COURT OF APPEALS DECISION DATED AND FILED |
NOTICE |
December 17, 1998 |
This opinion is subject to further
editing. If published, the official version will appear in the bound volume
of the Official Reports. |
Marilyn L. Graves Clerk, Court of Appeals of Wisconsin |
A party may file with the Supreme Court
a petition to review an adverse decision by the Court of Appeals. See § 808.10 and Rule 809.62, Stats. |
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STATE OF WISCONSIN |
IN COURT OF APPEALS DISTRICT IV |
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State
of Wisconsin,
Plaintiff-Respondent, v. Julie
Ann Quinn,
Defendant-Appellant. |
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APPEAL from a judgment and an order of the circuit court for Portage County: thomas t. flugaur, Judge. Affirmed.
Before Eich, Vergeront and Deininger, JJ.
EICH, J. Julie Ann Quinn was charged with
first-degree intentional homicide of her newborn infant. The jury found her guilty of the
lesser-included offense of first-degree reckless homicide, and concealing a
corpse. She appeals from the judgment
of conviction, and also from an order denying her motion for postconviction
relief, arguing: (1) that the trial court erred in allowing evidence
(a) that she had been pregnant and delivered a child several years
earlier, (b) that she failed to disclose the pregnancy that led to the
filing of the instant charges, and (c) that she was known not to like
children; (2) that expert testimony regarding the cause of the infant’s
death was improperly admitted; (3) that the court improperly instructed
the jury on “causation” and what constitutes “life,” and on the lesser included
offense of first-degree reckless homicide; and (4) that her twenty-five
year sentence was unreasonably harsh.
We reject her arguments and affirm the judgment and order.
On
December 21, 1995, Quinn gave birth to what appeared to be a full-term baby
boy.[1] She testified that
she had passed out in her bathtub, delivering the infant while she was
unconscious. She testified that when
she regained consciousness the infant appeared to be dead: “[H]e was blue and
the cord was around his neck, and he wasn’t moving, and there was blood
everywhere.” At one point, the infant
made a “gurgling” sound so she put her hand over its mouth “to see if [he was]
breathing.” She then put her hands on
the infant’s chest “to see if there was any kind of heartbeat.” She stated: “He didn’t make another sound,
and he wasn’t moving, and ... he was dead.”
Quinn
wrapped the infant in a plastic bag and placed it in an unheated breezeway in
her home. She didn’t tell anyone about
her pregnancy or the delivery—including her live-in boyfriend, the infant’s
father—until several days later, after she became ill and was
hospitalized. Nurse Donna Sorenson
testified that Quinn told her: “I do think the baby was breathing and I think I
may have killed it.” She said: “The
placenta and blood and everything was so ugly, so I took a blanket and wrapped
the baby up and put my hand over the baby so it wouldn’t breathe.”
As
indicated, Quinn was charged with first-degree intentional homicide and hiding
a corpse. She challenges only the first
on this appeal.
At
trial, two defense experts testified that the infant died in the womb of
natural causes and never breathed after birth.
The State, however, presented expert testimony that the infant was born
alive and died from suffocation—or possibly hypothermia—either when Quinn
placed her hand over its mouth, or from being sealed in the plastic bag. At the State’s request, the court instructed
the jury on the lesser-included offense of first-degree reckless homicide.
After
a five-day trial, the jury found Quinn guilty of first-degree reckless homicide
(and hiding a corpse) and she was sentenced to twenty-five years in prison.
I. Evidentiary
Rulings
Quinn
argues first that the court erred in allowing evidence that, ten years earlier,
she had been pregnant and delivered a baby.
Initially, the court ruled that such evidence was inadmissible “other
acts” character evidence. The court
indicated at that time, however, that the issue could be revisited at trial if
it appeared appropriate as rebuttal evidence.
In
his opening statement, defense counsel characterized Quinn as being confused
and surprised by her pregnancy. He said
that when she realized she was pregnant, “she didn’t know what to do.” Later, during her cross-examination, Quinn
was asked by the prosecutor whether she was “familiar with what a woman’s body
goes through” during pregnancy, and she replied: “Not terribly. My first pregnancy was an exceptional
pregnancy.” The prosecutor requested a
conference outside the jury’s presence and argued to the court that Quinn had
“opened the door” for further questioning regarding her first pregnancy. He contended that the evidence was relevant
in light of Quinn’s testimony that she didn’t know what to do when she learned
she was pregnant, that she thought her labor pains were simply a case of food
poisoning, and that she thought the delivery was a miscarriage; and he argued
that the evidence of her earlier pregnancy and delivery would show that she was
in fact “fully aware of the rigors of pregnancy,” “fully aware of what types of
changes would occur in her body during pregnancy,” and “fully aware of what to
expect during the delivery of her child.”
The trial court agreed, reversing its earlier ruling and declaring the
evidence to be admissible—not as evidence of bad character, but rather to show
Quinn’s familiarity with pregnancy and child-delivery.
Quinn
then testified that, when it was discovered that she was pregnant ten years
earlier, her parents placed her in a hospital-affiliated home for unwed
mothers. She stayed at the home for one
month, during which time she received limited instruction and counseling, and
underwent physical examinations. Quinn
said that her first child was born prematurely, that she never saw the child
after delivery and placed it for adoption.
The
acceptance or rejection of evidence is discretionary with the trial court, State
v. Alsteen, 108 Wis.2d 723, 727, 324 N.W.2d 426, 428 (1982), and “[w]e
will not reverse a discretionary determination ... if the record shows that
discretion was ... exercised and we can perceive a reasonable basis for the
court’s decision.” Prahl v.
Brosamle, 142 Wis.2d 658, 667, 420 N.W.2d 372, 376 (Ct. App.
1987). We do not test a trial court’s
discretionary rulings by some subjective standard, or even by our sense of what
might be a “right” or “wrong” decision; the court’s ruling will stand unless
“no reasonable judge, acting on the same facts and underlying law, could reach
the same conclusion.” State v.
Jeske, 197 Wis.2d 905, 913, 541 N.W.2d 225, 228 (Ct. App. 1995). If, however, a discretionary decision rests
upon an error of law, the decision exceeds the limits of the court’s
discretion. State v. Wyss,
124 Wis.2d 681, 734, 370 N.W.2d 745, 770 (1985), overruled on other grounds,
State v. Poellinger, 153 Wis.2d 493, 506, 451 N.W.2d 752, 757
(1990).
Quinn
argues that her testimony is inadmissible “other acts” evidence, under §
904.04(2), Stats., which
provides:
(2) OTHER CRIMES, WRONGS, OR ACTS. Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith. This subsection does not exclude the evidence when offered for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
To
qualify for admission under the statute, other-acts evidence must first fall
within one of the recognized exceptions.
If it does, the court must then determine whether its probative value is
substantially outweighed by the danger of undue prejudice resulting from its
admission. State v. Ingram,
204 Wis.2d 177, 184, 554 N.W.2d 833, 836 (1996). Stressing that circumstances surrounding her earlier pregnancy
did not prepare her “to give prenatal care” or “make appropriate crisis
decisions” a decade later, Quinn argues that the evidence is irrelevant and
prejudicial, and does not come within any of the statutory exceptions to the
character-evidence rule.
We
disagree. Section 904.04(2), Stats., allows other acts evidence if
it is relevant to something other than character. See State v. Johnson, 184 Wis.2d 324, 336, 516 N.W.2d
463, 466 (Ct. App. 1994). Relevant
evidence is evidence having any tendency to make the existence of any fact that
is of consequence to the determination more probable or less probable than it
would be without the evidence. Section
904.01, Stats. Evidence that Quinn experienced a previous
pregnancy is relevant to show “absence of mistake or accident” in that it tends
to show—contrary to her direct testimony—her awareness of the necessity of
prenatal care and the potential complications that can arise during pregnancy
and delivery. In allowing the evidence,
the trial court stated:
[T]he testimony of the defendant was that she didn’t know how far along she was in the pregnancy, and she didn’t – she was sick, and nauseous and was feverish. And the State is wishing to bring in this prior pregnancy to show that she would have had some experience in it and that she would have knowledge as to how far along she was in her pregnancy, having experienced it before …. I don’t think it’s being brought in for purposes of bad character, and that’s why I excluded it in the pretrial. I think that the State has demonstrated relevance, and I’m going to allow the State to cross-examine in this area. I think it does have relevance and some probative value….
As to balancing the probative
value of the evidence against the possibility of undue prejudice, while the
court did not expressly engage in a balancing analysis, it did state that, when
it made the pretrial ruling excluding the evidence, it was “concern[ed]” that
the evidence would be offered solely in the context of showing Quinn’s “bad
character” because she had a prior out-of-wedlock child.
The concern the Court had in the pretrial motion … [was] whether … this was going to be brought in simply as bad character from the standpoint that a person had a pregnancy 10 years ago, or had any previous pregnancies out of wedlock, that it’s in some respect—certainly it isn’t in today’s society looked—looked upon in the same was as it may have been 20 or 30 years ago in terms of bad character, but it certainly does have a certain connotation to it, and I didn’t think it would be relevant evidence just taken out of any type of context.
As indicated, the court went on to consider the evidence in the context of the testimony presented at trial, and permitted it. And while we often have stressed the importance of a trial court’s explanation of the reasons underlying a discretionary decision, we have also said that “[i]t is enough that [the court’s on-the-record statements] indicate to the reviewing court that the … court “under[took] a reasonable inquiry and examination of the facts” and “the record shows a reasonable basis for the … court’s determination.” Burkes v. Hales, 165 Wis.2d 585, 590-91, 478 N.W.2d 37, 39 (Ct. App. 1991). We are satisfied that, on this record, the trial court could reasonably determine that the probative value of the evidence of Quinn’s earlier pregnancy outweighed any danger of undue prejudice; and that is all that is required for a discretionary ruling to be sustained on appeal.
Quinn
also argues that testimony concerning her failure to disclose her most recent pregnancy
should have been excluded. However,
because she never objected to the introduction of this evidence at trial, she
has waived her right to raise this claim on appeal. Section 901.03(1)(a), Stats.;
Caccitolo v. State, 69 Wis.2d 102, 113, 230 N.W.2d 139, 145
(1975). Quinn urges us to consider the
issue despite her waiver, claiming that that this case “illustrates the need to
more fully develop the law about the use of a person’s silence.” We have often expressed our reluctance to
address unpreserved issues unless the case presents “the most unusual
circumstances which go directly to issue of guilt,” State v. Gove
148 Wis.2d 936, 943-44, 437 N.W.2d 218, 221 (1989) (citation omitted), and
neither the record before us, nor Quinn’s arguments, have persuaded us that
exceptional or unusual circumstances exist that would warrant relieving Quinn
of the effect of her failure to object.
Quinn
next argues that the court erred in allowing evidence that she didn’t like
children and that her live-in boyfriend was unable to father children. Here, too, we see no error. This testimony, coupled with evidence that
her boyfriend also dislikes children, is also relevant to her motive and intent
to kill the infant and its probative value, although slight, is not outweighed
by the danger of unfair prejudice.
Quinn had ample opportunity to explain her misstatements and let the
jurors arrive at their own conclusions.
II. Expert Testimony
Quinn
next argues that the court improperly allowed Dr. Jeffrey Jentzen to testify
that hypothermia was a possible cause of the infant’s death: that it died “as a
result of asphyxia and with the possible addition that there was hypothermia
and exposure.”
Quinn
had objected to Jentzen’s testimony at the preliminary hearing that the infant’s
death was caused by asphyxia and neglect.
Defense counsel moved to exclude the testimony concerning neglect, and
the trial court reserved a ruling on the point. Counsel renewed the objection at trial and, in an off-the-record
discussion, the court ruled that there was inadequate foundation to allow
Jentzen to testify that the infant’s death was caused in part by neglect on
Quinn’s part. Jentzen then stated that
he was prepared to testify that the death was “not accidental.” When the jury returned, Jentzen testified
that, in his opinion, “the child died as a result of asphyxia and with the
possible addition that there was hypothermia or exposure.”
On
appeal, Quinn argues that Jentzen’s testimony was inconsistent with his
off-the-record representation and that the court erred in allowing it “because
the defense had no notice of the testing which supported the conclusion of Dr.
Jentzen.” And she says that “[t]he
introduction of such testimony by Doctor Jentzen on his own warrants … a new
trial.” The argument is not explained
further.
It
is well-established that a trial court cannot be faulted on appeal for failing
to exercise discretion if it was never asked to do so. State v. Bustamante, 201
Wis.2d 562, 573, 549 N.W.2d 746, 750 (Ct. App. 1996); McClelland v. State,
84 Wis.2d 145, 157-58, 267 N.W.2d 843, 848-49 (1978). In Whitty v. State, 34 Wis.2d 278, 290, 149 N.W.2d
557, 562 (1967), the supreme court stated that it “has not looked with favor
upon claims of prejudicial error based upon the trial court’s failure to act
when no action was requested by counsel.”
Quinn never objected to Jentzen’s testimony based on a lack of notice;
her sole objection was lack of foundation.
Nor did she request any immediate remedy—such as striking the testimony
or permitting her counsel additional time to prepare a cross-examination—at the
time. Quinn has not persuaded us that
the court erroneously exercised its discretion in allowing the testimony.
III. Jury
Instructions
Quinn
argues first that the court inadequately instructed the jury by failing to
adequately define the concepts of “causation” and “what constitutes life.” She concedes that she never objected to the
proposed instructions at the instruction conference, and that she never
submitted any alternative instructions to the court. It follows that she has waived her right to claim error on
appeal. See State v. Schumacher,
144 Wis.2d 388, 409, 424 N.W.2d 672, 680 (1988); State v. Zelenka,
130 Wis.2d 34, 44, 387 N.W.2d 55, 59 (1986) (failure to object to a jury
instruction before the trial court constitutes a waiver of the error).
She
argues, however, that we should reach the issue in the exercise of our
discretionary authority under § 752.35, Stats.,
which, among other things, allows us to order a new trial “if it appears
from the record that the real controversy has not been fully tried.” Quinn says that the “central” issues in the case are whether the infant
was alive at delivery, and whether it appeared to be so to her, and she
maintains that the pattern instructions given by the court “give a jury no
guidance whatsoever concerning what constitutes life.” Then, stating that because “[t]his particular
issue is likely to take place in similar cases over an over again … [t]rial
judges, lawyers, and juries need guidance on the subject,” we should order
“[a]dditonal briefing … on the question of whether the Quinn jury should have
been more adequately instructed on the definition of life.”
Quinn
has not informed us of the instructions given by the court; nor has she
suggested what instructions she believes the court should have given. Beyond that, she has not offered any legal
authority in support of her position, and, as we have often said, we do not
consider arguments unsupported by references to legal authority. See State v. Pettit, 171
Wis.2d 627, 646, 492 N.W.2d 633, 642 (Ct. App. 1992). Quinn has filed two briefs in this case, and we see no need to
provide any further opportunity to address the issue.[2] Quinn has offered
no basis for the exercise of our discretionary authority under § 752.35, Stats., to order a new trial in the
interest of justice based on the trial court’s instructions to the jury.[3]
Quinn
next argues that the court erred in granting the prosecutor’s request for a
jury instruction on the lesser-included offense of first-degree reckless
homicide.
Whether
a lesser-included offense should (or should not) have been submitted to the
jury is a question of law which we review de novo. See State v. Martin, 156
Wis.2d 399, 402, 456 N.W.2d 892, 894 (Ct. App. 1990). In making this determination, we invoke a two-step analysis. First, we consider whether the crime for
which the instruction is requested is a lesser-included offense of the crime
charged. If it is, we then consider whether
there is a reasonable basis in the evidence for acquittal on the charged
offense and conviction on the lesser offense.
Id. In doing so, we view the evidence “in the light most
favorable to the defendant.” See State
v. Kramar, 149 Wis.2d 767, 792, 440 N.W.2d 317, 327 (1989).
Quinn
does not dispute the fact that first-degree reckless homicide is a
lesser-included offense of the charged crime of first-degree intentional
homicide; she argues only that the jury had no reasonable grounds to acquit her
on the greater offense (intentional homicide), and convict her of the lesser (reckless
homicide). We agree with the State that
the jury was entitled to believe Quinn’s testimony that she planned to either
keep the baby or place it for adoption—that she “didn’t know what to do”—and
thus conclude that, however reckless her actions, she lacked intent to kill the
baby. Without the requisite intent to
kill, Quinn could not have been convicted of first-degree intentional
homicide. The jury could also conclude
from the evidence that the baby was born alive—that it was “gurgling” or breathing—and
that it died from asphyxia when Quinn placed her hand over its mouth and
compressed its chest. We are satisfied
that the test for submission of first-degree reckless homicide as a
lesser-included offense was met in this case.
IV. Excessive Sentence
Finally,
Quinn challenges her twenty-five year sentence, arguing that it is unreasonable
and more severe than sentences imposed in other cases for similar acts.
Sentencing
is committed to the sound discretion of the trial court, and our review is limited
to determining whether there has been a “clear” misuse of that discretion. McCleary v. State, 49 Wis.2d
263, 278, 182 N.W.2d 512, 520 (1971).
Our limited review in this area reflects the strong public policy
against interference with sentencing discretion; we presume that the trial
court acted reasonably, and we assign to the defendant the burden of “show[ing]
some unreasonable or unjustified basis in the record for the sentence
complained of.” State v. Harris,
119 Wis.2d 612, 622-623, 350 N.W.2d 633, 638-639 (1984). We do so, at least in part, because the
trial court “has a great advantage in considering the relevant factors and the
defendant’s demeanor.” State
v. Roubik, 137
Wis.2d 301,
310,
404
N.W.2d 105,
108
(1987).
When imposing a sentence, a trial court may consider—in
addition to the gravity of the offense, the offender’s character and the
public’s need for protection—a variety of factors, including: the defendant’s
prior record of offenses; his or her age, personality, character and social
traits; the viciousness or aggravated nature of the crime and the degree of the
defendant’s culpability; his or her demeanor, including remorse, repentance, or
cooperation with authorities; the defendant’s—and the victim’s—rehabilitative
needs; and the needs and rights of the public.
State
v. Thompson, 172
Wis.2d 257,
264-65, 493
N.W.2d 729,
732-33
(Ct.
App. 1992). Whether a particular factor or
characteristic will be considered an aggravating or mitigating circumstance
will depend upon the particular defendant and the particular case. Id. at 265, 493 N.W.2d at
733. This is a principle inherent in
the concept of individualized sentencing.
Id.
Finally,
we must not substitute our own sentencing preferences for that of the trial
court in a particular case. McCleary,
49
Wis.2d at 281,
182
N.W.2d at 521. Indeed, we have a duty to affirm the
sentence if the facts show it is sustainable as a proper discretionary act—even
in cases where the court fails to adequately explain its reasons for selecting
the sentence it did. Id.
at 282, 182 N.W.2d at 522.
We
reject Quinn’s argument that her sentence is unreasonably harsh because other
offenders convicted of killing their newborn infants have received lesser
sentences. Lesser sentences for similar
crimes in other cases provide no legal basis overturning Quinn’s
sentence—especially in the absence of some identifiable connection between
Quinn and the particular details of her crimes and the other defendants and the
details of their crimes.
There is no requirement that defendants convicted of committing similar crimes must receive equal or similar sentences. On the contrary, individualized sentencing is a cornerstone to Wisconsin’s system of indeterminate sentencing. No two convicted felons stand before the sentencing court on identical footing. The sentencing court must assess the crime, the criminal, and the community, and no two cases will present identical factors. Imposing such a requirement would ignore the particular mitigating and aggravating factors in each case. The defendant here has failed to establish any connection between himself and his crimes and these defendants and crimes to which he has compared his sentence. Absent such connection, disparate sentences are totally irrelevant to the sentence imposed in this case.
State v. Lechner, 217 Wis.2d 392, 427-28, 576 N.W.2d 912, 928-29 (1998) (internal quotation marks and quoted sources omitted).
The
transcript of the sentencing hearing indicates that the court carefully
considered the trial testimony, counsel’s sentencing arguments, the presentence
investigation report and the relevant legal factors in imposing the
sentence. In addition to considering
the aggravated nature of the crime, the court specifically considered—and
discussed at length: Quinn’s personality, character, and social traits; the
degree of her culpability; her demeanor at trial and truthfulness; her age,
education and employment record; her history of undesirable behavior; her
remorse and repentance; and her rehabilitative needs. The court commented on the severity of the offense, that Quinn had
lied several times, that she “continues to fail to accept responsibility for
her actions and that there isn’t a lot of repentance or remorse,” and that
there was a need for “specific deterrence of this individual as well as the
general deterrence of other individuals ... from committing such acts.”
The
court carefully considered and weighed the relevant legal factors in imposing
the sentence and we have consistently held that the weight to be given to any
particular factor is left to the court’s discretion. See Thompson, 172 Wis.2d at 264, 493 N.W.2d
at 732. Quinn has not persuaded us that
the court erroneously exercised its discretion in selecting the sentence it
did.
By
the Court.—Judgment and order affirmed.
Not
recommended for publication in the official reports.
[1] A pathologist, testifying for the State, stated that the infant was “well-formed … appearing to be full-term both by size and by the fact that finger and toenails were present and well-developed.”
[2] In her reply brief, she says that, from her perspective, “there is now plenty of time to brief this or any other issue which the Court of Appeals wants to decide,” and repeats her offer to “write a supplemental brief … if ordered to do so.” She then states that she is not “address[ing] this issue now because frankly no briefing on the subject could be adequate and still raise other issues in the case.”
[3] Quinn’s argument that the court misinstructed the jury with respect to “causation”—in its entirety—is as follows:
The causation language was also inadequate. Dr. Jentzen testified that the infant’s death in this case was caused in part by hypothermia. He talked about the “possible addition of hypothermia or exposure.”
Is the “possible additional” the equivalent substantial factor? The Quinn jury based upon this record did not know.
The instruction concerning causation, like the instruction concerning what constitutes life, was inadequate.
As indicated, we are not informed either of what instructions the court gave on the subject, or what instructions Quinn feels should have been given. Where arguments “are not developed themes reflecting ... legal reasoning,” but instead “are supported by only general statements,” we will decline to review them as inadequately briefed.” State v. Pettit, 171 Wis.2d 627, 646, 492 N.W.2d 633, 642 (Ct. App. 1992).