COURT OF APPEALS DECISION DATED AND RELEASED JULY 30, 1996 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62(1), Stats. |
This opinion is subject to
further editing. If published, the
official version will appear in the bound volume of the Official Reports. |
No. 96-0069-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT III
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
ADAM C. HILBERT,
Defendant-Appellant.
APPEAL from a judgment
of the circuit court for Marinette County:
TIM A. DUKET, Judge. Affirmed.
Before Cane, P.J.,
LaRocque and Myse, JJ.
CANE, P.J. Adam Hilbert appeals his
judgment of conviction for five felonies.[1] Hilbert argues that the trial court
erroneously exercised its discretion when it denied his motion to withdraw his
no contest pleas for each of the crimes, that the no contest pleas were
improperly accepted and that his attorney provided ineffective assistance of
counsel. We reject Hilbert's arguments
and affirm the judgment of conviction.
The crimes in this case
stem from an incident during which Hilbert was a passenger in a stolen car
driven by Shannon Surprise.[2] Hilbert sat in the front seat, and a third
passenger, Mike Wetzel, was in the back seat.
The car was involved in a high-speed chase that ended when the three men
fled on foot. Hilbert and Surprise were
eventually apprehended in California.
At the preliminary
hearing, Wetzel testified that Hilbert had a gun and fired it out the car
window at three separate officers during the course of the high-speed
chase. The information charged Hilbert
with three counts of attempted first-degree intentional homicide, party to a
crime. Ultimately, Hilbert pleaded no contest to an amended information that
reduced the three counts of attempted first-degree intentional homicide to
first-degree reckless endangerment, party to a crime. Hilbert also pleaded no contest to the charges of operating a
motor vehicle without the owner's consent, party to a crime, and fleeing an
officer, party to a crime.
Approximately
seven days after pleading no contest, Hilbert sent to his attorney, the trial
court and the State a handwritten letter indicating he wanted to withdraw his
no contest pleas. The trial court
conducted a hearing on Hilbert's motion, during which Hilbert testified and his
attorney, Jane Krueger Smith, questioned Hilbert about his reasons for wanting
to withdraw his plea. During his
testimony, Hilbert read a statement of facts he had prepared on his own and
brought to court. The statement said
that Hilbert believed he should be allowed to withdraw his pleas for a variety
of reasons, including that he had been told he had thirty days to withdraw his
plea, that Smith had threatened him by telling him, "If you ever want to
see your son again you will take the plea bargain," and that he was not
guilty of the crimes because it was Wetzel who had fired the gun and who had coerced
Hilbert and Surprise into continuing the chase by threatening them with the
gun.
After presenting
additional testimony, Smith told the trial court that she felt Hilbert may need
new counsel because she might have to testify in the case because Hilbert's
testimony involved accusations that she had threatened him and that she was
ineffective for not discussing a coercion defense with him. The trial court agreed and continued the
plea withdrawal hearing. Hilbert
obtained new counsel, who called Smith to testify at the continued
hearing. The trial court ultimately
denied Hilbert's motion and scheduled the case for sentencing. The trial court sentenced Hilbert to a total
of thirty-three years in prison.
Additional facts will be discussed as needed throughout this opinion.
Hilbert argues first
that the trial court erroneously exercised its discretion when it denied
Hilbert's motion to withdraw his plea.
Hilbert argues he showed by a preponderance of the evidence that he had
three fair and just reasons for withdrawing his pleas, any one of which
justified plea withdrawal: (1) he
maintains his innocence; (2) he was coerced by his attorney into accepting the
plea bargain; and (3) he thought he had thirty days to withdraw his pleas. Hilbert makes three additional
arguments: (1) the trial court
improperly accepted the no contest pleas because he was not advised of his
right to be presumed innocent; (2) there was an insufficient factual basis for
two of the counts; and (3) Smith provided ineffective assistance of counsel by
violating her duty of confidentiality.
We examine each argument in turn.
I. TRIAL COURT'S DENIAL OF MOTION TO WITHDRAW PLEAS
Hilbert argues the trial
court erroneously exercised its discretion when it denied Hilbert's motion to
withdraw his no contest pleas. The
standard for granting a motion to withdraw a plea that occurs before sentencing
requires the defendant to show a fair and just reason. State v. Shanks, 152 Wis.2d
284, 288, 448 N.W.2d 264, 266 (Ct. App. 1989).
The reason must be something other than the desire to have a trial. State v. Canedy, 161 Wis.2d
565, 583, 469 N.W.2d 163, 170-71 (1991).
Whether a defendant meets this burden lies within the trial court's
discretion. Shanks, 152
Wis.2d at 288, 448 N.W.2d at 266. We
will sustain the trial court's ruling denying Hilbert's motion to withdraw his
no contest pleas as long as the trial court did not erroneously exercise its
discretion. See Canedy, 161
Wis.2d at 579, 469 N.W.2d at 169. The
trial court's ruling constitutes a proper exercise of discretion if the
decision was based on the relevant facts, as applied to the appropriate law,
and resulted in a reasoned and reasonable determination. Id. at 579-80, 469 N.W.2d at
169.
A. Innocence
We begin with Hilbert's
claim that he is innocent and that this constitutes a fair and just reason to
withdraw his pleas. An assertion of
innocence is an important factor to consider, but it is not in itself dispositive. See Shanks, 152 Wis.2d at 290,
448 N.W.2d at 266. While an assertion
of innocence alone may constitute a fair and just reason for plea withdrawal,
it must be supported by evidence in the record, see id. at 290,
448 N.W.2d at 267, otherwise any rule that allowed a guilty plea to be
withdrawn simply on the basis of a defendant's unproven, and possibly untrue,
assertion of innocence would be equivalent to authorizing automatic plea
withdrawal, see United States v. Carr, 740 F.2d 339, 344 (5th
Cir. 1984) (citing United States v. Barker, 514 F.2d 208, 221
(D.C. Cir. 1975).
Hilbert's claim of
innocence is based on his assertion that he was not the gunman and that Wetzel
forced Surprise and Hilbert to continue with the chase by stating, "I'm
the one with the gun, so just do it."[3] Hilbert argues that based on the facts, the
prosecution might be unable to prove that Hilbert is guilty of the charges, as
a principal or as a party to the crime, because he did not intentionally aid
either of those crimes and was merely a passenger in a car over which he had no
control.
In support of his claim
of innocence, Hilbert points to the testimony of two witnesses who testified
that Wetzel told them, in front of Hilbert and Surprise, that Wetzel was the
gunman, not Hilbert. One witness,
Michelle DeCaluwe, testified at the continued motion hearing that she received
a call from Surprise, who asked her to pick up Surprise, Wetzel and Hilbert in
Port Washington. DeCaluwe said she
picked up the three men as requested and that all three men were extremely
intoxicated. She then drove them to the
south side of Milwaukee to drop off Wetzel.
DeCaluwe testified that
during the drive, Wetzel told her about the high-speed chase. She stated:
"[F]rom my understanding, and the way Mike [Wetzel] was talking, he
had pulled out this gun, or something, was shooting out the window." DeCaluwe testified that Wetzel seemed very
excited and was "almost bragging about it." DeCaluwe also testified that Surprise told her he had been driving
and that Hilbert never told her he shot the gun. Finally, DeCaluwe said that a day or two after she gave him a
ride, Wetzel repeated his statement that he had shot the gun.
On cross-examination,
the State asked DeCaluwe whether she had ever heard Surprise or Hilbert say
anything to Wetzel like, "You threatened us to get us to do this. Now, we are involved in this." DeCaluwe answered no and also testified that
she had never heard Hilbert complain that he had been forced to be involved in
activities with Surprise and Wetzel.
The second witness,
Michelle Pentony, testified at the sentencing hearing.[4] She said that Wetzel told her "that
Adam [Hilbert] and Shannon [Surprise] were being pussies and they wouldn't
shoot and that he—that he was—I don't remember exactly what he was—basically,
saying that they wouldn't shoot and he was the only one cool enough."
In addition to arguing
that DeCaluwe's testimony supported his claims, Hilbert read a prepared
statement at the continued plea hearing, which stated:
[T]he defendant's attorney, Attorney
Krueger Smith, misled the defendant into thinking, even if they could prove he
didn't shoot the gun, that the State could possibly convict him of party to a
crime, whereas, the defendant was actually coerced into the crime.
The defendant did not know the
coercion—that coercion was a defense.
And until he himself picked up a statute book and looked up defenses
under statutes 939.46 paren one, Wisconsin Stats.
The trial court examined
Hilbert's claim that he was not the gunman and that he was forced to ride in
the car. The trial court found that at
the time of Hilbert's plea, he knew he had witnesses available to testify that
Wetzel, rather than Hilbert, was the gunman.
Additionally, the trial court observed that even if Wetzel was the
gunman, that does not mean Hilbert could not also be guilty, as a party to the
crime. The trial court rejected
Hilbert's argument that he had been coerced by Wetzel, stating:
I find it incredible that he—if Wetzel was
making threats against Surprise and against [Hilbert], that he would not convey
that to his attorney who had repeated conversations, hours in length, with him
prior to making the plea decision on May 3rd, 1995.
He never gave Attorney Smith any indication
from the time she entered the case until after his plea was concluded on May
3rd, that Wetzel had threatened him or Surprise inside the car.
The trial court also
found Hilbert's testimony that he had been coerced by Wetzel inconsistent with
DeCaluwe's testimony that she picked up the three men together. The trial court said DeCaluwe's testimony
indicated that the three men were a tightly knit group that sought to escape
apprehension by getting DeCaluwe to pick them up and deliver them to different
destinations. Additionally, the trial
court found Hilbert's claim of coercion inconsistent with the fact that he and
Surprise fled to California. The trial
court also noted that Surprise told an investigator that since escaping from
the Sanger B. Powers Correctional Facility, he and Hilbert had been involved in
the theft of three trucks, two cars, one burglary, and entry into a home. The trial court said these activities indicated
not coercion, but that Hilbert and Surprise were like Bonnie and Clyde,
stealing and pillaging and doing whatever they wanted.
In sum, the trial court
found that Hilbert's assertion of innocence was unsupported by the record,
because even if Wetzel was the gunman, there was no evidence, besides Hilbert's
assertion, that Wetzel threatened Hilbert with the gun in the car. Based on the trial court's findings, we
conclude the trial court did not erroneously exercise its discretion when it
concluded that Hilbert's unsupported assertion of innocence was not a fair and
just reason to allow him to withdraw his pleas.
B. Coercion
Next, Hilbert claims his
attorney coerced him into accepting the plea bargain by stating, "If you
ever want to see your son again you will take the plea bargain." The trial court heard Hilbert's claims about
what Smith told him at the hearing when Hilbert read his prepared statement. The trial court also heard testimony from
Smith at the continued hearing. In
response to questions from Hilbert's new attorney, Smith explained the comments
she made to Hilbert concerning his child:
A:[Hilbert]
had brought up several times how much he loved his son and how the amount of
difficulty he had had seeing his child at times, sometimes because of his
incarceration and sometimes because the young lady plain wasn't always
cooperative with him.
But,
in the conversation that we had—I took it almost as sort of a break from
discussing the case. And Adam didn't
get a lot of visits. And I think
sometimes he wanted to talk about cases in order to clear his brain and
think. And he leaned back and asked me
about my children. I told him how old
they were and—that there is a boy and a girl.
And basic cute kid stories for a couple minutes and asked about the baby
I am now expecting and due.
And
he started to tell me now much—about his own and say how much he loved him,
cute things he did, and how much he loved him.
He said to me, well, I suppose if I ever really want to see him before
he is grown up, I better take this deal huh?
Q:What
was your response to that?
A:It
is a lot more likely the maximum is 49 [years] given the good times rules than
if there is a possibility of 195 [years] or so.
The trial court
specifically found that Smith did not coerce or badger Hilbert into taking the
plea and that Smith had professionally laid out the options, repeatedly
emphasizing that the decision was Hilbert's and not hers. The trial court noted:
Certainly, the talk of the child, is not
unnatural or unusual. It is something
that he had to take into consideration.
From his own testimony and the testimony of his witnesses, the child he
loves and the child's very important to him.
It was his calculus, it was—it is mathematics that he had to put it all
together to make a decision whether it was worth risking going to trial and
picking up a significantly lengthier prison sentence than to take the plea
bargain and—as recommended by the District Attorney, with a 30-year cap and the
49 year maximum exposure.
In
short, after hearing both versions of the conversation concerning Hilbert's
child, the trial court believed the attorney and found she had not coerced
Hilbert. This credibility determination
is left to the trial court. See State
v. Owens, 148 Wis.2d 922, 930-31, 436 N.W.2d 869, 872-73 (1989). We will not disturb it. Accordingly, we conclude the trial court did
not erroneously exercise its discretion when it concluded Hilbert's claim of
coercion did not constitute a fair and just reason for plea withdrawal.
C. Misunderstanding
Hilbert claims another
fair and just reason for plea withdrawal was his misunderstanding of the
consequences of a guilty plea. Genuine
misunderstanding of a guilty plea's consequences is a ground for
withdrawal. Shanks, 152
Wis.2d at 290, 448 N.W.2d at 266.
However, the misunderstanding must actually exist. Canedy, 161 Wis.2d at 585, 469
N.W.2d at 171. Our supreme court has
held that a trial court does not unreasonably exercise its discretion where it
disbelieves the defendant's contention that he misunderstood the consequences
of the plea. See id. at
585-86, 469 N.W.2d at 171-72. Here,
Hilbert claims that he mistakenly believed he had thirty days to withdraw his
pleas after he entered them. The State
argues, as the trial court found, that Hilbert's misunderstanding was not
genuine.
At the motion hearing,
Hilbert conceded that although he thought the trial court had told him at the
plea hearing that he had thirty days to withdraw his plea, "After reading
the transcript, I see that you must not have said that." Hilbert cited two possible sources for his
confusion. The first potential source
of confusion was the written waiver of rights form that Smith filled out with Hilbert
before his plea. It contained the
following paragraph:
19. I have been informed by my attorney, and I
understand, that should I desire any post-conviction relief from the Judgment
of Conviction entered at this proceeding, that I have twenty (20) days after
the date of sentencing to file with the trial court (clerk) and serve on the
District Attorney a Notice of my intent to pursue post-conviction relief; also,
if I desire representation by an attorney appointed by the Office of the Public
Defender within thirty (30) days thereafter I must order a transcript of the
court reporter's notes of the proceedings held herein, unless represented by an
appointed public defender attorney who shall make such request within 50 days
after the filing of said Notice of intent to pursue post-conviction relief.
When asked how this
paragraph indicated a thirty-day period in which he could withdraw his plea,
Hilbert testified, "I cannot say for sure what I was thinking. All I can say, that I thought I had 30 days
to withdraw my plea." He also
stated that until he looked at the transcript of the plea hearing, "I
thought [the trial court] specifically pointed at number 19, asked me if I
understood that question, and I understood it, that question, to be that I had
30 days to withdraw my plea."
The only other time the
phrase "thirty days" arose at the plea hearing was when the trial
court misspoke regarding the district attorney's sentencing
recommendation. The trial court stated: "Mr. Hilbert understands that, the 30-day
limit—or the 30-year limit by the District Attorney's office is a consecutive
recommendation?" Hilbert
testified, "I don't know if I might have heard that and understood
something different or—I can't say for sure."
The trial court
disbelieved Hilbert's claim of misunderstanding, noting that it had gone out of
its way to take a meticulously thorough plea that filled over forty-eight pages
of transcript. The trial court stated:
And I think it shows a thorough
understanding by Mr. Hilbert on May 3rd, 1995, that of everything that he
needed to demonstrate on the record, to show that his plea was freely,
voluntarily and intelligently made. I
think when he changed his mind, he went about searching and winnowing for an
excuse to pull the plug on the plea.
That's why I think he hones in on page 31
where the Court made a reference to 30 days and said, no, it is 30 years. I want Mr. Hilbert to be aware that on the
bottom of page 31, that we are talking about the 30-year recommendation from
the DA's office as being consecutive to the Outagamie sentence for escape.
And so he latched onto that. ... [I]t
doesn't say what he wants it to say, so he kind of searches through this
request to enter plea and waiver of rights form. And he sees another reference to 30 days, and—at number 19 of the
plea questionnaire form.
....
I am of the opinion that nobody ever told
him that he had 30 days to—to back out of the plea. I don't believe Attorney Smith did. Court will find she didn't and the Court never told him
that. Not on page 31 of the transcript,
and he wasn't given such an indication in number 19 of the waiver of rights
request to enter plea form that he filled out.
We will not disturb the
trial court's determination of Hilbert's credibility. See Owens, 148 Wis.2d at 930-31, 436 N.W.2d at
872-73. We conclude the trial court did
not erroneously exercise its discretion when it concluded Hilbert had not
advanced a fair and just reason for plea withdrawal, because the trial court
implicitly concluded Hilbert's misunderstanding was not genuine.
II. ACCEPTANCE
OF THE NO CONTEST PLEAS
Hilbert argues the trial
court improperly accepted the no contest pleas because he was not advised of
his right to be presumed innocent.
Hilbert did not raise this issue at his plea withdrawal hearing, so
there are no trial court findings on whether Hilbert was adequately advised of
his constitutional rights. Nonetheless,
we have examined the plea transcript and will address Hilbert's argument.
Hilbert argues in his
brief that he was never advised of his right to be presumed innocent:
The
judge went through Defendant's other rights with him, but failed to advise him
of this most fundamental right. The
Request to Enter Plea form, which was made a part of the record by the judge,
also made no mention of Adam's right to be presumed innocent until proven guilty. Had Adam been aware that he was presumed
innocent until and unless the prosecution proved each and every element
beyond a reasonable doubt, he would have been able to hold firm to his desire
and right to have a jury trial.
(Emphasis in original.)
The transcripts reveal
that although the phrase "presumed innocent" was not used in the
written plea waiver form or by the trial court, Hilbert was advised of his
constitutional rights concerning the State's burden of proof. The trial court told him:
Mr. Hilbert, by pleading no contest to
these 5 counts, you admit you committed the crime, and, thus, you relieve the
State of proving at a trial that you committed the crimes.
And by pleading no contest, you also waive,
that is, give up important constitutional rights. First, you give up the right to have the State prove you
committed each element of the various crimes, and must convince each member of
the jury beyond a reasonable doubt that you committed the crime.
This language is almost
identical to that in Wis J I-Criminal
SM-32, which provides trial courts with specific language that should be used
during a plea colloquy. Our supreme
court in State v. Bangert, 131 Wis.2d 246, 272, 389 N.W.2d 12, 25
(1986), urged trial courts to closely follow all of the procedures for the
taking of a guilty or no contest plea as set forth in SM-32. Bangert noted, we
"believe that careful adherence to SM-32 will satisfy the constitutional
standard of a voluntary and knowing plea." Id. Hilbert
has offered no authority for his argument that the trial court's instructions
on the burden of proof needed to reflect the words "presumed
innocent." Indeed, the section on
waiver of constitutional rights found in SM-32 does not contain the words
"presumed innocent." We
cannot conclude the trial court's instructions failed to provide Hilbert with
notice of his constitutional right to make the State prove his guilt beyond a
reasonable doubt.
Moreover,
the written plea questionnaire also informed Hilbert of his rights. It stated, "I will be giving up my
right to make the State prove me guilty to the Court or to each member of the
jury by evidence beyond a reasonable doubt." For these reasons, we reject Hilbert's claim that he is entitled
to relief from the judgment on this basis.
III. FACTUAL
BASIS FOR COUNTS TWO AND THREE
Next, Hilbert argues
that there was an insufficient basis for counts two and three of the amended
information, so it was improper for the trial court to accept the plea. Again, Hilbert raises this issue for the first
time on appeal. Nonetheless, we have
reviewed the transcripts of the plea hearing and the preliminary hearing and
will address the issue.
The trial court
concluded there was a sufficient factual basis for Hilbert's pleas to all
counts of the amended information.
Where the trial court has concluded that the evidence provides a
sufficient factual basis to support the plea, an appellate court will not upset
that factual finding unless the findings are contrary to the great weight and
clear preponderance of the evidence. See
State v. Mendez, 157 Wis.2d 289, 295, 459 N.W.2d 578, 580 (Ct. App.
1990). This is the equivalent of the
clearly erroneous standard of review. Id.
at 295, 459 N.W.2d at 581.
Hilbert challenges the
factual basis for counts two and three, both of which charge first-degree
recklessly endangering safety and relate to the firing of a gun at officers'
vehicles during the high-speed chase.
The three elements necessary to prove a violation of § 941.30(1), Stats., are: (1) that the defendant endangered the safety of another human
being; (2) that the defendant endangered the safety of another by criminally
reckless conduct, which requires that the defendant's conduct created an
unreasonable and substantial risk of death or great bodily harm to another
person and that the defendant was aware that his conduct created such a risk;
and (3) that the circumstances of the defendant's conduct show utter
disregard for human life. Wis J I-Criminal 1345.
Hilbert argues that even
if he were the gunman, there is insufficient evidence to show he was aware he
was shooting at any people. "The
evidence suggests that he was firing at cars that appeared to be
unoccupied." Hilbert does not
appear to dispute that firing a gun from a speeding car at a person or occupied
vehicle would satisfy the elements of first-degree recklessly endangering
safety. What Hilbert disputes is
whether the facts prove the gunman was aware he was shooting at a human being.
One of the two contested
counts relates to the firing of a gun at constable Dale Paust. Paust testified that he was driving his
vehicle when he heard about the high-speed chase approaching his location. Paust said he pulled off to the side of the
road because of the possibility of a head-on crash with the speeding car. He testified he saw a vehicle speeding
toward him and a squad car with its lights flashing following the vehicle. Paust said that as the cars came at him, he
laid down in the seat to create less of a target and to give himself some
cover. He heard a bang, which he
described as a gunshot. He also heard
what he assumed was a bullet hit his car.
At the time Paust's car was pulled over on the side of the road, its red
and blue lights on the dash, grille and back window were activated, as well as the
siren.
The second contested
count relates to the firing of a gun at deputy Darwin Brown. Brown testified that he was in his squad car
when he was notified about the high-speed chase and was asked to set up a road
block to stop the chase. He parked his
vehicle in the center of the road facing the oncoming vehicles and turned on
all his flashing lights, including the headlights. Brown exited the vehicle and stood at the edge of the road by a
large oak tree, within two feet of the squad car. He testified he saw a car headed straight toward him and then
heard shots fired in his direction.
Given this testimony, we
conclude the trial court's finding that there is a factual basis to support
these two counts is not contrary to the great weight and clear preponderance of
the evidence. When a law enforcement
vehicle's lights are flashing, and, as in the case of Paust's vehicle, the
siren is sounding, a trier of fact could reasonably infer the gunman knew the
car was occupied or that the driver was nearby and could be injured by a shot
fired at the car. We therefore reject
Hilbert's challenge to the factual basis for counts two and three.
IV. DUTY OF
CONFIDENTIALITY
Hilbert's final
argument, raised for the first time on appeal, is that Smith provided ineffective
assistance of counsel by violating her duty of confidentiality. Hilbert argues Smith violated her duty when
she informed the trial court at the first motion hearing that she felt new
counsel should be appointed because she may have to become a witness in the
case, given Hilbert's testimony that she had coerced him and the fact that some
of the statements attributed to her implied facts that were inaccurate.
Whether counsel's
actions constitute ineffective assistance is a mixed question of law and fact. State v. Johnson, 133 Wis.2d
207, 216, 395 N.W.2d 176, 181 (1986).
The trial court's determinations of what the attorney did, or did not
do, and the basis for the challenged conduct are factual and will be upheld
unless they are clearly erroneous. Id. However, the ultimate conclusion whether the
attorney's conduct resulted in a violation of the right to effective assistance
of counsel is a question of law. Id.
Ineffective assistance
of counsel claims are reviewed under the two‑pronged test set out by the
United States Supreme Court in Strickland v. Washington, 466 U.S.
668 (1984). State v. Pitsch,
124 Wis.2d 628, 633, 369 N.W.2d 711, 714 (1985). If the defendant fails to adequately show one prong of the Strickland
test, we need not address the second. Strickland, 466 U.S. at 697. The first prong requires that the defendant show counsel's
performance was deficient; that is, counsel made such serious errors that
counsel is no longer functioning as the "counsel" guaranteed to the
defendant by the Sixth Amendment. Id.
at 687. The second prong requires that
the defendant show that the deficient performance prejudiced his or her
defense. Id.
Under the Strickland
test, we may reverse the order of the two tests and, if the defendant has
failed to show prejudice, omit the inquiry into whether counsel's performance
was deficient. State v. Sanchez,
201 Wis.2d 219, 548 N.W.2d 69, 76 (1996).
To show prejudice, the defendant must show that there is a reasonable
probability that, but for counsel's unprofessional errors, the result of the
proceeding would have been different. Strickland,
466 U.S. at 694. Not every error that
conceivably could have influenced the outcome undermines the reliability of the
result of the proceedings. Pitsch,
124 Wis.2d at 641, 369 N.W.2d at 718 (citing Strickland, 466 U.S.
at 693).
We
begin with the second prong of the Strickland test. We conclude Hilbert has failed to show
prejudice because there is no reasonable probability that but for counsel's
alleged unprofessional errors, the result of the proceeding would have been
different.[5] Here, Hilbert took the stand at the plea
withdrawal hearing and alleged, among other things, that he had accepted the
plea bargain as a "direct result of my attorney saying to me: If you ever want to see your son again you
will take the plea bargain."
Hilbert argues, "In the present case, had counsel not testified
against Mr. Hilbert, had she not advised the judge that her client was, in her
opinion, not telling the truth, it is likely that Mr. Hilbert's motion for
withdrawal of plea would have been granted." Thus, Hilbert has implicitly argued that he was prejudiced
because if his attorney had remained silent about her version of the alleged
coercion, the trial court would have granted Hilbert's motion to withdraw his
plea.
Hilbert offers no
support for this assertion. It is
impossible for this court to determine simply by looking at the transcript
whether Hilbert's testimony alone would have been sufficient to convince the
trial court to exercise its discretion in favor of allowing him to withdraw the
plea. We cannot adequately assess
Hilbert's credibility as a witness based solely on the transcript; the trial
court is better positioned to decide the weight and relevancy of
testimony. See Weiss v. United
Fire & Cas. Co., 197 Wis.2d 365, 388-89, 541 N.W.2d 753, 761
(1995). Also, because Hilbert raises
this issue for the first time on appeal, the trial court did not have the
opportunity to offer its opinion whether, looking back, it would have granted
Hilbert's motion if Smith had not raised the issue of her testifying. Thus, we cannot conclude Hilbert has shown
he was prejudiced by Smith's alleged error.
Smith also argues that
Smith breached the attorney-client privilege at the continued hearing. We reject this argument because Smith has
not established that Smith's performance was deficient. See Strickland, 466
U.S. at 687 (first prong of test).
Hilbert argues that Smith erred when she took the stand at the continued
motion hearing without asking Hilbert to waive the attorney-client privilege. Hilbert makes this argument despite the fact
that it was his own counsel who called Smith to the stand to discuss her
alleged coercion of him. In State
v. Simpson, 200 Wis.2d 798, 804-05, 548 N.W.2d 105, 107-08 (Ct. App.
1996), we discussed the attorney client privilege:
Section 905.03(2), Stats., provides that a person who obtains professional legal
services from an attorney has a privilege to prevent the attorney from
disclosing confidential communications made for the purpose of rendering those
services. There is an exception to this
privilege, however, when the communications are "relevant to an issue of
breach of duty by the lawyer to the lawyer's client." Section 905.03(4)(c), Stats.
It is beyond dispute that the privilege disappears when the client ...
seeks to reverse a criminal conviction on the grounds that counsel rendered
ineffective assistance. State v.
Flores, 170 Wis.2d 272, 277-78, 488 N.W.2d 116, 118 (Ct. App.
1992). We conclude, however, that the
exception is not limited to these direct attacks on an attorney's performance,
but may also apply in seemingly less direct situations.
Simpson
noted that the defendant's motion to withdraw his plea on the grounds that it
was not knowingly, voluntarily and intelligently made necessarily draws into
question the performance of his attorneys' duty to provide proper advice about
the nature and consequences of the plea.
Id. at 805, 548 N.W.2d at 108. Therefore, we concluded, the defendant could not hide behind the
attorney-client privilege to prevent the State from calling his former
attorneys to testify regarding communications relevant to the entry of the
plea. Id. at 806, 548
N.W.2d at 108. If raising the issue of
voluntariness can constitute waiver of the attorney-client privilege such that
the district attorney can call a defendant's former attorneys, surely a
defendant who raises the issue of voluntariness and calls his former attorney
to the stand to testify about her representation has waived the attorney-client
privilege. Thus, we conclude Hilbert
has not shown Smith was deficient by taking the stand at the continued
hearing.
For the foregoing
reasons, we reject Hilbert's challenges and affirm the judgment of
conviction.
By the Court.—Judgment
affirmed.
Not recommended for
publication in the official reports.
[1] Hilbert pleaded no contest to three counts of first-degree recklessly endangering safety, contrary to § 941.30(1), Stats.; one count of operating a motor vehicle without the owner's consent, contrary to § 943.23(3), Stats.; and one count of fleeing an officer, contrary to § 346.04(3), Stats. Hilbert was convicted as a party to the crime, § 939.05, Stats., and as a habitual criminal, § 939.62, Stats., on all counts.
[2] Hilbert and Surprise were escapees from the Sanger B. Powers Correctional Facility at the time of the incident. Escape charges were filed in another county and are not at issue in this case.
[3] Hilbert also argues that one officer's testimony revealed he could not identify the gunman and that there was no physical evidence of a gunshot. Additionally, Hilbert argues there is a strong probability the gunman could not have seen the second officer when he shot at the officer's car. These two arguments are actually challenging the factual basis for the pleas and are addressed later in this opinion.
[4] Michelle Pentony did not appear at the continued plea withdrawal hearing. However, Hilbert's counsel told the court he had expected she would testify about her conversations with Wetzel. We summarize her testimony to illustrate that she was ultimately able to support Hilbert's claim that he was not the gunman, but unable to offer evidence to support Hilbert's coercion theory.
[5] Because we conclude Hilbert's claim of ineffective assistance fails under the prejudice prong of the test enunciated in Strickland v. Washington, 466 U.S. 668 (1984), we do not consider whether Hilbert's attorney's performance was deficient. This opinion should not be interpreted as having dealt with the complex issues that arise when an attorney believes a defendant has testified falsely.