COURT OF APPEALS DECISION DATED AND RELEASED July 10, 1996 |
NOTICE |
A party may file with the
Supreme Court a petition to review an adverse decision by the Court of
Appeals. See § 808.10 and
Rule 809.62, Stats. |
This opinion is subject to
further editing. If published, the
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No. 95-3508-CR
STATE
OF WISCONSIN IN COURT OF
APPEALS
DISTRICT II
STATE OF WISCONSIN,
Plaintiff-Respondent,
v.
DONALD P. SULLIVAN,
Defendant-Appellant.
APPEAL from a judgment
and an order of the circuit court for Walworth County: MICHAEL S. GIBBS, Judge. Affirmed.
BROWN, J. Donald
P. Sullivan claims that the sentencing court misused its discretion by
considering a companion charge of which he had been acquitted. He further argues that the sentencing court
improperly relied upon hearsay evidence.
He also asserts that his sentence was unduly harsh. We hold that the sentencing court acted
within the bounds of its discretion and affirm.
The facts supporting the
verdicts are as follows. In the early
morning hours of October 1, 1994, Sullivan's car ran off the road. An officer from the town of Bloomfield
police came to the scene and a witness told him that Sullivan had exited his
car and had run into the nearby woods.
When the officer
eventually found Sullivan, the officer saw that Sullivan's face was covered
with blood and that he appeared to be severely injured. The officer also noticed the smell of
intoxicants. The officer warned
Sullivan to stay still and avoid aggravating his injuries.
Sullivan nonetheless
ignored the officer and tried to get up.
The officer then tried to grab Sullivan and hold him still. Sullivan responded by trying to strike the
officer. The officer then tried
subduing Sullivan with a pepper spray.
But it did not work and the two men struggled for a brief period before
another officer arrived and they successfully restrained Sullivan. The first officer claimed that Sullivan
punched him several times during this struggle.
In addition to resisting
arrest and disorderly conduct charges, the State filed one count of felony
battery of a police officer. See
§§ 946.41(1), 947.01 and 940.20(2), Stats. The jury acquitted Sullivan of the felony
battery charge. The State separately
sought a sanction against Sullivan for operating a vehicle while intoxicated.
Before we turn to
Sullivan's three specific challenges to the sentencing decision, we must first
resolve the parties' apparent dispute over the appropriate standard of
review. Sullivan maintains that Harris
v. State, 75 Wis.2d 513, 521, 250 N.W.2d 7, 11 (1977), requires us to
review his claims that the sentencing court considered improper factors under a
de novo standard. He seems to further
suggest that if we conclude that the sentencing court considered an improper
factor, then we must automatically reverse and order that he be
resentenced. The State responds that
our review of sentencing decisions is deferential and that we may not reverse
unless we can conclude from the overall record that the court misused its discretion.
We agree with the
State. Our ability to interfere with
the sentencing court's decisions is limited to instances “where there has been
a clear abuse of discretion.” See id.
at 519, 250 N.W.2d at 10 (quoted source omitted). While the court's reliance on an improper factor may suggest that
it misused its discretion, the court's reliance on an improper factor, standing
alone, does not automatically warrant a reversal of the sentencing decision. See
id. at 518, 250 N.W.2d at 10.
When we review a sentencing decision, we search the whole record to see
if it contains facts to support the court's ultimate decision and if the court
applied those facts in a reasonable manner. See id. at 519, 250 N.W.2d at 10.
We now turn to each of
Sullivan's specific charges. He starts
with the argument that the sentencing court impermissibly considered facts
which had been rejected by the jury.
Sullivan notes that the court relied on evidence that he struck the
officer in the face to reach its conclusion about the severity of his
offenses. Sullivan claims, however,
that the jury seemingly rejected the theory that he struck the officer when it
acquitted him of the battery of a police officer charge. Thus, Sullivan contends that the sentencing
court relied on an improper factor when it reached its ultimate decision.
Under State v.
Bobbit, 178 Wis.2d 11, 17, 503 N.W.2d 11, 14 (Ct. App. 1993), the
sentencing court may look to the circumstances surrounding the offenses to
reach its conclusion. This evidence,
however, need not be accepted by the jury because the information which a court
uses to make a sentencing decision, unlike the proof used to secure a
conviction, need not be established beyond a reasonable doubt. See id. Here, the sentencing court had before it the
officer's testimony regarding how Sullivan had struck him and the severity of
the resulting injuries. This
information provided a sufficient basis on which the sentencing court could
ground a reasonable decision that Sullivan's actions were severe enough to
warrant punishment.
Sullivan points to
language in Bobbit where this court observed that a sentencing
court could conceivably misuse its discretion by relying on evidence which was
“undoubtedly rejected” by the jury. See
id. at 18, 503 N.W.2d at 15.
Sullivan argues that when the jury acquitted him of battery to a police
officer, the sentencing court and this court were duty bound to presume that
the jury rejected the assertion of Sullivan striking the officer. The State responds that the acquittal
resulted from the evidence that it was dark and that the officer was not
readily identifiable as such; therefore, Sullivan may not have known, beyond a
reasonable doubt, that he was striking at an officer. But Sullivan dismisses this argument by claiming that the State
cannot presume that this was the reason why the jury acquitted. Sullivan insists that we must look at the
jury's acquittal as though it “undoubtedly rejected” the charge.
We disagree with
Sullivan. The jury convicted him of
resisting arrest. The facts surrounding
the resisting arrest charge included the officer's testimony that Sullivan
struck him. Physical contact between a
defendant and a police officer can be an element of resisting arrest. See Wis
J I—Criminal 1765 (“To resist an officer means to oppose the
officer by force or threat of force.”)
We conclude that Sullivan's reliance upon Bobbit is
misplaced because upon considering the resisting arrest conviction, we cannot
say, and Sullivan cannot say, that the facts relied on by the sentencing court
were undoubtedly rejected by the jury.
A reasoned view of the testimony suggests that the jury could have
indeed viewed the blows that Sullivan delivered as evidence that Sullivan
resisted arrest. Thus, the sentencing
court had every right to rely upon this information.
Sullivan next argues
that the sentencing court erroneously relied on hearsay evidence. Specifically, Sullivan points to the
prosecutor's oral statements during the sentencing hearing that she “heard”
Sullivan was a “violent” and “dangerous” person. Moreover, Sullivan is
concerned that the trial court relied on the prosecutor's other
statements about how her office had investigated allegations that Sullivan had
threatened the State's witnesses prior to his trial.
Sullivan acknowledges
that the State is permitted to use hearsay evidence of the defendant's other
criminal acts during sentencing arguments.
See generally State v. Marhal, 172 Wis.2d 491, 502-03, 493
N.W.2d 758, 763-64 (Ct. App. 1992).
Nonetheless, he raises a general claim that the prosecutor's information
was “so vague as to be useless, ‘except to poison the well.’”
However, we need not
decide if the sentencing court could use the hearsay evidence. This is because our review of the sentencing
court's decision does not indicate that it relied on the hearsay information
offered by the State. The court
explained that it considered Sullivan's criminal history when it formulated his
sentence, but it specifically referred to evidence of his three prior convictions. The prosecutor may have attempted to secure
a greater sentence through the use of hearsay evidence, but there is no
indication that it won favor with the court or that Sullivan was otherwise
affected by it. We find no misuse of
discretion on this point.
Lastly, Sullivan claims
that the sentence was unduly harsh. He
writes that the State had only minimal evidence which suggested that he had a
violent history or that this was a violent crime. Furthermore, Sullivan asserts that he has only a “minimal
criminal record.” He therefore argues
that the sentencing court had no rational basis to order that he serve six
months confinement in the county jail.
Alternatively, and
accepting that Sullivan did strike the officer, he contends that his sentence
is still overly harsh. Sullivan argues
that he only struck the officer in response to being subdued with pepper
spray. “To punish [him] harshly for
doing so would be akin to punishing Rodney King, had King managed to land a
punch on the policemen clubbing him.”
We again conclude that
the sentencing court had a reasonable basis for imposing confinement and thus
did not misuse its discretion. The
court found sufficient evidence that Sullivan had struck a police officer and that
Sullivan was intoxicated at the time.
Moreover, the court seemed particularly concerned that the police
officer in this case had come to Sullivan's aid after the crash only “to get
punched out and fought and injured ¼.” The court
concluded that its decision to order confinement “boil[ed] down to [the]
gravity of the offense.”
The gravity of the
offense is a legitimate concern to address at sentencing. See State v. Wickstrom, 118 Wis.2d
339, 355, 348 N.W.2d 183, 192 (Ct. App. 1984).
The sentencing court, moreover, is free to assign this factor with
whatever weight that the court believes this factor deserves. See id. Accordingly, we conclude that a reasonable construction of the
record shows that Sullivan became intoxicated and struck a police officer who
was trying to render aid. Indeed, far
from being the victim of police brutality, as Sullivan portrays himself, the
sentencing court undoubtedly determined that the reverse was true—Sullivan
victimized a police officer who was only trying to help him. The record supports this conclusion. On the basis of this record, the sentencing
court did not misuse its discretion when it concluded that Sullivan had
committed a serious offense and that the gravity of his offense alone warranted
imposing a sentence that included confinement.
By the Court.—Judgment
and order affirmed.
This opinion will not be
published. See Rule 809.23(1)(b)4, Stats.