COURT OF APPEALS DECISION DATED AND RELEASED February 18, 1997 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62(1), Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 96-2405-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT III
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
WILLIAM D. SHAW,
Defendant-Appellant.
APPEAL from a judgment
of the circuit court for Eau Claire County: ERIC J. WAHL, Judge. Affirmed.
Before Cane, P.J.,
LaRocque and Myse, JJ.
PER CURIAM. William D. Shaw appeals
a judgment of conviction of interfering with child custody contrary to §
948.31(1)(b), Stats. Shaw contends that the court erred by
excluding certain evidence Shaw sought to introduce in support of his theory of
defense that his daughter, Danielle, was in physical danger. Shaw further contends that the court erred
by excluding other evidence offered to support Shaw's claim that Danielle was
also subject to mental harm because the court concluded that the fear of mental
harm was not a defense to interference with child custody. Because we conclude that the proffered
evidence was not relevant to the claim that there was a fear of physical harm
or sexual abuse of Danielle and because Shaw waived the issue whether the
threat of mental harm is an affirmative defense, the judgment is affirmed.
William and Janet Shaw
were involved in a divorce action during 1994 and 1995. Under the initial temporary order Janet was
awarded primary physical placement of the parties' two children, Jeremy, then
age sixteen and Danielle, thirteen. The
temporary order was subsequently modified so that the primary physical
placement of Jeremy was transferred to Shaw, while Janet retained primary
physical placement of Danielle. Both
parents had joint legal custody of both children. Shaw was granted physical placement every other weekend of
Danielle, which permitted physical placement from Friday evening until Sunday
evening.
Shaw picked up Danielle
for a period of physical placement on Wednesday, August 9, with the announced
intention of returning the child on the evening of Sunday, August 13. Shaw indicated that during this extended period
of visitation he and his children were going to go camping. He, in fact, drove to Kansas for the purpose
of visiting his mother. He then drove
to Florida, where they arrived on August 18.
Shaw looked for and obtained permanent employment and remained in
Florida until he was apprehended on August 24 by a Florida law enforcement
officer.
At trial, Shaw asserted
the affirmative defense of a reasonable fear of physical harm or sexual abuse
to Danielle. In support of Shaw's
theory of a reasonable belief there was a threat of physical harm or sexual
abuse of Danielle, he sought to introduce certain evidence which he claimed to
be relevant to his theory of defense.
Among the contentions offered and rejected by the trial court were: (1) a claim that Janet, Shaw's former wife,
was molested as a child; (2) that Janet would take Danielle when she
dated and that she would sleep over night at the home of her date with Danielle
present; (3) that one of the men she was dating had a history of violence and
alcohol abuse, and that the individual would arrive at Janet's home once or
twice a week and "make out" with Janet on the couch; and (4) that
another individual whom Janet dated was essentially living with her and was the
type of individual Shaw claimed would be a threat to any female. The trial court excluded this evidence as
irrelevant to the asserted offense.
The admissibility of
evidence is submitted to the trial court's exercise of discretion. State v. Jenkins, 168 Wis.2d
175, 186, 483 N.W.2d 262, 265 (Ct. App. 1992).
In reviewing a claimed evidentiary error, the reviewing court will
examine the reasons stated by the court for the denial of the evidence and if
the trial court's explanation does not adequately explain its exercise of
discretion, the reviewing court will independently examine the record to
determine whether a reasonable basis exists to sustain the ruling. State v. Clark, 179 Wis.2d
484, 490, 507 N.W.2d 172, 174 (Ct. App. 1993).
Because Shaw does not assert that the exclusion of these items of
evidence rises to the constitutional level of prohibiting him from presenting a
defense, this court does not examine the constitutional implications in
excluding these items of evidence.
The trial court
concluded that there was no reasonable relationship between the claim that
Janet was subject to molestation as a child and the conclusion sought to be
proved by this evidence: that Danielle
was in danger of physical harm or sexual abuse. The court concluded that unless an expert would express the
opinion that Janet's molestation endangered Danielle the evidence would not be
admissible. We agree with the trial
court's analysis.
Evidence is relevant if
it has "any tendency to make the existence of any fact that is of consequence
to the determination of the action more probable or less probable than it would
be without the evidence." Section
904.01, Stats. There must be a reasonable relationship
between the evidence offered for admission and the proposition sought to be
proved. Nowatske v. Osterloh,
201 Wis.2d 497, 505, 549 N.W.2d 256, 259 (Ct. App. 1996).
In this case, there must
be some logical relationship between Janet's abuse and Shaw's reasonable belief
that Danielle was threatened by physical harm or sexual abuse. Without evidence linking the two, the trial
court correctly determined that the claim that Janet was molested as a child is
irrelevant to the claim that Danielle was in danger of physical harm or sexual
abuse.
The court also found
that the claim relating to the two men Shaw claims Janet had been dating and
the circumstances of their dating were not relevant to the issue sought to be
proved. The claim that the two
individuals with whom Janet dated were alcoholics or had an unsavory reputation
in Shaw's view does little to demonstrate that Danielle was in danger of
physical harm or sexual abuse from either of the individuals. Shaw made no claim that there was ever an
overt act or attempt to harm or have sexual contact with Danielle. Without such evidence, Shaw's perception of
the men's reputations and addiction to alcohol have no logical relationship to
the fact sought to be proven. We
therefore agree with the trial court that this portion of the claim is irrelevant.
On appeal, Shaw claims
that the circumstances of Janet's dating these men are sufficient to
demonstrate a danger of mental harm to Danielle and that under §
948.31(4)(a)(4), Stats., a
reasonable belief that a child is in danger of mental harm is sufficient to
constitute an affirmative defense to the charge of interfering with a child's
custody. Shaw, however, never advanced
such a theory for the trial court's consideration. The record is devoid of any claim at the trial level that the
evidence was sought to be introduced to prove the danger of a mental harm. Claims advanced for the first time on appeal
will be deemed to have been waived. State
v. Rogers, 196 Wis.2d 817, 825-26, 539 N.W.2d 897, 900-01 (Ct. App.
1995). The requirement that the trial
court have an opportunity to hear the theory upon which the evidence is offered
and rule upon that theory is essential if we are to review the trial court's
exercise of discretion. See id.;
see also State v. Holt, 128 Wis.2d 110, 122-23, 382 N.W.2d
679, 686 (Ct. App. 1985). The failure to
identify the theory before the trial court precludes it from being raised for
the first time on appeal and constitutes a waiver of that claim. Rogers, 196 Wis.2d at 825-26,
539 N.W.2d at 900. Because the claim of
mental harm has been waived, we need not address this claim further on appeal.
Because no logical link
existed between the evidence Shaw sought to introduce and whether Danielle was
in danger of physical harm or sexual assault, the trial court correctly
exercised its discretion by denying the admission of the proffered
evidence. Further, Shaw waived his
argument that protecting Danielle from mental harm was a defense available
under the statute. We affirm.
By the Court.—Judgment
affirmed.
This opinion will not be
published. See Rule 809.23(1)(b)5, Stats.