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NOTICE This opinion is
subject to further editing and modification.
The final version will appear in the bound volume of the official
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No. 94-1655-CR
STATE OF WISCONSIN
: IN SUPREME COURT
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State of Wisconsin, Plaintiff-Respondent, v. Crystal Harrell a/k/a Crystal Parker, Defendant-Appellant. |
FILED MAR 28 1996 Marilyn L. Graves Clerk
of Supreme Court Madison,
WI |
APPEAL
from a judgment and an order of the Circuit Court for Dane County, Robert A.
DeChambeau, Judge. Affirmed.
DONALD W. STEINMETZ,
J. The issue before us is whether, in a case tried by the
district attorney's office, a circuit court judge, whose spouse is an assistant
district attorney in the same county, is required to disqualify himself or
herself under either Wis. Stat. § 757.19(2)(a) (1993-94),[1]--prohibiting
a judge from hearing a case when a close relative is "counsel
thereto" for either party--or Wis. Stat. § 757.19(2)(g),[2]--prohibiting
a judge from hearing a case when the judge determines he or she cannot retain
his or her impartiality. We hold that
neither Wis. Stat. § 757.19(2)(a) nor Wis. Stat. § 757.19(2)(g) requires a
judge to disqualify himself or herself in such a situation as long as his or
her spouse did not participate in, or help prepare, the case.
Crystal Parker (a/k/a Crystal
Harrell) was charged with two counts of retail theft in violation of Wis. Stat.
§ 943.50(1m) and (4)(a).[3] Since Parker was on parole for a 1991 felony
retail theft conviction in Dane County, she was charged as a repeat offender
under Wis. Stat. § 939.62(1)(a).[4] She entered a plea of no contest to count 1
and guilty to count 2 of the complaint in Dane County Circuit Court, Judge
Robert A. DeChambeau.
Parker then moved to vacate the
conviction and disqualify the judge based on Judge DeChambeau's marriage to
Gretchen Hayward, an Assistant District Attorney in the Dane County District
Attorney's office. Judge DeChambeau
denied Parker's motion for relief without a hearing and Parker appealed. The court of appeals certified the appeal to
this court pursuant to Wis. Stat. § 809.61.
Wisconsin Statutes
§ 757.19(2) provides seven situations where it is mandatory that judges
disqualify themselves from a case. In State
v. American TV & Appliance, 151 Wis. 2d 175, 182, 443 N.W.2d 662
(1989), we found that this subsection contains six fact-specific situations,
the existence of which can be determined objectively, and one general
subjective situation which is based solely upon the judge's state of mind. As to the objective situations, "the
very existence of [such a] relationship creates a disqualification by
law." Id. Whether the general subjective situation
exists and requires disqualification, however, is based upon the judge's own determination
of whether he or she may remain impartial.
See id. Parker
challenges Judge DeChambeau's decision on both grounds: she asserts that his spouse's position
violated one of the objective situations and that it should not have
been possible for him to have subjectively determined that he could remain
impartial.
In order to determine the
merit of Parker's claims, this court must interpret both Wis. Stat.
§ 757.19(2)(a) and (2)(g). Statutory interpretation is a question of
law which we review de novo. See
Rolo v. Goers, 174 Wis. 2d 709, 715, 497 N.W.2d 724, 726 (1993). The ultimate goal of statutory
interpretation is to ascertain the intent of the legislature. See id. The first step of this process is to look at
the language of the statute itself. See
In Interest of Jamie L., 172 Wis. 2d 218, 225, 493 N.W.2d 56, 59
(1992). If the statute is ambiguous,
this court must look beyond the statute's language and examine the scope,
history, context, subject matter and purpose of the statute. See Rolo, 174 Wis. 2d at 715.
Parker's first argument is
based upon one of the objective situations, specifically, disqualification
based upon consanguinity. See
Wis. Stat. § 757.19(2)(a).
Subsection 2(a) requires disqualification when "a judge is related
to any party or counsel thereto . . . within the 3rd degree of
kinship." Id. Parker asserts that the language
"counsel thereto" must include any member of the law firm
representing a party to the suit. In
the context of a government prosecutor, Parker's interpretation would include
all members of the government office which was trying the case.
Parker's reading of the
statute, however, is too broad. The
only practical interpretation of the language "counsel thereto" as it
applies to government attorneys is to restrict its scope to only the attorney
of record and any other attorneys who appear or participate in the case.[5] It certainly does not include every
government attorney who happens to be employed in the same county office or
governmental department.
Although the language
"counsel thereto" is clearly ambiguous,[6]
and the legislative history not particularly helpful,[7]
there is significant persuasive authority which supports this position.[8] First, the commentary to Canon 3E(1)(d)(ii)
(1990)[9]
of the ABA Model Code of Judicial Conduct, which contains similar, though not
identical, language states, "[t]he fact that a lawyer in a proceeding is
affiliated with a law firm with which a relative of the judge is affiliated
does not of itself disqualify the judge."
ABA Model Code of Judicial Conduct Canon 3E(1)(d)(ii) cmt.
(1990). The State Bar of Wisconsin has
endorsed this reading of the ABA Code of Judicial Conduct concluding that
"when a relative's associate appears as counsel the judge may not have
to disqualify him/herself."
State Bar of Wisconsin Standing Comm. on Professional Ethics, Memorandum
Opinion 12/76-A (1990) (emphasis added).
Second, at least one state
court has come to the same conclusion.
The Michigan Court of Appeals interpreted a similar statute, which
required disqualification if there was a relationship between the judge and
"any of the attorneys or counselors for any party," to only include
"the prosecuting attorney [who] appears personally . . . ." People v. Dycus, 246 N.W.2d 326, 327
(Mich. App. 1976). The court
specifically found that the fact that a judge was related to an attorney who
worked in the prosecutor's office in no way raised any "taint, or
suspected taint, of bias or prejudice" in the judge in question. Id.
Finally, the special
characteristics of government attorneys make it unlikely that a judge's
relationship with one would affect his or her impartiality. For example, a member of a government
prosecutor's office does not have the same type of interest in the outcome of a
trial as does a member of a private law firm.
See Advisory Committee on Judicial Activities for the Judicial
Conference of the United States, Advisory Op. 38, II-104 (1974). The prosecutor has no financial interest in
the outcome of the case and any reputational interest "without the financial
interest, is not enough to create [even] an appearance of partiality [in the
judge]." State v. Logan,
689 P.2d 778, 785 (Kan. 1984). The
thought that a judge would have an increased propensity to convict criminals
because of such a relationship is equally "preposterous." People v. Moffat, 560 N.E.2d 352, 361
(Ill. App. 1990). Furthermore, a
government prosecutor's sole goal is not simply to convict criminals. Discussing the United States Attorney's
office, the United States Supreme Court stated that:
The United States Attorney is the representative
not of an ordinary party to a controversy, but of a sovereignty whose
obligation to govern impartially is as compelling as its obligation to govern
at all; and whose interest, therefore, in criminal prosecution is not that it
shall win a case, but that justice shall be done.
Berger v. United States,
295 U.S. 78, 88 (1935). Government
prosecutors in this state hold true to similar ideals. See O'Neil v. State, 189
Wis. 259, 261, 207 N.W.2d 280 (1926) ("A prosecutor should not act as
a partisan eager to convict, but as an officer of the court, whose duty it is
to aid in arriving in the truth in every case . . . .").
It is clear from the record that Judge DeChambeau's spouse
neither actually appeared in this case nor involved herself in its
preparation. In fact, according to
court records, Attorney Gretchen Hayward has never appeared in court before
Judge DeChambeau. As such, their
relationship does not fall within the scope of Wis. Stat. § 757.19(2)(a).
Parker's second argument is
based upon the subjective portion of the judicial disqualification
statute. Wisconsin Statutes
§ 757.19(2)(g) requires disqualification when a judge determines that he
or she cannot, or that it appears that he or she cannot, act impartially in a
case. In American TV we stated
that subsection (2)(g) concerns "not what exists in the external world . .
. but what exists in the judge's mind."
American TV, 151 Wis. 2d at 182-83. We explained:
Section
757.19(2)(g), Stats., mandates a judge's disqualification only when that judge
makes a determination that, in fact or in appearance, he or she cannot act in
an impartial manner. It does not
require disqualification in a situation where one other than the judge
objectively believes there is an appearance that the judge is unable to act in
an impartial manner; neither does it require disqualification . . . in a
situation in which the judge's impartiality 'can reasonably be questioned' by someone other than the judge.'
Id. at 183. Appellate review of this subjective
determination is "limited to establishing whether the judge made a
determination requiring disqualification." Id. at 186. See
also City of Edgerton v. General Cas. Co., 190 Wis. 2d 510,
521-22, 527 N.W.2d 305 (1995); Disciplinary Proc. Against Crosetto, 160
Wis. 2d 581, 584, 466 N.W.2d 879 (1991).
The reviewing court must objectively decide if the judge went through
the required exercise of making a subjective determination.
We find that Judge DeChambeau
clearly made a subjective determination
regarding his ability to proceed in the case.
He stated on the record:
Gretchen Hayward made no appearance on behalf of
the State in the present case. Indeed,
she has never appeared on behalf of the State before this court. Accordingly, the court finds that there is
no reason to believe, nor is there an appearance of a reason to believe, that
this court could not act, or did not act, in an impartial manner.
Obviously, he felt that he could be impartial in light of his wife's
nonparticipation in the case. This is
all that is required by Wis. Stat. § 757.19(2)(g).
Although Parker encourages us
to provide an objective standard of review for the initial subjective decision
by a judge not to disqualify himself or herself, we decline to do so. Wisconsin Statute § 757.19(2)(g) is clearly
drafted so as to place the determination of partiality solely upon the
judge. See American TV,
151 Wis. 2d at 182-83. In fact, the
legislature specifically included six other objectively determinable situations
in subsection (2) which require withdrawal.
These are the six situations on which it chose to focus. It is not this court's role under subsection
(2)(g) to expand this list by requiring a judge to recuse himself or herself in
all situations where an objective basis of impropriety may exist. If the general prohbition in (2)(g) were
read so broadly, the six specific situations enumerated in the statute would
become superfluous.
In sum, Wis. Stat.
§ 757.19(2)(g) leaves the responsibility of withdrawal to the integrity of
the individual judge or justice. To
imply that the judges or justices of this state are not able to make such a
determination honestly, openly and fairly is a great disservice to the quality
men and women who serve this state in a judicial capacity.
By the Court.—The
judgment and order of the Dane County Circuit Court are affirmed.
SHIRLEY S. ABRAHAMSON, J. (concurring). I
agree with the majority opinion's conclusion that the circuit court judge in
this case was not required to disqualify himself under Wis. Stat.
§ 757.19(2)(a) (1993-94). I also
agree with the majority opinion's conclusion that the circuit court judge made
the requisite subjective determination regarding his ability to proceed with
the case pursuant to Wis. Stat. § 757.19(2)(g).[10]
But the court's analysis
should not stop there, any more than does Wisconsin's judicial disqualification
statute. As I read it, Wis. Stat.
§ 757.19(2)(g) also requires an objective assessment of whether or not it
appears that a challenged judge can act in an impartial manner. The objective test prescribed by
§ 757.19(2)(g) requires a reviewing court to assess whether a reasonable,
well-informed observer familiar with judicial ethical standards, the judicial
system, and the facts and circumstances of the case would harbor reasonable doubts
about a judge's ability to be impartial under the circumstances.
While an assessment of
whether a judge appears partial might initially seem to be open-ended, this
objective test, properly understood and applied, does not give litigants
license to ferret out anything which might appear suspicious and use it as a
basis for demanding a judge's disqualification. Instead the objective test commands that a reviewing court make a
reasonable assessment of the risk that a judge, despite the very best of
intentions, might not be capable of holding "the balance nice, clear and
true" under the facts and circumstances.
Aetna Life Ins. v. LaVoie, 475 U.S. 813, 825 (1986) (quoting Tumey
v. Ohio, 273 U.S. 510, 532 (1927)).
My conclusion that Wis. Stat.
§ 757.19(2)(g) incorporates an objective test rests on four grounds. First, notwithstanding the majority
opinion's conclusory assertion that the statute is "clearly drafted so as
to place the determination of partiality solely upon the judge," Majority
op. at 10, the plain language of the statute demonstrates that the legislature
intended to promulgate an objective test.
By its plain language and grammatical structure, the statute requires a
judge's disqualification either when a judge determines or when it appears that
he or she cannot act in an impartial manner.
Second, the court's own
precedent requires an objective test. When the court first had occasion to
interpret Wis. Stat. § 757.19(2)(g), it made clear that the statute
required an objective as well as a subjective test. State v. Walberg, 109 Wis. 2d 96, 325 N.W.2d 687
(1982), rev'd on other grounds, 766 F.2d 1071 (1985). In determining whether a judgment of the
court should be vacated on the grounds of judicial disqualification, the Walberg
court examined the Wisconsin Code of Judicial Ethics, SCR 60.01(3),[11]
as well as Wis. Stat. § 757.19(2)(g).
The court concluded that both the Code and the statute required
"[a] subjective test based on the judge's own determination of his or her
impartiality and an objective test based on whether impartiality can reasonably
be questioned." Walberg,
109 Wis. 2d at 106; see id. at 106 n.13.[12]
In the subsequent case of State
v. American TV & Appliance, 151 Wis. 2d 175, 182, 443 N.W.2d 662
(1989), the court mistakenly failed to follow the precedent it had established
in Walberg and thereby failed to abide by the doctrine of stare
decisis. The doctrine of stare
decisis requires courts to "'stand by things decided'" and is
"fundamental to 'a society governed by the rule of
law' . . . . A court's decision to depart from precedent is
not to be made casually. It must be
explained carefully and fully to insure that the court is not acting in an
arbitrary and capricious manner." State
v. Stevens, 181 Wis. 2d 410, 441-42, 511 N.W.2d 591 (1994), cert.
denied, 113 S. Ct. 2245 (1995) (Abrahamson, J., concurring) (citation
omitted). Changing the law is justified
only when "precedent has become detrimental to coherence and consistency
in the law." Id. at
442.
Without explanation, the American
TV court stated that "[t]he Code of Judicial Ethics governs the
ethical conduct of judges; it has no effect on their legal qualification or
disqualification to act and a judge may be disciplined for conduct that would
not have required disqualification under sec. 757.19, Stats." American TV, 151 Wis. 2d at 185.[13] But while the American TV court
declined to explain its departure from precedent, there is ample reason to
depart from American TV. By
eliminating the objective standard from Wis. Stat. § 757.19(2)(g) while
reaffirming the importance of that standard in Wisconsin's Code of Judicial
Ethics, American TV created an unnecessary conflict between how judges'
appearance of partiality should be assessed, respectively, under the
disqualification statute and the Code.
As the court of appeals observed shortly after American TV was
decided, the "supreme court has decided that even when a judge commits
ethical violations by presiding over a case, his actions do not constitute
grounds for recusal." State v.
Carivou, 154 Wis. 2d 641, 644, 454 N.W.2d 562 (Ct. App. 1990).
Third, a judge's subjective
assessment of whether he or she should be disqualified is not subject to
meaningful appellate review. The
majority opinion acknowledges that review of a judge's subjective determination
is "limited to establishing whether the judge made a determination
requiring disqualification."
Majority op. at 9, (quoting American TV, 151 Wis. 2d at
186). Under this standard a reviewing
court has little choice but to confer its imprimatur on a challenged judge's
decision to hear a case.[14]
Fourth, an objective test
promotes confidence in the integrity of the judicial system. As the Committee on the Judiciary of the
United States House of Representatives stated in explaining the 1974 revisions
to the federal disqualification statute, the addition of an objective standard
was "designed to promote public confidence in the impartiality of the
judicial process by saying, in effect, if there is a reasonable factual basis
for doubting the judge's impartiality, he should disqualify himself and let
another judge preside over the case."[15]
Promoting "a government
of law and not of men," SCR 60.01(1), Wisconsin's Code of Judicial Ethics
requires that judges place the duty to be impartial "above all" other
duties. SCR 60.01(3). Because the duty of impartiality is
paramount, "the Code measures judicial conduct by an objective
standard . . . in the provision that a judge should
administer the law free of 'the appearance of partiality,'" American TV,
151 Wis. 2d at 185.
Finally, I conclude that
apart from Wis. Stat. § 757.19 and the Wisconsin Code of Judicial Ethics,
an objective test is required by the due process guarantees of the federal and
state constitutions. The United States
Supreme Court has repeatedly made clear that the due process guarantees
inscribed in the federal Constitution require application of an objective test
to determine whether a judge should have been disqualified from hearing a
case. The Court has stated that
"[t]he Due Process Clause may sometimes bar trial by judges who have no
actual bias and who would do their very best to weigh the scales of justice
equally between contending parties. But
to perform its high function in the best way, justice must satisfy the
appearance of justice." LaVoie,
475 U.S. at 825 (1986) (quoting In re Murchison, 349 U.S. 133, 136
(1955)).[16]
Because I believe that a
reasonable, well-informed observer of the judicial system would conclude that
the circuit court judge in this case was not partial and that there was no
appearance of partiality, I concur in the decision reached by the
majority. But because I also believe
that Wisconsin's disqualification statute, the Code of Judicial Ethics, prior
decisions of this court, federal constitutional law and the integrity of the
judicial system require the application of an objective test, I would have
arrived at that decision differently. I
agree with Chief Justice Rehnquist that "just as Clemenceau counseled that
war was too important a matter to be left to the generals, so judicial
disqualification is too important a matter to be left entirely to the
judges."[17]
ANN WALSH BRADLEY, J. (concurring). I
agree with the majority opinion's conclusion that § 757.19(2)(g) involves
a subjective test and that the circuit court judge in this case made the
requisite determination that he could remain impartial. The subjective nature of § 757.19(2)(g)
was decided by this court in State v. American TV & Appliance, 151
Wis. 2d 175, 182, 443 N.W.2d 662 (1989).
This court should not abandon such precedent without strong
justification, because adherence to precedent is fundamental to "a society
governed by the rule of law." City
of Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416, 420
(1983).
The Supreme Court has
recognized certain factors which may provide significant justification for
departure from precedent,
including: (1) the rule has
proven to be intolerable simply in defying practical workability; (2) the rule
is subject to a kind of reliance that would lend a special hardship to the
consequences of overruling; (3) related principles of law have changed or
developed such that the rationale behind the old law has been undermined; (4)
facts have changed, or come to be seen so differently, as to have robbed the
old rule of significant application or justification. Planned Parenthood of Southeastern Pennsylvania v. Casey,
505 U.S. 833, 854-55 (1992)(joint opinion of O'Connor, Kennedy, and Souter,
JJ.)(citations omitted). We have not
been presented with any of these justifications in the intervening years since American
TV was decided.
Therefore, I acknowledge
that review under § 757.19(2) is "limited to establishing whether the
judge made a determination requiring disqualification." American TV, 151 Wis. 2d at 186. However, I write separately to emphasize
that due process requires that every person has a right to a fair trial by an
impartial and unbiased judge. State
v. Walberg, 109 Wis. 2d 96, 105, 325 N.W.2d 687 (1982), rev'd on other
grounds, 766 F.2d 1071 (1985). I
agree with Justice Abrahamson that § 757.19(2)(g) does not foreclose
consideration of this fundamental due process right. Aetna Life Ins. v. LaVoie, 475 U.S. 813, 825 (1986). However, as the Aetna court
recognized, only in the most extreme cases does the Due Process Clause require
disqualification for general allegations of bias. Aetna, 475 U.S. at 821.
I concur, that judged by this standard, there is no due process
violation in this case.
I am authorized to state that
Justice JANINE P. GESKE joins this opinion.
SUPREME
COURT OF WISCONSIN
Case No.: 94-1655-CR
Complete Title
of Case: State of Wisconsin,
Plaintiff-Respondent,
v.
Crystal Harrell a/k/a Crystal Parker,
Defendant-Appellant.
______________________________
ON CERTIFICATION FROM THE COURT OF APPEALS
Opinion Filed: March 28, 1996
Submitted on Briefs:
Oral Argument: January
11, 1996
Source of APPEAL
COURT: Circuit
COUNTY: Dane
JUDGE: ROBERT DE CHAMBEAU
JUSTICES:
Concurred: ABRAHAMSON, J., concurs (opinion filed)
BRADLEY, J., concurring (opinion filed)
GESKE, J., joins
opinion
Dissented:
Not Participating:
ATTORNEYS: For the defendant-appellant there were
briefs and oral argument by David D. Cook, Argyle.
For the
plaintiff-respondent the cause was argued by James M. Freimuth,
assistant attorney general, with whom on the brief was James E. Doyle,
attorney general.
[1] Wis.
Stat. § 757.19(2)(a) (1993-94) provides as follows:
(2) Any
judge shall disqualify himself or herself from any civil or criminal action or
proceeding when one of the following situations occurs:
(a) When a judge is related to any party or
counsel thereto or their spouses within the 3rd degree of kinship.
All future reference to Wisconsin Statutes will be to the 1993-94 version.
[2] Wis.
Stat. § 757.19(2)(g) provides as follows:
(2) Any
judge shall disqualify himself or herself from any civil or criminal action or
proceeding when one of the following situations occurs:
.
. . .
(g) When a judge determines that, for any reason, he or she cannot, or it appears he or she cannot, act in an impartial manner.
[3] Wis.
Stat. § 943.50(1m) and (4)(a) provide as follows:
(1m)
Whoever intentionally alters indicia of price or value of merchandise or who
takes and carries away, transfers, conceals or retains possession of
merchandise held for resale by a merchant or property of the merchant without
his or her consent and with intent to deprive the merchant permanently of
possession, or the full purchase price, of the merchandise may be penalized as
provided in sub. (4).
. . . .
(4)
Whoever violates this section is guilty of:
(a) A Class A misdemeanor, if the value of the merchandise does not exceed $1,000.
[4] Wis.
Stat. § 939.62(1)(a) provides as follows:
939.62 Increased penalty for habitual criminality. (1) If the actor is a repeater, as
that term is defined in sub. (2), and the present conviction is for any crime
for which imprisonment may be imposed (except for an escape under s. 946.42 or
a failure to report under s. 946.425) the maximum term of imprisonment
prescribed by law for that crime may be increased as follows:
(a) A maximum term of one year or less may be increased to not more than 3 years.
[5] We do not reach the question in this case of whether a similar interpretation would be appropriate if Judge DeChambeau's spouse was a partner in a private law firm that represented one of the parties.
[6] It is undisputed by either party that the language is ambiguous and that reference to external sources is necessary to determine the statute's proper interpretation.
[7] Although
the legislative history does not speak directly to this question, it certainly
does not evidence any intention by the legislature to define the term
"counsel thereto" as broadly as suggested by Parker. In 1951, the precursor to Wis. Stat.
§ 757.19(2)(a) was codified, with the emphasized language being added by a
Supreme Court Rule, as:
Sec.
(Rule) 256.21. Judge not to have
Partner or be Interested in Costs . . . Whenever the judge of any court is
related within the third degree of kinship to any attorney or agent of his
spouse appearing for one of the litigants in any matter, he shall
disqualify himself from acting in any such matter, and a qualified judge shall
be called, in such manner as provided by statute upon the filing of an
affidavit of prejudice.
Wis.
Stat. § 256.21 (1950-51) (italics omitted, emphasis added). In 1977, the legislature repealed this
provision and recreated it at Wis. Stat. § 757.19(2)(a) in its present
form. See Laws of 1977, ch. 135
§ § 8, 9; Laws of 1977, ch. 187, sec. 96.
During the 1977 redraft, the phrase "appearing for one of the litigants in any matter" was removed. However, there is no indication that the legislature sought through this deletion to broaden the meaning of "attorney" or "counsel" to include attorneys other than those actually participating in the matter.
[8] It is true that there is a split in the authorities. Parker sets forth in her brief a number of ethics opinions and at least one legal decision which support her position. However, this court is not bound by opinions of foreign courts and is certainly not bound by the advisory ethics opinions of other states. After carefully considering the arguments presented by all of the authorities, we are persuaded that those cited and discussed in the body of this opinion reach the sounder and more practical result.
[9] ABA
Canon 3E(1)(d)(ii) (1990) Model Code:
E. Disqualification.
(1) a
judge shall disqualify himself or herself in a proceeding in which the judge's
impartiality might reasonably be questioned, including but not limited to
instances where:
. . . .
(d) the
judge or the judge's spouse, or a person within the third degree of
relationship to either of them, or the spouse of such a person;
. . . .
(ii) is
acting as a lawyer in the proceeding.
[10] Wis.
Stat. § 757.19(2) provides:
Any judge shall disqualify himself or herself
from any civil or criminal action or proceeding when one of the following
situations occurs:
(a) When a judge is related to any party or
counsel thereto or their spouses within the 3rd degree of kinship.
. . . .
(g) When a judge determines that, for any reason,
he or she cannot, or it appears he or she cannot, act in an impartial manner.
All future statutory references are to the 1993-94 volume of the Wisconsin Statutes.
[11] SCR 60.01(3) provides, in pertinent part, that "[a] judge should administer the law free of partiality and the appearance of partiality."
[12] The court drew support for its position from its prior decision in State v. Asfoor, 75 Wis. 2d 411, 436, 249 N.W.2d 529 (1977), in which the court had determined that the Code of Judicial Ethics required a judge to recuse himself or herself whenever "there was any appearance of impartiality."
[13] The American TV court tried to circumvent the Walberg court's explicit conclusion that Wis. Stat. § 757.19(2)(g) required both an objective and subjective test by claiming that Walberg was relying on the Code of Judicial Ethics rather than the statute. American TV, 151 Wis. 2d at 185. Even assuming arguendo that this assessment of the Walberg decision is correct, it is immaterial. The Walberg court stated explicitly that an objective test was required under Wis. Stat. § 757.19(2)(g). As the court has previously stated, "when a court of last resort intentionally takes up, discusses, and decides a question germane to, though not necessarily decisive of, the controversy, such decision is not a dictum but is a judicial act of the court which it will thereafter recognize as a binding decision." State v. Kruse, 101 Wis. 2d 387, 392, 305 N.W.2d 85 (1981) (quoting Chase v. American Cartage, 176 Wis. 235, 238, 186 N.W. 598 (1922)).
[14] See
Note, Disqualification of Judges and Justices in the Federal Courts, 86
Harv. L. Rev. 736, 741 (1973), which criticized a similarly subjective standard
in an earlier version of the federal disqualification statute, 28 U.S.C.
§ 455 (1970), noting that "[r]eviewing courts can of course be of
little assistance in either defining the elements of impropriety or enforcing
any such standards once formulated, since the statute requires a judge to avoid
participation only when it is improper 'in his opinion.'"
Congress amended the statute in 1974 so that it would conform to revisions in the Code of Judicial Conduct enacted in 1972. One of those revisions, incorporating Canon 3C of the revised Code, requires a judge's disqualification in any proceeding in which a judge's "impartiality might reasonably be questioned." Compare 28 U.S.C. § 455 (1970) with 28 U.S.C. § 455 (1993). See also H.R. Rep. No. 1453, 93d. Cong., 2d Sess., pt. 3 (1974) (discussing P.L. 93-512, which revised 28 U.S.C. § 455); Karen Nelson Moore, Appellate Review of Judicial Disqualification Decisions in the Federal Courts, 35 Hastings L.J. 829, 832-35 (1984) (discussing legislative history of 28 U.S.C. § 455); Note, Disqualification of Federal Judges, supra, at 238-42, 246-59 (discussing legislative history of 28 U.S.C. § 455).
[15] H.R. Rep. No. 1453, 93d Cong., 2d Sess., pt.3, at 6355 (1974). Members of the subcommittee of the Judicial Council charged with the revision of Wisconsin's disqualification procedures which resulted in Wis. Stat. § 757.19 were mailed a copy of the law amending 28 U.S.C. § 455 in July 1975. The text of what is now Wis. Stat. § 757.19(2)(g) was approved at the Judicial Council meeting on December 19, 1975. See Minutes of the Judicial Council meeting of 12/19/75 at 4; Letter from Judicial Council executive secretary Richard R. Malmgren to members of the New Civil Rules Committee of 7/18/75. Hence the drafters of Wis. Stat. § 757.19(2)(g) were aware that an objective test had recently been incorporated in the federal disqualification statute, bolstering the inference that Wis. Stat. § 757.19(2)(g) also requires an objective test.
[16] As the LaVoie Court observed, not all matters that might require judicial disqualification under federal or state statutory standards would necessarily give rise to constitutional questions warranting disqualification under the due process clause. LaVoie, 475 U.S. at 820; see also Walberg, 109 Wis. 2d 96, 111 & n.19 (distinguishing appearances of partiality sufficient to warrant disqualification under, respectively, a statutory provision and a constitutional provision); Note, Disqualification of Federal Judges for Bias or Prejudice, 46 U. Chi. L. Rev. (1978) 236, 237 n.6 (federal constitutional standard for judicial disqualification not well defined by federal courts because federal statutes establish a more stringent standard than the Constitution demands).