COURT OF APPEALS DECISION DATED AND FILED June 16, 2010 David
R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT II |
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State of
Plaintiff-Respondent, v. Sean P. Williams,
Defendant-Appellant. |
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APPEAL
from a judgment of the circuit court for
Before Brown, C.J., Neubauer, P.J., and Snyder, J.
¶1 PER CURIAM. Sean P. Williams appeals from a judgment convicting him of maintaining a drug-trafficking place. His central challenge is that the court, the Honorable Faye M. Flancher presiding, denied his motion to withdraw his no-contest plea before sentencing.[1] We agree with the trial court that Williams’ explanation for wanting to withdraw his plea demonstrated a change of heart, not a fair and just reason. We affirm.
¶2 According to the complaint, a
¶3 The State charged Williams with one count each of maintaining a drug-trafficking place, possession of tetrahydrocannabinol (THC) and possession of drug paraphernalia. Williams opted for a jury trial. On the day of trial, the State put forth its final plea offer: if Williams would plead no contest to maintaining a drug-trafficking place, the State would move to dismiss and read in the other two counts. Williams thought the charge should be straight possession, a misdemeanor, and rejected the offer.
¶4 Church, a State’s witness, apparently could not be located
for some time and a material witness warrant was issued to compel her
appearance. Also on the day of trial,
before the jury was seated, the assistant district attorney (
¶5 Four and a half months later, but before sentencing, Williams moved to withdraw his no-contest plea. As grounds, Williams claimed he felt he had no choice but to accept the plea offer because he did not believe Barth had investigated the matter or interviewed witnesses and he lost confidence in Barth when Barth told him “he didn’t think he could win the case.” Williams also contended he did not understand the plea offer or recommended penalties.
¶6 Barth testified at the hearing on the motion that he had been
trying to get the State to amend the charge to a misdemeanor. He also stated that he and Williams had
discussions about the chances of success at trial during which he communicated
to Williams that he “thought [he] would never prevail.” Barth also testified that he had expected
Church to testify as she now said she would, which is why he and Williams had
been “somewhat happy” that the State at first could not locate her.
¶7 Williams testified that Barth was his second appointed
attorney and, like the first, always gave “very vague answers.” Barth “seesawed back and forth to I can win
this, but then again maybe I can’t” to “I don’t know if I can.” Williams said that on the day of trial Barth
got “scared” because that morning the same
¶8 A defendant seeking to withdraw a plea before sentencing must
present a fair and just reason which the trial court finds credible, and rebut
evidence offered by the State that the State will be substantially prejudiced
by the plea withdrawal. State
v. Jenkins, 2007 WI 96, ¶43, 303
¶9 The decision to permit plea withdrawal prior to sentencing is
committed to the sound discretion of the trial court. Jenkins, 303
¶10 Here, Williams contends the trial court erroneously denied his
motion to withdraw his plea because the plea was the product of haste and
coercion. He likens his situation to the
defendant’s in Libke v. State, 60
¶11 Williams argues that here, too, in the space of a half hour he
went from rejecting the plea offer to pleading no contest due to Barth’s
“forceful and coercive” advice. Relatively
speaking, the half-hour time frame is brief.
The trial court found, however, that Church’s eleventh-hour appearance
and willingness to provide damaging testimony “put a new spin on things” and
gave Barth “an absolute duty” to convey the case’s changed complexion so
Williams could make an informed choice.
It also found that Barth’s confidence about the prospect of success was
higher while Church’s warrant was outstanding and that what Williams took as
“vagueness” actually was a proper refusal to guarantee success. The court found that Barth, a “fine and
prepared attorney[],”had spent a “significant amount of time” on the case and,
if he brought no motions, it was because there were none to bring. Finally, the court found that Barth was ready
for trial, implicitly finding that he did not urge Williams to plead based on unpreparedness.
¶12 In addition, the record shows that the court granted Williams
several additional opportunities during the earlier plea colloquy to confer
with Barth. Williams expressly
acknowledged that he was given enough time to discuss his plea with Barth, that
he understood what he was doing and that he wished to proceed with the plea
hearing. A plea colloquy in compliance
with State
v. Bangert, 131
¶13 Williams next contends Barth’s “forceful and coercive” advice pressured him to plead. Williams testified at the plea withdrawal hearing that he felt compelled to plead because, after Barth told him he could not win at trial, he had “zero” confidence in Barth and was “terrified of what was going to happen.” Barth acknowledged that when he learned Church would testify he recommended that Williams take the State’s offer but:
I tried very hard not to be convincing. I take the position that this is what it is: you take your shot, you don’t take your shot. I mean ultimately it is their decision.
My only concern is that they’re making an informed choice. As long as they’re making an informed choice, they can be reasonable or unreasonable.
¶14 The trial court found Barth’s testimony to be the more credible and that Barth had “an absolute duty” to advise Williams how Church’s expected testimony changed his case. In essence, the court found that Barth’s advice stemmed from a truthful, and necessary, appraisal of the case. It was not impermissibly forceful because to plead or not remained Williams’ choice.
¶15 “[A] defense counsel would be remiss to advise a defendant to
go to trial, knowing that a conviction was highly likely.” State v. Rhodes, 2008 WI App 32,
¶11, 307
¶16 The trial court’s findings are not clearly erroneous. A defendant cannot merely assert a recognized
reason for plea withdrawal; he or she must show that the reason actually
exists.
By the Court.—Judgment affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.
[1] Williams’ notice of appeal states that he appeals “from the Order entered on January 12, 2009 … wherein the Court denied the defendant’s Motion to Withdraw No Contest Plea.” As the January 9, 2009, oral ruling was transcribed but not reduced to a written order, we construe the appeal as being taken from the judgment of conviction filed on February 25, 2009.