COURT OF APPEALS DECISION DATED AND RELEASED November 5, 1996 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62(1), Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 96-0862-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT III
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
JONATHAN C. GARCIA,
Defendant-Appellant.
APPEAL from a judgment
and an order of the circuit court for Brown County: PETER J. NAZE, Judge. Affirmed.
Before Cane, P.J.,
LaRocque and Myse, JJ.
PER CURIAM. Jonathan Garcia appeals
a conviction of three counts of first-degree sexual assault of a child and an
order denying postconviction relief. Garcia
contends that he was denied due process when the State failed to disclose
exculpatory evidence in its possession.
Garcia further alleges that he did not receive effective assistance of
counsel because of his counsel's failure to impeach the credibility of the
State's witness with the two prior convictions that the court ruled admissible;
failed to introduce a 1984 conviction for child abuse of the victim's mother in
furtherance of Garcia's theory that the child was intimidated into testifying
falsely against Garcia; failed to conduct a sufficient investigation to
discover various exculpatory records in possession of the department of social
services; and failed to call an alibi witness to establish that he did not
reside in the household with the victim during the summer months when the
alleged sexual assault occurred.
Because we conclude the exculpatory evidence was not in the exclusive
possession of the prosecution and was known by Garcia at the time of trial, and
that counsel was not ineffective, the judgment of conviction is affirmed.
Garcia asserts that the
State's failure to voluntarily produce two records located in the Department of
Social Services violated Garcia's right to exculpatory evidence under Brady
v. Maryland, 373 U.S. 83 (1963).
The social services' records Garcia contends the prosecution should have
disclosed include a 1985 report showing the victim was in foster care during
that year, and a social services' interview of the victim in which she alleged
that Garcia engaged in sexual intercourse with her. We conclude that the social services' record demonstrating that
the victim was in foster care in 1985 was not known by the prosecution to be
exculpatory until the victim testified at trial that she had been a resident of
her mother's household during that year.
It was only after such testimony that the record may have been relevant
to impeach the victim's contention in regard to her residency in her mother's
household several years prior to the alleged sexual assault.
Garcia also contends
that the social services' records would have demonstrated that when first
reporting the sexual assault the victim contended that Garcia had engaged in
sexual intercourse with her. At the
time of trial, however, the victim testified that Garcia engaged in sexual
contact and denied that the sexual conduct included sexual intercourse.
The assertion that the
State's failure to produce the social services' records is a violation of Brady
must fail for two reasons. First, the
information Garcia sought was contained in social services' records. As a result, Garcia had the right to obtain
such records, but made no effort to obtain the records. Accordingly, we cannot conclude that the
records were in the exclusive control of the prosecution, which is an essential
element of the Brady requirement that the prosecution produce
potentially exculpatory evidence.
More importantly,
information contained in the records was fully known by Garcia at the time of
trial. He obviously was aware of the
victim's residence in 1985 because he was residing with the victim's mother
during that period of time. He could
have impeached the victim based upon a myriad of evidence available to Garcia,
including his knowledge that her testimony that she was a resident of her
mother's household during that time was erroneous. Garcia cannot contend that the failure to produce one piece of
evidence that could have been used to impeach the victim is a denial of due
process when a variety of other impeaching evidence was readily available,
including the mother's testimony, the supervising social worker's testimony and
Garcia's own testimony.
The record discloses
Garcia was also well aware of the nature of allegations made in the first
interview. Indeed, his counsel
cross-examined on the discrepancy between the sexual conduct alleged in the
initial interview and the sexual conduct described in the victim's testimony
during trial. Because he had a fair
opportunity to impeach the victim based upon this discrepancy, he cannot now
claim that the failure to produce the written records he made no independent
effort to obtain somehow denied him his right of due process.
Next, Garcia contends
that he was denied the effective assistance of counsel because: (1) Counsel failed to impeach the
victim's mother by demonstrating that she had two prior criminal convictions
that the trial court determined to be a proper basis of impeachment prior to trial;
(2) counsel failed to introduce the mother's 1984 conviction of child abuse in
support of Garcia's theory that victim's mother had intimidated the victim into
falsely testifying because her mother was retaliating against Garcia for his
abuse of her; (3) counsel failed to obtain social service's records
demonstrating that the victim was in foster care in 1985, a contradiction of
her trial testimony that she was a resident of her mother's household at that
time, and the initial interview of the social worker in which the victim
indicated sexual intercourse had occurred with Garcia contrary to her trial
testimony regarding the sexual contact; and (4) an "alibi"
witness was available that would have demonstrated that Garcia was not a member
of the household in which the victim resided during a portion of the summer
when the sexual assault occurred, despite the testimony from other witnesses
that he was.
Allegations of
ineffective assistance of counsel are analyzed under the doctrine of Strickland
v. Washington, 466 U.S. 668 (1984).
To establish ineffective assistance of counsel, a defendant must
demonstrate that counsel's performance was deficient and that counsel's errors
or omissions were prejudicial to the defense.
Strickland, 466 U.S. at 694; State v. Pitsch,
124 Wis.2d 628, 640-41, 369 N.W.2d 711, 718 (1985). Even if counsel's performance was deficient, if a defendant is
not prejudiced by such deficiencies, the conviction will not be reversed for
ineffective assistance of counsel. See
Pitsch, 124 Wis.2d at 641-42, 369 N.W.2d at 718-19. Reversal is required only if counsel's
performance was so deficient or prejudicial as to undermine this court's
confidence in the outcome. Id. This is a question of law subject to de novo
appellate review. State v.
Johnson, 153 Wis.2d 121, 127-28, 449 N.W.2d 845, 848 (1990). Further, when reviewing this question, it is
necessary to avoid the distorting effects of hindsight and accord deference to
trial counsel's strategic decisions. Strickland,
466 U.S. at 680-82.
We conclude that none of
the allegations of ineffective assistance of counsel meet the necessary
burden. While counsel acknowledged his
failure to impeach the mother's testimony by demonstrating she had two prior
criminal convictions, we cannot conclude that Garcia was prejudiced by this
omission. First, the mother was not an
eyewitness to the charged offense and, therefore, her credibility is not
essential to the jury's determination.
Moreover, defense counsel attempted to impeach the mother on a variety
of other issues. The existence of the
other prior convictions based upon the totality of the cross-examination of
this witness is not so serious as to cast doubt on the outcome of the trial.
The 1984 conviction of
the mother for child abuse was so remote that it is unlikely that the court
would have admitted the evidence as it relates to an alleged intimidation
during the time of trial. The
suggestion that the mother intimidated the child in order to advance her own
retaliation against Garcia can be made based upon the parental relationship
without demonstrating the fact that the child abuse occurred nine years
previously. This is particularly true
given the tender years of the child.
Also, there was no indication that the child was in fear of physical
abuse from her mother at or immediately before this trial. We, therefore, conclude that counsel's
assistance was not ineffective for failing to impeach the victim's mother with
her previous convictions.
As indicated in our
previous discussion, the social service's records were not essential to Garcia's
defense. The evidence reflected by the
records was well known by Garcia at the time of trial and indeed the difference
in the child's description of the sexual conduct that occurred from reporting
to trial was used by defense counsel during his cross-examination of the
victim. The report would have only
marginally affected the cross-examination of the witness because the nature of
the information in the report was already before the jury.
Finally, counsel
indicated that he failed to produce the alibi witness for strategic
reasons. Counsel did not want to risk
opening the door for evidence that Garcia had physically abused the victim's
mother during that same period of time.
Strategic decisions by counsel are entitled to deference and counsel's
decision not to open the door was certainly a reasonable basis for calling a
witness whose testimony was only tangentially relevant. This witness could not testify that the
sexual assault did not occur, but only that he was not a resident of the
household during the time in which he was alleged to be. The fact that he was in the household at
various times during this period was not denied, so the testimony was
insufficient to demonstrate that Garcia did not have the opportunity to engage
in the alleged sexual assaults.
Finally, Garcia argues
that this court should exercise its power of discretionary reversal pursuant to
§ 752.35, Stats., and order
a new trial because the real controversy was not fully tried. Because we believe the real controversy was
fully tried, we decline to exercise our discretionary power in this case. Because we conclude that there was no
violation of Garcia's right to due process based upon the prosecution's failure
to produce exculpatory evidence and that Garcia was not denied the effective
assistance of counsel, the judgment of conviction and sentence imposed are
affirmed.
By the Court.—Judgment
and order affirmed.
This opinion will not be
published. Rule 809.23(1)(b)5, Stats.