COURT OF APPEALS DECISION DATED AND FILED December 16, 2008 David R. Schanker Clerk of Court of Appeals |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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DISTRICT I |
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State of Plaintiff-Respondent, v. Mistie L. Morgan-Owens, Defendant-Appellant. |
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APPEAL
from a judgment and an order of the circuit court for
Before Fine, Kessler and Brennan, JJ.
¶1 FINE, J. Mistie L. Morgan-Owens appeals a judgment entered on her guilty plea to armed robbery with the threat of force, as a party to the crime. See Wis. Stat. §§ 943.32(2), 939.05. She also appeals the order denying her postconviction motion for sentence modification. Morgan-Owens claims that: (1) the circuit court erroneously exercised its sentencing discretion; (2) she was sentenced on inaccurate information; and (3) a new factor warrants sentence modification. We affirm.
I.
¶2 Morgan-Owens was arrested for helping to rob a credit union
in
¶3 After her arrest, Morgan-Owens confessed to her involvement in the robbery. According to the complaint, Morgan-Owens told the police that on the morning of the robbery she:
drove by the credit union three times. She knows the credit union opens at
¶4 Morgan-Owens pled guilty on
¶5 Garrison’s trial began on
¶6 Consistent with her sentencing memorandum, Morgan-Owens’s lawyer asked the circuit court for probation. She told the circuit court, among other things, that Morgan-Owens had cooperated with the police and was “here yesterday, today and on previous dates that were set for trial [in Garrison’s case] when this was put over because she was in fact willing to testify.” The trial court sentenced Morgan-Owens to six years of imprisonment, with an initial confinement of three years, and three years of extended supervision.
¶7 On the same day Morgan-Owens was sentenced, Garrison’s trial
ended in a mistrial. On
¶8 Morgan-Owens testified against Garrison on
II.
A. Sentencing Discretion.
¶9 Morgan-Owens challenges her sentence on several grounds. First, she contends that the circuit court erroneously exercised its sentencing discretion because it did not: (1) explain how the length of her sentence promoted the objectives of sentencing; or (2) adequately consider what Morgan-Owens alleges are mitigating factors, including that she: was a co-actor in the robbery; cooperated with the police; had “health challenges,” including tracheal stenosis; had “money problems with mounting medical bills and child rearing costs”; was pregnant at the time of sentencing; had no prior criminal record; was remorseful and accepted responsibility; graduated from high school and had a work history; and had the support of her family. We disagree.
¶10 Sentencing is within the discretion of the circuit court, and
our review is limited to determining whether the circuit court erroneously
exercised that discretion. McCleary
v. State, 49
“(1) Past record of criminal offenses; (2) history of undesirable behavior pattern; (3) the defendant’s personality, character and social traits; (4) result of presentence investigation; (5) vicious or aggravated nature of the crime; (6) degree of the defendant’s culpability; (7) defendant’s demeanor at trial; (8) defendant’s age, educational background and employment record; (9) defendant’s remorse, repentance and cooperativeness; (10) defendant’s need for close rehabilitative control; (11) the rights of the public; and (12) the length of pretrial detention.”
¶11 The circuit court considered the appropriate factors when it sentenced Morgan-Owens. It considered the gravity of the crime, noting that Morgan-Owens was “heavily involved” in the robbery of the credit union:
You knew the information about the place, you knew the locale of the place, you knew the proximity of where you wanted to have the get-away situation for the place. I mean, you were up to your eyeballs in this case, and so the idea that you’re not as equally culpable as the fellow who pointed the gun, that could be argued but under the party to a crime concept, you buy into what he did, he buys [i]nto what you did.
The circuit court also found that the robbery was “aggravated,” but acknowledged that “it may be lesser” because of Morgan-Owens’s “lack of continued activity in that regard.”
¶12 The circuit court also considered Morgan-Owens’s character. It considered her health and limited financial means. It was “concerned” that Morgan-Owens became pregnant while the case was pending, noting that her pregnancy gave “insight[]” into her “thought process”:
I know it’s a primary right, but I think that’s a consideration you should have given under the circumstances of your, shall we say, tentative legal standing as far as having your freedom. I don’t think it was a very responsible thing, to be quite candid with you; I think it was a very selfish thing.
I have to consider that, though, because it gives insightful thought process into who you are and why you do things and in fact [are] somewhat manipulative, to be candid with you. I’m concerned about that.
In its written decision and order denying Morgan-Owens’s postconviction motion, the circuit court observed that at sentencing it considered Morgan-Owens’s “cooperation with law enforcement” and “willingness to lend assistance in the prosecution of her co-defendant.”
¶13 Finally, the circuit court considered the need to protect society,
noting that it was “not so sure there’s not risk in the future[]; I think you’d
do just about anything.” It concluded
that confinement was warranted because the robbery was “so severe and it was so
calculated and it was so planned it could hardly be a spur of the moment silly
stupid act.” The circuit court fully
explained Morgan-Owens’s sentence and the reasons for it. See State v. Taylor, 2006 WI 22, ¶30,
289
¶14 Morgan-Owens also contends that the circuit court’s
consideration of her pregnancy violated a bushel basket of constitutional
rights, all the way from equal protection to the right to be free from cruel
and unusual punishment. See McCleary,
49
¶15 Second, Morgan-Owens claims that the circuit court erroneously
exercised its discretion because it did not explain why it rejected the
parties’ sentencing recommendations. A
sentencing court, however, is not bound by sentencing recommendations. See State v. Johnson, 158
¶16 Third, Morgan-Owens contends that the circuit court erroneously
exercised its discretion because it did not consider the sentencing guidelines
for armed robbery. As we have seen, Morgan-Owens
was sentenced on
¶17 A failure to consider the sentencing guidelines can be
harmless error. Thus, for example, even
violations of a defendant’s constitutional rights can be “harmless.” Neder v. United States, 527
¶18 The guidelines worksheet for armed robbery, available at
http://wsc.wi.gov/docview.asp?docid=3303, plots the severity of the offense
against future risk using the following categories: the characteristics of the offense; the
degree of preparation; the type of harm caused; the defendant’s role; the
victim’s vulnerability; and the offender’s education, employment history,
health, criminal and social background, acceptance of responsibility, and show
of remorse, see ibid. As we have seen, the circuit court
considered many of these factors in sentencing Morgan-Owens. It found that the armed robbery was planned
and that Morgan-Owens was “heavily involved.” The circuit court also considered
Morgan-Owens’s cooperation, health, financial circumstances, manipulative
behavior, and the risk that Morgan-Owens would “do just about anything” in the
future. After weighing these factors, it
imposed a sentence well within the forty-year maximum sentence. See Wis. Stat. §§ 943.32(2),
939.50(3)(c). Morgan-Owens’s substantial
rights were not affected. The error was
harmless beyond a reasonable doubt. See State
v. Harris, 2008 WI 15, ¶42, 307
B. Inaccurate Information.
¶19 A defendant claiming that a
sentencing court relied on inaccurate information must show that: (1) the information was inaccurate; and (2)
the sentencing court actually relied on the inaccurate information. State v. Tiepelman, 2006 WI 66, ¶26,
291
¶20 Morgan-Owens appears to claim that the circuit court sentenced her based on inaccurate information when it commented at sentencing about her daughter’s sexual-assault by Morgan-Owens’s former husband:
I look at the fact that you were willing to potentially put your child at risk during the course of that sexual molestation by not protecting the child or putting her in a safe position but standing by your man, as it were. That’s not good thinking. It’s not right thinking. Your duty as a mother and parent is to protect that child regardless of what it does to your personal relationships.
Morgan-Owens contends that there is no factual basis in the Record for
this statement. She points out that,
according to her sentencing memorandum, she did not know that the person whom
the Record reflects was her then-husband was assaulting her daughter, and was “devastated”
and “blamed herself for not knowing” when she found out. Neither Morgan-Owens nor her lawyer objected,
however, when the circuit court made the comment they now contend was inaccurate. Accordingly, we review this claim in an ineffective-assistance-of-counsel
context. See Kimmelman v. Morrison,
477 U.S. 365, 375 (1986) (unobjected-to error must be analyzed under
ineffective-assistance-of-counsel standards, even when error is of
constitutional dimension); State v. Groth, 2002 WI App 299, ¶26,
258 Wis. 2d 889, 909, 655 N.W.2d 163, 172 (failure to object at sentencing to
inaccurate information may be reviewed within ineffective-assistance-of-counsel
context), overruled on other grounds by Tiepelman,
2006 WI 66, ¶2, 291 Wis. 2d at 181–182, 717 N.W.2d at 2.
¶21 A defendant claiming ineffective assistance of counsel must
establish that: (1) the lawyer was
deficient; and (2) the defendant suffered prejudice as a result. See Strickland v. Washington, 466
¶22 Assuming, without deciding, that the circuit court’s
sexual-assault comment was inaccurate, Morgan-Owens has not shown that she was prejudiced
by her lawyer’s failure to object. When the
circuit court’s sentencing remarks are viewed as a whole, it is clear that the sexual-assault
was not highly relevant to the imposed sentence. As we have seen, the circuit court relied heavily
on Morgan-Owens’s significant involvement in the robbery and her manipulative
behavior. In this context, the circuit
court’s de minimis reference to the
sexual-assault did not negate the overall accuracy of the circuit court’s
sentencing analysis. See State
v. Way, 113
C. New Factor.
¶23 Morgan-Owens contends that her apparent agreement to testify against Garrison at his second trial is a new factor that warrants sentence modification. See State v. Doe, 2005 WI App 68, ¶10, 280 Wis. 2d 731, 740–741, 697 N.W.2d 101, 106 (post-sentencing substantial assistance to law enforcement may be new factor). We disagree.
Whether facts constitute a new factor is a question of law we review de novo. A new factor is a fact or set of facts highly relevant to the imposition of sentence, but not known to the trial court at the time of original sentencing, either because it was not then in existence or because it was unknowingly overlooked by the parties. The new factor not only must be previously unknown, but it must also strike at the very purpose of the original sentence.
State
v. Slagoski, 2001 WI App 112, ¶10, 244
¶24 Although it is technically accurate that Morgan-Owens had not
yet testified against Garrison at his second trial when she was sentenced on
September 12, 2007, that testimony was not highly relevant to the imposition of
that sentence because her testimony at Garrison’s trial on June 3, 2008, was
essentially the same cooperation and willingness to testify about which the
circuit court knew and considered at sentencing. As we have seen, the circuit court in its decision
and order denying Morgan-Owens’s postconviction motion indicated that “the
parties duly apprised the court of the defendant’s cooperation with law
enforcement authorities and of the defendant’s willingness to lend assistance
in the prosecution of her co-defendant….
The court … considered … the defendant’s degree of cooperation with law
enforcement authorities in fashioning its sentence.” Indeed, as noted: Morgan-Owens’s sentencing hearing was
adjourned several times so that she could testify at Garrsion’s trial; the
prosecutor told the sentencing court that Morgan-Owens “was willing to testify
truthfully against Mr. Garrison if the State had requested that testimony”; and
Morgan-Owens’s lawyer told the circuit court at sentencing that Morgan-Owens
was “here yesterday, today and on previous dates that were set for trial [in
Garrison’s case] when this was put over because she was in fact willing to
testify.” The State’s “stipulation” in
the postconviction affidavit and on appeal that resentencing is warranted
because Morgan-Owens testified against Garrison does not trump the circuit
court’s duty to independently exercise its sentencing discretion. See
Johnson,
158
By the Court.—Judgment and order affirmed.
Publication in the official reports is not recommended.
2008AP887-CR(D) |
¶25 KESSLER, J. (dissenting). I respectfully dissent because I believe that Morgan-Owens is entitled to resentencing based on the trial court’s consideration of Morgan-Owens’s pregnancy as a negative factor at sentencing. See majority op., ¶¶12, 14. Further, I conclude that Morgan-Owens is entitled to resentencing based on the trial court’s reliance on its finding—which was unsupported by the record—that Morgan-Owens permitted her husband to sexually abuse her daughter. See majority op., ¶¶20-22. Consequently, I would remand for resentencing.
I. Punishing Morgan-Owens based
on her pregnancy.
¶26 In
sentencing Morgan-Owens for armed robbery,[5]
the trial court referred to Morgan-Owens’s pregnancy as evidence that she was
“manipulative” and stated that the pregnancy was “a very selfish thing.” See
majority op., ¶12. The majority approves
the trial court’s consideration of the pregnancy, holding—without citation to
any authority—that “[a] sentencing court need not turn a blind eye to a fact in
a case merely because what the defendant has done is a protected right.” See
majority op., ¶14. In my view the majority misstates the
law in
¶27 “It
is well settled that a sentence imposed may not be based on constitutionally
invalid grounds, for example, because the defendant has exercised his right to
a trial by jury.” Hanneman v. State, 50
¶28 The same reliable showing of a sufficient
relationship between the criminal activity and the protected conduct must be
shown to justify probation conditions which restrict constitutionally protected
activity. In State v. Oakley,
2001 WI 103, 245
¶29 Unlike
in J.E.B.
and Oakley,
in this case there was not a “reliable
showing of a sufficient relationship” between Morgan-Owens’s criminal conduct
(helping to plan, and participating in, an armed robbery) and her
constitutionally protected conduct (conceiving a child), that would justify
consideration of the pregnancy at sentencing.
J.E.B., 161
¶30 The sentencing memorandum did not mention the
pregnancy. It did, however, discuss
Morgan-Owens’s unique health considerations in the context of suggesting that
electronic monitoring may be appropriate for Morgan-Owens. Specifically, it explained that Morgan-Owens
suffers from gastroesophageal reflux disease and has had numerous surgeries as
a result, including a tracheotomy. She
cannot speak normally and must use a electrolarynx or vibrator to
communicate. She must also regularly
maintain the tube in her throat. In
addition, she requires AODA treatment and psychiatric care.
¶31 At
the sentencing hearing, trial counsel updated the health information, telling
the court that Morgan-Owens was expecting a child that was due on October 2,
2007. Neither the State nor counsel
during argument, nor Morgan-Owens in her allocution, made any additional
reference to the pregnancy.
¶32 After
hearing from the State, trial counsel and Morgan-Owens, the trial court
commented on Morgan-Owens’s
culpability, and soon began to discuss her pregnancy (at times also referring
to her health problems), stating:
I’m concerned that you got yourself pregnant during this course of time….
….
… [T]hese limitations that you have[,] you should have brought into your own thought process at the time, not after the fact. And then to exacerbate it by becoming pregnant, to be honest with you, I know it’s a primary right, but I think that’s a consideration you should have given under the circumstances of your, shall we say, tentative legal standing as far as having your freedom. I don’t think it was a very responsible thing, to be quite candid with you; I think it was a very selfish thing.
I have to consider that, though, because it gives insightful thought process [sic] into who you are and why you do things and in fact somewhat [sic] manipulative…. I’m concerned about that.
….
To go do this [crime] and then think I’m going to give you a walk because of your health, it’s not the way it is. These are things you should have considered, not thinking it was going to be a great excuse for what you did and how you’re going to get out of this thing. And then you exacerbate that by then adding the pregnancy to it.… [I]t shows me a person that has planning and manipulation as part of her life.
(Emphasis added.)
¶33 Although the trial court indicated that the pregnancy would “not enter into this Court’s decision-making in this case,” I am not convinced that the pregnancy did not negatively impact the sentence. These were not passing references to the pregnancy. On the contrary, the remarks indicate that the court was highly focused on the fact that Morgan-Owens became pregnant and on its determination that she was not going to be given any positive consideration because of the pregnancy. The totality of the trial court’s comments show the court believed that Morgan-Owens intentionally became pregnant in order to positively influence the court at sentencing, and that it considered the pregnancy in a negative context at sentencing.
¶34 The majority accepts the trial court’s view
of Morgan-Owens’s pregnancy as proper evidence of manipulative character and
affirms the sentence. See majority op., ¶14.
However, there was no evidence to support the trial court’s findings
concerning Morgan-Owens’s motivations, and even if there were,
¶35 The
trial court did not reference the basis for its conclusion that Morgan-Owens’s
pregnancy signified that she was “manipulative” and that her pregnancy was “a
very selfish thing.” There was no
explanation as to the reasons for and circumstances of the pregnancy. If simply appearing at sentencing
while pregnant, without any evidence in
the record of the reasons and circumstances surrounding the pregnancy, is
relevant evidence of manipulative character, lack of responsibility or
selfishness, then all women who
happen to be pregnant at the time of sentencing are selfish, manipulative and
irresponsible.[7] I cannot accept such a logically flawed and
factually baseless analysis of why women become pregnant. The reasons for, and timing of, any woman’s
pregnancy are as complex and varied as the circumstances of a woman’s
involvement with a romantic partner. In
the absence of facts surrounding the pregnancy or the romance, one cannot
fairly or accurately determine the motivation of any party involved.
¶36 Moreover,
as J.E.B.
instructs, unless there is a reliable showing of a sufficient
relationship between the defendant’s crime and the constitutionally protected
right, consideration of the exercise of that right is prohibited at
sentencing. See J.E.B., 161
II. Blaming Morgan-Owens for her
daughter’s victimization.
¶37 I further dissent from those portions of the majority opinion sanctioning the trial court’s unsupported reference to Morgan-Owens’s responsibility for a sexual assault of her daughter committed by Morgan-Owens’s then-husband. See majority op., ¶¶20, 22. The trial court commented negatively on Morgan-Owens’s actions with respect to the sexual assault, asserting that she had been willing to “put [her] child at risk during the course of that sexual molestation by not protecting the child … but standing by [her] man.” See majority op., ¶20. However, the majority opinion points to no facts—and the record reveals none—that suggest Morgan-Owens knowingly permitted the abuse of her daughter to continue after she learned of it. The trial court’s implicit finding, as evidenced by its statement, is unsupported by any evidence we have found in the record. In effect, the trial court concluded that because the abusive conduct continued for some time, Morgan-Owens must have known about it, and must have self-indulgently decided to do nothing. That conclusion has no factual basis in the record.
¶38 The majority ignores the sentencing memorandum, which is the only disclosure in this record of the substance of the sexual abuse incident and Morgan-Owens’s reaction to it. Neither the State nor defense counsel provided additional information on this subject in the sentencing hearing. The sentencing memorandum, which was prepared for Morgan-Owens’s counsel, and not factually disputed by the State, indicates the following with respect to the sexual abuse:
According to Ms. Morgan[-]Owens and her family, she began suffering from depression back in 2004 after she learned that her husband, Kelvin Owens, had been molesting his stepdaughter, J[] (age 8 at the time) for over two years. According to CCAP, Mr. Owens pled guilty to Second Degree Sexual Assault of a Child, and was sentenced on 10-14-05 … to five years[’] probation, and seven months in the Milwaukee County House of Correction, with release privileges. Ms. Morgan-Owens was devastated, and blamed herself for not knowing or being able to protect her child.
(Emphasis added.) The sentencing memorandum also quotes Morgan-Owens’s mother:
“We were angry and we blamed Mistie for not protecting J[]. Mistie didn’t know about it. I was suspicious about him. Mistie felt she let her daughter down and everyone down. She became so depressed.… I came home and we found her upstairs unconscious. She tried to overdose on her headache medicine. She was on life support for one week.… Then she was trying to pull out the tubes and tore her windpipe. They had to put in a trachea. She has been in and out of the hospital a lot and has had a lot of surgeries since.”
….
… I think her whole life changed when her husband molested J[].
(Emphasis added.) Finally, the sentencing memorandum quoted Morgan-Owens herself:
Our marriage lasted two years. It ended when I found out he molested my daughter. I got the divorce papers, but have no money to file for divorce.
¶39 The only information before the trial court on the subject of the earlier sexual abuse of Morgan-Owens’s daughter was what was contained in the sentencing memorandum set out above. Nonetheless, the trial court told Morgan-Owens at sentencing that:
I look at the fact that you were willing to potentially put your child at risk during the course of that sexual molestation by not protecting the child or putting her in a safe position but standing by your man.… That’s not good thinking.… Your duty as a mother and parent is to protect that child regardless of what it does to your personal relationships.
(Emphasis added.)
¶40 The trial court concluded that because the sexual abuse occurred, it was Morgan-Owens’s fault, and considered this a negative factor in her sentencing. The conclusion is directly contrary to all of the facts and explanations provided to the court concerning the impact of the sexual assault on Morgan-Owens. The court’s comments can only be understood to reflect a belief that Morgan-Owens’s character should be considered negatively because of the court’s belief that she had to have known of the abuse and failed to prevent it. None of those alternatives have any evidentiary support in the record.
¶41 In summary, the record lacks any support for the trial court’s finding that Morgan-Owens knew about the abuse and failed to act. The majority “assume[es], without deciding, that the [trial] court’s sexual-assault comment was inaccurate,” but concludes that Morgan-Owens is not entitled to resentencing based on an ineffective assistance of counsel analysis. See majority op., ¶22. I disagree with the majority’s conclusion. Assuming that trial counsel was required to object in order to preserve Morgan-Owens’s objection to the trial court’s erroneous finding, then counsel was deficient for failing to object to the trial court’s finding that was obviously erroneous and contrary to the only evidence in the record on this subject, the sentencing memorandum.
¶42 Further, I conclude that Morgan-Owens was prejudiced by this deficiency. Contrary to the majority’s conclusion that trial court’s remarks were not “highly relevant to the imposed sentence,” I conclude that the trial court’s erroneous finding influenced its decision. Knowingly failing to protect one’s daughter from sexual abuse by one’s spouse is not only shocking, it is a crime.[8] In effect, the trial court found that Morgan-Owens had engaged in criminal conduct. Because a finding of criminal conduct, extraneous to the crime charged, if accurate, would be highly relevant to a defendant’s character and would almost certainly increase the sentence, I cannot agree that such a finding did not influence the ultimate sentence here.
[1]
Of course, a prosecutor may not agree to keep pertinent facts from a sentencing
court. State v. McQuay, 148
[2]
Morgan-Owens’s postconviction lawyer submitted an affidavit in support of her
postconviction motion that averred: “Ms.
Morgan-Owens has advised me that … after the birth of her first child Jasmine,
she did not believe she could conceive again due to medical reasons. When she became pregnant during the pendancy
of this case, she was surprised. The
pregnancy was not planned.” The
affidavit, of course, is not competent evidence. Hopper v. City of Madison, 79 Wis.
2d 120, 131, 256 N.W.2d 139, 144 (1977) (A lawyer’s affidavit consisting of a
“summary of evidence and his conclusions thereon” may not be used on summary
judgment because it encompassed “matters outside his personal knowledge.”); Fuller
v. General Accident Fire & Life Assurance Corp., 224 Wis. 603, 610,
272 N.W. 839, 842 (1937) (A lawyer’s affidavit must do more than attest to the
merits of the client’s cause.). Further,
if, in fact, the pregnancy was “not planned,” Morgan-Owens obviously knew that
at the sentencing hearing, and her silence in the face of the circuit court’s
assertion is waiver. See State v. Mosley, 201
[3]
(2) General requirement. When a court makes a
sentencing decision concerning a person convicted of a criminal offense
committed on or after
(a) If the offense is a felony, the sentencing guidelines adopted by the sentencing commission created under 2001 Wisconsin Act 109, or, if the sentencing commission has not adopted a guideline for the offense, any applicable temporary sentencing guideline adopted by the criminal penalties study committee created under 1997 Wisconsin Act 283.
[4] The circuit court wrote in its decision and order denying Morgan-Owens’s postconviction motion that it had considered the sentencing guidelines. This, however, does not pass muster under State v. Grady, 2007 WI 125, ¶2, 305 Wis. 2d 65, 67, 739 N.W.2d 488, 488 (per curiam) (“when a circuit court’s consideration of sentencing guidelines is reviewed, the reviewing court may not supplement the sentencing record with evidence outside the sentencing hearing for any sentence occurring after September 1, 2007”).
[5] Morgan-Owens was convicted of armed robbery with threat of force, as a party to a crime, in violation of Wis. Stat. §§ 943.32(2) and 939.05 (2005-06).
[6] In
[7] Such an illogical syllogism would also justify the belief that women “manipulate” men into the conduct necessary to produce a pregnancy, and that women routinely do so for irresponsible and selfish motives.
[8]
Failure to act. A person responsible for the welfare of a child who has not attained the age of 16 years is guilty of a Class F felony if that person has knowledge that another person intends to have, is having or has had sexual intercourse or sexual contact with the child, is physically and emotionally capable of taking action which will prevent the intercourse or contact from taking place or being repeated, fails to take that action and the failure to act exposes the child to an unreasonable risk that intercourse or contact may occur between the child and the other person or facilitates the intercourse or contact that does occur between the child and the other person.