COURT OF APPEALS DECISION DATED AND FILED May 25, 2010 David
R. Schanker Clerk of Court of Appeals |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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APPEAL
from orders of the circuit court for
Before Curley, P.J., Fine and Kessler, JJ.
¶1 PER CURIAM. Stephen Lee appeals from four circuit court orders that affirm dismissals by the Labor and Industry Review Commission (“Commission”) of Lee’s four employment discrimination complaints against four different prospective employers. The sole issue Lee raises in each of the four cases is whether each of the four employers impermissibly asked applicants about their conviction record. We conclude that the Commission’s decision in each case was consistent with the plain language of Wis. Stat. § 111.335(1)(c)1. (2007-08) because such an inquiry by a prospective employer does not violate the Wisconsin Fair Employment Act (the “Act”) if the circumstances of the disclosed “felony, misdemeanor or other offense … substantially relate to the circumstances of the particular job [sought]” pursuant to § 111.335(1)(c)1.[1] Therefore, we affirm.
¶2 These cases involve applications from four different employers. All of the applications involve the same problematic inquiry, and Lee challenges each inquiry as discriminatory for inquiring about the applicant’s criminal record. The similarity of the facts and the problematic clauses, and the Commission’s dismissal of Lee’s employment discrimination complaints and the circuit court’s affirming those dismissals led us to consolidate these four appeals.[2]
¶3 Each of the employment applications asked if the applicant had ever been convicted of a felony, a misdemeanor, or had violated an ordinance.[3] Most of the applications then requested details about all affirmative responses. Each application also clarified that an affirmative response would not automatically or necessarily disqualify the applicant for employment.
¶4 Lee filed separate complaints with the Equal Rights Division of the Department of Workforce Development (the “Department”), alleging each prospective employer violated the Act by inquiring about an applicant’s conviction record in its employment application. The Department dismissed each complaint with prejudice because the application’s inquiries did not violate the Act on its face or imply any intent to discriminate.[4] Lee appealed the dismissals to the Commission. The Commission affirmed the dismissals, emphasizing that:
Because the [Act] permits an employer to make employment decisions based upon an applicant’s conviction record if the circumstances of the offense are substantially related to the circumstances of the particular job, it is implicit that it is not a violation of the [Act] to request conviction record information from an applicant.
Lee sought judicial review in each case. In each of the four cases, the circuit court affirmed the Commission’s decision, recognizing that Wis. Stat. § 111.335(1)(b) and (c)1. allowed an employer to refuse to hire an individual with an arrest or criminal record in which the offense “substantially relate[s] to the circumstances of the particular job,” and recognized the application inquiries as requesting information that was permissible in that context. Several of the circuit court decisions were also based on collateral estoppel in that Lee had pursued the dismissal of other complaints on this same basis.
¶5 Lee appeals the four circuit court orders to this court. We consolidated these appeals because all involve Lee’s challenge to employment applications as allegedly violating the Act and discriminating against him on the basis of his arrest or criminal record. Lee raises the same single issue in each appeal; in each appeal Lee challenges an employment application that inquires about the applicant’s criminal history.
¶6 Wisconsin Stat. § 111.322(2) prohibits the “use [of] any form of application for employment or … any inquiry in connection with prospective employment” for discriminatory purposes including one’s “conviction record,” or any “information indicating that an individual has been convicted of any felony, misdemeanor or other offense….” Wis. Stat. § 111.32(3). The Act also expressly states that:
Notwithstanding s. 111.322, it is not employment discrimination because of conviction record to refuse to employ … or to bar … from employment … any individual who:
1. Has been convicted of any felony, misdemeanor or other offense the circumstances of which substantially relate to the circumstances of the particular job.
Wis. Stat. § 111.335(1)(c)1. (emphasis added).
¶7 “[W]e substantively review LIRC’s decision and not that of
the circuit court.” Knight v. LIRC, 220
¶8
¶9 Lee contends that the employer who inquires about an
applicant’s criminal history obtains the presumably unfavorable information
without first knowing whether that information is “substantially relate[d] to
the circumstances of the particular job [the applicant is seeking],” allowing
the employer to use the “substantial[] relat[ionship]” exception to obtain
sensitive information to then use as a pretext for refusing to hire that
applicant. The Commission applied the
statutory language to the employment application’s inquiries, explanations and
statements of purpose regarding the reason and use of the information about an
applicant’s criminal history. It
interpreted the “substantial[] relat[ionship] to the circumstances of the
particular job [sought]” as permitting those inquiries. See Wis. Stat. § 111.335(1)(c)1. Its decision, affirming the dismissal of the
complaints for failing to maintain a claim for employment discrimination on the
basis of those inquiries, is reasonable and consistent with statutory and case
law. See
id.; Miller Brewing, 103
By the Court.—Orders affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.
[1] All references to the Wisconsin Statutes are to the 2007-08 version.
[2] Appeal No. 2009AP702 is from Milwaukee County
Circuit Court Case No. 2008CV14799, decided by the Honorable Jean W.
DiMotto. The City of
[3] The
City and County applications each specified:
“If you have ever been convicted of an offense, including felonies,
misdemeanors and ordinance violations, or have charges pending, other than
minor traffic violations, list details below.
If you list convictions, provide your birth date …. Your birth date will be used for conviction
verification only.” The City application
requested further details about any affirmative responses, including the
charge, date, location and disposition.
Both applications also included:
“NOTE:
Convictions are not an automatic bar to employment but are reviewed in
relation to the job for which you applied.
Convictions not reported may be cause for rejection or discharge.”
The Office Depot application inquired:
Have you ever been convicted of a crime (either felony or misdemeanor), which has not been sealed, expunged, impounded, erased or statutorily eradicated, or entered a plea of no contest (nolo contendere)?
Yes No
(A conviction record will not necessarily eliminate your candidacy for employment. You do not need to disclose any convictions which have been discharged.)
The McDonald’s application specified, “DURING THE PAST 5 YEARS, HAVE YOU EVER BEEN CONVICTED OF, PLED GUILTY TO OR PLED NO CONTEST TO A CRIME, EXCLUDING MISDEMEANORS AND TRAFFIC VIOLATIONS?” Before that inquiry, the application states, “[a]nswering yes will not necessarily bar you from employment.” The application also states:
This independent McDonald’s franchise is an Equal Opportunity Employer. Various federal, state, and local law[s] prohibit discrimination on account of race, color, religion, sex, age, national origin, disability or veterans status, or other categories prohibited by law. It is this McDonald’s franchise policy to comply fully with these laws, as applicable, and information requested on this application will not be used for any purpose prohibited by law.
[4] Failure to violate the Act on its face was the basis for two of the dismissals; the absence of an intent to discriminate was the basis for the other two dismissals.