
the gravity of his volitional conduct and the substantial harm that flowed from
it does not mean they were not considered. It remains within the court’s wide discretion
to discuss only those factors it believes are relevant and to attach to each
the weight it deems appropriate. See State v. Stenzel, 2004 WI App 181,
¶16, 276
¶55 Prouty next contends that the trial court failed to name the objectives of greatest importance or explain how the elements of the sentence and the existence and duration of extended supervision would advance the goals of the sentence. Again, the record does not bear this out.
¶56 The court devoted thirty-four pages to reviewing the events of
the night, the victims’ injuries, Prouty’s alcohol-related history, the chances
he bypassed to address his alcoholism, the need to protect the innocent public
from the dangers drunk drivers pose, the need to punish him and his need for
lengthy supervision to address his sobriety needs. At the postconviction motion hearing, the
court clarified, that it imposed consecutive sentences to recognize the
seriousness of the offenses, the multiple victims and Prouty’s failure to seize
opportunities which could have averted the tragedy. How much explanation is necessary will vary
from case to case, but we are satisfied that the court’s explanation here more
than sufficed to provide a “rational and explainable basis” for the sentence
imposed. See Gallion, 270
¶57 Prouty next asserts that the trial court failed to explain why it found him eligible for ERP and not an AODA program. We construe his challenge to be to the initial eligibility finding despite his ineligibility due to his convictions under Wis. Stat. ch. 940. See Wis. Stat. §§ 302.05(3)(a)1. and 973.01(3g).
¶58 The court explained in its oral decision on Prouty’s postconviction motions that it was aware at sentencing that Prouty was statutorily ineligible for ERP participation. It stated that it meant the finding to be prospective, “[p]resuming the Legislature makes a change” and exempts Wis. Stat. ch. 940 offenses from ERP consideration. The court explained that should that change occur at some point in Prouty’s incarceration or reconfinement after revocation, it wanted the ERP eligibility finding on the record so that Prouty would not have to request it later. As at sentencing, the court again made clear that entry into ERP is wholly discretionary with the Department of Corrections. Even if Prouty currently were eligible, therefore, participation always is at the grace of the DOC, not the court. And regardless of ERP, AODA programs still are available to Prouty in prison and while on extended supervision and probation.
d. Court’s “false statements”
¶59 Prouty’s final complaint is that the trial court made “false statements in explaining its sentencing” at the hearing on Prouty’s motion to reconsider. Prouty points to the court’s statement that he was traveling “on a blind curve that’s 25 miles an hour.” The speed limit on that road is 55 mph. Powell testified at the suppression hearing that a cautionary sign posted at the curve warns motorists to reduce their speed to 25 mph. Prouty’s dispute is one of semantics.
¶60 Prouty also contends the court falsely stated that he was on bail the night of the accident and so must have been referring to someone else, perhaps a former in-law, with a different surname, whom the court had sentenced for OWI at some point. This claim raises form over substance. The court stated that, being intoxicated, Prouty should not have been driving at all and should not have been where he was because “[t]hose are violations of bail conditions.” Prouty interjected: “I wasn’t on bail, Your Honor.” The court corrected itself, stating that there was a restraining order in place and Prouty’s driving by his ex-wife’s house was a violation of that order. The court’s point was that the accident would not have occurred but for Prouty making a series of poor decisions. Prouty’s claims do not shake our confidence in the integrity of the sentence.
By the Court.—Judgment and orders affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.
[1] All references to the Wisconsin Statutes are to the 2007-08 version unless noted.
[2] See Miranda v.
[3]
[4]
Prouty has suggested that some of
[5] Prouty
also asserts that “the court has taken two surcharges of restitution 5% &
10% in error, See R181:37-40.” We miss his meaning. The portion of the record cited has nothing
whatsoever to do with surcharges. The
issue does not appear to relate to timeliness, the subject of the sentence
before it in his brief, or to burden of proof, the subject of the sentence
after it. If it is a stand-alone claim,
it is fatally undeveloped. We need not
develop his arguments for him.
[6] Prouty
wrote to the court asking that hearings regarding restitution “all take place
with my attendance, or my person in
[7] At the restitution hearing, the court and counsel indicated that the civil action still was ongoing.