COURT OF APPEALS DECISION DATED AND FILED July 21, 2010 A.
John Voelker Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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APPEAL
from a judgment of the circuit court for
Before Brown, C.J., Neubauer, P.J., and
¶1 PER CURIAM. A jury determined that Eric J. Dahl was a sexually violent person within the meaning of Wis. Stat. ch. 980 (2007-08)[1] and the trial court ordered him committed. Dahl seeks a new trial. He claims various evidentiary errors prevented the real controversy from being tried and that two errors merit a new trial in the interest of justice. For the following reasons, we affirm the judgment.
¶2 The predicate offense on Dahl’s commitment was his 1997 convictions for second-degree sexual assault of a child and incest with a child. He was sentenced to ten years in prison on each conviction, consecutive. The court also stayed the incest sentence and ordered Dahl to serve ten years’ probation consecutive to the sexual assault sentence. Denied presumptive mandatory release, he served the full sexual assault sentence.
¶3 The State filed the commitment petition just before Dahl was set to discharge from his sentence. The jury found him sexually violent and the court ordered him committed under Wis. Stat. ch. 980. Dahl appeals. Additional facts will be supplied as needed.
¶4 Commitment as a sexually violent person requires that an
offender was convicted of a sexually violent offense, currently has a mental
disorder and is dangerous to others because the mental disorder makes it more
likely than not that he or she will engage in one or more future acts of sexual
violence. See
¶5 Dahl first contends that the trial court made two erroneous evidentiary rulings that changed the course of the trial: (1) it permitted the State to elicit opinions expressed in department of corrections (DOC) records regarding Dahl’s risk to reoffend and (2) it excluded evidence regarding the effect of supervision on the risk he posed. We discuss them in turn.
¶6 We will affirm a trial court’s evidentiary decisions if they
reflect a proper exercise of discretion.
¶7 The trial court granted Dahl’s motion in limine to prohibit anyone but a qualified expert from rendering an opinion on the risk he posed for future sexual violence. Lawrence Stahowiak, the offender records supervisor at Oshkosh Correctional Institution, testified about Dahl’s uncooperativeness with the sex offender treatment program (SOTP) while at that facility. Over Dahl’s objection, the court allowed Stahowiak to read from a 2003 Parole Commission Presumptive Mandatory Release Review report regarding Dahl’s presumptive release date. The excerpt read: “As … you’re an untreated sex offender, you pose an unreasonable risk to the community.”
¶8 In a similar vein, Emily Kerr, Dahl’s probation officer, read from three different reports relating to Dahl’s prison treatment history. Reading from a sex offender assessment report prepared shortly after Dahl’s 1997 entry into the prison system, Kerr read—again over Dahl’s objection—that a psychological services associate noted Dahl’s refusal to cooperate with treatment and that he was “perceived as a high threat to the community.” Kerr also read a therapist’s explanation in a 1998 report that part of the reason Dahl was terminated from the SOTP was that the therapist considered Dahl “to be a high risk to reoffend, and not appropriate for placement at a minimum security facility.” The third report from which Kerr read was the 2003 Parole Commission Presumptive Mandatory Release Review report from which Stahowiak had read. Kerr read to the jury the same excerpt which noted that Dahl posed an unreasonable risk to the community.
¶9 Dahl argues that his successful motion in limine should have precluded the admission of the DOC record information because it amounted to expert opinions regarding his risk assessment and, as expert opinion, it was not properly qualified.[2] We disagree.
¶10 The trial court explained that it granted Dahl’s motion to
prevent unqualified persons from testifying on risk assessment—Dahl’s current
dangerousness—but viewed the DOC records simply as background information about
parole commission actions and Dahl’s treatment and correctional history. Trial courts have discretion to admit
evidence for background purposes.
¶11 We agree. The first of these evaluations occurred upon Dahl’s entry into prison in 1997. The others—the most recent of which predated the trial by five years—set forth his documented history of SOTP participation in the correctional setting. They made no projection of future dangerousness. The trial court applied accepted legal standards to the facts of record and reached a reasonable conclusion by a demonstrated rational process. We see no error.
¶12 Dahl next contends that the trial court wrongly precluded evidence of the effect of intense supervision on the risk to reoffend. As noted, Dahl was on probation for the imposed-and-stayed ten-year prison sentence on the incest conviction. He sought to admit evidence that he currently was on probation and that the experts in the case cited supervision as a factor relevant to the assessment of risk. Dahl argued that disallowing the conditions of probation kept relevant information from the jury.
¶13 The court ruled that the fact of Dahl’s probation was
admissible but, under State v. Budd, 2007 WI App 245, 306
¶14 Dahl attempts to distinguish Budd and Mark. He claims they address evidence of supervision as an additional factor outside the actuarial risk assessment tools, where here the experts considered whether supervision impacts recidivism rates. He notes, for instance, that the report of psychologist Dr. Sheila Fields, one of the State’s expert witnesses, observed that, in one recent study, “the presumably much tighter community supervision was likely the major contributor” for a drop in recidivism rates. Dahl contends he thus should have been allowed to explore the accuracy the actuarial tools used to assess his future risk.
¶15 We disagree for two reasons. First, Dahl does not say what admissible evidence he was precluded from putting before the jury. Three experts—two for the State, one Dahl’s—submitted reports and testified. Fields testified that, although the research is “mixed,” the “speculation” is that the drop in sexual recidivism base rates may be linked to more intense supervision. Dr. Cynthia Marsh, the State’s other expert, testified that the impact of “dynamic” variables like supervision, treatment and an individual’s support system on risk assessment merit further study, but that it remains a developing science. Dahl’s own witness, Dr. Craig Rypma, likewise testified that the research “is beginning to talk about” dynamic variables. In short, all indicated that the decades-old statistical data in currently used actuarial tools are undergoing review, but none stated that definitive new empirical data was available.
¶16 Second, of the three scholarly articles Dahl cites in his brief that critique current actuarial instruments, two were written in 2009—after his trial. The third, written in 2003, indicates that the development of instruments that take into account improvements in treatment and supervision are only experimental. Continuing study in this area may lead to changes in analysis and the tools used to perform it. At this time, however, Budd and Mark remain good law. The trial court properly exercised its discretion.
¶17 Dahl next asks that we exercise our discretionary reversal authority because he claims two evidentiary errors prevented the real controversy from being tried. First, two of the State’s experts testified under direct examination about the percentage of Wis. Stat. ch. 980 evaluations in which they determined that the subject met the commitment criteria. One found that the criteria were met approximately twenty-five percent of the time; the other that the criteria were met in approximately seventy percent of her evaluations. Second, a prosecution witness read an excerpt of the sentencing judge’s comments in which he called Dahl’s underlying offense “an aggravated and vicious, vicious act.”
¶18 It is undisputed that Dahl failed to object to either of these
two claims. He therefore has forfeited
the right to their review.
¶19 Dahl contends the real controversy was not fully tried because the
improperly received evidence clouded a crucial issue in the case.
¶20 Dahl argues that Fields’ and Marsh’s testimony about their commitment
recommendation percentages impermissibly bolstered their credibility before he
attacked it.
¶21 The statistical information came in with background information as to the psychologists’ experience and credentials. Further, had only the “twenty-five percent” expert testified, the jury might have fairly inferred that Dahl fell into the group of the most dangerous of sex offenders. The two experts gave wide-ranging percentages, however, making such an inference unlikely. In addition, Dahl’s expert testified that he found that those he evaluated met the criteria in approximately sixty-one out of one hundred and fifteen cases, or about fifty-three percent of the time.[3] As one of Dahl’s trial strategies was to show that the experts were engaged in an inexact science, it is equally plausible that these differences among the percentages worked to his advantage. We conclude that the percentage evidence did not cloud the issue of Dahl’s likelihood to reoffend.
¶22 Dahl next complains that the jury improperly heard a State’s witness read an excerpt of the sentencing judge’s comments calling the underlying offense “an aggravated and vicious, vicious act.” Without more, allowing this evidence might have been treading close to the edge of propriety. However, there is more.
¶23 By this time, the jury knew that Dahl had sexually assaulted
his daughter from the time she was a few months old until she was two, when he
forced her to perform fellatio on him while she resisted, crying “daddy,
daddy.” The jury at this 2008 trial likely
could differentiate between the “then” of the 1997 assault and the “now” of the
2008 question of his likelihood of reoffending.
And again, Dahl did not object. For
all of these reasons, we conclude hearing the 1997 sentencing comments did not cloud
the issue of whether he was more likely than not to commit future acts of
sexual violence if released. See Darcy N.K., 218
By the Court.—Judgment affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.
[1] All references to the Wisconsin Statutes are to the 2007-08 version unless noted.
[2] The
trial court overruled Dahl’s objections to the statement Stahowiak read and to
the first one Kerr read. The State
asserts that Dahl waived appellate review of his objection to the other two
statements by not objecting to them.
[3] Dahl asserts that he elicited his expert’s percentage testimony only after the State “went down this improper path first.”