COURT OF
APPEALS DECISION DATED AND
RELEASED DECEMBER
18, 1996 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule
809.62, Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 96-1507-CR
STATE OF WISCONSIN IN
COURT OF APPEALS
DISTRICT II
STATE
OF WISCONSIN,
Plaintiff-Respondent,
v.
PAUL
F. RAPALA,
Defendant-Appellant.
APPEAL
from a judgment and an order of the circuit court for Walworth County: MICHAEL S. GIBBS and ROBERT J. KENNEDY,
Judges. Affirmed.
ANDERSON,
P.J. Paul
F. Rapala appeals from a judgment of conviction for one count of negligent use
of a dangerous weapon, contrary to § 941.20(1)(a), Stats., and an order denying his postconviction motion for a
new trial. Rapala’s motion for
postconviction relief alleges ineffective assistance of counsel. We conclude that any alleged defects by
trial counsel were not prejudicial to Rapala’s case and therefore fail to meet
the threshold requirements for ineffective assistance of counsel. Accordingly, we affirm the judgment and the
order of the trial court.
Factual Background
On
the night of December 10 and early morning hours of December 11, 1994,
graduation night at University of Wisconsin-Whitewater, Rapala and two of his
friends were visiting the Main Street Tavern.
Throughout the evening, Rapala was rolling dice for money with some of
the other bar patrons, including Daniel Eckstein. Rapala did quite well at the game, winning approximately $30 from
Eckstein. Eventually, the dice game
erupted into an argument resulting in Rapala being ejected from the bar.
As
Rapala left the bar, he was followed by Eckstein’s friend, Todd Stack and his
friend Tom Hochmuth, who wanted “to make sure [] everybody was leaving.” Other bar patrons rushed outside as well. Rapala brandished a knife and began yelling
for everyone to stay back, but the group followed him up and down the
street. Hochmuth approached Rapala, at
which point Rapala swung at Hochmuth with the knife, cutting Hochmuth’s jacket
and shirt.
When
the police arrived they arrested Rapala and charged him with one count of
recklessly endangering safety by use of a dangerous weapon, contrary to §§
941.30(1) and 939.63(1)(a)2, Stats.;
one count of unlawfully endangering safety of another by negligent use of a
dangerous weapon, as a party to a crime, in violation of §§ 941.20(1)(a) and
939.05(1), Stats.; and one count
of disorderly conduct contrary to § 947.01, Stats. Although
Rapala claimed he acted in self-defense, the jury nevertheless convicted him of
negligent use of a dangerous weapon.
Rapala
filed a motion for postconviction relief, alleging ineffective assistance of
counsel. Postconviction hearings were
held.[1] The trial court denied Rapala’s motion.[2] Rapala now appeals both the judgment of
conviction and the order denying his postconviction motion. Other facts will be incorporated into the
decision as necessary.
Discussion
On
appeal, Rapala claims that he was deprived of his constitutional right to
effective assistance of counsel under the Sixth Amendment to the United States
Constitution and art. I, § 7 of the Wisconsin Constitution. Rapala argues that his attorney: (1) failed to correct an alleged
misimpression about his self-defense claim, and (2) failed to object to alleged
irrelevant and prejudicial evidence of his postarrest behavior and suggestion
that Rapala was dealing drugs.
When
claiming ineffective assistance of counsel, a defendant must show that his
counsel’s performance was not only deficient, but that such performance
prejudiced his or her defense such that the result of the trial cannot be said
to be reliable. Strickland v.
Washington, 466 U.S. 668, 687 (1984).
These are questions of law that we review de novo. State v. Johnson, 153 Wis.2d
121, 128, 449 N.W.2d 845, 848 (1990).
Furthermore,
if the defendant fails to adequately show one prong, we need not address the
second. Strickland, 466
U.S. at 697. Our review focuses on
whether the errors claimed by Rapala cause us to believe that the outcome of
his trial was unreliable. In
determining this issue, we look at the totality of the circumstances and assume
that the jury acted in accordance with the law. See id. at 694-95.
Self-Defense
Claim
Rapala
first argues that “[t]rial counsel’s failure to correct a misimpression on the
key point of the defense constituted ineffective assistance of counsel.” Rapala questions trial counsel’s
cross-examination of the alleged victim here, Hochmuth. Hochmuth testified that Rapala threw a bike
rack at him and then lunged at him with the knife, cutting his jacket and
shirt.[3] On cross-examination, trial counsel asked
him, “You would disagree with testimony of other witnesses who observed what
was going on at that time was that you were approaching Mr. Rapala; is that
right? You would disagree with that
characterization that you were the one charging Mr. Rapala?” The State objected, arguing that “[Stack]
certainly never said that [Hockmuth] charged the defendant.” The trial court agreed and sustained the
objection. Trial counsel rephrased the
question and asked him, “You would disagree with any witness who would have
characterized that it was you who was approaching Mr. Rapala rather than the
other way around at the time the two of you came close enough for your jacket
to have been cut.” Hochmuth responded,
“I would disagree if they said I was approaching him, yes.”
Rapala
now argues that trial counsel’s follow-up was insufficient. He contends that “[t]he dangerous
possibility of the court’s ruling in the presence of the jury was that it gave
them the impression that Stack had not at all testified that Hochmuth
went to Rapala.” He maintains that “it
was incumbent upon counsel to make it clear to the jury that Stack had, in
fact, testified that Hochmuth was the one closing the distance to Rapala.” Rapala’s argument is unfounded.
First
of all, on direct examination, Stack testified that “[e]verybody was walking
towards like—outside the bar walking down the sidewalk. Then they stopped and [Hockmuth] took a
couple more steps and then stopped and it’s like Mr. Rapala swung and sort of
lunged towards him.” In response to the
State’s question, “Did Mr. Rapala make a move toward Mr. Hochmuth or was it the
other way around,” Stack clarified that “Mr. Rapala stopped. [Hockmuth] probably took one or two more
steps then Mr. Rapala lunged.”
On
cross-examination, trial counsel and Stack had the following colloquy:
Q: At the time when Tom Hochmuth was
approaching Paul Rapala, you testified that Paul Rapala stopped, right?
A: Right.
Q: And that Tom Hochmuth kept taking two or
three more steps toward Rapala, right?
A: One or two more, yes.
¼.
Q: But you were also hoping that in the mean
time before the police arrived that your friend Tom Hochmuth would stop his
approaching of Paul Rapala, right?
A: Right.
[Emphasis added.]
Stack’s testimony, as brought out on direct and
cross-examination, is very clear—Hochmuth took two steps and then Rapala swung
at him with the knife. Other witnesses
corroborated Stack’s testimony that Hochmuth was “chasing” or “following”
Rapala. Trial counsel’s
cross-examination only helped to highlight this testimony.[4]
We
also agree with the trial court’s comments at the postconviction hearings. The trial court noted:
Mr.
Pangman was absolutely right in not pressing the point. Of course, he’s not going to press the
point. He tried to do, as a good
tactical attorney would, his best to turn the word ‘approach’ from the other
witness into the word ‘charging’ so he’d have two charges. The objection caught it.
¼.
And if
you have used the word ‘charge,’ what have you done? You put the thought in the jury’s mind. There’s the objection.
Leave it alone. The jury is
going to remember something. ¼ If it’s ‘approach’ they remember, you haven’t
accomplished a whole lot. Does I
walking toward you justify you taking a knife and jumping towards me and
cutting at me in such a way that my jacket and shirt get cut? But if I charge you, that’s there. So he leaves the word ‘charge.’ Stops.
The objection. What’s the jury
got? The jury at least has the word
‘charge’ in their mind as if Stack said ‘charge.’ Hopefully that’s the way they’ll construe it.
¼.
But if he presses the point, they’ll know it’s ‘approach.’
We also conclude that trial counsel’s strategy was
tactically sound and did not constitute deficient performance.
In
addition, Rapala has not affirmatively proven prejudice. The witnesses’ testimony combined with the
“possibility” that the jury misinterpreted the trial court’s ruling does not
establish the reasonable probability of a different outcome. After the objection, defense counsel
continued to pursue the self-defense line of questioning. He also elicited similar testimony, that
Hochmuth “approached” or “chased” Rapala, from other witnesses. Even if his failure to press the objection
constituted deficient performance, we conclude that there is no reasonable
probability of a different outcome had he proceeded as Rapala now argues.
Irrelevant and Prejudicial Evidence
Next,
Rapala contends that “[t]rial counsel’s failure to object to irrelevant and
prejudicial evidence regarding defendant’s rude comments and crude behavior and
suggestions that he might have been involved in drug-dealing constituted
ineffective assistance of counsel.”
Specifically, Rapala argues that trial counsel failed to object to: (1)
police testimony regarding Rapala’s postarrest demeanor, and (2) police
testimony regarding the $693 found in Rapala’s possession. Rapala contends that trial counsel “adopted
a theory of the case that clumsily accommodated these bits of evidence, rather
than attempting to keep them out altogether.
And he admitted he erred by doing so.”
At
the Machner hearing, appellate counsel asked trial counsel
whether “this evidence of Mr. Rapala’s attitude about his, his money, about
ill-gotten gains, cash, drug dealing, his urinating, did this have anything to
do with whether or not Mr. Rapala had committed the crimes prior to going to
the police station?” Trial counsel
affirmed that he had “a strategic reason for having that come in.” Trial counsel explained that:
I
thought that it would be good to allow in information to come out to suggest
that these police officers did indeed step out of their role of being detached
evaluators of evidence ¼ allow their emotions, their snap-judgment conclusions,
biases, to cause them to target my client rather than these other clean-cut
college boys.
¼.
I
wanted to show that these officers took an attitude with my client early and
took it primarily because of my clients appearance and his attitude.
¼.
And I
think all the exchanges between he and the officers supported my theory that my
client was not regarded very fondly by these officers, nor did he regard them
fondly.
Trial counsel did not object to the officer’s testimony
regarding Rapala’s conduct in jail because he “wanted to show that my client
had taken an attitude and the officers decided to help build a case against my
client because he had hacked ’em off.”
In
regard to the police officer’s testimony concerning the money, trial counsel
explained that:
Also,
that my client was the victim of bias and predisposition on the part of the
officers by saying, ¼ just because he had money in his wallet that anyone
else would be entitled to carry around with them, that those officers felt they
could jump to certain conclusions that weren’t based on facts but just based on
irrelevant factors such as appearance.
¼.
[The]
flippant comment by my client and that their seizing of the money when there
was absolutely no basis for it and holding on to it showed that the officers
were, were just being heavy-handed and disrespecting of the limits to their
power. And I hoped that that would
engender some bit of sympathetic response from the jurors.
¼.
I think just looking at Paul, with the black leather,
long hair, goatee, the jurors are going to jump to that conclusion [that Paul
was a drug dealer/criminal]. I’d rather
get it right out there and say: And
surprise surprise, the officers jumped to the same conclusion. Now let’s all be honest and forthright about
it and say just because someone looks a certain way doesn’t mean they should be
convicted of anything. ¼ And the proper
response is to kind of be ashamed for jumping to the conclusions and be proud
that you stuck to the fact. Now let’s
do the same thing on this other accusation.
Trial
counsel had strategic reasons for allowing in the evidence not at issue. A trial attorney’s selection of trial
tactics in the exercise of professional judgment is “substantially the
equivalent of the exercise of discretion ¼.” State
v. Felton, 110 Wis.2d 485, 502, 329 N.W.2d 161, 168 (1983). Professionally competent assistance
encompasses a wide range of behaviors and a “fair assessment of attorney
performance requires that every effort be made to eliminate the distorting
effects of hindsight, to reconstruct the circumstances of counsel’s challenged
conduct, and to evaluate the conduct from counsel’s perspective at the
time.” Strickland, 466
U.S. at 689.
Appellate
counsel believes, and trial counsel may now agree, that too much “prejudicial”
evidence was allowed before the jury.
However, the distorting effects of hindsight are to be avoided on
appeal. Because trial counsel had good
strategic and tactical reasons for allowing the testimony regarding Rapala’s
postarrest behavior and money into evidence, we conclude that his performance
was not deficient.
Even
if trial counsel’s tactics constituted deficient performance, we are
unconvinced that but for trial counsel’s alleged errors, the result of the
trial would have been different. Rapala
was convicted of one count of negligent use of a dangerous weapon. The remainder of the evidence was
overwhelmingly probative of Rapala’s guilt on this charge. Whether in self-defense or not, numerous
witnesses testified that Rapala wielded a knife and swung it at Hochmuth. As such, confidence in the outcome of the
trial is not undermined and there is no reasonable probability that but for
counsel’s alleged errors the result of the proceeding would have been
different.
By
the Court.—Judgment and order
afffirmed.
This
opinion will not be published. See Rule 809.23(1)(b)4, Stats.
[1] The hearings, on
March 1, 1996, and continued to May 2, 1996, were in accordance with State
v. Machner, 92 Wis.2d 797, 285 N.W.2d 905 (Ct. App. 1979).
[2] The Honorable
Michael S. Gibbs was the trial judge, and the Honorable Robert J. Kennedy
presided over the postconviction motion.
[3] Hochmuth
described the incident as follows. When
he and Stack exited the bar, Hochmuth was hit in the head with a bottle,
allegedly thrown by Rapala’s friend, and Rapala wielded a knife. Hochmuth threw the bottle at Rapala to
attempt to knock the knife out of his hand.
A few seconds later, while the group was on the street, Rapala lunged at
Hochmuth's friend Manigel Guenter, and Hochmuth ran to intercept him. Rapala turned when “he saw that he wasn’t
going to get to Guenter before [Hochmuth] was.” Hochmuth then kicked at Rapala to knock him down, but he fell
down instead. Rapala then threw the
bike rack and lunged at Hochmuth with the knife, cutting his jacket.
[4] We also fail to
see how trial counsel’s further examination of Hochmuth could make it “clear to
the jury that Stack had, in fact, testified that Hochmuth was the one closing
the distance to Rapala.” Stack’s
testimony was quite clear on this point.
In addition, trial counsel could not possibly “rehabilitate” any
ambiguities in Stack’s testimony by following up on the trial court’s ruling
during Hochmuth’s testimony.