COURT OF APPEALS DECISION DATED AND FILED February 19, 2009 David
R. Schanker Clerk of Court of Appeals |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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APPEAL
from an order of the circuit court for
¶1 BRENNAN, J.[1] Bobby G.
appeals from an order terminating his parental rights to
¶2 The State argues that the statute is not unconstitutional as applied to Bobby because Bobby’s actions, not the State’s, caused Bobby to fail to develop a parental relationship with Marquette. The State contends Bobby’s trial counsel was not ineffective for failing to raise the constitutional issue because it is without merit.
¶3 We agree with the State that Bobby failed to establish a relationship with his child. As a result, he had no fundamental liberty interest in his child that would implicate the protections of due process and equal protection. We conclude that the statute is not unconstitutional as applied to Bobby because terminating his parental rights under the circumstances here is rationally related to the goal of the statute, which is the protection and nurturing of children in a stable home. We further conclude that Bobby’s trial counsel was not ineffective for failing to make a meritless argument. Accordingly, we affirm.
BACKGROUND
¶4 Bobby met Denise W. when both were being transported to the Milwaukee Children’s Court Center for hearings involving other children. Both were incarcerated at the Milwaukee County Jail at the time. In December 2002 both were released from incarceration. In January 2003, after his release from custody, Bobby contacted Denise. He was living then with his girlfriend, Jacqueline Brown, in her house.[3] Bobby and Denise got together in January 2003, their one and only meeting, and engaged in unprotected sexual intercourse. Bobby testified he made three trips to Denise’s home after that, all during January 2003, never finding anyone at home. On the last trip, a neighbor told him that Denise had moved.
¶5 After his January 2003 attempts to find Denise at her home,
Bobby made no other attempts. When Bobby
and Denise had unprotected sex in January 2003, Bobby was out of jail on a
signature bond relating to a retail theft charge. That one sexual encounter with Denise led to
the conception of
¶6 Meanwhile, Denise gave birth to
¶7 A few weeks before
¶8 While Bobby was entangled in his battery and bail jumping
cases, on September 12, 2003, the Bureau of Milwaukee Child Welfare
started the CHIPS case regarding
¶9 Bobby testified that after being released from jail following
the domestic violence cases on April 14, 2004, he started selling
drugs. He was arrested fourteen days
later, on April 28, 2004, for delivery of cocaine. While he was in jail awaiting trial on the
cocaine charge in August 2004, he was advised by a social worker from the Bureau
of Milwaukee Child Welfare that he was a potential father of Denise’s
child. After first naming two men who
were later excluded as the fathers of
¶10 Just before his August 24, 2004 appearance in court on the
TPR, Bobby pled guilty to delivery of cocaine on August 16, 2004. He remained in custody awaiting his
sentencing. On October 1, 2004,
Bobby was sentenced to thirty months in prison for delivery of cocaine. Meanwhile, on November 24, 2004, Bobby
was adjudicated the father of
¶11 On September 1, 2005, while Bobby was serving his delivery of cocaine prison sentence, the first trial court[6] granted the State’s partial summary judgment motion on the ground that Bobby failed to establish a parental relationship. The trial court had admitted evidence of Bobby’s efforts only up to the time of the filing of the TPR on June 16, 2004. On October 25, 2005, the trial court held the first dispositional hearing and on November 4, 2005, the trial court ordered Bobby’s parental rights terminated.
¶12 Bobby’s testimony at the October 25, 2005 dispositional
hearing about his attempts to establish a relationship with Marquette was that
after he was told he was a father, while he was in jail and prison, he sent a
total of about nine letters to social workers trying to see Marquette. He also sent
¶13 Bobby’s trial counsel testified at the second dispositional
hearing that she had asked the first trial court, at Bobby’s request, if he
could see
¶14 Bobby’s appellate attorney filed a no-merit report, which we
accepted on April 25, 2006. We
affirmed the TPR order. On May 23,
2006, Bobby filed a letter with the supreme court, which was treated as a
petition for review. The supreme court
granted the petition, and in a decision dated June 22, 2007, reversed the
court of appeals, ruling that the trial court had erred in granting summary
judgment on the failure to assume parental responsibility grounds by limiting
the evidence of Bobby’s efforts at establishing a relationship to the time
period that ended with the filing of the petition for termination of parental
rights. State v. Bobby G., 2007
WI 77, 301
¶15 After the supreme court remanded the case, the State filed a petition for termination of parental rights on July 10, 2007, alleging two grounds this time, Wis. Stat. § 48.415(6) (failure to assume parental responsibility) and Wis. Stat. § 48.415(10) (prior involuntary termination of parental rights to another child within three years). From October 22 to 24, 2007, the trial court held the grounds trial on the new petition. After the close of the testimony, the State asked for a directed verdict on the prior termination within three years ground. The guardian ad litem joined in the request. The court granted a directed verdict on that ground. On October 24, 2007, the jury returned a verdict finding that Bobby had failed to assume parental responsibility.
¶16 Bobby’s testimony at the grounds trial in October 2007 as to his attempts to establish a relationship with Marquette was similar to his previous testimony from two years earlier, but he added some new attempts at contact. He testified that from October 25, 2005 to October 2007, although he made no further attempts to contact any of the social workers, he sent five or six letters to the foster parents after finding their address. He repeated his testimony from the first dispositional hearing that he had sent gifts, but this time he said he sent three pairs of tennis shoes (two more than he testified to in October 2005) and an outfit.
¶17 As to his efforts to make himself physically, emotionally and psychologically available to assume a relationship with Marquette, Bobby testified that he completed a twelve-week parenting class and a drug and alcohol abuse class while in prison. He admitted that although he had been given a chance to complete his prison sentence early through the Earned Release Program, he was terminated from the program for noncompliance with expectations. He was eventually released from prison in October 2006 when the petition for review was pending before the supreme court.
¶18 After his release from prison in October 2006, he testified that he was placed in transitional living, where he stayed for three hours before he left to get a haircut and never came back. He was subsequently arrested when the car he was riding in was stopped by police. He gave the police a false name, but after fingerprinting, his identity was discovered and he was re-incarcerated. While he was in absconder status, he admitted that he used cocaine and marijuana, which he purchased with his prison savings.
¶19 After his re-arrest, Bobby was given an alternative to revocation at a halfway house. He testified that while there he did participate in four or five group sessions of a fatherhood initiative. But he testified that he got tired of being at the halfway house and, in a signed statement for his agent, admitted he left to “get high.” By the time of the October 2007 grounds trial, Bobby was again out of custody,[8] on an alternative to revocation.
¶20 On February 15, 2008, the trial court held the dispositional hearing and on February 28, 2008, it found Bobby unfit and concluded that it was in Marquette’s best interests to terminate Bobby’s parental rights. Bobby appealed and his appointed counsel requested that the case be remanded to the trial court for a Machner hearing. By the time of the September 3, 2008 Machner hearing, Bobby was again in custody. At the Machner hearing, Bobby argued that trial counsel was ineffective on several grounds, including the failure to object to termination on the grounds that the statute was unconstitutional. On September 11, 2008, the trial court denied the postdispositional motion in a written decision and order. Bobby appeals that decision only with respect to trial counsel’s failure to object to termination on constitutional grounds.
¶21 During all of this time since his birth,
He was
born with bronchiolitis reactive airway disease, a significant respiratory
condition, as well as pneumonia. For his
first six months, he needed around-the-clock medical care, including nebulizer
treatments every two or three hours. He
needed outpatient treatment at least monthly.
At nine months, he could not maintain his nutrition and he regressed
developmentally. He was hospitalized and
found to have problems with food aspiration; severe reflux; allergies to many
foods, including soy, eggs, peanuts and milk; and an intolerance for lactose. After this hospitalization,
behavioral issues as of February, 2008.[9] His speech disability continued, along with his limited ability to understand and communicate. (Record citations omitted; footnote in original.)
DISCUSSION
I. Whether
¶22 Bobby argues on appeal that his constitutional rights were
violated because he was never allowed an opportunity to parent
¶23 The State and the guardian ad
litem respond that it was not the State’s actions that prevented Bobby from
establishing a relationship with
¶24 After his October 2007 jury trial resulted in a verdict that
Bobby had failed to assume a parental relationship with his child, the trial
court found him unfit and concluded it was in
A. Standard
of Review
¶25 Whether a statute is unconstitutional is “a question of law
that this court reviews de novo.” State v. Cole, 2003 WI 112, ¶10, 264
B. Due Process Claim
¶26 The constitutional right to substantive Due Process under the
Fourteenth Amendment protects against State actions “that are arbitrary and
wrong, ‘regardless of the fairness of the procedures used to implement them.’” Monroe
County DHSS v. Kelli B., 2004 WI 48, ¶19, 271
¶27 The first question here then is whether Bobby has a fundamental
liberty interest in his relationship with
¶28 Here Bobby claims that he, as a biological father, has a
fundamental liberty interest in establishing a parental relationship with his
biological son, citing Stanley v. Illinois, 405 U.S. 645
(1972). The State and guardian ad litem respond that under Lehr
v. Robertson, 463 U.S. 248 (1983) and other
cases, biology alone does not convey a liberty interest.
¶29 The thrust of his argument is that because the State did not
tell him he was a father until he was incarcerated and because he claims he was
then never allowed to see Marquette, the State has prevented him from
establishing a relationship with Marquette. Resolution of this question turns on
whether the facts in the record support his view that the State prevented him from knowing he was a
father and then prevented him from
establishing a relationship with
¶30 The United States Supreme Court has determined that biology
alone does not create a fundamental liberty interest.
¶31 Lehr
was an adoption case where the putative father of a child born out of wedlock
was not given notice of the adoption proceedings and objected that his rights
under the Due Process and Equal Protection Clauses of the Fourteenth
Amendment were violated.
¶32 Following Lehr, the Wisconsin Supreme Court,
in L.K.
v. B.B., 113 Wis. 2d 429, 335 N.W.2d 846 (1983), affirmed the
trial court’s termination of a father’s parental rights, despite the fact that
the father registered on the State’s registry of paternal interest and had
filed a petition for adjudication of paternity.
¶33 The Wisconsin Supreme Court noted that the purpose of the statute is:
to promote the best interest of a child while insuring that the rights of a father who has established a substantial parental relationship with the child will not be terminated. Both the state and the unwed mother may have substantial interests in terminating the parental rights of a father who had no substantial relationship with the child. The statute gives fathers incentive to provide care and support for the mother and child during pregnancy and infancy. Further it allows for a prompt determination of the status of the child so that, if desired, the child might be adopted into a family that wants a child.
¶34 Likewise, in Ann M.M. v. Rob S., 176 Wis. 2d
673, 500 N.W.2d 649 (1993), the Wisconsin Supreme Court found the father’s
actions were insufficient to establish a parental relationship and rejected his
claim that he was prevented from doing so by the court’s no contact order.
¶35 The court in Ann M.M. noted that Wis. Stat. § 48.415(6)(a)2 and (b)
had recently been amended and no longer required proof that the father had an
opportunity and ability to assume parental responsibility for the child. Ann M.M., 176
¶36 The court rejected the father’s argument that the no contact
order unfairly prevented him from forming a relationship with his child: “Finally, we cannot ignore the fact that any
roadblock to establishing a relationship with SueAnn caused by Rob’s arrest,
bond, and conviction was produced by Rob’s own conduct.”
¶37 Bobby’s argument is that these cases are all distinguishable
because those fathers all knew that they were fathers. He argues that the statute as applied to him
is unconstitutional because he did not know he was a father until he was
incarcerated and then he was prevented from seeing his child from that point
on. While it is true that he learned of
¶38 Our review of the facts in this record shows that from the time
Bobby and Denise had unprotected sex in January 2003 until the time Bobby
learned he was
¶39 When a person has unprotected sex, there is a possibility that a child will be conceived. Bobby had an obligation to look harder to see if there was a pregnancy that resulted from his act of sex with Denise. He did not look hard in the nineteen months before he was contacted by the social worker. For example, there was no testimony from Bobby that he attempted to find Denise’s address in the phone book, on the internet, through his parole agent or through CCAP. Because they met when both were incarcerated, and because of Bobby’s long criminal history, he was presumably familiar with probation and parole rules and had contact with his agent. He could have sought to locate Denise that way. Similarly, he would have been familiar with and could have checked CCAP through the public library or some other public access computer location. He looked just three times for her and then gave up.
¶40 During that nineteen months between conception and notice that
he was a father, Bobby engaged in a consistent pattern of crime, rule
violations, missed court and jail appearances, drug use, and drug sales. He was incarcerated at the Milwaukee County
Jail seven times, charged with two new misdemeanor domestic violence cases, and
one drug felony. All of these were
consequences of his choices, not the State’s.
None of these actions were aimed at finding out whether he had fathered
a child. And indeed, even with all of
this, he still could have continued his search for Denise or registered on the
Wisconsin Paternal Interest Registry maintained by the Wisconsin Department of
Health and Family Services, see Wis.
Stat. § 48.025, 48.27(3)(b)(1)(a) (2003-04). He did not.
In the meantime,
¶41 On August 24, 2004, when Bobby was informed that he had
fathered a child, he continued to do little or nothing to assume a parental
relationship. Although the registry
filing can be done up until the order terminating the father’s rights, and
could be done from prison, he still did not register. And even though he was in custody awaiting
trial on the delivery of cocaine charge, he could have filed a motion for
visitation. He did not. He wrote some letters to social workers and
he asked his lawyer to ask the judge informally if he could see
¶42 Bobby had been released from prison on the drug charge in October 2006, then was in and out of prison for rule violations up until the time of the grounds trial in October 2007. During that time frame, the Wisconsin Supreme Court, on June 22, 2007, reversed and remanded his first TPR. That gave Bobby more time and a great opportunity to demonstrate efforts at establishing a relationship. Due to the remand, his rights were no longer terminated and given the holding, it was clear he had until the new grounds trial to make efforts to establish a relationship. Bobby did not take advantage of this opportunity. Instead, three hours after he was released from prison in October 2006, he walked away from the transitional living center his agent had placed him in and never came back. That was not a choice that a father makes if he is interested in establishing a relationship with his child. He was re-arrested and later was given an alternative to revocation.
¶43 In short, Bobby’s actions prevented him from knowing of
Denise’s pregnancy and the birth of
¶44 Where there is no fundamental liberty interest involved, the
next step in our constitutional analysis is to determine whether the statute, as
applied, bears a “rational basis” to a legitimate end. The purpose of the statute, as set forth in L.K. “is to
promote the child’s best interest and protect a father from termination of his
rights where he has formed a substantial relationship with the child. It gives the father an incentive to establish
that relationship quickly in the life of the child or give the child a chance
at adoption into a family willing and able to care and nurture the child.”
¶45 We conclude that terminating the rights of a father who has
failed to establish a relationship bears a rational basis to the best interest
of the child in proper care and nurture.
Here, Bobby failed to form that substantial relationship. Bobby has never seen
C. Equal
Protection
¶46 Bobby makes an underdeveloped equal protection argument that: “The denial of the opportunity to parent to
the father where the opportunity was provided to the mother is a violation of
the constitutional right to Equal Protection.”[10] In Lehr, the Supreme Court found
that equal protection is not implicated where the father has not established a
substantial relationship with the child.
Lehr, 463
II. Whether
Bobby’s trial counsel was ineffective.
¶47 We next reach the second issue raised on appeal, whether
Bobby’s trial counsel was ineffective for failing to object to the order
terminating his parental rights on the grounds that the statute was unconstitutional
as applied. To sustain a claim of
ineffective assistance of counsel, a defendant must show both that counsel’s
performance was deficient and that counsel’s errors were prejudicial. Strickland v.
By the court—Order affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)4.
[1] This appeal is decided by one judge pursuant to Wis. Stat. § 752.31(2)(e) (2007-08). All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[2] We note that Bobby’s statement of the issue lacks clarity. He never specifically stated which statute he contends is unconstitutional. This created confusion because two grounds were established for terminating Bobby’s parental rights: failure to assume parental responsibility under Wis. Stat. § 48.415(6) and prior termination of parental rights within three years, under § 48.415(10). Bobby failed to address, in either his brief-in-chief or his reply brief, the fact that there were two distinct grounds found to terminate his parental rights. He neglected to do so even after the State and guardian ad litem raised the question. Bobby never clarified whether his constitutional argument applied to one or both grounds. Based on our review of his arguments, we conclude that his constitutional claim addresses the failure to assume ground only.
[3] In his answers to interrogatories, Bobby listed his residences and the dates he resided in them as follows: December 2002 to January 2002 [sic], Fox Lake Correctional; December 2002 to September 2003, 28th and Chambers in Milwaukee (which was Jacqueline Brown’s residence); September 2003 to April 2004, 4030 28th Street in Milwaukee; and April 28, 2004 to the date he signed the answers to the interrogatories, June 2, 2005, Fox Lake Correctional Facility.
[4] At some points in the testimony, the State and Bobby refer to him being on “parole,” and at other times refer to him being on “probation.” This discrepancy is not pertinent to our disposition of this case.
[5] In
Bobby’s interrogatory answers, he reported that he lived at 28th and Chambers
until September 2003 and then lived at
[6] The Honorable Thomas R. Cooper was the judge originally assigned to this case. After the supreme court reversed and remanded the matter, the Honorable William S. Pocan was assigned due to judicial substitution. He kept the case through disposition. The Honorable Christopher R. Foley was the judge assigned for the postdisposition motion due to regular judicial rotation.
[7]
[8] Bobby
was incarcerated at the Milwaukee County Jail ten times from
[9] Bobby G. refused to sign a consent form for such treatment.
[10] Bobby offers no facts for his implicit statement that the mother was given an “opportunity to parent,” nor does he offer any authority for his equal protection argument. Although we are not required to review an inadequately briefed issue, see State v. Pettit, 171 Wis. 2d 627, 647, 492 N.W.2d 633 (Ct. App. 1992), we will do so here because the issue is easily resolved by the holding in Lehr v. Robertson, 463 U.S. 248 (1983).