COURT OF APPEALS DECISION DATED AND FILED December 8, 2009 David
R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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APPEAL from orders of the circuit court for Fond du Lac County: STEVEN W. WEINKE, Judge. Reversed and cause remanded with directions.
Before Curley, P.J., Kessler and Brennan, JJ.
¶1 KESSLER, J. At issue in this lawsuit are personal injury and property damages related to a single-vehicle accident that occurred when driver Patrick D. Casper’s vehicle left the road and went through a dairy farmer’s fence and into a cow pasture.[1] The dairy farmer, Albert E. Prost, appeals from nonfinal orders limiting the admission of evidence and granting a motion for mistrial.[2] Prost argues the trial court erroneously exercised its discretion when it: (1) prohibited Prost from presenting evidence during the compensatory damages phase of the trial that Casper was intoxicated at the time his vehicle entered Prost’s property; (2) precluded Prost from asking Casper if he had ever been convicted of a crime; (3) granted a mistrial on the first day of the jury trial; and (4) ordered Prost’s trial counsel to pay costs and fees related to the mistrial. We reverse the orders and remand for further proceedings.
BACKGROUND
¶2 The following facts, provided for background purposes, are
mostly undisputed, except as noted. On
December 8, 2005,
¶3 Prost claims that when he saw Casper trying to drive out of
the pasture, he became worried that Casper would injure his cows, so he stepped
in front of Casper’s vehicle and waved his arms in an attempt to make Casper
stop driving. Prost further claims that
¶4 Prost filed suit against
¶5 Prior to trial,
¶6 After the motion hearing, Prost moved the trial court to
reconsider its decision to deny the admittance of evidence or testimony
concerning those intoxication-related matters. Prost argued that because
¶7 Also on the morning of trial, counsel for Prost asked the
trial court about a hearing “on the admissibility of criminal convictions so we
know what number Mr. Casper has to answer to.”
In response,
¶8 After opening statements, Prost called
[Prost’s trial counsel:] [D]o you remember the evening of December 8th, 2005?
[
[Prost’s trial counsel:] Do you feel you have a good recollection of that evening?
[
[Prost’s trial counsel:] You do. Okay. Do you remember what you did—you were involved in an accident on County Highway V, correct?
[
[Prost’s trial counsel:] Okay. And do you remember what you did in the hours preceding that accident?
[
THE COURT: The Court has ruled in this area. The objection is going to be sustained.
[
[Prost’s trial counsel:] Okay.
Where were you coming from before the accident happened?
[
THE COURT: Let’s take the jury out then.
¶9 Once the jurors left the courtroom, counsel for
I think the two questions that [Prost’s counsel] has asked go directly to what he cannot elicit testimony on, and to even ask the question and then have the objection sustained is giving the jury some idea that, oh, wherever he was or whatever he was doing shouldn’t be heard. Just to assume things. This is an attempt to get a mistrial in this case which is completely improper.
Prost’s counsel disagreed, stating
that he was not attempting to get a mistrial.
He explained he was asking
I said, do you remember what happened in the hours preceding what happened? I didn’t relate to him what happened in the hours preceding the accident. I asked him where he came from. What is objectionable [about] finding out where he came from? I’m not asking where he drank alcohol right that night.
¶10 The trial court said it would hear an offer of proof. Prost’s counsel continued his examination of
[Prost’s trial counsel:] Do you remember where you came from the evening before the accident?
[
Counsel then asked about the
time of night, the speed limit, how fast
¶11 Next, the trial court and Prost’s counsel discussed how the
witness might be asked questions in a way that would not invite
leads the jury to believe that there was something in the `hours that he was doing before the accident that now cannot be heard by the jury, and I just think that that opens the door to issues of the jury speculating as to what that could be, and [Prost’s counsel] knows that he should not have asked that question without even hearing the response. The question itself is prejudicial.
¶12 In response, the trial court said it would grant the defense
motion for mistrial. No further
explanation or discussion of the reasons for doing so was given on that day, although
the trial court subsequently offered an explanation for its decision at a
hearing on
¶13 At the motion hearing on the motion for fees and costs, Prost argued that sanctions were not appropriate, asserting that the questions asked at trial did not violate the court’s pretrial order concerning the admissibility of intoxication-related evidence and that there was no prejudice because the questions were never answered. The trial court and Prost’s counsel had the following exchange:
THE COURT: And what did [you] think he was going to answer when you asked him where were you were coming from on the night in question?
[Prost’s trial counsel:] Here is the thing about that. He never answered the question.
THE COURT: That’s because there was an objection.
[Prost’s trial counsel:] And there never was any kind of answer to that. So where is the prejudice? There certainly was no violation of the Court’s order. There never was a question asked about intoxication. Certainly that question never touched on the issue of intoxication, never touched on any of the issues that were contained within the four corners of the Court’s order, so there was never any kind of violation of the Court’s order in the first place.
THE COURT: I think that’s a disingenuous argument, I really do. When you have the defense stipulating to negligence in the operation of the vehicle causing damage to the fence and the culvert, the only thing in issue was whether or not Mr. Prost was contributorily negligent for his own safety....
… I warned you about the fact that if you got into this and left the impression that there was something about this defendant affecting the operation of his vehicle, that you would be looking at a mistrial and that this Court would assess costs against you personally…
What did you think he was going to answer to that question?
[Prost’s trial counsel:] Your Honor, there was never any part of the order that said I could not ask him what he remembers about where he came from.
THE COURT: What did you think he was going to say?
[Prost’s trial counsel:] What he said in his
offer of proof is
The trial court rejected Prost’s arguments and ordered Prost’s trial counsel to pay attorney fees and costs of $7074.14 to Casper’s counsel, which appeared to include $804.86 in previously ordered costs for the jury and two bailiffs, $316.09 for the editing of a deposition excluding information about intoxication and $6758.05 in other costs related to the mistrial.[6]
¶14 Prost sought leave to appeal the trial court’s nonfinal orders. We granted the motions on February 16, 2009. This appeal follows.
DISCUSSION
¶15 Prost asks this court to overturn four trial court rulings. We consider each in turn.
I. Exclusion of evidence related to intoxication.
¶16 The first issue on appeal is whether the trial court
erroneously exercised its discretion when it excluded evidence of
¶17 Applying those legal standards here, we conclude that the trial
court erroneously exercised its discretion when it precluded Prost from
introducing evidence of
¶18 Only relevant evidence is admissible. See
Wis. Stat. §§ 904.01 & 904.02. Our supreme court has recognized that “[e]vidence
of intoxication is a proper consideration in determining negligence,” but “only
if it is found that the amount of alcohol consumed so affected the person as to
appreciably lessen or impair his ability to exercise ordinary care for his own
safety.” Landrey v. United Servs. Auto.
Ass’n, 49
¶19 Although Casper conceded that he was negligent with respect to
hitting the fence with his vehicle, he disputed Prost’s allegation that Casper
drove his vehicle at Prost and that Prost made contact with the vehicle; thus,
issues beyond damages were at issue in the case.[8]
Specifically, the jury was being asked
to determine which of the two men was telling the truth or correctly
remembering whether
¶20 Even relevant evidence may be excluded from trial “if its
probative value is substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury, or by considerations of undue
delay, waste of time, or needless presentation of cumulative evidence,” see Wis.
Stat. § 904.03, although the rules of evidence “favor
admissibility,” see Lievrouw
v. Roth, 157
¶21 Generally, evidence tending to establish negligence is prejudicial
to the person whose negligence is alleged. A court must balance the probative value of
the evidence against the danger of unfair
prejudice. See Lievrouw, 157
II. Exclusion of evidence that
¶22 Prost argues that the trial court should not have prohibited
him from asking
A prior conviction on any crime is relevant to the credibility of a witness’s testimony. Our law presumes that a person who has been convicted of a crime is less likely to be a truthful witness than a person who has not been convicted. The fact and the number of such convictions are therefore relevant evidence.
Whether to allow prior-conviction evidence for impeachment purposes under [Wis. Stat. § 906.09] is within the discretion of the trial court.
Kruzycki, 192
¶23 In this case, the trial court denied Prost’s request to ask Casper
if he had ever been convicted of a crime without determining whether there were
indeed criminal convictions in Casper’s past.
Without knowing whether there were convictions and, if so, the nature of
the crimes and when they were committed, the trial court could not properly
exercise its discretion in deciding whether to preclude Prost from asking about
criminal convictions. See State
v. Gary M.B., 2004 WI 33, ¶21, 270 Wis. 2d 62, 676 N.W.2d 475 (to
determine whether to allow witness to be asked about the existence of prior
convictions, trial court must consider “‘the lapse of time since the
conviction, the rehabilitation or pardon of the person convicted, the gravity
of the crime, [and] the involvement of dishonesty or false statement in the
crime’” in order to determine whether “‘the probative value of the evidence of
the crime is substantially outweighed by the danger of undue prejudice’”)
(citation omitted). We reverse the order
denying Prost’s request to ask
¶24 We decline to discuss whether Prost’s request for a hearing on
the admissibility of prior convictions was in the proper form and timely. In his brief,
III. Granting a mistrial.
¶25 Next, we consider Prost’s argument that the trial court
erroneously exercised its discretion when it granted
¶26 In this case, the trial court offered no immediate explanation
for granting a mistrial. It did not indicate
that it had considered other alternatives to granting a mistrial. At the subsequent hearing on costs and fees
related to the mistrial, the trial court indicated that the mistrial was
warranted because Prost had asked questions that violated the trial court’s
pretrial order concerning intoxication evidence. The two questions were: “[D]o you remember what you did in the hours
preceding that accident?” and “Where were you coming from before the accident
happened?”
¶27 However, as we have seen, see
supra, ¶10, Prost’s offer of proof
dispels the conclusion that these questions would have elicited information
prohibited by the trial court or, given our evidentiary holding herein, that
the questions were improper.
¶28 We cannot agree that merely asking the questions—which the
witness did not answer in front of the jury—was an error “sufficiently
prejudicial to warrant a new trial.” See McPherson,
275
¶29
¶30 By granting a mistrial without considering other alternatives
and where there was insufficient prejudice to justify a mistrial, the trial
court erroneously exercised its discretion.
See Madden, 317
IV. Ordering costs and fees
related to the mistrial.
¶31 The trial court ordered Prost’s counsel to pay costs and fees as
a sanction for asking the questions that led to the mistrial. Our supreme court has recognized that under Wis. Stat. § 814.036, trial courts
“have the authority to impose costs on an attorney whose actions have resulted
in a mistrial.” See Schultz, 181
By the Court.—Orders reversed and cause remanded with directions.
Not recommended for publication in the official reports.
[1]
[2] By order of February 16, 2009, we granted Prost’s petitions for leave to appeal the trial court’s nonfinal orders dated November 20, December 15, December 18 and December 24, 2008.
[3] All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[4] At
some point prior to trial,
[5] As
we discuss later in this opinion, we are unable to ascertain whether
[6] The
precise breakdown of costs is not entirely clear from the record. Two of the orders appealed from reference a
$316.09 cost associated with editing a deposition record pursuant to the trial
court’s order prohibiting reference to
[7]
In answering the question(s) of the verdict relating to the negligence of any party, you are not to consider a person’s drinking of intoxicants before the accident unless you determine that the intoxicants consumed affected the person to the extent that the person’s ability to exercise ordinary care (in the operation of the vehicle) (and) (or) (for the person’s own safety) was affected or impaired to an appreciable degree. A person who voluntarily consumes intoxicants must use the same degree of care in the operation of a vehicle or for his or her self-protection as one who has not consumed intoxicants.
[8] There
is some indication in the record that the trial court may have erroneously
believed that negligence had been conceded as to both property damage and
personal injury. However, as we noted in
footnote 4, it is clear from Casper’s proposed special verdict and opening
statement that Casper contests what allegedly occurred when he tried to drive
out of the pasture (e.g., whether Prost waved his arms and tried to stop
Casper, whether Prost had to dive out of the way of the vehicle and whether
Prost had contact with the vehicle). In
addition, at the pretrial conference, counsel for
[9]
[10] Indeed, prior to granting the mistrial, the trial court suggested several ways the questions could properly be asked and then proceeded to ask the witness those questions outside the presence of the jury.
[11]
At times during a trial, objections may be made to the introduction of evidence. I do not permit arguments on objections to evidence to be made in your presence. Any ruling upon objections will be based solely upon the law and are not matters which should concern you at all. You must not infer from any ruling that I make or from anything that I should say during the trial that I hold any views for or against either party to this lawsuit.
During the trial, I will sustain objections to questions asked without permitting the witness to answer or, where an answer has been made, will instruct that it be stricken from the record and that you are to disregard it and dismiss it from your minds. You should not draw any inference from an unanswered question, nor may you consider testimony which has been stricken in reaching your decision. This is because the law requires that your decision be made solely upon the competent evidence before you.