COURT OF APPEALS DECISION DATED AND FILED July 28, 2009 David
R. Schanker Clerk of Court of Appeals |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT III |
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State of
Plaintiff-Respondent, v. Roger W. Thorp,
Defendant-Appellant. |
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APPEAL
from a judgment and an order of the circuit court for
Before
¶1 PER CURIAM. Roger Thorp appeals a judgment, entered upon a jury’s verdict, convicting him of arson, contrary to Wis. Stat. § 943.02(1)(a).[1] Thorp also challenges the denial of his motion for postconviction relief. Thorp argues he was deprived of his due process rights when the trial court failed to conduct an evidentiary hearing on his competency to stand trial. Thorp also contends the trial court erroneously exercised its discretion by denying his postconviction motion without a hearing. We reject Thorp’s arguments and affirm the judgment and order.
Background
¶2 An Information charged Thorp with arson. When the issue of Thorp’s competency was raised, the court ordered both a competency and NGI evaluation and ultimately received reports from Dr. Donna Minter and Dr. John Laney. Although both experts opined that Thorp was competent to proceed to trial, Laney noted that Thorp had a mental disease and defect—specifically, a significant memory impairment stemming from years of alcohol abuse and dependence—that “could impair his ability to assist in his defense.” Laney concluded, however, that “[w]ith regard to mental responsibility, his mental disease and defect would not impair his capacity to either appreciate the wrongfulness of the alleged conduct or conform his conduct to the requirements of the law.” At the competency hearing, no additional evidence was presented. The court recounted the experts’ respective opinions that Thorp was competent to proceed, and confirmed the upcoming trial date.
¶3 At trial, Margaret Thorp testified she and Thorp were married
for twenty-eight years and had lived at the subject residence in Birchwood for
approximately five years. The couple
listed the home for sale in May 2006 and in July, Thorp moved into a group home
located in
¶4 A Sheriff’s Department investigator testified he arrived on the
scene and attempted to contact Thorp.
The investigator learned from the
¶5 Pauline testified she went to bed at approximately 10:30 p.m. Although not reflected in the officers’ reports, and refuted by their testimony, Pauline claimed she told the officers she checked on Thorp every hour and saw him having a snack in the kitchen at approximately midnight. In turn, Pam testified about conversations she had with Margaret in which Margaret allegedly stated she wanted Thorp “gone for good,” in jail for the rest of his life. According to Pam, Margaret indicated she was going to get everything and when asked why she did not file for a divorce, Margaret allegedly stated “because everything is mine.” Margaret also apparently stated she had “a plan.” Finally, a forensic scientist opined that an accelerant had been used to ignite the fire, as gasoline was found on samples of wood taken from the residence. Gasoline was also found on Thorp’s seized clothes, as well as a sample of the driver’s side car seat.
¶6 A jury found Thorp guilty of the crime charged and the court imposed a fifteen-year sentence consisting of ten years’ initial confinement and five years’ extended supervision. The court denied Thorp’s motion for postconviction relief without a hearing and this appeal follows.
Discussion
¶7 Thorp argues he was deprived of his due process rights when the trial court failed to conduct an evidentiary hearing on his competency to stand trial. Wisconsin Stat. § 971.14(4)(b) provides, in pertinent part: “If the district attorney, the defendant and defense counsel waive their respective opportunities to present other evidence on the issue, the court shall promptly determine the defendant’s competency. In the absence of these waivers, the court shall hold an evidentiary hearing on the issue.”
¶8 As noted above, the court ordered competency evaluations and two experts submitted reports opining Thorp was competent to proceed to trial. At the competency hearing, the judge recounted the experts’ respective opinions and defense counsel neither objected to the conclusions nor asked to produce additional evidence on the matter. The court implicitly found Thorp competent to stand trial and then confirmed the upcoming trial date.
¶9 By failing to object to the competency proceedings, Thorp
forfeited any challenge to those proceedings.
See
¶10 Next, Thorp argues the trial court erroneously exercised its
discretion when it denied his postconviction motion without a hearing. We are not persuaded. Thorp sought postconviction relief on grounds
he was denied the effective assistance of trial counsel. A defendant who alleges ineffective
assistance of counsel is not automatically entitled to an evidentiary
hearing. To obtain an evidentiary
hearing, the defendant’s motion must allege, with specificity, both that
counsel provided deficient performance and that the deficiency was
prejudicial. State v. Bentley, 201
¶11 However, if the factual allegations of the motion are
insufficient or conclusory, or if the record irrefutably demonstrates that the
defendant is not entitled to relief, the trial court may, in its discretion,
deny the motion without a hearing.
¶12 The analytical framework for assessing an ineffective
assistance of counsel claim is well known.
To sustain a claim of ineffective assistance of counsel, a defendant
must show both that counsel’s performance was deficient, and that counsel’s
errors were prejudicial. Strickland
v.
¶13 To establish deficient performance, a defendant must show that
“counsel made errors so serious that counsel was not functioning as the
‘counsel’ guaranteed the defendant by the Sixth Amendment.”
¶14 With respect to the prejudice component of the test, the
defendant must affirmatively prove that the alleged defect in counsel’s
performance actually had an adverse effect on the defense. See
id.
at 693. The defendant cannot meet this
burden by merely showing that the error had some conceivable effect on the
outcome. Rather, the defendant must show
that there is “a reasonable probability that, but for counsel’s unprofessional
errors, the result of the proceedings would have been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome.”
¶15 Here, Thorp claimed his trial counsel was ineffective for failing to insist on an evidentiary hearing to determine Thorp’s competency. Thorp’s postconviction motion, however, failed to establish what evidence he would have presented at a hearing to alter the determination regarding his competency. The motion alleged no facts that, if true, would have contradicted the experts’ opinions regarding his competency. The motion therefore failed to establish how Thorp was prejudiced by any deficiency on the part of his trial counsel for failing to request a hearing or otherwise object to the manner by which the court determined Thorp competent to proceed.
¶16 Next, Thorp claims counsel was ineffective for failing to investigate and present certain witnesses at trial. Emphasizing that the State used evidence of the engine’s warmth to place Thorp in the vehicle at a time consistent with the start time of the fire, the postconviction motion claimed counsel was ineffective for failing to present a mechanic who could have explained “why the vehicle would have been so warm nearly ten hours after the vehicle was last operated” at approximately 6 to 7 p.m. Thorp’s own statement to police, however, was that he drove the vehicle after 9:30 p.m. The motion therefore failed to establish how counsel was deficient for failing to pursue this testimony or how Thorp was prejudiced by its absence.
¶17 Thorp also contends counsel was ineffective for failing to present evidence of Thorp’s physical condition. Thorp claimed his physical ailments would have hindered his ability to carry a gas can down the 300-foot driveway. At trial, Margaret testified she did not see or hear a car coming up the driveway. That Margaret neither heard nor saw a car, however, does not preclude the possibility that a car made it up the driveway without her knowledge. At any rate, Margaret confirmed Thorp had arthritis and sometimes had difficulty walking, and defense counsel emphasized Thorp’s limp to the jury during closing arguments. Even assuming counsel was somehow deficient for failing to introduce medical records evincing Thorp’s physical ailments, we are not persuaded these records would have changed the outcome, especially in light of the other evidence of Thorp’s guilt.
¶18 Thorp additionally claims counsel was ineffective for failing to interview Roxanne Hanrahan, Margaret’s sister-in-law. According to an affidavit attached to the motion, Hanrahan would have testified that Margaret “desperately wanted to get rid of the house” and wondered how she would do so given the economy and the impending winter. Because the house was for sale, there is nothing inherently ominous in Margaret’s alleged statement about her desire to “get rid of” it. Hanrahan further averred that contrary to Margaret’s trial testimony, she told Hanrahan that she knew Thorp would be staying at his mother’s house the weekend of the fire. Again, given the evidence of Thorp’s guilt, we are not persuaded that this apparent challenge to Margaret’s credibility would have changed the outcome at trial. Therefore, even assuming counsel was somehow deficient for failing to interview Hanrahan, Thorp fails to establish how he was prejudiced by this claimed deficiency.
¶19 Finally, attached to the postconviction motion are affidavits
from both Pauline and Pam regarding counsel’s alleged failure to properly
prepare them to testify at trial. Thorp
fails to establish prejudice, however, as neither the affidavits nor the
postconviction motion show how additional preparation would have altered the
outcome. Further, that the jury did not believe
Pauline’s alibi testimony is not enough to demonstrate ineffective assistance
of trial counsel.
¶20 Because the postconviction motion failed to allege facts that,
if proven, would establish counsel was ineffective, Thorp was not entitled to
an evidentiary hearing and the circuit court properly denied the motion. See Bentley, 201
By the Court.—Judgment and order affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.