COURT OF
APPEALS DECISION DATED AND
RELEASED January
30, 1997 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule
809.62, Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 95-3290
STATE OF WISCONSIN IN
COURT OF APPEALS
DISTRICT IV
ROBERT
L. GUCK,
Plaintiff-Appellant,
v.
GARY McCAUGHTRY, EUGENE NIMMER,
and
CINDY HILT,
Defendants-Respondents.
APPEAL
from an order of the circuit court for Dodge County: JOHN R. STORCK, Judge. Affirmed
in part; reversed in part and cause remanded with directions.
Before
Eich, C.J., Dykman, P.J., and Vergeront, J.
EICH,
C.J. Robert L. Guck appeals from an order
dismissing his complaint in a personal injury action against Gary McCaughtry,
the warden at the Waupun Correctional Institution, and Cindy Hilt, a WCI
nursing supervisor, and denying his request to amend the complaint.
Guck,
a WCI inmate, is a diabetic with multiple end-stage complications arising from
the disease. One of those complications
is neuropathy, a deterioration of the nervous system that left him with little
or no sensation in his legs and feet.
At the time of his injuries, he had been placed in a part of the prison
known as the Self-Care Unit, in a bed so located that his feet came into
contact with a steam radiator. As a
result of that contact—which he could not feel—he suffered serious and severe
burns to his feet and legs.
Guck
sued McCaughtry and Hilt,[1]
claiming that his injuries were caused by (1) McCaughtry's violation of duties
imposed upon him under the safe-place law and (2) McCaughtry's and Hilt's
negligence in placing Guck in a bed located adjacent to a radiator that lacked
a protective cover. Considering
cross-motions for summary judgment, the trial court ruled that: (1) the
safe-place law did not create any cause of action against either McCaughtry or
Hilt;[2]
(2) McCaughtry is immune from liability on Guck's allegations of general
negligence because his responsibilities with respect to prison operations are
broadly stated and highly discretionary; and (3) the negligence claim against
Hilt must be dismissed because it is undisputed that she had no duties or
responsibilities relating to Guck's placement in the Self-Care Unit. As indicated, the court also denied Guck's
request to amend his complaint—presumably to add as a defendant the person
responsible for his placement in the Self-Care Unit.
We
affirm the dismissal of the negligence claims, concluding that because neither
McCaughtry nor Hilt had any duties or responsibilities with respect to the
instrumentalities or conditions causing Guck's injuries, they could not be negligent as a matter of law. We also conclude, however, that the trial
court erred in dismissing the safe-place-law portion of Guck's complaint for
failure to state a claim for which relief may be granted.[3] Under Wisconsin's "notice-pleading"
rules, Guck's complaint gives fair notice of the claim based on allegations
that WCI is a public building within the meaning of the statute. And whether, as a matter of fact and law, it
is such a building and whether McCaughtry may be considered its
"owner" are questions implicating factual issues that are not
properly resolved on a summary-judgment motion. We therefore reverse the portion of the court's judgment
dismissing the safe-place claim against McCaughtry and remand to the trial court
for such further proceedings as, in its discretion, it deems appropriate. Finally,
because the record does not indicate that the trial court exercised its
discretion in denying Guck's request to amend his complaint, a remand is
necessary on this issue as well to permit the court to consider the request on
its merits.
I. Standard of
Review
Summary
judgment is appropriate in cases where there is no genuine issue of material
fact and the moving party has established his or her entitlement to judgment as
a matter of law. Germanotta v.
National Indem. Co., 119 Wis.2d 293, 296, 349 N.W.2d 733, 735 (Ct. App.
1984). In deciding the motion, the
trial court first considers the pleadings to determine whether the complaint
states a claim for which relief may be granted and whether the answer states a
defense. State Bank v. Elsen,
128 Wis.2d 508, 511, 383 N.W.2d 916, 917 (Ct. App. 1986). If they do, the evidentiary facts submitted
by the parties are examined to determine first whether the moving party has made
a prima facie case for summary judgment and, if so, whether the opposing
party's affidavits and proofs raise an issue of material fact. Id. If a material factual issue exists, summary judgment is
improper. It is only where there is no
dispute as to the material facts or inferences that the court considers the legal
issues raised by the motion. Id. Our review of the trial court's decision is de
novo, and we apply the identical methodology. Green Spring Farms v. Kersten, 136 Wis.2d 304, 315,
401 N.W.2d 816, 820 (1987).
II. Safe-Place Law
So
far as is relevant to this action, the safe-place law, § 101.11(1), Stats., requires "every owner of
... a public building ... [to] maintain such ... public building as to render
the same safe."[4] The term "safe," as so used, is
defined to mean "such freedom from danger to the life, health, safety or
welfare of employe[e]s or frequenters, or the public, or tenants ... as the
nature of the ... public building[] will reasonably permit." Section 101.01(2)(h), Stats., 1993-94.
The
safe-place-law claim stated in Guck's complaint is based on allegations that
WCI is a "public building," and that McCaughtry, as the "person
in control," had a duty to maintain it in a safe condition, which he
breached. McCaughtry's answer denied
the allegations and he moved for summary judgment dismissing the complaint on
grounds, among others, that, as a matter of law, a state prison is not a public
building within the meaning of the law.
The trial court held the safe-place law inapplicable, although on grounds
other than those argued by McCaughtry.
Because
the trial court never considered the complaint's "public-building"
allegations—or, beyond that, whether the evidentiary materials submitted by the
parties raised disputed factual issues, or stated prima facie claims or
defenses, with respect to that claim[5]—we
are left with a limited appellate issue: whether Guck's complaint stated a
safe-place cause of action against McCaughtry as the "owner" of a
"public building" within the meaning of the law.[6]
Taking
the latter first, McCaughtry, citing Flynn v. Chippewa County,
244 Wis. 455, 12 N.W.2d 683 (1944), renews the argument he advanced below:
that, as a matter of law, the safe-place law does not apply to jails or, by
implication, to prisons. In Flynn,
a county-jail inmate was injured when he fell down the stairs leading to a
basement furnace room under the portion of the jail devoted to the sheriff's
residence; one of the issues in the case was whether the inmate could state a
safe-place-law claim against the county under the "public building"
provisions of § 101.11(1), Stats. Id. at 456, 12 N.W.2d at 683. The supreme court did not, as McCaughtry's
argument suggests, hold that the Chippewa County Jail was not a public building
per se. Rather, the court
concluded that "[t]he portion of the jail in which the injury occurred was
not maintained as a public building" because it was not maintained for the
use of either the public or the inmates of the jail. Id. at 458, 12 N.W.2d at 684.
In
a later case, Lealiou v. Quatsoe, 15 Wis.2d 128, 112 N.W.2d 193
(1961), the court characterized Flynn as representing one of two
"fundamental[ly] different approaches" to construing the "public
building" provisions of the safe-place law: the view that no safe-place
duty exists where "the building, as a whole or that part of the building
where the accident happened, was not ... maintained as a public
building." Id. at
131, 112 N.W.2d at 195. Discarding the Flynn
approach, the Lealiou court said that the better view, also
supported by a line of cases, is one that employs a two-step process: (1)
"apply[ing] the phrase `public building' to the building as a whole ...
[to] determine ... whether the structure [i]s a public building"; and (2)
"if so, then ... determin[ing] the owner's duty to the particular
plaintiff either to construct or to repair or to maintain the particular
location in a safe condition as the nature of that location would reasonably
permit." Id. at 132,
112 N.W.2d at 195.
We
revisited the question most recently—albeit briefly—in Henderson v.
Milwaukee County, 198 Wis.2d 747, 543 N.W.2d 544 (Ct. App. 1995), where
we rejected an argument that the safe-place law was inapplicable to the
Milwaukee County House of Correction because it was not open to the public. Our reading of Henderson leads
us to conclude that we never considered the issue on its merits in that case,
but relied instead on the county's answer to the complaint where it admitted
that it was "an ... owner of a public building" within the meaning of
the law. Id. at 753 n.4,
543 N.W.2d at 547. And while we quoted Lealiou's
criticism of the Flynn rationale, stating that it
"support[ed] Henderson's contention that the safe-place statute applies to
a stairway on the grounds of the House of Correction," we never
analyzed—or even mentioned—the language of § 101.01(2)(g), Stats., 1993-94, which defines the term
"public building."[7] Id. at 754, 543 N.W.2d at 548.
We
thus do not see Henderson as either expanding or revitalizing Flynn,
or as limiting Lealiou.
Indeed, the net result of all this judicial activity is that, after Lealiou,
whatever force Flynn once may have had for the proposition that a
jail is not a public building as a matter of law has been wholly
dissipated. We consider, therefore,
that the methodology adopted in Lealiou—"first determining
whether the structure is a public building and then determining the owner's
particular duty to the plaintiff," Lealiou, 15 Wis.2d at 133,
112 N.W.2d at 195—governs resolution of this issue.
Considering
Guck's safe-place-law allegations in this light—and under the rules applicable
to such an inquiry which we have discussed above—we conclude that his complaint
was not subject to dismissal for failure to state a claim with respect to the
"public building" issue.
We
next consider whether McCaughtry may be considered an "owner" within
the meaning of the law. It is well
established that "agents or supervisory personnel of the principal
owner" of a building are not themselves "owners" for
safe-place-law purposes. Ruppa v.
American States Ins. Co., 91 Wis.2d 628, 643, 284 N.W.2d 318, 324
(1979). The supreme court has also
said, however, that whether a particular person may be considered an owner is a
fact-dependent inquiry—one "hinge[ing] on such facts as possession,
control, dominion or supervision," and that the problem in a given case
"is to determine how much control or supervision constitutes de facto
ownership." Luterbach v.
Mochon, Schutte, Hackworthy, Juerisson, Inc., 84 Wis.2d 1, 8-9, 267
N.W.2d 13, 16 (1978).[8]
McCaughtry's
position is that the issue is controlled by Holzworth v. State,
238 Wis. 63, 298 N.W. 163 (1941), a case that, though almost sixty years old,
involved the same definition of "owner" as is in force today.[9] In that case, a young man injured at Camp
Randall stadium during a University of Wisconsin football game sued both the
state and the board of regents, asserting claims under the safe-place law. McCaughtry characterizes Holzworth
as holding that, even though the individual regents "clearly were
`officers' who had control and custody of [the] stadium," the court
dismissed the plaintiff's safe-place claims against them. We disagree with that characterization. The issue before the Holzworth
court was not whether the regents were "owners" under the statute
because of the custody and control they exercised over the stadium. Rather, it was whether the enactment of the
safe-place law should be considered the state's consent to be sued for acts for
which it otherwise would be immune, and the court concluded that it should
not. Id. at 67-68, 298
N.W. at 165. With respect to the
regents, the court said only that "the trial court correctly held that in
any event the Board of Regents was not liable." Id. at 68, 298 N.W. at 165. The only explanation advanced by the Holzworth
court for its ruling is an unexplained citation to Sullivan v. Board of
Regents of Normal Schs., 209 Wis. 242, 244 N.W. 563 (1932)—a case
holding only that because the board of regents was "merely an arm or
agency of the state," it was cloaked with the same defenses and immunities
as the state itself. Id.
at 245, 244 N.W. at 564.
As with the public-building issue,
McCaughtry's status as an "owner" involves a fact-laden and
problematic inquiry into whether the nature of his "control, dominion and
supervision" of the institution is such that he may be considered its de
facto owner under § 101.01(2)(e), Stats.,
1993-94. See Luterbach,
84 Wis.2d at 9, 267 N.W.2d at 16.
Neither issue has been litigated, for, as we have noted, the parties and
the trial court treated the issue as one of law.
It
may be that, at trial or in further pretrial proceedings in the trial court,
Guck will not be able to put forth sufficient facts to establish that Waupun is
a public building—or that McCaughtry is its "owner" within the
meaning of the safe-place law. At this
stage of the proceedings—and on this record—however, his allegations to that
effect are not subject to dismissal under the foregoing rules.
We
are left with little choice, then, but to reverse and remand on the
safe-place-law issue, leaving it to the parties, and the sound discretion of
the trial court, whether to proceed to trial on this claim or to seek its
resolution in further pretrial motion proceedings.[10]
III.
McCaughtry's Negligence
As
indicated, Guck claimed that McCaughtry[11]
was negligent in allowing Guck's bed to be placed where it was and in failing
to see to it that the steam radiator adjacent to Guck's bed—and others
elsewhere in the prison—was shielded.
The trial court ruled that McCaughtry was immune from liability with
respect to those claims because they involved "discretionary," as
opposed to "ministerial," acts.
Section
893.80(4), Stats., states that no
action may be maintained against public agencies or employees "for acts
done in the exercise of legislative, quasi-legislative, judicial, or quasi-judicial
functions." The statutory terms
"quasi-legislative" and "quasi-judicial" have been
recognized as synonymous with "discretionary acts." Kara B. v. Dane County, 198
Wis.2d 24, 54, 542 N.W.2d 777, 790 (Ct. App. 1995), aff'd, 205 Wis.2d
140, 555 N.W.2d 630 (1996). Thus, a
public officer is immune from suit where the act or acts complained of are
"discretionary," as opposed to merely "ministerial," and
the terms have been discussed and applied in several cases.
Generally,
a discretionary or quasi-legislative or quasi-judicial act involves the
exercise of judgment and discretion. A
nonimmune "ministerial" act, on the other hand, is one where the duty
is "`absolute, certain and imperative, involving merely the performance of
a specific task', and `the time, mode and occasion for its performance' are
defined `with such certainty that nothing remains for the exercise of judgment
and discretion.'" Id.
(quoted source omitted).[12]
Guck
supports his argument that McCaughtry's responsibilities as warden of the
prison fit the above definition of ministerial duties by paraphrasing a dozen
or so paragraphs culled from a twenty-four-page "Mission Statement [of]
Goals and Objectives" of the Wisconsin Department of Corrections, stating,
among other things, that the Department will "[p]rovide a safe environment
for inmates," "[e]stablish ... maintenance standards in all
institutions," "[e]nsure staff are trained to perform their
duties," and "[d]eliver health services in a manner consistent with
principles of professional practice and legal requirements." The argument appears to be that if McCaughtry
had followed those—and, presumably, other—procedures with respect to the
placement of Guck's bed and provision of a shield for the radiator, Guck would
not have been injured. He claims that
McCaughtry was negligent in failing to do so, and that such negligence caused
his injuries.
The
listed departmental "goals and objectives" are, as the name suggests,
broadly written statements of policy to be implemented by the various managers
and wardens in the performance of their duties in correctional facilities
around the state. They are similar in
nature—and in breadth—to the duties specifically assigned to prison wardens by
statute:
The warden ... of
each state prison shall have charge and custody of the prison and all lands,
belongings, furniture, implements, stock and provisions and every other species
of property within the same or pertaining thereto. The warden ... shall enforce the regulations of the department
for the administration of the prison and for the government of its officers and
the discipline of its inmates.
Section 302.04, Stats.
We
do not believe these broadly stated goals and standards represent the type of
duties that may be characterized as "ministerial"—duties which are so
"absolute, certain and imperative ... that nothing remains for judgment or
discretion." Lister v. Board of Regents, 72 Wis.2d 282, 301,
240 N.W.2d 610, 622 (1976). In Larsen
v. Wisconsin Power & Light Co., 120 Wis.2d 508, 518-19, 355 N.W.2d
557, 562-63 (Ct. App. 1984), we considered supervisory duties stated in
substantially similar terms to be wholly discretionary.[13] The supreme court reached a similar result
on similar facts in Kimps v. Hill, 200 Wis.2d 1, 546 N.W.2d 151
(1996). The plaintiff in that case was
injured when a standard—the pole of a volleyball net—in a college gym separated
from its base and fell on her foot. Id.
at 6, 546 N.W.2d at 154. She sought to
hold the school's safety officer, among others, liable for her injuries, and he
claimed immunity. Noting that he was
aware of a similar incident in the past, the plaintiff argued that the safety
officer's job description, which required him to "`[i]nvestigate all
incidents and take action to correct the condition or procedure that caused the
accident,'" created a ministerial duty, once he was aware of a prior
incident, to ensure the proper repair of the standards. Id. at 14, 546 N.W.2d at
157. The supreme court rejected the
argument, citing the Lister definition of
"ministerial," and concluded that "[t]he `time, mode and
occasion' for performing an investigation of the [earlier] accident and
determination of the appropriate corrective action to be taken remained totally
within [the safety officer]'s judgment and discretion." Id. at 15, 546 N.W.2d at
157-58.
We
reach a similar conclusion here. Guck
has not established that McCaughtry violated any ministerial duty with respect
to the claimed causes of Guck's injuries.[14]
IV. Hilt's
Negligence
Guck
argues that Hilt, as the manager of WCI's Health Services Unit, was responsible
for the overall operation of the unit and had a ministerial duty to coordinate
medical and related staff "to provide quality health care ... in an
efficient and effective manner,"[15]
which she violated by "[a]llowing a diabetic with severe neuropathy to be
placed in a bed with a significant likelihood of burn injuries."
It
is undisputed that the Health Services Unit is separate from the Self-Care Unit
where Guck was injured. The Health
Services Unit is a clinic providing medical care to Waupun inmates; the
Self-Care Unit is a residential facility located elsewhere in the
building. Hilt, a registered nurse,
manages the clinic and also provides health care to clinic patients. She did not provide care to Guck prior to
his injury. Like all other prison
residential areas, the Self-Care Unit is supervised by the associate warden in
charge of security.
There
is, in short—and as the trial court determined—no evidence indicating that Hilt
had anything to do with Guck's assignment to the Self-Care Unit, much less to a
particular bed in that unit. The trial
court properly granted summary judgment dismissing Guck's action against her.
V. Guck's Request
to Amend His Complaint
At
the oral arguments to the trial court on the parties' cross-motions for summary
judgment, the respondents put forth many of the same arguments they advance on
this appeal—that neither McCaughtry nor Hilt had any ministerial duty with
respect to the conditions giving rise to Guck's injuries, and, particularly,
that Hilt's job responsibilities were unrelated to the unit where Guck was
injured or his placement in that unit.
At the conclusion of the hearing, Guck's counsel asked that, in the
event the court were to grant the respondents' motion, he be allowed the
opportunity to amend his complaint.
Guck's counsel made the same request in his brief to the court. Counsel wrote to the court after the
hearing, and before the decision was issued, renewing his request.
In
its decision on the motions, the trial court stated as follows:
Lastly, at the ...
hearing, the Plaintiff's attorney requested that in the event that this Court
granted the Defendants' Motion for Summary Judgment, the Plaintiff be granted a
period of (60) sixty days to amend the Amended Complaint. The Plaintiff renewed that request in a
letter to the Court .... The Defendants' counsel, in a letter to the Court ...
objected to this motion. The Court
notes that the Plaintiff ... amended the Complaint [once before]. Despite indicating a desire to amend the
Amended Complaint, the Plaintiff has not filed any motion or scheduled any
hearing concerning further amendment of the pleadings. Accordingly, the Plaintiff's request for
additional time to amend the Amended Complaint is denied.
Whether
to permit amendment of a pleading is discretionary with the trial court. Rendler v. Markos, 154 Wis.2d
420, 433, 453 N.W.2d 202, 207 (Ct. App. 1990).
The term "discretion" contemplates a reasoning process that
considers the applicable law and the facts of record, leading to a conclusion a
reasonable judge could reach. Schneller
v. St. Mary's Hosp. Medical Ctr., 155 Wis.2d 365, 374, 455 N.W.2d 250,
254 (Ct. App. 1990), aff'd, 162 Wis.2d 296, 470 N.W.2d 873 (1991).
The
trial court denied Guck's request because: (1) he amended his complaint once
before; and (2) despite his oral and written requests that he be permitted to
amend the complaint, Guck failed to file a formal motion or schedule a hearing
with the court's clerk. While we allow
trial courts considerable latitude with respect to discretionary decisions, the
record in this case is insufficient for us to conclude that the court engaged
in "`a process of reasoning'" in which the facts and applicable law
were considered in arriving at "`a conclusion based on logic and founded
on proper legal standards.'" Burkes
v. Hales, 165 Wis.2d 585, 590, 478 N.W.2d 37, 39 (Ct. App. 1991)
(quoted source omitted).
We
have recognized in prior cases that where the reasons stated by the court for
its discretionary decisions are inadequate under these standards, we may look
to the record ourselves to determine whether it provides a reasonable basis for
decision. State v. Clark, 179 Wis.2d 484, 490, 507 N.W.2d 172,
174 (Ct. App. 1993). In this case,
however, the record is silent as to the conditions under which the prior
amendment was allowed. Indeed, it
appears that those conditions were not even known to the trial court, as the
amendment was made at a time when the action was venued in another county,
prior to its removal to Dodge County.
Nor is there anything in the record to indicate the existence of rules
of practice in the trial court with respect to the formal requisites of
amendment requests, or requiring attorneys to schedule hearings. We cannot ascertain why counsel's failures
in this regard are so egregious as to warrant denial of the request and
dismissal with prejudice on this record.
We
therefore reverse on this issue and remand to the trial court with directions
to reconsider its denial of Guck's request to amend his complaint. The court may, in its discretion, schedule
further briefing or hearing on the request, or may decide the matter,
exercising its discretion to grant or deny the request, on the existing
record. No costs are awarded to either
party on this appeal.
By
the Court.—Order affirmed in
part; reversed in part and cause remanded with directions.
Not
recommended for publication in the official reports.
[1] Guck also sued Eugene Nimmer, WCI's director
of buildings and grounds, but he has not appealed Nimmer's dismissal from the
action.
[2] Hilt was not named in the safe-place-law
portions of Guck's complaint, and we do not know why the trial court included her
in this portion of its decision. On
appeal, while Guck states at one point in his brief that the safe-place
standard of care "appears also to apply to Defendant Hilt since at the
time of the accident she was the ... [m]anager [of the unit in which Guck was
injured]," he does not develop any legal arguments on the point. See M.C.I., Inc. v. Elbin,
146 Wis.2d 239, 244-45, 430 N.W.2d 366, 369 (Ct. App. 1988). In any event, "agents or supervisory
personnel" have been uniformly held not to be "owners" within
the meaning of the safe-place law. See
Ruppa v. American States Ins. Co., 91 Wis.2d 628, 643, 284 N.W.2d
318, 324 (1979). As Guck's own evidence
establishes, Hilt was employed at WCI as a "Nursing Supervisor 2";
while she was the "Administrative manager of the ... Health Services
Unit," she was immediately responsible to a "Nursing Supervisor
3," and eventually, through the WCI chain of command, to McCaughtry.
[3] While, as indicated, the trial court granted
summary judgment on the issue, its decision makes it clear that the court
decided the matter solely on the first element of the summary-judgment
methodology: whether the complaint states a claim for which relief may be
granted. See State Bank v.
Elsen, 128 Wis.2d 508, 511, 383 N.W.2d 916, 917 (Ct. App. 1986). We discuss the scope of our review of such
decisions below. See infra note 6.
[4] The law also
applies to "employer[s]" and "place[s] of employment." Guck concedes, however, that WCI is not a
"place of employment" within the meaning of the law. He argues that the law applies to McCaughtry
on the basis that the prison is a "public building" and that
McCaughtry has "control or custody" over such building.
[5] Nor do we know whether, and if so to what
extent, the evidentiary materials submitted by the parties on the
summary-judgment motion relate to the "public-building" issue. As indicated, the trial court did not
consider any such materials in arriving at its decision, and the parties, in
their briefs on appeal, have not referred us to any portions of the record
either supporting or negating WCI's status as a public building within the
meaning of the safe-place law. It is a
long-standing rule that a party offering depositions, adverse examinations or
other evidentiary materials in support of, or in opposition to, a motion for
summary judgment must specify the particular portions of the materials on which
he or she relies, Commercial Discount Corp. v. Milwaukee Western Bank,
61 Wis.2d 671, 678, 214 N.W.2d 33, 36 (1974), and the failure to do so
generally bars their consideration on appeal.
In re Cherokee Park Plat, 113 Wis.2d 112, 120, 334 N.W.2d
580, 584 (Ct. App. 1983).
[6] The initial question on a summary-judgment
motion is the same as that on a § 802.06(2), Stats.,
motion to dismiss: whether the complaint states a claim upon which relief may
be granted. Prah v. Maretti,
108 Wis.2d 223, 228, 321 N.W.2d 182, 185 (1982). The test is: taking the facts as true, construing the complaint
liberally, and giving the plaintiff the benefit of all inferences, dismissal is
warranted only if it is "quite clear" that under no conditions can
the plaintiff prevail. Heinritz
v. Lawrence University, 194 Wis.2d 606, 610-11, 535 N.W.2d 81, 83 (Ct.
App. 1995); Joyce v. County of Dunn, 192 Wis.2d 699, 704, 531
N.W.2d 628, 630 (Ct. App. 1995).
Wisconsin is a "notice-pleading" state: "fair
notice" of a claim is all that is required in a pleading; ascertaining its
precise factual basis is left to discovery.
Hertlein v. Huchthausen, 133 Wis.2d 67, 72, 393 N.W.2d
299, 301 (Ct. App. 1986).
[7] The statute provides that, with exceptions
not relevant here, a "public building" "means any structure,
including exterior parts ... used in whole or in part as a place of resort,
assemblage, lodging, trade, traffic, occupancy, or use by the public or by 3 or
more tenants." Section
101.01(2)(g), Stats., 1993-94.
[8] In Luterbach v. Mochon, Schutte,
Hackworthy, Juerisson, Inc., 84 Wis.2d 1, 267 N.W.2d 13 (1978), the
question was easily resolved. The
plaintiff, an employee of a general contractor, was injured on a construction
site and sought to assert a safe-place-law claim against the architect. The court rejected the claim based on
"the limited nature of the architect's supervisory duties as set forth in
the owner-architect contract." Id.
at 9-10, 267 N.W.2d at 17.
In "employment"
cases—where safe-place liability is sought not against an owner but against an
employer—the supreme court has held:
[T]he duty of complying with [the safe-place law] is on
the employer, here the corporate employer.
It cannot be delegated to or placed upon ... officers or employees. Their liability must rest upon common-law
failure to exercise ordinary care toward an employee to whom, under the
circumstances, they owed a duty—not upon the increased standard of care that
the safe-place law imposes on an employer.
Pitrowski v. Taylor, 55 Wis.2d 615, 627-28, 201 N.W.2d 52, 58 (1972)
(footnote omitted).
[9] Section 101.01(13), Stats., 1939, provided that "[t]he term `owner' shall
... include every person ... state ... and other public or quasi-public
corporations as well as any manager ... officer, or other person having ...
control or custody of any ... public building ...." The identical language appears in §
101.01(2)(e), Stats., 1993-94.
[10] In their briefs to this court, the parties do
not argue questions of governmental or other forms of immunity with respect to
Guck's safe-place-law claim. Their
immunity arguments are limited to the negligence issue, which we discuss in
Part III.
[12] There are two other instances in which
immunity does not attach: (1) "`[w]here there exists a known present
danger of such force that the time, mode and occasion for performance is
evident with such certainty that nothing remains for the exercise of judgment
and discretion,'" Kimps v. Hill, 187 Wis.2d 508, 513, 523
N.W.2d 281, 284 (Ct. App. 1995), aff'd, 200 Wis.2d 1, 546 N.W.2d 151
(1996); and (2) where the public officer's challenged decision involves the
exercise of nongovernmental discretion—although this exception has been applied
only in "medical discretion" cases.
Linville v. City of Janesville, 174 Wis.2d 571, 584-85,
497 N.W.2d 465, 471 (Ct. App. 1993), aff'd, 184 Wis.2d 705, 516 N.W.2d
427 (1994). We discuss the first
exception below. As to the second, Guck
has not disputed Hilt's affidavit statement that she had no involvement in any
medical care or treatment provided to him.
[13] In Larsen v. Wisconsin Power &
Light Co., 120 Wis.2d 508, 355 N.W.2d 557 (Ct. App. 1984), the
plaintiffs were relatives of a woman who had been asphyxiated by a motel-room
space heater. Among others, they sued
two employees of the hotel inspection office of the Wisconsin Department of
Health and Social Services—the man who inspected the motel heater in question
and his supervisor. We concluded that
both were immune from liability—the inspector because "[t]he timing of
inspection, and even the decision to inspect this particular heater, was left
to the exercise of his discretion," and the supervisor, Roy Clary, because
his duties were generally stated and supervisory in nature:
Clary ... was
obligated to supervise and train [the inspector] in regard to space heater
inspection. The manner of supervision
and training was entirely discretionary.
Clary's job description included, among other things,
"[s]upervision of section's program of hotels ... licensure, inspection
and evaluation ... [analysis of] section's operating procedures and ... staff's
reports ... [inspection of] licensed facilities in company with field staff ...
to evaluate new equipment or procedures" and evaluation of staff
performance. This job description
imposes no specific duty regarding space heater inspection that could
constitute a ministerial duty.
Id. at 517-18, 355
N.W.2d at 562. We also considered the
Department's "general mission," which was to
"administer and enforce the rules and the laws
relating to the public health and safety in hotels ... ascertain and prescribe
what alterations, improvements or other means or methods are necessary to
protect the public health and safety therein [and to] prescribe rules and fix
standards ...."
Id. at 518, 355 N.W.2d
at 563 (quoted source omitted). We
said,
This general mandate ... made neither Clary nor [the
inspector] liable for space heater safety at the ... Motel. The stated and laudable goal of public
safety does not convert the discretionary elements of regulatory enforcement
into a ministerial act for which Clary and [the inspector] could be held liable.
Id. at 518-19, 355 N.W.2d at 563.
[14] Guck argues briefly that the "known
danger" exception to the immunity rule should apply to defeat McCaughtry's
defense. As we noted earlier, supra
note 12, even if the alleged breach of duty is not "ministerial," as
the cases define the term, immunity may still be denied when a "known
present danger of such force" exists that the necessity for the
performance of some act is "`evident with such certainty that nothing
remains for the exercise of judgment and discretion.'" Linville, 174 Wis.2d at 587,
497 N.W.2d at 472 (quoting C.L. v. Olson, 143 Wis.2d 701, 717,
422 N.W.2d 614, 620 (1988)). The
defendant's appreciation of the danger and the obvious and unequivocal need to
act on it create the "ministerial" duty.
As
indicated in Linville, in order for this exception to apply, the
defendant must have known of the danger.
There is no evidence that McCaughtry—or Hilt—had any knowledge either of
the placement of Guck's bed near the radiator or, as Guck claimed, of an
earlier incident in which an uncovered radiator burned someone else. Guck's claim in this regard is based on the
affidavit of two long-time prison nurses who recalled a "long-ago"
incident in which an inmate was similarly burned. As respondents point out, however, the nurses' estimates
establish that the incident occurred well before either Hilt or McCaughtry came
to Waupun. Such allegations do not
contradict the affidavits of both Hilt and McCaughtry that they were not
personally familiar with the radiators in the Self-Care Unit, nor did they have
any responsibility or duty to be so informed or any knowledge of past radiator-burn
incidents. Guck has not established the
application of the "known danger" exception.
[15] With respect to Hilt's duties, Guck
summarizes several entries from a lengthy document listing some thirty-eight
"major goals" of her position—including coordinating prison medical
staff "to provide quality health care," directing "the follow-up
and follow-through of treatment plans," and "[c]ommunicating
[information] to ... staff."