COURT OF APPEALS DECISION DATED AND RELEASED OCTOBER 8, 1996 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62(1), Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 96-1118-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT III
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
DOUGLAS WOLFF,
Defendant-Appellant.
APPEAL from a judgment
and an order of the circuit court for St.Croix County: SCOTT NEEDHAM, Judge. Affirmed.
LaROCQUE, J. Douglas Wolff appeals a judgment of
conviction for operating a motor vehicle while having a prohibited alcohol
concentration (second offense criminal) and an order denying postconviction
relief. He makes four claims: (1) trial counsel was ineffective for
introducing evidence of a preliminary breath test (PBT); (2) the court erred by
giving part of the pattern jury instructions, Wis
J I—Criminal 2669 applicable if there is no problem with the
defendant's position on the "blood-alcohol curve"; (3) the court
erred by prematurely giving the supplementary instruction, Wis J I—Criminal 520, relating to
a deadlocked jury; and (4) the court should have allowed trial counsel to voir
dire a juror who complained following the supplementary instruction that
further deliberations created a "real serious problem."
This court
concludes: (1) the reference to the PBT
did not elicit the test result and, under the circumstances presented, did not
prejudice the defense; (2) because the trial court immediately followed
pattern instruction 2669 with pattern instruction Wis J I—Criminal 234 relating to the blood-alcohol
curve, explaining that the jury had the right to consider the evidence as to
how the body absorbs and eliminates alcohol, the instructions did not
constitute reversible error; (3) the use of the supplementary instruction was
appropriate; and (4) the absence of a request to voir dire the complaining
juror constituted a waiver. This court
therefore affirms the judgment and order.
The jury heard testimony
only from one witness, the arresting state patrol officer. He said he stopped Wolff for speeding and a
defective headlight at 1 a.m.
After observing signs of intoxication, he arrested Wolff who, shortly
before 2 a.m., tested slightly over .10% by weight of grams of alcohol in
210 liters of his breath, analyzed by an Intoxilyzer machine. On cross-examination, the officer
acknowledged that the alcohol curve can be on an upward swing up to an hour and
a half after intoxicants are consumed.
There was no evidence offered as to the time Wolff consumed
intoxicants. Wolff told the officer
that he had a couple of beers and also "had one downtown."
The jury convicted Wolff
of operating a vehicle while having a prohibited alcohol concentration (BAC)
and acquitted him of operating a motor vehicle while under the influence of an
intoxicant (OWI).
Wolff first contends
that trial counsel was ineffective for introducing testimony that a PBT was
administered at the scene of arrest by the state patrol officer. The State was then allowed to elicit
testimony from the officer that the PBT test confirmed his belief that Wolff
was under the influence.
Strickland v. Washington, 466
U.S. 668 (1984), describes the analysis applicable to an ineffective counsel
claim. Wisconsin holds that the
defendant bears the burden of proving both deficient performance and prejudice. State v. Sanchez, 201 Wis.2d
219, 232, 548 N.W.2d 69, 74 (1996).
This court concludes that there was no showing of prejudice or, to put
it another way, trial counsel's error was harmless.
The State does not
contest the inadmissibility of the PBT test result.[1] Rather, it argues that neither defense
counsel nor the prosecutor elicited evidence of the result. In this case, defense counsel elicited the
fact that a PBT test was taken, inviting the State's response to show that the
test did not undermine the officer's belief that Wolff was under the
influence. Counsel apparently conceded
at the postconviction hearing that this violated the first prong of the Strickland
standard.
Nevertheless, this court
agrees with the State's contention that if performance was deficient, it was
not prejudicial. Wolff's argument to
the contrary is premised on a claim that the jury heard the PBT test result of
.13, a number higher than the Intoxilyzer test of .10. With that premise, he contends that his
defense that the alcohol curve was upward bound at the time of the Intoxilyzer
test is called into question. The
record reveals that the test result was never discussed. The evidence of a PBT test merely suggested
a confirmation of the Intoxilyzer. The
defense based upon the alcohol curve was not impacted.
Finally, as a matter of
equal importance, the trial court instructed the jury that PBT test results are
inadmissible in evidence and not to be considered by the jury. Juries are presumed to obey the instructions
given by the court absent a contrary indication. State v. Knight, 143 Wis.2d 408, 414, 421 N.W.2d
847, 849 (1988). This court therefore
concludes that the PBT evidence constituted harmless error at best.
Wolff next contends that
the trial court erred by presenting pattern jury instruction Wis J I—Criminal 2669. This instruction informs the jury that if it
finds that the defendant had .10 grams of alcohol in 210 liters of the
defendant's breath (the Intoxilyzer reading), then it may find from that fact
alone that he had a prohibited alcohol concentration at the time of driving,
but need not do so. This language
alone, in a case where the alcohol curve is in dispute, is inaccurate. The court, however, immediately followed the
preceding instruction with language from pattern jury instruction Wis J I—Criminal 234:
Evidence has also been
received as to how the body absorbs and eliminates alcohol. You may consider this evidence regarding the
analysis of the breath sample and the evidence of how the body absorbs and
eliminates alcohol along with all the other evidence in the case giving it just
such weight as you determine it is entitled to receive.
You
the jury are here to decide these questions on the basis of all of the evidence
in the case, and you should not find that the defendant ... had a prohibited
alcohol concentration of .10 or more at the time of the alleged operating ...
unless you're satisfied of that fact beyond a reasonable doubt.
The
preceding language advised the jury that it was entitled to consider the
absorption evidence along with the test result.
A trial judge may
exercise wide discretion in issuing jury instructions based upon the facts and
circumstances of a particular case. State
v. Vick, 104 Wis.2d 678, 690, 312 N.W.2d 489, 495 (1981). It is a well-established proposition that a
single jury instruction is not to be judged in artificial isolation. Id. at 691, 312 N.W.2d at
495. While there was a total absence of
evidence to show when Wolff consumed intoxicants, and the test was taken almost
an hour after the arrest, the jury was entitled to infer that some drinking may
have occurred within an hour and a half of the test. The instructions in this case allowed the jury to adopt that
inference and to conclude that the .10 test result was higher than Wolff's
status at the time he drove. The fact
that the jury chose not to do so does not render the instructions erroneous.
Next, Wolff contends
that the court prematurely resorted to the use of Wis J I—Criminal 520.
That instruction is sometimes used where the jury indicates it is
deadlocked. The record shows that the
jury initially retired to deliberate at 3:03 p.m. The State does not dispute Wolff's
allegation that the following proceedings occurred at approximately 6:10 p.m.,
or that the final verdict was received at approximately 6:45 p.m.:
THE COURT: We're back on the record .... Court has now received a message
from the jury indicating that they have reached a verdict on one count, but we
are deadlocked ten ... deadlocked on the other count. This is a very solid deadlock is the message from --
[PUBLIC DEFENDER]: Ten to two?
THE
COURT: Is what the indication is?
The
court, after hearing from counsel, indicated that it would give the
supplementary instruction.
Defense counsel objected
to the use of the instruction. The
court then read the previous instruction.
At this point, a juror raised his hand and the following occurred:
THE COURT: I can't entertain questions if that's --
JUROR ... : I got a real serious problem.
I'm a dairy farmer. I told [the
clerk of court] about this. I'm 2 1/2
hours late the way it is.
THE
COURT: I understand that, and all I can
do is rely on the instruction that I just gave and ask you to again retire to
the jury room.
The supplementary
instruction reads:
[Y]ou jurors are as competent to decide
the disputed issues of fact in this case as the next jury that may be called to
determine such issues.
You are not going to be made to agree,
nor are you going to be kept out until you do agree. It is your duty to make an honest and sincere attempt to arrive
at a verdict. Jurors should not be
obstinate; they should be open-minded, they should listen to the arguments of
others and talk matters over freely and fairly and make an honest effort to
come to a conclusion on all of the issues presented to them.
...
[You will] please retire again to the jury room ....
As the comment to the
pattern jury instruction explains, the text of the instruction is believed to
be consistent with the ABA Standards for Criminal Justice (Trial by
Jury) (2d ed. 1978), and this standard is emerging as the preferred
response to the "deadlocked jury" problem.
Contrary to Wolff's
contention, the use of the deadlocked jury instruction does not pose the
problem presented in Knight.
In Knight, after the jury indicated it had reached a
verdict in four of six counts against the defendant but was deadlocked on the
other two, the prosecution and defense counsel agreed that it would accept the
verdicts "as they were" in lieu of the deadlocked jury
instruction. Id. at 412,
421 N.W.2d at 849.
After the jury was
called into open court, the verdict results were read to the jury. The jury indicated that it did not want more
time to deliberate. After a sidebar
conference, the trial court gave the instruction over defendant's objection and
excused the jury for further deliberation.
Later the court indicated that it had changed its mind upon learning to
its surprise which of the particular charges caused the deadlock. The jury found the defendant guilty on all
counts. Id. at 413, 421
N.W.2d at 849. Our supreme court
decided that generally a verdict is considered accepted by the court when it is
received and announced in open court. Id.
at 416, 421 N.W.2d at 850. Thus, the Knight
court decided that the court's action constituted an acceptance of the jury
verdicts as well as the deadlock. Id.
at 417, 421 N.W.2d at 850.
In this case, although
the jury disclosed that it had reached a verdict, the court did not inquire
further into that verdict. The jury did
not disclose whether it had found Wolff guilty or not guilty or which of the
two charges it could not agree upon.
This court is satisfied that the court acted within its broad discretion
in instructing the jury and allowing it to return to deliberate further.
Finally, this court
concludes that counsel's failure to seek voir dire of the juror constituted a
waiver. The waiver rule is viewed with
favor because failure to bring a matter to the trial court's attention denies
the trial court the opportunity to rule on the matter after it gives
consideration to the request; notice allows the trial court to prevent error. State v. McMahon, 186 Wis.2d
68, 93, 519 N.W.2d 621, 631 (Ct. App. 1994).
By the Court.—Judgment
and order affirmed.
This opinion will not be
published. Rule 809.23(1)(b)4, Stats.
[1] Section 343.303, Stats.,
provides:
Preliminary breath screening test. If a law enforcement officer has probable cause to believe that the person is violating... [the OWI statute]...the officer, prior to an arrest, may request the person to provide a sample of his or her breath for a preliminary breath screening test using a device approved by the department for this purpose. The result of this preliminary breath screening test may be used by the law enforcement officer for the purpose of deciding whether or not the person shall be arrested ... and whether or not to require or request chemical tests as authorized under s. 343.305 (3). The result of the preliminary breath screening test shall not be admissible in any action or proceeding except to show probable cause for an arrest, if the arrest is challenged, or to prove that a chemical test was properly required or requested of a person under s. 343.305 (3).