COURT OF APPEALS DECISION DATED AND FILED January 27, 2010 David
R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
2008AP2291 |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT II |
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State of
Plaintiff-Respondent, v. John D. Mascaretti,
Defendant-Appellant. |
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APPEAL
from orders of the circuit court for
Before
Neubauer, P.J.,
¶1 PER CURIAM. John D. Mascaretti has appealed from orders denying his motion and amended motion for
postconviction relief under Wis. Stat. § 974.06
(2007-08).[1]
We
affirm the orders.
¶2 In
1998, Mascaretti was convicted after a jury trial of armed robbery and false
imprisonment, both offenses as a party to the crime and repeat offender.[2] He was sentenced to forty years in prison for
the armed robbery, with a consecutive stayed sentence and term of probation for
the false imprisonment.
¶3 In March 1999, Mascaretti filed a postconviction motion under Wis. Stat. Rule 809.30(2)(h), followed by a direct appeal. This court affirmed Mascaretti’s judgment of conviction and the trial court’s order denying postconviction relief in State v. Mascaretti, No. 1999AP1493-CR, unpublished slip op. (WI App. May 3, 2000).
¶4 In July 2008, Mascaretti filed a motion for postconviction relief pursuant to Wis. Stat. § 974.06, seeking a new trial or, alternatively, a new sentencing hearing. On August 5, 2008, the trial court denied the motion on the ground that the issues being raised by Mascaretti were not raised by him in his previous postconviction motion and appeal. The trial court concluded that the issues were therefore barred under State v. Escalona-Naranjo, 185 Wis. 2d 168, 181-82, 517 N.W.2d 157 (1994), which holds that an issue finally adjudicated, waived, or not raised in a prior postconviction motion may not serve as the basis for a subsequent § 974.06 motion, unless a sufficient reason exists for the defendant’s failure to have raised the issue previously.
¶5 In
response, Mascaretti filed an amended motion for postconviction relief under Wis. Stat. § 974.06, alleging that
his failure to raise the current issues in his 1999 postconviction motion and
direct appeal resulted from ineffective assistance by his original
postconviction counsel. Relying on State
ex rel. Rothering v. McCaughtry, 205
¶6 The
trial court again denied relief, stating that Mascaretti had not made an
adequate showing as to why the issues were not raised in his previous
postconviction motion and appeal. This
appeal followed.
¶7 On
appeal, Mascaretti contends that the trial court erroneously exercised its
discretion by denying his amended motion without providing a clear explanation
of the reasons for the denial.
Mascaretti contends that the trial court failed to address the real
controversy when it failed to clearly analyze and address whether Escalona-Naranjo
barred his motion, or whether sufficient grounds existed to raise the new
issues. Mascaretti asks this court to vacate the trial
court’s orders and remand the matter for further proceedings on his amended
motion.[3]
¶8 We deny Mascaretti’s requested relief and affirm the trial
court’s orders. A defendant is not
entitled to an evidentiary hearing merely because he alleges ineffective assistance
of counsel. See State v. Curtis, 218
¶9 Based upon these standards, we affirm the trial court’s orders denying Mascaretti’s motion and amended motion without a hearing. In his Wis. Stat. § 974.06 motion, Mascaretti contended that he was entitled to a new trial or new sentencing because his trial counsel rendered ineffective assistance when he: (1) elicited testimony from Mascaretti at trial indicating that Mascaretti was imprisoned for a parole violation; (2) failed to ensure that Mascaretti’s leg irons were concealed during trial; (3) failed to provide Mascaretti with an opportunity to review the presentence report (PSI) and correct errors in the report; and (4) failed to adequately prepare for the sentencing hearing, depriving Mascaretti of his right to present witnesses at the hearing. In his amended § 974.06 motion, Mascaretti contended that his original postconviction counsel rendered ineffective assistance by failing to raise these issues in the 1999 postconviction motion.
¶10 Further proceedings were warranted on Mascaretti’s claims only
if his motion and amended motion passed muster under Allen, 274 Wis. 2d 568,
¶12. We therefore address Mascaretti’s
claims within the context of deciding whether his motion and amended motion set
forth sufficient facts to warrant further proceedings on the question of
whether his original postconviction counsel rendered ineffective assistance by
failing to raise the issues he now enumerates.
In essence, Mascaretti was required to set forth facts which, if true,
demonstrated that his original postconviction counsel rendered ineffective
assistance by failing to argue in the 1999 postconviction motion that trial
counsel was ineffective for failing to raise the issues now enumerated by Mascaretti. We conclude that the allegations in
Mascaretti’s motion and amended motion were insufficient to warrant further
proceedings under Allen, 274
¶11 To
establish a claim of ineffective assistance of counsel, a defendant must show
that counsel’s performance was deficient and that the deficiency was
prejudicial. Strickland v.
¶12 Appellate
review of an ineffective assistance of counsel claim presents a mixed question
of law and fact. State v. McDowell, 2004
WI 70, ¶31, 272
¶13 No basis exists to conclude that postconviction counsel
rendered ineffective assistance by failing to allege that trial counsel
rendered ineffective assistance when he elicited trial testimony from
Mascaretti indicating that he was incarcerated in the prison at Waupun, and had
been there for three months because his parole had been revoked. The record reveals that Mascaretti gave this
testimony immediately after testifying that he had been convicted of a crime
fourteen times. Because the jury was
already informed that Mascaretti had been convicted fourteen times, his
additional testimony indicating that he had been the subject of parole
revocation and incarceration cannot be deemed to have surprised the jury and
prejudiced him. Trial counsel’s
elicitation of this testimony, even if deficient, therefore did not undermine
the reliability of the proceedings.
Because the record conclusively demonstrates that Mascaretti is not
entitled to relief on this issue, postconviction counsel cannot be deemed
ineffective for having failed to raise it in the 1999 postconviction
motion. See State v. Simpson, 185
¶14 Mascaretti’s
claim that postconviction counsel rendered ineffective assistance by failing to
argue that trial counsel was ineffective in regard to the leg irons also
fails. In support of this argument,
Mascaretti submitted an affidavit attesting that he wore leg irons throughout
the trial, and that the defense table was open underneath with nothing
obscuring the leg irons from the jury’s view.
Mascaretti further attested that before jury selection, he asked his
trial counsel to request that his leg irons and handcuffs be removed. Mascaretti attested that after some
discussion between counsel and the trial court, his trial counsel told him that
the jurors would not care if he was in shackles and that it would look like he
was trying to hide something if the table was draped. Mascaretti further attested that his trial
counsel never advised him that being seen by the jury in shackles could
prejudice him.
¶15 Even accepting the allegations in Mascaretti’s affidavit as true, Mascaretti’s motion and amended motion were properly denied without a hearing. The record establishes that trial counsel’s discussions with Mascaretti were preceded by a discussion between trial counsel, the prosecutor, and the trial court as to whether Mascaretti should wear restraints at trial. During that discussion, trial counsel requested that Mascaretti’s handcuffs be removed, but stated: “I think the leg irons are okay. You can’t really see those as long as he’s not facing the jury.” The trial court then raised the possibility of screening the table, while the prosecutor expressed his opinion that Mascaretti presented a security concern, noting that he had several felony convictions and had pistol-whipped another person. After discussing various measures to obscure the leg irons and additional discussion between the trial court and counsel that was not recorded, trial counsel interjected that he had talked to Mascaretti and that, while they wanted the handcuffs removed, “[t]he leg ones are fine.” The trial court then stated that the leg irons would remain, taking note of Mascaretti’s lack of objection and stating that “it’s not real noticeable from over here by the jury.”
¶16 The allegations in Mascaretti’s motions and affidavit, when considered with the record, are inadequate to support a conclusion that Mascaretti’s original postconviction counsel was ineffective for failing to pursue this issue in the 1999 postconviction proceedings.[5] The record establishes that trial counsel obtained removal of the handcuffs, that the leg irons were not “real noticeable” from the jury box, and that the jury was not present in the courtroom when Mascaretti was seated at the witness stand. The testimony also informed the jurors that Mascaretti had been convicted of crimes fourteen times. Under these circumstances, postconviction counsel could reasonably conclude that the jury would not have been surprised by the leg irons, and that failing to completely conceal them, assuming they were visible to the jurors, did not impact or prejudice Mascaretti’s defense.[6] Mascaretti’s motion and amended motion therefore provided no basis for concluding that postconviction counsel rendered deficient performance and prejudiced Mascaretti by failing to raise this issue in the original postconviction proceedings.
¶17 Mascaretti’s contention that postconviction counsel rendered ineffective assistance by failing to allege ineffective assistance of trial counsel concerning the PSI is also belied by the record. In his motions, Mascaretti alleged that trial counsel provided him with no opportunity to review the PSI, and that the PSI contained material inaccuracies concerning his juvenile and criminal history. However, the record indicates that after trial counsel’s motion to postpone sentencing to another day was denied, the trial court adjourned the sentencing hearing until the early afternoon to afford counsel time to review the PSI with Mascaretti. When the sentencing hearing reconvened after the adjournment, trial counsel commenced his sentencing argument with corrections and clarifications regarding Mascaretti’s juvenile and criminal record, correcting errors in the PSI and providing additional information in support of his argument that Mascaretti’s record was much less serious than it appeared.
¶18 Based on trial counsel’s review of the PSI with Mascaretti and his correction of inaccuracies, Mascaretti’s motion and amended motion provide no basis for concluding that material information before the sentencing court was inaccurate.[7] No basis therefore exists to conclude that postconviction counsel rendered ineffective assistance by failing to argue that trial counsel’s handling of the PSI was deficient or prejudicial.[8]
¶19 Mascaretti’s contention that postconviction counsel rendered
ineffective assistance by failing to challenge trial counsel’s presentation of
witnesses at sentencing also fails. As
noted above, a postconviction motion alleging ineffective assistance of counsel
must allege material facts which permit the trial court to meaningfully assess
the defendant’s claim. Allen,
274
¶20 In his motion and amended motion, Mascaretti objected to his trial counsel’s failure to arrange for his fiancé and aunt to speak on his behalf at sentencing. However, in his motions he did not explain what these witnesses would have said, or how it would have impacted his sentencing. His argument concerning these witnesses is therefore purely conclusory, and provides no basis for determining that postconviction counsel was ineffective for failing to raise an issue regarding them.[9]
¶21 In his motion and amended motion, Mascaretti also argued that trial counsel’s lack of preparation deprived him of his sister’s in-person testimony at sentencing. However, the record establishes that Mascaretti’s sister was able to testify on his behalf via telephone at the sentencing hearing. She testified concerning the abuse she and Mascaretti were subjected to while growing up and Mascaretti’s response to that abuse.
¶22 Although Mascaretti filed an affidavit from his sister stating that she would have said more on his behalf if she had testified in person, he did not specify what additional information she would have provided, or explained how and why it would have had an impact on his sentence. Moreover, the sentencing transcript reveals that the prosecutor stipulated that Mascaretti was abused as a child. The trial court considered the evidence regarding abuse, but determined that it did not excuse Mascaretti’s behavior or justify a lesser sentence. Instead, it concluded that Mascaretti’s history demonstrated that he was a danger to the public. Based on its determination that the offenses were extremely serious, Mascaretti’s history of criminal involvement, and his return to criminal conduct after multiple opportunities on supervision, probation, and parole, the trial court concluded that a lengthy sentence was necessary to protect the public and rehabilitate Mascaretti.
¶23 The trial court’s discussion indicates that it considered
proper sentencing factors. See State v. Ziegler, 2006 WI App 49,
¶23, 289
¶24 As a final matter, we note that in his reply brief, Mascaretti chose not to respond to the State’s argument that the trial court’s orders should be upheld because the claims set forth in Mascaretti’s motion and amended motion were conclusory or refuted by the record. By choosing not to respond to the State’s argument, Mascaretti failed to address the State’s argument that he waived his objection to the leg irons, and its argument that the record refuted his arguments regarding the PSI. When an appellant fails to dispute the respondent’s assertions in his reply brief, this court will assume that the appellant implicitly accepts those assertions. Capoun Revocable Trust v. Ansari, 2000 WI App 83, ¶4 n.5, 234 Wis. 2d 335, 610 N.W.2d 129; Charolais Breeding Ranches, Ltd. v. FPC Sec Corp., 90 Wis. 2d 97, 109, 279 N.W.2d 493 (Ct. App. 1979). Although we have upheld the trial court’s orders for the reasons discussed in the body of our decision, Mascaretti’s failure to refute the State’s arguments in his reply brief constitutes an additional ground for upholding the trial court’s orders.
By the Court.—Orders affirmed.
This
opinion will not be published. See Wis.
[1] All
references to the
[2] The jury also found Mascaretti guilty of being a felon in possession of a firearm. That conviction was later set aside and a new trial was ordered on that count. Mascaretti subsequently entered a plea of no contest to being a felon in possession of a firearm.
[3] In
challenging the trial court’s analysis, Mascaretti points out that in his
amended motion, he alleged that the issues being raised by him in his Wis.
[4] We
recognize that this court is not relying on the same grounds as were relied
upon by the trial court when it denied relief to Mascaretti. However, an appellate court may uphold a
trial court’s decision based on a theory or reasoning not presented in the
trial court. State v. Holt, 128
[5] The
prejudice analysis in the context of a claim of ineffective assistance of
counsel is different than the situation when a defendant challenges the
propriety of a restraint on direct appeal.
State v. Champlain, 2008 WI App 5, ¶28 n.9, 307
[6] In reaching this conclusion, we also note that Mascaretti’s allegations concerning prejudice from the leg irons are purely conclusory. In his motion and amended motion, he did not discuss the evidence presented at trial. Absent an explanation of how the alleged visibility of the leg irons impacted his trial in light of all of the evidence presented, Mascaretti’s motions failed to provide a basis for concluding that postconviction counsel’s failure to raise the issue undermines confidence in his conviction.
[7] In his postconviction motion, Mascaretti asserted that the PSI erroneously indicated that he was convicted of more burglaries than was the case. He also asserted that the PSI incorrectly stated that he was convicted of felony robbery and residential burglary in a 1991 case, when in fact he was charged only with attempted armed robbery in that case.
At sentencing, trial counsel informed the court that
the PSI incorrectly listed two burglary adjudications in 1986, rather than just
one. In addition, trial counsel’s
sentencing argument made clear that Mascaretti was convicted only of attempted
armed robbery in
[8] While Mascaretti also alleged that the PSI incorrectly stated that he was waived to adult court at age seventeen rather than age sixteen, such an error, even if true, was not so significant as to warrant relief.
[9] Mascaretti also makes reference to a fourth witness that should have been called at sentencing. As with his fiancé and aunt, Mascaretti fails to clarify what additional information would have been provided, and how and why it would have impacted his sentencing.