COURT OF APPEALS DECISION DATED AND FILED July 29, 2014 Diane M. Fremgen Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
Cir. Ct. No. 2011CF1352 |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT I |
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State of Wisconsin, Plaintiff-Respondent, v. Devon Adams, Defendant-Appellant. |
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APPEAL from a judgment and an order of the circuit court for Milwaukee County: CHARLES A. KAHN and jonathan d. watts, Judges. Affirmed.
Before Curley, P.J., Kessler and Brennan, JJ.
¶1 PER CURIAM. Devon Adams appeals a judgment of conviction entered upon his guilty
plea to one count of second-degree recklessly endangering safety. See Wis. Stat. § 941.30(2) (2011-12).[1] He also appeals a postconviction order that
denied his motions to withdraw his guilty plea and to modify his sentence.[2] Because Adams does not show that plea
withdrawal is warranted or that the circuit court erroneously exercised its
sentencing discretion when it imposed a nine-year term of imprisonment, we
affirm.
BACKGROUND
¶2 As reflected in the criminal
complaint, a dispute over a woman’s missing purse led to a mob brawling in the
street, and, during the melee, Adams shot Darril Wynn in the chest. The State charged Adams with first-degree
reckless injury by use of a dangerous weapon.
See Wis. Stat. §§ 940.23(1)(a), 939.63(1)(b).
¶3 Adams
demanded a jury trial. On the morning of
trial, however, the parties told the circuit court that they had reached a plea
bargain in which Adams would plead guilty to a reduced charge of second-degree
recklessly endangering safety, and the State would recommend a sentence to the
House of Correction as a penalty. Adams
filed a signed guilty plea questionnaire and waiver of rights form. The form reflects that, inter alia, Adams understood the terms of the plea bargain,
understood that the circuit court would not be bound by that plea bargain or by
any sentencing recommendation, and understood that the circuit court was free
to impose the maximum statutory penalty if it believed such penalty
appropriate.
¶4 The
circuit court engaged Adams in a plea colloquy on the record. Adams confirmed that he had reviewed the plea
questionnaire and waiver of rights form with his trial counsel. He told the circuit court that he could read
well, and that he understood the form that he signed. The circuit court described the
constitutional rights that Adams would surrender by pleading guilty, and Adams
told the circuit court that he understood those rights. The circuit court reviewed the elements of
the amended charge, and Adams said that he understood the elements. The circuit court explained to Adams that,
upon conviction of the amended charge, he faced a maximum possible penalty of
ten years of imprisonment and a $25,000 fine, and that the judge alone would
decide the penalty after considering the relevant sentencing factors and any
recommendations presented. The circuit
court emphasized that Adams might receive “the entire ten years.” Adams said that he understood.
¶5 The
circuit court turned to a discussion with Adams about the specific facts of the
case, and Adams suggested that he acted in self-defense. After discussing the law of self-defense with
the circuit court, Adams changed his mind about pleading guilty and decided
that he wanted a jury trial.
¶6 The
circuit court recessed the proceedings to allow Adams to put on street clothes
for trial. When the matter reconvened,
Adams told the circuit court that he had again changed his mind and wanted to
plead guilty but that the State was no longer willing to enter the plea bargain
previously negotiated. The matter
proceeded to jury selection.
¶7 After
a voir dire that the circuit court
described as “very short,” the circuit court again went into recess. When the parties were back on the record,
they advised the circuit court that Adams wanted to continue with his guilty
plea to the amended charge and that the State was again willing for Adams to do
so.
¶8 The
circuit court reminded Adams of the plea proceedings conducted earlier in the
day, and Adams indicated that he remembered the earlier proceedings and
understood them. The circuit court
resumed discussing self-defense with Adams. He said he understood that by pleading guilty,
he gave up his right to claim his actions were necessary in self-defense. His trial counsel confirmed that she had
reviewed the guilty plea questionnaire with Adams and that, in her opinion,
Adams was pleading guilty freely and voluntarily with a knowledge of the rights
that he surrendered by doing so. The
circuit court found him guilty.
¶9 At
sentencing, the State explained why it did not seek a prison sentence for
Adams. The State acknowledged that the
victim suffered serious injury and spent a long time in the hospital. Nevertheless, in light of Adams’s limited
contacts with the criminal justice systems in Wisconsin and in his home state
of Indiana, and in light of the mayhem that preceded the shooting, the State
recommended time in the House of Correction as a disposition. Adams asked the circuit court to follow the probation
recommendation made by the author of the presentence investigation report. The circuit court, however, rejected these recommendations
and imposed a nine-year term of imprisonment, bifurcated as five years of
initial confinement and four years of extended supervision.
¶10 Adams
filed a postconviction motion alleging that he was entitled to withdraw his
guilty plea because the circuit court failed to advise him properly that it
could disregard the plea bargain and sentence him to a maximum term of
imprisonment. He also alleged that the
circuit court erroneously exercised its sentencing discretion and improperly
imposed a DNA surcharge.[3] The circuit court vacated the DNA surcharge
and otherwise denied relief without a hearing.
Adams appeals.
DISCUSSION
¶11 A defendant who wishes to withdraw a
guilty plea after sentencing must establish that plea withdrawal is necessary
to correct a manifest injustice. See State
v. Annina, 2006 WI App 202, ¶9, 296 Wis. 2d 599, 723 N.W.2d
708. “One way the defendant can show
manifest injustice is to prove that his plea was not entered knowingly,
intelligently, and voluntarily.” State
v. Taylor, 2013 WI 34, ¶24, 347 Wis. 2d 30, 829 N.W.2d 482.
¶12 To
help ensure that a defendant’s guilty plea is knowing, intelligent, and
voluntary, the circuit court must perform certain statutory and court-mandated
duties on the record during the plea hearing.
Id., ¶31. If the
defendant believes that the circuit court did not fulfill those duties, the
defendant may seek plea withdrawal based on the alleged deficiencies in the
colloquy, pursuant to State v. Bangert, 131 Wis. 2d
246, 274-75, 389 N.W.2d 12 (1986).
¶13 A
defendant moving for plea withdrawal pursuant to Bangert must both: (1) make a prima facie showing that the plea colloquy was defective because
the circuit court failed to complete its duties; and (2) allege that the
defendant did not know or understand the information that should have been
provided at the plea hearing. State
v. Brown, 2006 WI 100, ¶39, 293 Wis. 2d 594, 716 N.W.2d
906. To make a prima facie showing, a defendant “must point to deficiencies in the
plea hearing transcript.” State
v. Cross, 2010 WI 70, ¶19, 326 Wis. 2d 492, 786 N.W.2d 64. If the defendant’s postconviction motion
fails to satisfy the twin Bangert requirements, the circuit
court may deny the motion for plea withdrawal without a hearing. See State v. Brown, 2012 WI App 139,
¶¶10-11, 345 Wis. 2d 333, 824 N.W.2d 916.
¶14 In
this appeal, Adams claims that the plea colloquy was defective because, he
alleges, the circuit court failed to explain adequately that the State’s
sentencing recommendation would not bind the circuit court. See Brown, 293 Wis. 2d 594, ¶35
(reflecting that the circuit court has an obligation during the plea
proceedings to “[e]stablish personally that the defendant understands that the
court is not bound by the terms of any plea agreement, including
recommendations from the district attorney, in every case where there has been
a plea agreement”). We disagree. In fact, the record reflects that the circuit
court thoroughly and carefully explained to Adams at the outset of the plea
proceeding that the plea bargain did not bind the circuit court and that it was
free to impose a maximum sentence. Adams
told the circuit court that he understood and had no questions about this
consequence of his guilty plea.
¶15 Adams
expressly acknowledges that, at the start of the plea hearing, the circuit
court advised him “that it did not have to accept the recommendation of the
State at sentencing.” He nonetheless
contends that the explanation he received was inadequate. He asserts that the circuit court should have
conducted “a full plea colloquy immediately prior to accepting Adams’s
plea.” At bottom, his position is that,
when the circuit court reconvened to complete the plea colloquy after a recess,
the circuit court was required to repeat the portions of the colloquy conducted
before the recess. We are not persuaded. No governing Wisconsin law imposes such an
obligation on the circuit court.
¶16 “The
Bangert
requirements exist as a framework to ensure that a defendant knowingly,
voluntarily, and intelligently enters his plea.” Cross, 326 Wis. 2d 492,
¶32. Bangert does not, however,
require the circuit court to conduct a plea colloquy in a ritualized or
formulaic way; to the contrary, a circuit court has considerable flexibility to
conduct a plea colloquy in a manner that best suits the circumstances. See
State
v. Hoppe, 2009 WI 41, ¶¶30, 32 & nn.16, 18, 317 Wis. 2d 161,
765 N.W.2d 794. “A circuit court is
given discretion to tailor the colloquy to its style and to the facts of the
particular case provided that it demonstrates on the record that the defendant
knowingly, voluntarily, and intelligently entered the plea.” State v. Brandt, 226 Wis. 2d
610, 620, 594 N.W.2d 759 (1999).
¶17 In
this case, the circuit court established at the beginning of the plea colloquy
that Adams understood the maximum sentence he faced upon conviction and that he
understood the circuit court’s freedom to impose that sentence regardless of
any interested party’s recommendation.
Adams offers no basis for concluding that this was inadequate to
establish that he understood these same matters when the colloquy concluded a
few hours later after a recess. We are
satisfied that no such basis exists. We
add that sister jurisdictions reach a similar result when faced with similar
challenges to the validity of a guilty plea.
See People v. Sharifpour, 930
N.E.2d 529, 543 (Ill. App. Ct. 2010) (trial court need not repeat admonishments
given at outset of plea hearing when plea hearing is temporarily interrupted by
a recess lasting several hours); State v. Topasna, 16 P.3d 849, 865
(Haw. Ct. App. 2000) (no error when trial court did not begin plea colloquy
anew after a recess to permit defendant to discuss his situation with counsel);
see also State v. Currier, 758
A.2d 818, 822-23 (Vt. 2000) (defendant’s argument that trial court erred by failing
to repeat advisements given during colloquy conducted a week earlier “exalts
ritual over reality”).
¶18 In
sum, we reject the contention that Adams satisfied the first prong of a Bangert
motion for plea withdrawal. The record
does not show that the circuit court failed to fulfill its obligations during
the plea colloquy here. Accordingly, the
circuit court did not err by denying his motion for plea withdrawal without a
hearing.
¶19 Adams
next asserts that the circuit court “erroneously exercised its discretion when
it imposed a sentence substantially greater than the sentence recommended by
the State and [the] presentence investigation.”
Relatedly, he contends that his sentence was unduly harsh. Again, we disagree.
¶20 Our
standard of review is well settled.
Sentencing rests within the circuit court’s discretion, and we review a
sentence to determine whether the circuit court properly exercised its
discretion. State v. Gallion, 2004 WI
42, ¶17, 270 Wis. 2d 535, 678 N.W.2d 197.
“[T]he defendant bears the heavy burden of showing that the circuit court
erroneously exercised its discretion.” State
v. Harris, 2010 WI 79, ¶30, 326 Wis. 2d 685, 786 N.W.2d 409.
¶21 The
circuit court must identify “the objectives of the sentence on the record. These objectives include, but are not limited
to, the protection of the community, punishment of the defendant,
rehabilitation of the defendant, and deterrence to others.” Gallion, 270 Wis. 2d 535,
¶40. The circuit court “must also identify
the factors that the court considered in arriving at the sentence and must
indicate how those factors fit the objectives and influenced the sentencing
decision.” State v. Ziegler, 2006 WI
App 49, ¶23, 289 Wis. 2d 594, 712 N.W.2d 76. The circuit court must consider the primary
sentencing factors, which are “the gravity of the offense, the character of the
defendant, and the need to protect the public.”
Id. The court may also
consider numerous other factors, including:
(1) [p]ast
record of criminal offenses; (2) history
of undesirable behavior pattern; (3) the
defendant’s personality, character and social traits; (4) result of presentence
investigation; (5) vicious
or aggravated nature of the crime; (6) degree
of the defendant’s culpability;
(7) defendant’s demeanor at
trial; (8) defendant’s age,
educational background and employment record;
(9) defendant’s remorse,
repentance and cooperativeness; (10) defendant’s
need for close rehabilitative control;
(11) the rights of the
public; and (12) the length
of pretrial detention.
Gallion, 270 Wis. 2d
535, ¶43 & n.11 (citation and quotation marks omitted). The court has discretion to determine both
the factors that it believes are relevant in imposing sentence and the weight
to assign to each relevant factor. State
v. Stenzel, 2004 WI App 181, ¶16, 276 Wis. 2d 224, 688 N.W.2d
20.
¶22 The
sentence that the circuit court selects should reflect “‘the minimum amount of
custody’ consistent with the appropriate sentencing factors.” State v. Ramuta, 2003 WI App 80,
¶25, 261 Wis. 2d 784, 661 N.W.2d 483 (citation and one sets of quotation
marks omitted). In determining the
necessary amount of custody, the circuit court “must navigate the fine line
between what is clearly too much time behind bars and what may not be
enough.” Id. We will sustain the circuit court’s
sentencing decision “if the conclusion reached by the [circuit] court was one a
reasonable judge could reach, even if this court or another judge might have
reached a different conclusion.” State
v. Odom, 2006 WI App 145, ¶8, 294 Wis. 2d 844, 720 N.W.2d 695.
¶23 The
circuit court here thoroughly discussed the primary sentencing factors and
numerous other factors as well. The
circuit court determined that Adams “seriously [and] substantially” injured
Wynn by shooting him in the chest. As
the State pointed out, Adams was “lucky that Mr. Wynn did n[o]t die.” The
circuit court considered Adams’s character, focusing on his difficulties with
self-control and noting that Adams himself, when addressing the court,
acknowledged the need for help in managing his anger. The circuit court observed: “[t]he presentence report as well as this Gary
Community School Corporation report go into great detail of some times that Mr.
Adams has gotten himself in trouble because of anger issues.” In this regard, the circuit court took into
account that, although Adams had no prior criminal record, he had “violent or
disruptive ... municipal court cases, in 2008, 2009, and 2010, all together
four of them.” Additionally, the circuit
court recognized that Adams was only twenty-one years old and that he had family
support, but the circuit court also considered that he had not completed his
GED and that he had no work history as an adult.
¶24 The
circuit court discussed the need to protect the public, noting that Adams had
received services as a juvenile, including residential treatment, and the
circuit court described as “key” that Adams “has had numerous, repeated,
continual, ongoing opportunities for correction, for counseling.” In the circuit court’s assessment, Adams’s
history suggested reason to question “his ability to deal with stress in a
nonviolent way.”
¶25 The
circuit court selected protection of the public and deterrence as the primary
goals of the sentence. The circuit court
determined that “a lot of people ... have been trying to help [Adams] all along
the way,” and that Adams “should have known better” than to shoot someone
during a dispute. The court emphasized
that it could not “risk that [happening] again.” Further, the circuit court explained: “[e]very single night guns are going
off.... [P]eople in our neighborhood[s]
don’t deserve it. The peace-loving
people do not deserve it, and someone has to send a message that we are not
putting up with it.” The circuit court
concluded that, to meet the sentencing goals in this case, Adams must serve
five years of initial confinement and four years of extended supervision.
¶26 On
appeal, Adams complains that the circuit court “greatly exceeded” the
recommendations of the State and the presentence investigator. In his view, “it was quite improper for the
[circuit] court to disagree” with the assessments reflected in the presentence
investigation report. He shows no
error. The recommendations of the
parties and the presentence author may be helpful to the court at sentencing,
but “[t]he recommendations of the prosecutor, defense counsel, victim and
presentence investigation report author are nothing more than recommendations
which a court is free to reject.” State
v. Bizzle, 222 Wis. 2d 100, 105 n.2, 585 N.W.2d 899 (Ct. App.
1998). The circuit court explained here that
it had considered all of the recommendations presented to it, but that it declined
to follow them in light of the sentencing factors and goals. Because the circuit court relied on relevant
factors and selected appropriate goals when fashioning a sentence in this case,
we cannot agree with Adams that the circuit court erroneously exercised its
sentencing discretion.
¶27 Moreover,
we cannot agree with Adams that the sentence was unduly harsh. A sentence is unduly harsh “‘only where the
sentence is so excessive and unusual and so disproportionate to the offense
committed as to shock public sentiment and violate the judgment of reasonable
people concerning what is right and proper under the circumstances.’” See
State
v. Grindemann, 2002 WI App 106, ¶31, 255 Wis. 2d 632, 648 N.W.2d
507 (citation omitted). The nine-year
sentence imposed was significantly less than the maximum penalties of ten years
of imprisonment and a $25,000 fine that he faced upon conviction of the reduced
charge. Accordingly, the sentence was presumptively
not unduly harsh. See id., ¶32. Adams fails to overcome the presumption
here. His sentence is neither shocking
nor disproportionate in light of the gravity of the offense and the risk he
poses to the community. For all of these
reasons, we affirm.
By
the Court.—Judgment and order affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.
[1] All references to the Wisconsin Statutes are to the 2011-12 version unless otherwise noted.
[2] The Honorable Charles A. Kahn presided over the plea hearing and imposed sentence. The Honorable Jonathan D. Watts presided over the postconviction proceedings.
[3] Adams filed an earlier postconviction motion challenging aspects of the preliminary examination. The order denying that earlier motion is not at issue in this appeal.