COURT OF APPEALS DECISION DATED AND FILED August 12, 2008 David R. Schanker Clerk of Court of Appeals |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT III |
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State of
Plaintiff-Respondent, v. Susan L. Wakeman,
Defendant-Appellant. |
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APPEAL
from a judgment of the circuit court for
Before
¶1
Background
¶2 On February 22, 2004, following a night of drinking, Wakeman and others ended up at Louis Shepard’s home. While at the house, Shepard allegedly attempted to sexually molest Wakeman. Further, a fight of some sort erupted and Wakeman was physically assaulted by Shepard and others. Wakeman was able to call 911, then break away from the crowd and flee to her home less than one-quarter of a mile away.
¶3 At her home, Wakeman retrieved two knives. She also woke her grandson who, armed with a loaded gun, returned with her to Shepard’s house. There, Wakeman fatally stabbed Shepard twice. She was arrested almost immediately and confessed multiple times. The jury convicted her of first-degree intentional homicide.[1]
¶4 Wakeman, however, had asserted she was not guilty by reason of mental disease or defect, and her trial thus proceeded to the mental responsibility phase. Wakeman contended that a history of depression and mood-altering medication, some of which she had ingested on the 22nd, coupled with her night of heavy drinking and the toll of the assault caused her to “snap.”
¶5 The jury concluded that Wakeman did, in fact, have a mental disease or defect. However, it also determined that she did not lack the capacity to appreciate the wrongfulness of her actions or conform herself to the requirements of the law. Wakeman was sentenced to life in prison with the possibility of extended supervision after twenty-four years. She appeals, alleging multiple errors. Additional facts will be included as necessary in the discussion.
Discussion
I. Evidence in the Mental
Responsibility Phase
¶6 Wakeman argues that she “proved by the great weight of the evidence that she was not criminally responsible for her conduct” and, therefore, the jury erred when it found her culpable. Under Wis. Stat. § 971.15(1)[2], a defendant
is not responsible for criminal conduct if at the time of such conduct as a result of mental disease or defect the person lacked substantial capacity either to appreciate the wrongfulness of his or her conduct or conform his or her conduct to the requirements of law.
The defendant must establish
this affirmative defense “to a reasonable certainty by the greater weight of
the credible evidence.” Wis. Stat. § 971.15(3). Whether the defendant has met this burden of
proof is a question of fact for the jury.
State v. Leach, 124
¶7 Here, although the jury concluded Wakeman had a mental
disease or defect, it also found she did not lack the “substantial capacity
either to appreciate the wrongfulness of [her] conduct or conform [her] conduct
to the requirements of law.” Wis. Stat. § 971.15(1);
¶8 “Greater weight” of the evidence is not the same as a greater
quantity of evidence. The jury is the
sole arbiter of credibility and weight to be assigned to testimony. Morden v. Continental AG, 2000 WI
51, ¶39, 235
II. Required Testimony
¶9 Wakeman next argues the trial court erred by requiring her to
testify, contrary to her Fifth Amendment rights. While a pretrial order states Wakeman “must
testify in order to raise the issue of self-defense[,]” a review of the record
indicates that the written document is overly broad and does not accurately
reflect the trial court’s intent. See Cashin
v. Cashin, 2004 WI App 92, ¶22, 273
¶10 During a jury instruction conference held the day before Wakeman ultimately testified, the court had opined that Wakeman’s statement to police appeared to support a theory of self-defense, whether she testified or not. Further, the court concluded both the perfect and imperfect self-defense instructions were warranted.
¶11 It appears that the reason a discussion about Wakeman
testifying occurred because she was contemplating offering evidence under McMorris
v. State, 58
¶12 Because “only evidence as to specific acts of which the defendant
had knowledge is admissible[,]” McAllister, 74
¶13 It is therefore evident that the trial court meant to indicate Wakeman had to testify to lay the foundation for McMorris evidence, not to warrant a self-defense jury instruction. Even if that were not the case, the record reveals that the court had already decided to instruct the jury on self-defense before Wakeman testified. Wakeman does not challenge the court’s analysis of the admissibility of the McMorris evidence, and the court did not actually require Wakeman to testify to receive a self-defense instruction.
III. Erroneous Jury Instructions
¶14 The jury was given
¶15 So long as a jury instruction fully and fairly informs the jury
of the law applicable to the case, determining which instructions to give is a
matter of discretion for the trial court.
¶16
There is no duty to retreat. However, in determining whether the defendant reasonably believed the amount of force used was necessary to prevent or terminate the interference, you may consider whether the defendant had the opportunity to retreat with safety, whether such retreat was feasible, and whether the defendant knew of the opportunity to retreat.
This instruction is proper when
there is evidence the defendant had an opportunity to retreat, because such a
chance reflects on the reasonableness of the defendant’s use of force. State v. Wenger, 225
¶17 Wakeman also asked the court to give
¶18 This jury instruction indentifies two elements of the adequate
provocation defense: “that the defendant actually believed that there was provocation
and that the defendant’s belief was reasonable.”
IV. Restrictions on Voir Dire
¶19 Wakeman contends the trial court impermissibly restricted voir dire. The court did, on more than one occasion, ask
defense counsel to speed up or end the process.
However, no contemporaneous objection was raised to the court’s
comments, and the matter is therefore not properly preserved for appeal. State v. Huebner, 2000 WI 59, ¶¶10-12,
235
¶20 Even on the merits, however, Wakeman’s complaint fails. Subject to fundamental fairness, the court
has broad discretion regarding the form, scope, and number of voir dire
questions.
V. Use of Handcuffs and Due
Process
¶21 Wakeman was not shackled during the guilt or mental responsibility phases of her trial. She was, however, shackled for transport between the jail and the courtroom in accordance with the sheriff’s policies, which Wakeman does not challenge. But one of the jurors inadvertently observed Wakeman in handcuffs while the jury was in the hallway, waiting to enter the courtroom to deliver its verdict on her guilt. That juror told another juror. Wakeman conceded the guilt phase of her trial could not have been tainted, but moved for a mistrial of the mental responsibility phase. The court denied the motion and instead issued a cautionary instruction to the jury.
¶22 Whether to grant a mistrial is left to the trial court’s
discretion. State v. Knighten, 212
a juror’s observation of a restrained defendant outside a courtroom is not likely to arouse a juror’s prejudice because people expect to see prisoners in restraint when they are in a position where they could escape. … “Courts have generally found brief and inadvertent confrontations
between a shackled accused and one or more members of the jury insufficient to show prejudice.”
Knighten, 212
¶23 Further, the court instructed the jury that shackling was
merely the sheriff’s policy and the jury was not to make any inference from
Wakeman’s handcuffs. We presume juries
follow the court’s instructions.
VI. Excluded Evidence
¶24 Wakeman complains the trial court improperly excluded from the guilt phase certain answers on her jail inmate medical screening form, filled out when she was booked into the jail shortly after she was arrested. On the form, there were questions about mental health and psychiatric treatment. Wakeman, or possibly the intake officer filling in the form with Wakeman’s answers, indicated she had suffered from depression and had received counseling.
¶25 A court’s decision to admit or exclude evidence is discretionary. State v. Leighton, 2000 WI App 156,
¶46, 237
¶26 The trial court declined to admit the answers on the screen form related to Wakeman’s mental health history because they were “too ambiguous” and required clarification. Wakeman argues the answers were probative of her “mental state at the time of the incident” and were important for the jury to understand what was going on at the time.
¶27 Wakeman greatly overstates the significance of her screening form. On its face it simply indicates that at some indefinite time—not necessarily the hours preceding her booking—she suffered from depression and received counseling. Moreover, the information on the form relating to her depression and counseling are self-reported; simply stating those events as facts does not automatically make them true. The answers therefore have no demonstrable relevance to any fact in controversy during the guilt phase.
¶28 In any event, failure to admit the answers would be harmless
error. They were quite vague and not likely
to be weighed heavily by jurors. More significantly,
the jury heard various references to Wakeman’s depression at other points in
the trial: she had told police she was frequently depressed, her sister and
another witness made references to her depression, and her doctor testified he
had prescribed Wakeman anti-anxiety medication that also acts as a
depressant. Thus, a rational jury would
still have found Wakeman guilty of homicide even if the cumulative answers had
been admitted. See State v. Harvey, 2002 WI 93, ¶49, 254
VII. Media in the Courtroom
¶29 Wakeman asserts it was error for the trial court to deny her motion to exclude electronic and photographic media, because “mere presence of cameras in the courtroom is a per se denial of Wakeman’s rights to a fair and impartial trial and due process of law.” She contends:
The Wisconsin Supreme Court recognized that, “A judge
shall not, when it will interfere with
the judicial process or fair trial, permit any radio or TV reproduction or
taking of pictures in the courtroom … at any time during judicial
proceedings.” In re Promulgation of a
Code of Judicial Ethics: Rule 14, 36
Wakeman’s reliance on Rule 14 of
the Code of Judicial Ethics is misplaced: the rule was rescinded effective
July 1, 1979, and replaced with a new set of rules governing media
coverage. See In re: Code of Judicial Ethics, 90
¶30 We further reject Wakeman’s contention that the mere presence
of cameras is a per se violation of her rights.
The United States Supreme Court has ruled that there is no “constitutional
rule barring still photographic, radio, and television coverage in all cases
and under all circumstances.”
¶31 If it could be shown that “mere presence of photographic and
recording equipment and the knowledge that the event would be broadcast
invariably and uniformly affected the conduct of participants so as to impair
fundamental fairness, our task would be simple; prohibition of broadcast
coverage of trials would be required.”
¶32 However, an allegation that publicity prevented a defendant
from receiving a fair trial must be adequately supported by evidence. State v. Wilson, 149
VIII. Jury Demographics
¶33 Finally, Wakeman, who is Native American, challenges the ethnic
composition of her jury, asserting Native Americans were intentionally excluded
from her jury panel.
¶34 There is “no requirement that petit juries actually chosen must
mirror the community and reflect the variously distinctive groups in the
population. … but the jury wheels, pools
or names, panels, or venires from which juries are drawn must not
systematically exclude distinctive groups in the community and thereby fail to
be reasonably representative thereof.”
¶35 Assuming Wakeman fulfills the first two
¶36 We also reject Wakeman’s contention that Wis. Stat. § 756.04 is
unconstitutional or contradicts Wis.
Stat. § 756.001(4). Section
756.001 states that trial by jury is a cherished constitutional right; jury
service is a civic duty; individuals qualified to serve as jurors may not be
excluded on the basis of various characteristics like race, age, or gender; and
jurors should be selected at random.
Wakeman contends § 756.04 is at odds with § 756.001 because in
counties where only the DOT list is used, otherwise qualified individuals who
are not on the DOT’s list will never have a chance to be on the panel.[6] However, § 756.001 is really a policy
statement, the objectives of which are achieved by implementing the subsequent sections.
¶37 Wakeman also complains the jury clerk intentionally added Native Americans to the jury panel. The clerk initially picked a panel containing forty potential jurors, one of whom was Native American. The clerk testified she generated the list by asking a computer program for forty names; the computer then randomly selected the names from the DOT list. Counsel then advised the clerk that the panel might need as many as sixty names. Rather than start over and have the computer pick sixty new names, the clerk told the computer to add twenty names to the existing forty. These twenty names included four Native Americans. Then, the court told the clerk that the pool should be expanded to eighty names, and she repeated her addition, adding twenty more names instead of making a new list of eighty. Wakeman appears to believe the clerk hand-selected Native American jurors to add to the possible panel.
¶38 Although Wakeman expresses incredulity over the various
percentages of Native Americans in each of the three lists,[7]
she has not contradicted the clerk’s testimony or otherwise shown their
inclusion was intentional or performed manually by the clerk. “[F]ortuity can account for any disproportion
that may appear on a particular venire.”
Pruitt, 95
By the Court.—Judgment affirmed.
Not recommended for publication in the official reports.
[1] The information had charged five offenses. Just before trial, the State dismissed all but the homicide charge.
[2] All references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted.
[3] Wakeman broadly argues, “Common sense and human nature tell us the juror who saw [Wakeman] shackled was no doubt prejudiced” and the jury “now saw her shackled, ergo, dangerous, possibly a flight risk.” However, beyond the fact that this assertion is mere speculation, Wakeman does not demonstrate a causal connection between this possible perception and an altered verdict.
[4] Supreme Court Rule ch. 61 governs the
use of electronic media and still photography.
The Sixth Amendment to the United States Constitution guarantees a
public trial, but this right is not held exclusively by the defendants. State v. Wilson, 149
[5] For example, Wakeman asserts in a footnote, “We will never know if Elaine Shepard’s refusal to come to Court – despite a validly served subpoena – was the result of fear of media exposure.” At this stage, it is irrelevant to this court why Elaine Shepard refused to respond to her subpoena. If Wakeman wanted to use her absence to show damage from the media coverage, it was her burden to demonstrate the connection. As a casual aside in the footnotes, this commentary is insufficient.
[6] The clerk of the circuit court must use the DOT list to compile potential jurors, but Wis. Stat. § 756.04(5)(a) permits that list to be supplemented with voter registration lists; telephone and municipal directories; utility company lists; tax rolls; high school graduation lists; and lists of people receiving certain government aid.
[7] Meanwhile, of course, these proportions are also not identical to the County’s Native American composition.