COURT OF APPEALS DECISION DATED AND FILED March 11, 2009 David
R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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APPEAL
from an order of the circuit court for
¶1 NEUBAUER, J.[1] Joseph L.C. appeals from a delinquency adjudication for second-degree sexual assault of a child contrary to Wis. Stat. § 948.02(2). Joseph raises two challenges on appeal. First, Joseph contends that his noncustodial inculpatory statements to the police should have been suppressed as not knowingly, intelligently, and voluntarily made. Second, Joseph contends that his due process rights were violated because of lack of specificity in the petition or, in the alternative, that the evidence at the fact-finding hearing was insufficient to establish the conduct alleged in the delinquency petition. We reject Joseph’s arguments. We affirm the order.
¶2 Joseph was fourteen years old when the State filed a petition for delinquency under Wis. Stat. ch. 938 alleging that Joseph had sexual contact with a child under the age of sixteen, his younger sister. The petition alleged that there had been ongoing incidents of sexual contact beginning in the year 2000 and continuing up until March 2007. The conduct alleged by Joseph’s younger sister occurred on approximately twenty occasions and included what is described in the complaint as “humping,” both while clothed and unclothed, and penis-to-mouth contact. During a forty-five minute interview with a police officer and a social worker, which took place at the home of a family friend, Joseph admitted to sexual contact with his younger sister.
¶3 Joseph later moved to suppress his statements as involuntary. The court denied Joseph’s motion to suppress, and following a fact-finding hearing, the trial court found Joseph to be delinquent. The trial court’s delinquency order placed Joseph in an out-of-home facility for a one-year period. Joseph appeals.
DISCUSSION
¶4 We begin by noting that Joseph concedes for purposes of appeal that he was not “in custody” at the time of his interrogation. Joseph raises two appellate issues. First, Joseph contends that his statements to the police were not knowingly, voluntarily or intelligently made and, therefore, should have been suppressed. Second, Joseph argues that the State’s failure to reasonably specify a time frame violated Joseph’s due process right to notice of the charges against him and, in the alternative, that the evidence was insufficient to establish that Joseph had contact with his sister during the mid-March 2007 time frame alleged in the petition.
Voluntariness
¶5 The issues raised by Joseph on appeal present a mixed
question of law and fact. The trial
court’s findings of evidentiary or historical facts pertaining to the
circumstances surrounding the giving of the oral statement will not be upset on
appeal unless they are contrary to the great weight and clear preponderance of
the evidence.
¶6 If Joseph’s statements were involuntary, the admission of the
statements would violate his due process rights under the Fourteenth Amendment
of the United States Constitution and article I, section 8 of the Wisconsin
Constitution. See State v. Hoppe, 2003 WI 43, ¶36, 261
The voluntariness of a confession is evaluated on the basis of the totality of the circumstances surrounding that confession. This analysis involves a balancing of the personal characteristics of the defendant against the pressures and tactics used by law enforcement officers….
The relevant personal characteristics of the defendant include the defendant’s age, education and intelligence, physical and emotional condition, and prior experience with law enforcement. The personal characteristics are balanced against the police pressures and tactics which were used to induce the statements, such as: the length of the questioning, any delay in arraignment, the general conditions under which the statements took place, any excessive physical or psychological pressure brought to bear on the defendant, any inducements, threats, methods or strategies used by the police to compel a response, and whether the defendant was informed of the right to counsel and right against self-incrimination.
¶7 These principles, as applied to a juvenile, require the
exercise of special caution when assessing voluntariness of a confession
particularly when there is prolonged or repeated questioning or when the
interrogation occurs in the absence of a parent, lawyer, or other friendly
adult.
¶8 With respect to Joseph’s personal characteristics, it is undisputed that he was fourteen years old and in eighth grade at the time of the interview. At the time of the motion hearing, Joseph was in ninth grade and had been recently placed in special education classes. Joseph did not have any prior experience with law enforcement.
¶9 As to the circumstances surrounding the interview, the trial court found: Joseph was in the kitchen of the home of a family friend, his mother was present in the other room, Joseph had requested that his mother not be present for the interview, the officers did not handcuff Joseph or otherwise restrain his liberty, and the officers told Joseph that he was not going to be taken into custody. With respect to coercive activity, the trial court found that “[o]ther than telling him that they did not believe his initial story, and they continued questioning him, [the police] did not engage in any coercive activity.”
¶10 In balancing Joseph’s personal characteristics against the pressures and tactics used by the officers, the trial court observed that Joseph was fourteen years old and the interrogation lasted only forty-five minutes—the first ten of which involved a “getting acquainted” type of interview during which the officer and social worker were advising Joseph as to who they were, why they were interviewing him, and talking with him about whether or not his mother could be present. According to the officer, Joseph “did make it known, that he would feel more comfortable” if his mother were not present. The court found that the officer did not employ any prohibited coercive methods and that Joseph’s feelings of being pressured would travel to the weight given to his statements and not to admissibility.
¶11 Joseph points to several facts that he believes support the suppression of his statement: Joseph had been removed from his home the night before the interview and placed in shelter care, his mother and family friend were asked to leave the kitchen when Joseph was questioned, Joseph had no prior contacts with law enforcement and had never been talked to by an officer before this interview, Joseph initially denied the allegations and admitted to them only after repeated questioning, Joseph testified that he felt pressured into answering, and Joseph was in eighth grade at the time of the interview and later began taking special education classes. In addition, Joseph cites the officer’s failure to inform him that he was free to leave, that he could refuse to answer her questions, or to advise him in any way of his rights under Miranda v. Arizona, 384 U.S. 436 (1966).[2]
¶12 While we agree with Joseph that certain of these facts in isolation may weigh in favor of involuntariness, this is not so when evaluated based on the totality of the circumstances. For example, while the officer asked Joseph questions repeatedly, the interview itself was not prolonged; while Joseph’s mother was not in the room, she was nearby and Joseph did not ask for her assistance at any point. Indeed, in contrasting the facts of this case with those in Jerrell C.J., we are convinced that the statements in this case were voluntary.
¶13 In Jerrell C.J., a fourteen-year old boy was taken into custody,
transported to the police station, and left alone and handcuffed in an
interrogation room for two hours before being questioned by two detectives. Jerrell C.J., 283
¶14 In reaching its decision, the court examined the officers’
techniques during the interview—the raised voices, their refusal to believe the
juvenile’s version of events and their urging of him to “tell a different
‘truth.’”
¶15 The underlying facts as found by the trial court are supported by facts of record and therefore are not clearly erroneous. We are satisfied that those facts as applied to the law lead to the conclusion that Joseph’s statements to the police were made voluntarily.
Sufficiency of the Complaint and Sufficiency
of Evidence
¶16 Joseph next argues that the delinquency petition failed to
sufficiently state the charges so as to enable Joseph to plead and prepare a
defense. Joseph’s argument specifically
takes issue with the seven-year charging period set forth in the petition. Because Joseph failed to raise this issue
before the trial court, it is waived. Wis. Stat. § 938.297(2);[3]
Day
v. State, 52
¶17 Turning to the sufficiency of the evidence, we give great
deference to the fact-finder. State
v. Hayes, 2004 WI 80, ¶57, 273
¶18 Joseph’s challenges to the sufficiency of the evidence center on the victim’s allegations as set forth in the petition and as testified to at the fact-finding hearing. Joseph contends that the victim’s testimony at the fact-finding hearing was insufficient to establish the allegations in the petition. We disagree.
¶19 In the April 19, 2007 incident reports attached to and incorporated in the complaint, the victim is reported as stating that the last sexual contact with Joseph occurred approximately one month prior to that date and involved Joseph humping her with his clothes on in exchange for allowing her to play a video game. However, at the fact-finding hearing on January 18, 2008, the victim testified that the last occurrence was approximately two years or possibly one and one-half years prior to the hearing.
¶20 In addition, Joseph points to the victim’s statement in the petition that the contact occurred by a bed, while she testified at trial that the contact occurred in the living room. While the victim’s recollection as to dates was not precise and the description of the exact location differed, the victim’s testimony as to the circumstances surrounding the incident was generally consistent with her earlier statements in the petition, i.e., the conduct occurred at their mother’s home, the contact involved “humping” while clothed, and she and Joseph were playing video games when the contact occurred. Although Joseph did not testify at the fact-finding hearing, the officer who interviewed Joseph testified as to Joseph’s corroboration of the victim’s account regarding sexual contact.
¶21 Finally, the petition alleged that these events occurred between the year 2000 and March 2007. The victim’s testimony at trial places the incident within that time frame. Beyond that, although the victim was not able to provide specific dates, she was clear as to a course of conduct, the identity of her assailant, the approximate number of assaults, where they occurred, and why she had delayed in disclosing them. The minor discrepancy regarding the exact location at which the conduct occurred in the most recent incident—either in the living room or by a bed—is not so significant as to undermine the victim’s credibility or render the evidence insufficient to support the allegations in the complaint.
¶22 In rendering its determination, the trial court commented on the victim’s credibility at length. In considering Joseph’s statement to the officers as compared to the victim’s account, the court observed: “[B]oth versions of what occurred are very similar and close together, such as one might expect when, in fact, people are making their statements with some reference to the truthfulness of what occurred.”
[T]he Court has considered the credibility of [the victim] here, and has considered her conduct, demeanor, and appearance on the witness stand. Her conduct on the witness stand was exemplary. Her demeanor certainly indicated that she was being truthful. The clearness of her testimony was quite good, and considering her age and the period of time over which these assaults and sexual incidents occurred, according to her testimony, certainly she had the opportunity for knowing the matters that she testified about. She appeared to be relatively intelligent.
No bias or prejudice was shown. No motive was offered as to why she might falsify testimony, except that she might have been angry at her older brother, the other brother, Christopher. But that offer is no explanation as to why she would say something about Joseph, because she was mad at Christopher. That just does not seem to make any sense.
Furthermore, the Court notes that [the victim], in her testimony, made some admissions that would tend to be what one would normally think would be contrary to her interest, in so much as she acknowledged that, when she wanted some things, from time to time, she initiated the contact, and even though subjecting herself to possible embarrassment by making these acknowledgements, she did so during the course of her testimony. That gives her testimony the “ring of truth”, and the Court, therefore, believes that her testimony, in fact, was truthful.
When I weigh all of these factors together, her testimony was reasonable under all of the circumstances, and it certainly gives a clear indication here of the extremely dysfunctional situation in that household. There was inter-sibling sexual contact and intercourse going on in that household.
Therefore, the Court is satisfied that the State has met its burden of proof, and the Court will find that Joseph is delinquent, for having committed second-degree sexual assault of a child, as charged in the petition.
¶23 Because we defer to the trial court’s findings as to credibility and because there is sufficient evidence in the record to support the trial court’s determination that the conduct occurred, the determination must be upheld. See id.
CONCLUSION
¶24 Based on our review of the record, we conclude that Joseph’s non-custodial statement to the police was voluntary and, therefore, the trial court did not err in denying his motion to suppress. We further conclude that Joseph waived any challenge to the sufficiency of the complaint by failing to raise it before the trial court. Finally, we are satisfied that the evidence at trial was sufficient to support the trial court’s determination that Joseph engaged in the conduct alleged in the petition. We affirm the trial court’s order adjudicating him delinquent.
By the Court.—Order affirmed.
This opinion will not be published. See Wis. stat. rule 809.23(1)(b)4.
[1] This appeal is decided by one judge pursuant to Wis. Stat. § 752.31(2)(e) (2007-08). All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[2] Joseph
acknowledges that Miranda warnings were not required because Joseph was not in
custody at the time of the interview. See Miranda
v.
We also recognize Joseph’s frustration with the officer’s failure to record his interview. While the supreme court in State v. Jerrell C.J., 2005 WI 105, ¶58, 283 Wis. 2d 145, 699 N.W.2d 110, exercised its supervisory power to require electronic recordings of all in-custody interrogations of juveniles when feasible, it did not impose that requirement on noncustodial interviews. We therefore reject Joseph’s contention that the absence of a recording, in and of itself, should weigh heavily against a finding of voluntariness.
[3] Wisconsin Stat. § 938.297(2) provides:
Defenses and objections based on petitions for citation. If defenses and objections based on defects in the institution of proceedings, lack of probable cause on the face of the petition or citation, insufficiency of the petition or citation, or invalidity in whole or in part of the statute on which the petition or citation is founded are not raised within 10 days after the plea hearing, they are waived….
We decline Joseph’s invitation to exercise our discretion in addressing the sufficiency of the complaint despite waiver. Doing so would permit a defendant to proceed to trial with knowledge of a defect in the petition, and then, depending on the outcome, to raise a challenge to the complaint.