2008 WI App 104
court of appeals of
published opinion
Case No.: |
2007AP619 |
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Complete Title of Case: |
†Petition for Review Filed |
Opinion Filed: |
June 11, 2008 |
Submitted on Briefs: |
February 14, 2008 |
Oral Argument: |
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JUDGES: |
Brown, C.J., |
Concurred: |
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Dissented: |
Brown, C.J. |
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Appellant |
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ATTORNEYS: |
On behalf of the plaintiffs-appellants, the cause was
submitted on the briefs of John L. Cates and Heath P. Straka of Gingras, |
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Respondent |
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ATTORNEYS: |
On behalf of the defendants-respondents, Xian Feng Gu,
M.D., Lakeside Neurocare Limited and the Medical Protective Company, the
cause was submitted on the brief of Peter
J. Hickey and Ann C. Weiss of Everson, Whitney, On behalf of the defendants-respondents, William Brusky,
M.D. and The Medical Protective Company, the cause was submitted on the brief
of Paul H. Grimstad and Jacqueline
Lorenz Sehloff of Nash, Spindler, Grimstad & McCracken, LLP,
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2008 WI App 104
COURT OF APPEALS DECISION DATED AND FILED June 11, 2008 David R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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Richard Bubb and Marjorie Bubb,
Plaintiffs-Appellants, v. William Brusky, M.D., M.D., Lakeside Neurocare Limited and Medical Protective Company,
Defendants-Respondents, West Bend Company, Subrogated
Defendant. |
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APPEAL
from a judgment of the circuit court for
Before Brown, C.J.,
¶1 SNYDER, J. Richard and
Marjorie Bubb initiated a medical malpractice action against Dr. William
Brusky, Dr. Xian Feng Gu,
BACKGROUND
¶2 On the evening of October 24, 2001, Richard was having dinner
and Marjorie noticed that he was having some trouble eating his food. As she was trying to find out what was wrong,
Richard fell out of his chair onto the floor.
Marjorie called for help from a neighbor and then called for an
ambulance. The ambulance took Richard to
the emergency department at
¶3 Dr. Brusky was on duty in the emergency department that evening. He reviewed Richard’s symptoms and ordered several tests, including a CT scan, an EKG, and a blood test. Richard’s symptoms began to diminish while he was at the hospital. After the tests were done, Richard told Marjorie and Dr. Brusky that he was feeling better and wanted to go home. Based upon the tests performed and Richard’s resolving symptoms, Dr. Brusky concluded that Richard had experienced a transient ischemic attack, or TIA.[1] The primary cause of a TIA is atherosclerotic disease, a build-up of cholesterol plaque, often called “hardening of the arteries,” that can diminish the heart’s capacity to provide blood to the brain.
¶4 Dr. Brusky then made a call to Dr. Gu, a neurologist, who
could provide more specialized care for Richard. Dr. Brusky went over Richard’s condition with
Dr. Gu and Dr. Gu agreed to see Richard for follow up on the TIA. Dr. Brusky advised Richard to call Dr. Gu the
next morning. Marjorie called and
scheduled an appointment for Richard with Dr. Gu on November 5, 2001, which was
the first available opening. However, on
October 26, Richard was taken to the emergency room at
¶5 The Bubbs initiated this lawsuit, claiming that the
negligence of
Drs. Brusky and Gu caused Richard serious and permanent injuries to his left
arm, left leg, and the left side of his face.
The complaint alleged that Dr. Brusky was negligent as to the standard
of care provided to Richard and that he was further negligent when he failed to
inform Richard of “additional diagnostic tests or alternate treatment
plans.” The complaint alleged that Dr.
Gu was negligent in the standard of care he provided, specifically for failing
“to instruct his office staff that ... Richard Bubb’s appointment with him
should be prioritized,” and thereby depriving Richard of timely treatment
¶6 During the jury trial, several experts testified about the
treatment provided to Richard, the alternatives available at the time Richard
was at
¶7 At the close of evidence, the Bubbs argued that the circuit
court should instruct the jury on informed consent and should submit a special
verdict question allowing the jury to determine whether Richard should have
been advised of the alternative treatment option of admission to the hospital
for a carotid Doppler ultrasound test.
They asserted that Wis. Stat. § 448.30
(2005-06),[2]
the informed consent statute, created this cause of action and that the jury
should be provided with
A doctor has the duty to provide [his or her] patient with information necessary to enable the patient to make an informed decision about a [diagnostic procedure] and alternative choices of [diagnostic procedures]. If the doctor fails to perform this duty, [he or she] is negligent.
To meet this duty … the doctor must provide [the] patient with the information a reasonable person in the patient’s position would regard as significant when deciding to accept or reject [the diagnostic procedure]…. [Y]ou should determine what a reasonable person in the patient’s position would want to know in consenting to or rejecting a medical [diagnostic procedure].
The doctor must inform the patient whether [the diagnostic procedure] is ordinarily performed in the circumstances confronting the patient, whether alternate [procedures] approved by the medical profession are available, what the outlook is for success or failure of each alternate [procedure], and the benefits and risks inherent in each alternate [procedure].
¶8 The
court discussed jury instructions and the form of the special verdict off the
record with the parties. Back on the
record, the court noted that there had been “a rather lengthy discussion” about
whether to include Wis JI—Civil 1023.2. Appellate review is better served by
following the Wis. Stat.
§ 901.03(1)(a) procedure of stating objections and the grounds for the
objection on the record. State v.
Munoz, 200
¶9 The
Bubbs put their position on the record, emphasizing that Wis. Stat. § 448.30 created a
standard of care related to the duty to inform.
They further relied on Martin v. Richards, 192
It may well be a “medical decision” under these circumstances to decide not to do a CT scan, or to decide not to hospitalize the patient in a hospital that can treat an intracranial bleed if it should occur. The statute on its face says, however, that the patient has the right to know … that there are alternatives available.
¶10 The Bubbs
pointed to the evidence their experts had presented, specifically regarding the
“well-recognized” use of the carotid Doppler ultrasound when presented with a
TIA patient and that patient’s increased risk of a stroke within forty-eight
hours of leaving the hospital. Dr.
Brusky, they argued, failed to inform Richard about the Doppler ultrasound test
and instead presented discharge from St. Agnes and prompt follow up with Dr. Gu
as the only course of action. The Bubbs asserted that the choice of whether to
seek immediate admission to
St. Agnes and to undergo the carotid Doppler ultrasound should have been
Richard’s.
¶11 Dr. Brusky and Dr. Gu countered that the Bubbs had not presented evidence to support an informed consent claim. They argued that Richard’s case was about the speed with which things should have been done, not whether Richard was properly informed. The doctors contested any suggestion that things would have turned out differently had Richard been told of a test for diagnosing a blocked artery. They characterized the Bubbs’ position as follows: Richard should have been admitted to St. Agnes immediately, a Doppler ultrasound should have been performed, a specialist should have been called in for a consultation, and an emergency endarterectomy performed. They emphasized that Richard’s stroke occurred less than forty-eight hours after his TIA, a shorter timeline than all of these actions could have been performed.
¶12 The circuit court determined that the informed consent instruction was not applicable. It turned to Martin for guidance. The court distinguished the Martin case, stating that the doctor in Martin “had no diagnosis and had a test that he could run in order to specifically rule out … what he was wondering about.” In contrast, the court noted, Dr. Brusky did have a definitive diagnosis that every expert witness agreed with: TIA. Further, the court observed that Richard was sent home with an information sheet that advised him he was at risk of a stroke and to seek follow-up care. The court also recalled evidence that the carotid Doppler ultrasound “in all likelihood … would not” have been done until the next day, which raised causation problems for the informed consent claim. Finally, the circuit court distinguished the informed consent duty of Dr. Brusky from that of Dr. Gu. The court noted that Dr. Gu’s duty to inform Richard of alternatives did not exist because he was merely the “consulting doctor.”[3]
¶13 The jury returned a verdict in favor of Dr. Brusky and Dr. Gu, determining that neither doctor was negligent in his care and treatment of Richard. The circuit court entered judgment dismissing the Bubbs’ claims and awarding costs to the defendants. The Bubbs moved for a new trial pursuant to Wis. Stat. § 805.15, arguing, among other things, that the circuit court had improperly dismissed the informed consent claim and specifically challenging the decision to omit the informed consent jury instruction and special verdict question. The court denied the Bubbs’ motion and they now appeal.
DISCUSSION
¶14 The Bubbs ask us to resolve whether the verdict was fatally flawed because it did not require the jury to determine whether Dr. Brusky and Dr. Gu were negligent in failing to inform Richard of an alternative diagnostic treatment and whether that failure was a cause of Richard’s injuries. The Bubbs argue that the jury should have been properly instructed on an informed consent question and given the opportunity to resolve it.
Standard
of Review
¶15 The Bubbs
argue that the circuit court’s refusal to instruct the jury and submit a
special verdict question on the issue of informed consent was tantamount to a
directed verdict or dismissal based on insufficiency of the evidence. Thus, they assert that our standard of review
is de novo. A directed verdict requires
the court to resolve a claim as a matter of law. See Wis.
Stat.
§ 805.14(4). A dismissal on grounds of
insufficiency of the evidence is appropriate where there is no credible
evidence to support a finding in favor of the claim. See Martin, 192
¶16 Dr. Busky
and Dr. Gu assert that our review must be more deferential. It is well established that a circuit court
has broad discretion in choosing how to instruct the jury. State v. Lenarchick, 74
¶17 We agree with the Bubbs that when the court refused to instruct the jury on informed consent and refused to include an informed consent question on the special verdict, it effectively directed a verdict on the claim. This is not a situation where the court rejected certain wording or companion instructions relevant to a particular claim; rather, the court rejected a distinct cause of action. Furthermore, the court’s reasoning measured the sufficiency of the evidence for the asserted claim, an inquiry the court must undertake when a directed verdict is considered. See Wis. Stat. § 805.14(4). Thus, we review the court’s decision de novo.
Failure
to Obtain Informed Consent
¶18 “A
failure to diagnose is one form of malpractice.
A failure to obtain informed consent is another discrete form of
malpractice, requiring a consideration of additional and different factors.” Hannemann v. Boyson, 2005 WI
94, ¶40, 282
¶19 The informed consent statute provides in part, that “[a]ny physician who treats a patient shall inform the patient about the availability of all alternate, viable medical modes of treatment and about the benefits and risks of these treatments.” Wis. Stat. § 448.30. The Bubbs assert that the evidence demonstrated a violation of this statute by both Dr. Brusky and Dr. Gu. Because each doctor played a different role on the night of October 24, 2001, we must assess the claim as it pertains to each doctor individually.
¶20 We begin with Dr. Gu. As stated earlier, Dr. Brusky called Dr. Gu and advised him of Richard’s history, his symptoms, his current condition and the test results. Dr. Brusky shared his opinion that Richard had experienced a TIA. He went through the aftercare instructions with Dr. Gu to be sure it was what Dr. Gu wanted to do, reasoning that Dr. Gu would be “the one [who was] going to be taking care of [Richard].” Dr. Brusky and Dr. Gu then agreed that Richard should call Dr. Gu’s office the next morning to schedule an appointment.
¶21 The Bubbs
argue that Dr. Gu, through his agent Dr. Brusky, had the duty to inform Richard
of the carotid Doppler ultrasound test and any risks of forgoing the test. We disagree.
Whether a suit for malpractice will lie against a particular physician
depends upon whether there is a physician-patient relationship between that
physician and the plaintiff. Wisconsin Stat. § 448.30 provides
that only the treating physician owes the responsibility of informed
consent to the patient. A
physician-patient relationship is a trust relationship. See Brown v. Dibbell,
227
¶22 We turn next to the claim against Dr. Brusky. The informed consent statute requires that the patient be informed of alternatives that are available and viable. See Wis. Stat. § 448.30. An expert witness provided credible evidence that there is a controversy in the larger medical community about whether a patient who presents at an emergency room with a TIA should be discharged with instructions or admitted for further testing. The expert testified that there is no “universal agreement” in the medical community regarding how a patient with a TIA should be treated when they present at an emergency department. The witness characterized the controversy as “whether the patients should be admitted for care or whether it’s safe for them to be discharged.” The witness agreed that management of patients with a TIA “varies widely, with some institutions admitting all patients and others proceeding with outpatient evaluation.”
¶23 The Bubbs
argue that Dr. Brusky should have told them about the inpatient option and they
direct us to Martin for support.
In Martin, a fourteen-year-old girl was injured while
riding her bicycle. Martin,
192
¶24 Dr.
Richards did not inform Martin’s father of two things. First, Dr. Richards did not explain that if
an intracranial bleed did occur, the hospital was not equipped to treat it and
Martin would have to be transferred to a different hospital.
¶25 The court
disagreed with Dr. Richards, stating that Dr. Richards knew Martin’s condition
was more serious than a simple concussion.
¶26 However,
the Martin decision does not provide the support that the Bubbs
seek. We emphasize that Martin,
by its own terms, requires a fact-specific inquiry.
¶27 The evidence also shows that a neurologist may choose to examine the carotid artery by ultrasound, magnetic resonance angiography, routine angiography, or by another method. Dr. Brusky could not predict what tests Dr. Gu might want performed for follow-up care.[4] Dr. Brusky testified that he would not presume to know which test the specialist would prefer and, further, that he did not know of any ultrasound technician on call for the emergency department that night. Having considered the record facts, we conclude that the Bubbs’ evidence did not establish that a carotid Doppler ultrasound was a viable alternative treatment for Richard’s properly diagnosed TIA.
¶28 We also
observe that the Bubbs would have to show that Richard would have chosen the
inpatient ultrasound test had it been presented as an option and that failure
to inform him of that alternative caused his injury. See Fischer, 256
¶29 Ultimately, the Bubbs are arguing that Richard’s follow-up care was not done quickly enough. Their complaint is about a lack of urgency rather than a lack of information. Accordingly, we agree with the trial court’s decision to instruct the jury on the standard of care, but withhold the issue of informed consent.
CONCLUSION
¶30 The circuit court determined that the evidence did not support a malpractice claim based on informed consent against Dr. Brusky or Dr. Gu. Our review of the record facts and the applicable legal standards confirms that the court’s decision was correct. We affirm the judgment.
By the Court.—Judgment affirmed.
No. |
2007AP619(D) |
¶31 BROWN, C.J. (dissenting). For me the question in this case is simply this: When there is widespread debate in the medical community about two distinct protocols for addressing a medical condition, must the treating physician inform the patient of the alternatives? In my view, that question is answered “yes” by Wis. Stat. § 448.30, which states that “[a]ny physician who treats a patient shall inform the patient about the availability of all alternate, viable medical modes of treatment and about the benefits and risks of these treatments.” (emphasis added.)
¶32 But you
do not have to take my word on the meaning of this statutory language: you can read, in Martin v. Richards,
our supreme court’s exegesis and application.
In that case, the court restated the statute’s standard as “what would a
reasonable person in the patient’s position want to know in order to make an
intelligent decision with respect to the choices of treatment or diagnosis?” Martin v. Richards, 192
It may well be a “medical decision” under these circumstances to decide not to do a CT scan, or to decide not to hospitalize the patient in a hospital that can treat an intracranial bleed if it should occur. The statute on its face says, however, that the patient has the right to know, with some exceptions, that there are alternatives available. The doctor might decide against the alternate treatments or care, he [or she] might try to persuade the patient against utilizing them, but he [or she] must inform them when a reasonable person would want to know. Here, Mr. Martin could have decided to have a CT scan done or could have decided to take Ms. Martin to another hospital with a neurosurgeon.
Martin, 192
¶33 In this case, Dr. Brusky confronted a TIA and chose one course of action: sending Richard Bubb home with instructions for follow-up care. However, as Dr. Brusky’s own expert testified, there was another, distinct course of action that is widely used in TIA cases—admission and immediate further testing for the potentially dangerous underlying causes. Dr. Brusky[6] did not inform Richard of this course of action, as the statute requires. These facts, along with causation, make out an informed consent claim that should have gone to the jury, as Martin makes clear. The majority attempts to avoid Martin by drawing (in my view irrelevant) factual distinctions, and it focuses on the details of that case at the expense of ignoring both the language of the statute and Martin’s central point: that the legislature, by the informed consent statute, has acted to protect the patient’s right to know his or her options. See id. at 175. The majority would deprive the Bubbs of that right, apparently because it believes that Dr. Brusky’s “medical decision” was the correct one, or at least reasonable under the circumstances. This is not the law. I dissent.
¶34 I will begin with the points on which the majority and I agree. The circuit court was required to submit the informed consent claim to the jury unless there was “no credible evidence” to sustain a verdict for the Bubbs. Majority, ¶¶15, 17. There was expert testimony (by Dr. Brusky’s expert) that there are two established options for treating TIA patients: admit them immediately, or send them home and do further testing in the future. The expert further testified that treatment of TIA patients “varies widely, with some institutions admitting all patients and others proceeding with outpatient evaluation.” Majority, ¶22. The majority brings this testimony up but does not comment on it; I assume, however, that the majority would concede that it constitutes credible evidence.
¶35 The next
question is, evidence of what? I find
unavoidable the conclusion that what the expert was describing was an
“alternate, viable mode of treatment.”
The majority, however, does manage to avoid this conclusion, by drawing
a series of distinctions from Martin. The majority first states that the diagnosis
in this case was “correct and it was complete.”
Majority, ¶26. It is true that in
Martin, the supreme court talked about diagnoses: it rejected a doctor’s argument that only
“affirmative, invasive treatments” could be considered alternate, viable modes
of treatment under the statute. Martin,
192
¶36 The majority also appears to conclude that there was not really a choice between “alternate” modes of treatment here, stating that the “Bubbs’ complaint is about a lack of urgency rather than a lack of information” and that “[u]nlike the patient in Martin, Richard left the hospital knowing that his condition required further tests and treatment with a specialist.” Majority, ¶¶28-29. Apparently the majority believes that being sent home and told to schedule an appointment with a specialist is the same thing as being admitted and given an ultrasound examination as soon as possible. As a matter of logic, this strikes me as highly suspect: obviously the two courses of action differ significantly, as the outcome in this case suggests. But again, you do not have to take my word for it: you could ask Dr. Brusky’s own expert, who testified to the debate within the medical community over the two alternate treatment protocols. And, of course, because of this testimony, the trial court should have asked the jury, who are the proper finders of such facts.
¶37 If there
was credible evidence, as I believe there was, that an “alternate” mode of
treatment existed, the next question is whether this “alternate” course of
action was “viable.” The supreme court
in Martin defined “viable” in this statutory context: “Presumably the use of the word ‘viable’ in
the statute was intended to require disclosure to the extent mandated in Scaria
[v. St. Paul Fire & Marine Ins. Co., 68 Wis. 2d 1,
227 N.W.2d 647 (1975)]: disclosure only
of information reasonably necessary for a patient to intelligently exercise his
or her choice regarding medical treatment.”
Martin, 192
¶38 The majority concludes that admission and further diagnostic testing was not a “viable” course of treatment because Dr. Brusky was an ER physician treating Richard on an emergency basis and did not have admitting privileges at St. Agnes, and also because no technician was on call for the emergency department that evening. Majority, ¶¶26-27. But the informed consent law does not require a physician only to inform a patient about procedures that that particular physician can perform at that very moment. Rather, the law requires a doctor to inform a patient of “all alternate, viable medical modes of treatment.” The fact that another physician would perform the test does not mean that the test is not viable.
¶39 And once
again, I am not speaking on my own authority here, but simply reading Martin. In that case, the defendant doctor was also
an ER physician, also treating the patient on an emergency basis, and also
did not have admitting privileges. Martin,
192
¶40 Even more
significantly, one of the “alternate modes of treatment” noted by the supreme
court in Martin was that the father of the patient there may have
wished to go to another hospital, one with a neurosurgeon.
¶41 The
majority finally observes that the Bubbs must show causation: that Richard’s injuries (that is, his stroke
forty-eight hours later) were in some part caused by Dr. Brusky’s failure to
inform him of the alternate treatment.
Majority, ¶28. Of course, this would not
be the case if Richard would have elected to leave the hospital and come in for
follow-up, even had he been informed of the alternative. Few questions are more clearly factual, and
thus for the jury, than questions about what a particular person might have
done under different circumstances.
The majority nevertheless musters a few facts to suggest what Richard
might have done had he been informed that he had options. I will only observe that the fact that
Richard wanted to go home when he did not know that he might be better off
staying is extraordinarily weak evidence about what he would have done had he
been so informed.
[1] A TIA is a short-term deprivation of oxygen to the brain that results in temporary, stroke-like symptoms.
[2] All references to the Wisconsin Statutes are to the 2005-06 version.
[3] In
so holding, the circuit court cited Martin v. Richards, 192
[4] Dr. Brusky did have the authority to order certain tests from the emergency department. He did a CT scan to look for bleeding in the brain, he ordered an EKG to look for an arrhythmia, and he ran blood and urine tests to look for abnormalities in the body’s chemistry. Aside from the blood alcohol test, which indicated that Richard had a blood alcohol concentration of .08 percent, none of the tests showed anything unusual.
[5] The aftercare sheet given to Richard instructs him to call Dr. Gu “as soon as possible” to make an appointment “this week.”
[6] I agree with the majority’s conclusion with respect to Dr. Gu.