Case No.: |
2008AP2290 |
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Complete Title of Case: |
†Petition for review pending. |
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Milwaukee Deputy Sheriff’s Association, Eric Berlin and thomas Lamothe,
Plaintiffs-Respondents, v. Sheriff David A. Clarke, Jr. and Defendants-Appellants. † |
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Opinion Filed: |
June 2, 2009 |
Submitted on Briefs: |
February 5, 2009 |
Oral Argument: |
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JUDGES: |
Curley, P.J., Kessler and Brennan, JJ. |
Concurred: |
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Dissented: |
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Appellant |
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ATTORNEYS: |
On behalf of the defendants-appellants, the cause was submitted on the briefs of Molly J. Zillig, Principal Assistant Corporation Counsel, Milwaukee County Corporation Counsel. |
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Respondent |
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ATTORNEYS: |
On behalf of the plaintiffs-respondents,
the cause was submitted on the brief of Jonathan Cermele of |
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2009 WI App 123
COURT OF APPEALS DECISION DATED AND FILED June 2, 2009 David
R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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Milwaukee Deputy Sheriff’s Association, Eric Berlin and thomas Lamothe,
Plaintiffs-Respondents, v. Sheriff David A. Clarke, Jr. and Defendants-Appellants. |
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APPEAL
from an order of the circuit court for
Before Curley, P.J., Kessler and Brennan, JJ.
¶1 CURLEY, P.J. Sheriff David A. Clarke,
Jr., and
I. Background.
¶2 This matter arises out of a lawsuit filed by the Milwaukee Deputy Sheriff’s Association and two of its members (collectively referred to as DSA) seeking a declaration that Sheriff Clarke’s attempts to contract with an outside agency for inmate transport services violated Wis. Stat. §§ 302.06 and 59.27(4). DSA also asked the trial court to order Sheriff Clarke to use only its members for the transport of prisoners, mental health patients, and juveniles in custody.
¶3 DSA is comprised of sworn, nonsupervising deputies employed
by
¶4 MCSO received three proposals from various providers and, after rating the proposals, determined that Transcor had received the highest rating. Pursuant to the terms of the contract that was drafted, Transcor would be responsible for the intrastate transport of mental health patients, juveniles, and prisoners. Seven types of required transports were included in the contract. These were described by Sheriff Clarke in an affidavit as follows:
The first type of transport involves the execution of a court-ordered warrant. In these instances, a warrant is issued to pick up a defendant for an appearance in court. These individuals are picked up from county jails, state prisons, juvenile facilities, or mental health institutes.
The
second type of transport involves the execution of a court-ordered writ. In these instances, a person who is being
held in custody is transported from a county jail, state prison, juvenile
facility, or mental health institute to
The fourth type of transport is a mental health transport. These transports are initiated by way of a court order remanding a patient to a state facility.
The fifth type of transport arises from a court order directing newly-sentenced inmates to be transported to a correction facility.
The sixth type of transport involves revocation orders and warrants. In these transports, a court order is issued to pick up a defendant being housed in county jails, state prisons, juvenile facilities or mental health institutes, and to return them to the Milwaukee County Jail prior to a scheduled court date.
The contract also provides for the transport of juveniles. These transports involved disposition orders, wherein a judge orders a juvenile to be delivered to a juvenile or other facility.
(Paragraph numbering omitted.)
¶5 After DSA filed suit, Sheriff Clarke sought summary judgment, arguing that the transport services involved are within the realm of his constitutional authority and that consequently, he can direct the method and manner of such services. DSA likewise sought summary judgment (and a declaratory ruling) arguing the converse: that the transport services are outside the realm of Sheriff Clarke’s constitutional authority such that he cannot privatize their handling.
¶6 Ruling in favor of Sheriff Clarke in part and in favor of DSA in part, the trial court concluded that Sheriff Clarke has the authority to determine how to effectuate Wis. Stat. § 302.06 duties, but not Wis. Stat. § 59.27(4) duties.[2] Specifically, the trial court interpreted § 59.27(4) “to allow David A. Clark[e] Jr., as Milwaukee County Sheriff, to perform the duties identified therein either personally, or by means of the undersheriff of [MCSO], or by means of deputies of [MCSO].” As a result, Sheriff Clarke could not privatize those duties. Sheriff Clarke now appeals.
II. Analysis.
A. Standard of Review.
¶7 We review de novo a
trial court’s grant of summary judgment.
Green Spring Farms v. Kersten, 136
B. Sheriff Clarke has
constitutional authority over the duties set forth in Wis.
Stat. § 59.27(4).
¶8 The issue before us is whether the “serv[ice] or execut[ion of] all processes, writs, precepts and orders issued or made by lawful authority and delivered to the sheriff” falls within Sheriff Clarke’s constitutional powers, rights, and duties. See Wis. Stat. § 59.27(4).[3] As set forth below, we hold that these are immemorial, principal, and important duties that characterize and distinguish the office of sheriff, and as such, they fall within Sheriff Clarke’s constitutional powers. Consequently, the trial court erred as a matter of law when it concluded that Sheriff Clarke could not privatize those duties.
¶9 Although the Wisconsin Constitution establishes the office of sheriff, it “does not delineate the powers, rights, and duties of the office of sheriff.” Kocken v. Wisconsin Council 40, AFSCME, AFL-CIO, 2007 WI 72, ¶¶31, 33, 301 Wis. 2d 266, 732 N.W.2d 828; see also Wis. Const. art. VI, § 4. As a result, we look to the case law for guidance.
¶10 “‘It is the nature of the job [in question] ... which must be
analyzed in light of the sheriff’s constitutional powers.’” Wisconsin Prof’l Police Ass’n v. Dane County,
149
¶11 At the outset, DSA argues that the transport of prisoners was
not peculiar to, nor did it characterize and distinguish the office of the
sheriff at common law. With respect to
the notion of peculiarity, DSA relies on our supreme court’s statement in Kocken
that “immemorial, principal, and important duties of the sheriff at common law
that are peculiar to the office of
sheriff and that characterize and distinguish the office are constitutionally
protected from legislative interference.”
See id., 301
¶12 DSA asserts that as part of its official duties, the
¶13 Based on the recent decision in Brown County Sheriff’s Department
Non‑Supervisory Labor Association v. Brown County, 2009 WI App 75,
___ Wis. 2d ___, 767 N.W.2d 600, we disagree with the contention that because
the U.S. Marshal transported prisoners, that duty necessarily falls outside the
realm of Sheriff Clarke’s constitutional authority.[4]
There, the court, which was presented
with the same issue as in this case, rejected this argument, holding that it
“cannot be reconciled with our decision in WPPA II, where we held the sheriff’s
transport of interstate prisoners was constitutionally protected, even where
the Marshal’s Service also performed that task and was actually contracted with
to do so in that case.”[5]
¶14 Thus, we turn our focus to whether the duty at issue is “one of
those immemorial principal and important duties that characterized and
distinguished the office of sheriff at common law.” See WPPA II, 149
¶15 Our supreme court explained in WPPA I the office of the sheriff’s constitutional authority pertaining to “attendance on the court” as follows:
“Attendance on the Court” is in the same category of powers inherent in the sheriff as is running the jail. Just as ... the legislature cannot deprive the sheriff of control of the jail, neither can the legislature through a statute authorizing collective bargaining by the county board and a union deprive the sheriff of his authority to select who among his deputies shall act in his stead in attendance on the court.
¶16 The factual context of WPPA II is persuasive on this
point. There, a police association
alleged that the sheriff and the county violated the parties’ collective
bargaining agreement by contracting with the U.S. Marshal’s Service for the
interstate conveyance of prisoners as opposed to assigning the work to members
of the bargaining unit. WPPA
II, 149
¶17 Despite what we construe to be factually similar contexts, DSA argues WPPA II is distinguishable and does not control the circumstances presented. To distinguish the case, DSA asserts three separate bases: (1) WPPA II involved the execution of an arrest warrant, which DSA describes as “a directive to any law enforcement officer to pick up a specific individual” (emphasis in brief), as opposed to the writs at issue here, which specifically direct that the prisoner be turned over to the “Sheriff of Milwaukee County”; (2) WPPA II addressed interstate transport of prisoners, as opposed to the intrastate transport at issue here, which DSA claims is significant given that Wis. Stat. §§ 59.27(4) and 302.06 govern intrastate transport and provide specific direction to the sheriff (in contrast to WPPA II where no such statute existed); and (3) WPPA II involved county prisoners whereas this case involves state prisoners.
¶18 As to DSA’s first point, we agree with Sheriff Clarke that “[t]he fact [that] a particular writ is addressed to members of the Sheriff’s Department doesn’t change the underlying constitutional duty that is being carried out.” (Italics in brief omitted.) See Brown County, 767 N.W.2d 600, ¶14 (“The writs’ language [directing that prisoners be released to ‘Officers of the Brown County Sheriff’s Department’] does not alter the fact that [Sheriff] Kocken is performing the constitutionally protected duty of attending on the court when acting under the writs.”). Whether serving a writ specifically directed to the sheriff or an arrest warrant directed to any law enforcement officer, both scenarios involve attendance on the court and involve prisoners being transported pursuant to court order. As stated by Sheriff Clarke, “[f]rom the standpoint of analyzing constitutional authority of the Sheriff, [DSA]’s point creates a distinction without a difference.”
¶19 In terms of the differentiation between interstate and
intrastate transport, this too is a distinction without a difference for
purposes of the underlying analysis. The
WPPA
II court’s conclusion remains sound regardless of whether the
transportation at issue is within or outside state lines. Likewise, the fact that Wis. Stat. § 59.27(4) specifically
directs that the sheriff must act personally or by means of his undersheriff or
deputies is not persuasive, as Kocken makes clear: “Of course, the simple fact that the
legislature codified a duty and responsibility of the sheriff, like providing
food for jail inmates, does not strip sheriffs of any constitutional
protections they may have regarding this duty.”
¶20 As for DSA’s final attempt to distinguish WPPA II on the basis that
it involved county prisoners as opposed to state prisoners, this argument loses
sight of the fact that “‘[i]t is the nature of the job [in question] ... which
must be analyzed in light of the sheriff’s constitutional powers.’” See
id.,
149
¶21 We are persuaded that this conclusion is correct by our recent
decision in
¶22 Although the “type of prisoner transport, done as a revenue-generating task,” at issue in Ozaukee County, see id., ¶25, is distinguishable from the facts presented here, which involve the execution of various court orders, we nevertheless rely on a distinction made by the Ozaukee County court:
When the sheriff enlisted the U.S. Marshal in WPPA II for prisoner transport without regard to a collective bargaining agreement, it was within his purview because the prisoner transport was in response to court-issued arrest warrants. His assignments were the transport of prisoners who had court business pending before the local court. Here, in assigning state and federal prisoner transport duty, [the sheriff] is not acting in response to a court order and the prisoners transported do not have any county court business. The court’s request for additional security cannot reasonably be argued to encompass the duty of transporting other entities’ prisoners for revenue. The differing “nature” of the prisoner transport duties in WPPA II compared to the “nature” of the duties before us requires a different result than in WPPA II.
¶23 DSA goes on to argue that this is not an “assignment case” in
that “[i]t does not address whether Sheriff Clarke has authority to ‘assign’
one deputy over another to effectuate prisoner transports under [Wis. Stat. §] 59.27(4).” We agree.
As stated above, the crux of this case is whether the transport of
individuals in conjunction with the “serv[ice] or execut[ion of] all processes,
writs, precepts and orders” falls within Sheriff Clarke’s constitutional
powers, rights, and duties. See Wis.
Stat. § 59.27(4). Again, in
an effort to ascertain the scope of Sheriff Clarke’s constitutional authority,
our inquiry focuses on the nature of the task involved, as opposed to Sheriff
Clarke’s general power of appointment or his ability to assign a task. See
Kocken,
301
¶24 DSA casts a wide net in its effort to liken this case to Kocken
by contending that “as was the case in Kocken, the real issue is whether
Sheriff Clarke has constitutional authority to hire and fire personnel to
transport prisoners under § 59.27(4).”
See Kocken, 301
¶25 As its final argument, DSA further asserts that Sheriff Clarke
is prohibited from contracting away his authority to act. As support, DSA cites State ex rel. Hammermill
Paper Co. v. La Plante, 58
¶26 Likewise, we are not persuaded by the Attorney General’s
Opinion on which DSA relies. The caption
of the Opinion reads: “Neither the
sheriff nor the county board may ‘privatize’ the jailer function of the office
of sheriff under section 59.23(1) [the precursor to 59.27(1)], Stats., by
contracting with a private firm to take charge and custody of county prisoners
held in the county jail.” See 77
¶27 Both parties devote substantial space in their briefs for arguments related to statutory interpretation.[6] However, given our conclusion that Sheriff Clarke has the constitutional authority to privatize the duties set forth in Wis. Stat. § 59.27(4), we need not comment further on whether the statutory language affords additional support for (or, as submitted by DSA, disagreement with) this conclusion. See Brown County, 767 N.W.2d 600, ¶10; see also id., ¶¶11-12 (addressing statutory arguments raised); Kocken, 301 Wis. 2d 266, ¶47 (“[T]he simple fact that the legislature codified a duty and responsibility of the sheriff, like providing food for jail inmates, does not strip sheriffs of any constitutional protections they may have regarding this duty.”).
¶28 We recognize that this outcome is to a certain extent
counterintuitive when one considers the original rationale set forth in State
ex rel. Kennedy v. Brunst, 26 Wis. 412 (1870). The Brunst court held that legislation
was invalid because it sought to take away from the sheriff duties that were
characteristic of the office. The
rationale in Brunst was that public policy favored keeping characteristic
duties of the sheriff under the power of the sheriff because he is elected, and
consequently, is answerable to the electors.
See id. at 414-15; see also
Kocken,
301 Wis. 2d 266, ¶35 (discussing the reasoning in Brunst as being that
“unless these ‘time immemorial’ duties were constitutionally protected from
interference by others, the constitutional provision securing the people the
right to choose sheriffs would become meaningless”). It seems incongruous to us that the policy of
keeping duties within the office of sheriff because he is elected and
answerable to the electors is consistent with the holdings in WPPA
II (and, more recently Brown County), where the court held
that because the duty was characteristically the sheriff’s, he can, as a
result, contract with third parties for the carrying out of the duty. Yet, we are bound by WPPA II (and its
interpretation of Brunst) and
¶29 For the reasons stated, we
reverse the trial court’s ruling at summary judgment that Sheriff Clarke
does not have constitutional authority over the duties set forth in Wis. Stat. § 59.27(4). We hold that those duties are immemorial,
principal, and important duties that characterize and distinguish the office of
sheriff and are not mundane and commonplace internal management or
administrative duties. This conclusion
is in accord with the recent decision in
By the Court.—Order reversed in part and cause remanded for further proceedings consistent with this decision.
[1] All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[2] The trial court’s ruling regarding Sheriff Clarke’s authority under Wis. Stat. § 302.06 is not at issue in this appeal.
[3]
[4] This decision was released on April 21, 2009.
[5] Based
on the discussion of State ex rel.
The
court of appeals in this case interpreted Buech as holding that only those
duties “unique” to the office at common law are constitutionally protected,
because Buech noted that the power to appoint deputies was shared by
“[m]any other officers” and “was not peculiar to the office of sheriff.” We disagree with this interpretation. A more logical reading of Buech
is that only those duties which “gave character and distinction” to the office
of sheriff at common law are constitutionally protected, and that the power of
appointing deputies, being rather mundane and commonplace, did not give
character and distinction to the office of sheriff at common law. This interpretation is also more consistent
with [State ex rel. Kennedy v.] Brunst, [26
In light of the reasoning set forth in Manitowoc County making clear that uniqueness is not a requirement, the reference in Kocken to peculiarity, see Kocken v. Wisconsin Council 40, AFSCME, AFL-CIO, 2007 WI 72, ¶39, 301 Wis. 2d 266, 732 N.W.2d 828, seems at odds given that the terms can be construed to be synonymous. If a conflict exists in this regard, it is one that we need not resolve because Brown County Sheriff’s Department Non-Supervisory Labor Association v. Brown County, 2009 WI App 75, ¶9 n.1, ___ Wis. 2d ___, 767 N.W.2d 600, makes clear that the fact that the U.S. Marshall possessed the exact same duty does not negate Sheriff Clarke’s constitutional authority over it.
[6] DSA also asserts that the trial court did not reach the issue of Sheriff Clarke’s constitutional authority and instead limited its decision to a statutory analysis of Wis. Stat. §§ 302.06 and 59.27(4). First, we point out that because our review is de novo, we are not required to approach the issue in the same fashion as the trial court.
The record is clear that the trial court limited its decision to a statutory analysis. Specifically, the trial court expressed concern related to the fact that if it held that Sheriff Clarke had constitutional authority over the duties set forth in Wis. Stat. §§ 302.06 and 59.27(4), it would mean that Sheriff Clarke could in turn privatize those duties by relying on a third party:
I have explained to you why I think that the best approach is to analyze the statute and not the constitutional issues. It concerns me that if the sheriff has a constitutional duty or a constitutional responsibility or even authority on a particular aspect of the issues here, that is, the transport of people from prisons to court and court to prisons.… [or] [i]f the sheriff has a constitutional duty or responsibility or even authority to execute court orders for the production in court or the return to prison or to the jail of certain prisoners or the constitutional authority, duty or responsibility to deliver newly[]sentenced prisoners to Wisconsin state prisons, then it seems to me that the sheriff is the one who should do it; and if that’s unique and particular to the office, then it’s not an appropriate thing for contracting out to a third party.
In any event, both of the lawyers see this whole analysis differently, and I understand that the case law seems to say what the lawyers are saying that if the sheriff has got the authority, that means he can do it any way he wants, even through third parties. However, that’s the constitutional issue, and I am not focusing on the constitutional issue….
While we share the trial court’s concern in this regard, see infra ¶28, the case law requires us to construe the scope of Sheriff Clarke’s constitutional authority.