2011 WI 62
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Supreme Court of Wisconsin |
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Case No.: |
2008AP2765 |
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Complete Title: |
State of Plaintiff-Appellant-Petitioner, v. David D. Funk, Defendant-Respondent. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS |
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Opinion Filed: |
July 8, 2011 |
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Submitted on Briefs: |
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Oral Argument: |
February 1, 2011 |
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
John P. Roemer, Jr. |
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Justices: |
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Concurred: |
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Dissented: |
ABRAHAMSON, C. J. dissents (Opinion filed). BRADLEY, J. dissents (Opinion filed). ABRAHAMSON, C.J. joins dissent; PROSSER, J. joins Part II of dissent. PROSSER, J. dissents (Opinion filed). |
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Not Participating: |
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Attorneys: |
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For the plaintiff-appellant-petitioner the cause was argued by Marguerite M. Moeller, assistant attorney general, with whom on the briefs was J.B. Van Hollen, attorney general.
For the defendant-respondent there were briefs and oral argument by Michele Anne Tjader, Tjader Law, Inc., Madison.
2011 WI 62
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
Review of an order of the Court of Appeals. Reversed.
¶1 PATIENCE DRAKE ROGGENSACK, J. We review an order of the court of appeals[1] affirming the circuit court's[2] order vacating a jury verdict finding David Funk (Funk) guilty of two counts of sexual assault of a child and granting him a new trial. The circuit court ordered a new trial based on its post-trial discovery that a juror, Tanya G., had not revealed during voir dire that she had been a victim of two prior incidents of sexual assault and its findings that these experiences made her biased against Funk. The issue presented in this case is whether Tanya G. was biased against Funk, thereby depriving Funk of his constitutional right to an impartial jury. This issue requires us to address three sub-issues: (1) whether Tanya G. failed to respond to a material question during voir dire, (2) whether the circuit court's finding that Tanya G. was subjectively biased against Funk was clearly erroneous, and (3) whether, as a matter of law, a reasonable judge could have concluded that a reasonable person in Tanya G.'s position could not be impartial, and therefore, Tanya G. was objectively biased against Funk.
¶2 We conclude that Tanya G. failed to respond to a material question during voir dire when Funk's attorney asked if anyone on the jury panel had previously testified in a criminal case. We also conclude that the circuit court's finding that Tanya G. was subjectively biased against Funk is unsupported by facts of record and is clearly erroneous. Finally, we conclude that the facts necessary to ground a circuit court's reasonable legal conclusion that a reasonable person in Tanya G.'s position could not be impartial were not developed in this case, and therefore the circuit court's conclusion that Tanya G. was objectively biased was erroneous. Accordingly, we reverse the court of appeals order and reinstate the guilty verdict and judgment of conviction.
I. BACKGROUND
¶3 Funk was charged with two counts of sexual assault of a child
under 13 years of age, contrary to Wis.
Stat. § 948.02(1) (2005-06).[3] The charges were based on two encounters with
C.M.F., who at the time was ten years of age.
Specifically, Funk was alleged to have performed oral sex on C.M.F. and
also to have anally penetrated the young girl.
The alleged incidents occurred at C.M.F.'s home when her mother was at
work. At the time, Funk was the
boyfriend of C.M.F.'s mother.
¶4 In late April of 2008, Funk was tried to a jury for the assaults of C.M.F. Relevant to the issue in this case is what occurred during voir dire. First, toward the beginning of voir dire, the court highlighted the nature of the case and noted that the jurors would be asked whether they, themselves, or someone they knew, had ever been a victim of sexual assault. The court emphasized that the jurors could discuss any sensitive issues in chambers:
Now, one of the questions is going to be, I believe is, have anyone of you been a victim of sexual assault, or a brother or sister who's been sexually assaulted; possibly a neighbor of sexual assault?
With respect to that question, to be quite frank with you, if somebody asked me, have you ever been a victim of sexual assault, I wouldn't answer it, but you are under oath; maybe it's a brother or a sister, maybe it's a neighbor, or maybe it's yourself.
We could go into chambers, if you wish to; we certainly don't have to. You need to be honest. You need to answer the question, and what we will do is to avoid any embarrassment, we can go into chambers.
Despite the court's proclamation that these questions would be asked, neither the court nor the attorneys asked whether any juror had been a victim of sexual assault or whether any juror knew someone who had been a victim of sexual assault.
¶5 Other questions asked by the parties, however, did lead to the disclosure by some jurors that they personally, or someone they knew, had been a victim of sexual assault. For example, the State asked: "Have you, or any of your family members, or close friends ever been accused of a crime by law enforcement?" In response to this question, Juror E.[4] disclosed that he had a friend who had been accused of a crime in a "situation like this." The State asked to question Juror E. in chambers. In chambers, Juror E. disclosed that a close friend of his had recently been caught trying to entice underage girls into having sexual relations, but assured the court he could still be fair and impartial to Funk. The court did not excuse Juror E.
¶6 The State also asked:
"Now, this case, as Judge Roemer noted, involves allegations of
sexual assault of a child. Based upon
those allegations, those charges, does anyone here believe they would have a
difficult time being fair and impartial both to the State and to the
Defendant?" In response to this
question, two jurors asked to speak privately in chambers. Juror G. disclosed in chambers that when she
was nine or ten, she was sexually molested by a family member. She stated that it would be very difficult
for her to put this experience aside if she were picked to sit on the
jury. The court excused Juror G. The other juror, Juror J., disclosed that her
granddaughter had been sexually assaulted and that there was currently a trial
going on in
¶7 The court replaced the two excused jurors.[5] The State asked the two new jurors if they would have answered any of the previous questions affirmatively. Both jurors responded by requesting to go into chambers. Of the two new jurors, one disclosed that he had heard about the case. The court did not excuse the juror based on this information. The other new juror, Juror D.,[6] disclosed that her ex-husband was raped when he was 14. She stated that she would rather not sit on the jury. Consequently, Juror D. was excused from service.
¶8 Juror S. replaced Juror D. Juror S. was similarly questioned about whether he would have answered affirmatively to any of the previous questions. Juror S. asserted that he would have, but that he did not need to go into chambers to discuss the answer privately. He then stated, in open court, "It has to do with knowing someone about a sexual assault case. My uncle went to prison for it, and I don't think I could be fair to the party." The court excused Juror S.
¶9 In addition to the above questions asked by the State, the panel was asked several other times if any juror believed he or she could not be fair to Funk or the State.[7] These questions did not lead to any further assertions of partiality.
¶10 Of particular importance, Funk's attorney asked if any juror had ever testified as a witness before: "Anyone ever go to court to testify in a criminal case as a witness? Anyone ever go to court to testify in a civil case as a witness?" While numerous jurors answered "yes" to this question and explained the circumstances under which they had testified, Tanya G. did not respond. The State also asked if anyone had ever had contact with the Juneau County District Attorney's Office. Several jurors responded in the affirmative to this question. Similarly, Tanya G. remained silent when this question was asked. A review of the voir dire transcript shows that Tanya G. did not respond individually[8] to any question posed during voir dire.
¶11 Tanya G. was selected to sit on the jury. During the two-day trial, C.M.F. testified about the assaults. Moreover, both N.M.F., Funk's 13-year-old daughter, and A.M.F., Funk's 14-year-old daughter, testified, corroborating much of C.M.F.'s story.[9] The jury convicted Funk of both counts of sexual assault of a child under 13 years of age.
¶12 Sometime after the trial, Funk learned that Tanya G. had been a victim of sexual assault. Consequently, several days before his scheduled sentencing, Funk moved to vacate the judgment of conviction and for a new trial on the grounds that Tanya G. was biased against him, and therefore, he had been deprived of his constitutional right to an impartial jury. According to Funk's motion, Tanya G. was the victim in an 18-count sexual assault case that occurred in 1998.
¶13 The 1998 sexual assaults occurred when Tanya G. was ten years old
and involved Tanya G.'s school-bus driver touching her private areas when she
would get on and off the bus. The abuse
happened on numerous occasions and Tanya G.'s two younger sisters were also
victims. Tanya G. reported the abuse to
the authorities and was questioned by a
¶14 Subsequent to Funk's motion to vacate the judgment, it was also learned that Tanya G. had been the victim of a sexual assault that occurred in January of 2005. According to the criminal complaint issued for the 2005 incident, Tanya G. was at a party when the perpetrator, Julian C., locked Tanya G. in a bedroom and forced her to have sexual intercourse with him. Tanya G. testified during the preliminary hearing in the case against Julian C. Following the preliminary hearing, Julian C. pled no contest and was sentenced. Tanya G. was 17 years old at the time of the assault by Julian C.
¶15 In response to this newly discovered information about Tanya G., the circuit court held a post-conviction evidentiary hearing at which Tanya G. testified. At the hearing, Tanya G. confirmed that her elementary-school bus driver had sexually molested her. She explained that the abuse started when she was in kindergarten and that it occurred "every day" she rode the bus from kindergarten through third grade. Moreover, Tanya G. testified that she witnessed the bus driver abuse her two younger sisters. Tanya G. reported the abuse to the authorities, but the record does not reflect that she testified in any proceeding related to the abuse. Tanya G. also confirmed at the post-conviction hearing that she had been raped by Julian C. when she was 17 years old.
¶16 The circuit court questioned Tanya G. about whether the allegations against Funk made her uncomfortable:
[The Court]: Now, the question I have for you is, when you heard what the allegations were involving Mr. Funk, did you feel uncomfortable at that point in time?
[Tanya G.]: No.
[The Court]: You didn't feel uncomfortable whatsoever?
[Tanya G.]: No.
The court then asked Tanya G. why she did not disclose each specific incident of sexual assault. With regard to the sexual assault by the bus driver, Tanya G. responded that she did not think she was allowed to talk about it because, under the settlement agreement in the case, her lawyer had told her that if she talked about it, she would be fined $5,000.[10] Her explanation for why she did not disclose that her sisters had been victims of sexual abuse was: "I understand that I should have said something, but since my sisters have nothing else on their records indicating sexual assault, I wasn't allowed to put them in jeopardy."
¶17 With regard to the assault by Julian C., Tanya G. stated that she did not disclose the incident to the court "[b]ecause it's my past. I don't go from day to day saying that this guy raped me, he did this. It's not the way I live my life. I put it in the back of my head, and I don't reveal it ever again."
¶18 At the post-conviction hearing, Tanya G. consistently denied that the nature of the allegations against Funk caused her to recall her past experiences with sexual assault during Funk's trial, or that she had prejudged Funk in any way.[11] She also noted that she did not discuss that she had been a victim of sexual assault with any other jurors. Tanya G. was never asked why she did not respond to the question about whether any juror had been a witness in a criminal case.
¶19 The circuit court expressed its difficulty in understanding Tanya G.'s answers. The court said, "it's not so much that I'm not taking you at face value, but I just have a hard time understanding, but it seems to me that the incidences that involved you would probably be some of the most devastating of a person's life."
¶20 Following the post-conviction hearing and a review of the voir dire transcript, the circuit court determined that at no time during voir dire was the question asked: "'Have you been a victim of a sexual assault,' or, 'Have you or your family been victims of sexual assault?'" However, the court concluded that Tanya G. did not respond to a material question when Funk's attorney asked whether anyone had testified as a witness in a criminal case. This, the court concluded, was an incorrect answer given that Tanya G. had testified at Julian C.'s preliminary hearing.
¶21 The court then concluded that Tanya G. was both subjectively and objectively biased. With respect to subjective bias, the court opined:
I have a very difficult time when an individual takes the voir dire oath, and I am not going to recite it, but swears to tell the truth, the whole truth to questions asked of you to a very solemn occasion, there's a black-robed man up here, and she did not answer affirmatively to the question of whether she was a victim of assault, or more specifically, as I've previously found, that she could not recall these incidences.
. . .
Now, I'm not calling Tanya [G.] a liar. I believe all of us view things through [] a certain prism, but I have a very exceedingly, exceptionally difficult time finding subjectively that this woman who, as a young child, and who has as a young woman, been sexually assaulted, and hearing the testimony of three children, who, as one who was sexually assaulted, she didn't put that aside. So, subjectively, I do find there is bias.
¶22 With respect to objective bias, the court noted that simply because Tanya G. was a victim of sexual assault, she was not precluded from sitting on the jury. Rather, the court considered whether "a reasonable person in [Tanya G.'s] position, could they be impartial, objectively?" In its analysis, the court compared the sexual assaults inflicted upon Tanya G. with the sexual assaults at issue in Funk's case. The court noted that Tanya G. was assaulted by her bus driver at approximately the same age as C.M.F., when Funk's alleged assaults occurred. The court also pointed out that Tanya G.'s sisters were sexually assaulted at the same young age, and noted that in Funk's case, both of Funk's daughters, who referred to C.M.F. as their "sister," had testified.
¶23 In addition, the court noted that Tanya G. was sexually assaulted again when she was 17. The court then concluded, "I believe that objectively when I look at the case that was tried, I look at this juror's past, objectively I find that the juror could not be fair and impartial." As a result of the circuit court's conclusion that Tanya G. was biased against Funk, the court vacated Funk's guilty verdict and judgment of conviction and ordered a new trial.
¶24 The State appealed. The
court of appeals affirmed in an unpublished order. State v. Funk, No. 2008AP2765-CR,
unpublished order (Wis. Ct. App. Apr. 28, 2010). On appeal, the State argued that the circuit
court improperly found that Tanya G. failed to answer a material question
because Funk's motion focused on whether Tanya G. failed to answer whether she
had been a victim of sexual assault, when no such question was asked of the
jury panel.
¶25 Moving to subjective bias, the court of appeals rejected the
State's argument that the circuit court was actually applying an objective
test.
¶26 The court of appeals did not address objective bias, noting that
its affirmation of the circuit court's findings that Tanya G. incorrectly
answered a material question and that she was subjectively biased was
sufficient to support the circuit court's exercise of discretion.
¶27 Judge Lundsten filed a dissenting opinion in which he concluded
that the circuit court "misapprehended what is required for findings of
subjective bias and objective bias."
¶28 We granted review and now reverse the court of appeals.
II. DISCUSSION
A. Standard of Review
¶29 We address whether juror Tanya G. was biased against Funk thereby
depriving him of his constitutional right to an impartial jury. In so doing, we determine whether Tanya G.
was subjectively or objectively biased against Funk.
¶30 "[W]e will uphold the circuit court's factual finding that a
prospective juror is or is not subjectively biased unless it is clearly
erroneous." Faucher, 227
B. Principles for Assessing Juror Bias
¶31 The Sixth Amendment of the United States Constitution[12]
and Article I, Section 7 of the Wisconsin Constitution[13]
guarantee criminal defendants the right to an impartial jury. Moreover, principles of due process under
which a defendant is to be judged solely on evidence adduced at trial also
protect a criminal defendant's right to an impartial jury. State v. Kiernan, 227
¶32 When we are asked to assess juror bias, we employ a two-step test developed in Wyss. Under that test, in order to be granted a new trial, a litigant must prove:
(1) that the juror incorrectly or incompletely responded to a material question on voir dire; and if so, (2) that it is more probable than not that under the facts and circumstances surrounding the particular case, the juror was biased against the moving party.
Wyss, 124
¶33 Under the first step of the Wyss test when, as is the case here, there is no factual dispute about what was asked and answered during voir dire,[14] the issue we address is whether the question incorrectly or incompletely answered is material. We have not previously had the opportunity to fully articulate what constitutes a material question. However, our rationale in Wyss for rejecting the two-step test set forth by the Supreme Court in McDonough Power Equipment, Inc. v. Greenwood, 464 U.S. 548 (1984), provides insight into what constitutes a material question.
¶34 Pursuant to the McDonough test, the challenging party has to
"'first demonstrate that a juror failed to answer honestly a material
question on voir dire, and then further show that a correct
response would have provided a valid basis for a challenge for
cause.'" Wyss, 124
¶35 While this discussion in Wyss was used as support for our
rejection of the second step of the McDonough test, it also is telling
about what constitutes a material question under the
¶36 In
Faucher, we engaged in a thorough analysis of the three types of juror
bias: statutory bias, subjective bias,
and objective bias.[16] Faucher, 227
¶37 The
inquiry into whether a juror is subjectively biased is focused on the specific
juror's state of mind.
¶38 Objective
bias, on the other hand, shifts the inquiry from the specific juror's state of
mind to an inquiry into "whether [a] reasonable person in the individual
prospective juror's position could be impartial."
¶39 In
cases involving a juror who was not forthcoming during voir dire and
subsequently sat on the jury, a circuit court is to consider the following
three, non-exclusive, factors to determine objective bias:
(1) did the question asked sufficiently inquire into the subject matter to be disclosed by the juror;
(2) were the responses of other jurors to the same question sufficient to put a reasonable person on notice that an answer was required;
(3) did the juror become aware of his or her false or misleading answers at anytime during the trial and fail to notify the trial court?
¶40 Sexual assault cases can be difficult for any juror. However, the "failure of a juror in a
sexual assault case to answer correctly or completely a question during voir
dire about his or her experience of sexual assault does not constitute
bias per se."
C. Application
a. Material question
¶41 We now apply the legal standards set forth above to the facts and circumstances of this case. Beginning with the first step of the two-step Wyss test, we agree with the circuit court and court of appeals that Tanya G. failed to answer defense counsel's questions: "Anyone ever go to court to testify in a criminal case as a witness? Anyone ever go to court to testify in a civil case as a witness?"
¶42 Moreover, given the facts of this case, this question was material. Funk's argument throughout has been that Tanya G. was biased based on her previous experiences as a victim of sexual assault. Had Tanya G. correctly responded when asked if she had testified in a criminal case, this would likely have incited further questioning that may have uncovered that Tanya G. had been a victim of sexual assault.
¶43 The likelihood that an affirmative response by Tanya G. may have led to the eventual disclosure that she had been a victim of sexual assault is evidenced by the responses of the other jurors to this question. When Funk's attorney asked whether anyone on the panel had testified as a witness, four jurors answered in the affirmative. All four disclosed the nature of the case in which he or she had testified, either in their initial answer to the question or in response to a follow-up question by Funk's attorney. Consequently, had Tanya G. correctly, and affirmatively, responded to that question, putting the court on notice that she had previously testified in a criminal case, it is likely Funk's attorney would have asked Tanya G. details about the nature of the case in which she testified. The court, therefore, would have discovered that the case was a sexual assault case and that Tanya G. was the victim of that assault. As such, the question was of consequence to the bias determination at issue here and is material.
b. Subjective bias
¶44 Moving to the second step of Wyss, whether Funk proved that it was more probable than not that under the facts and circumstances surrounding this case, Tanya G. was biased against him, we first address subjective bias. The question that Tanya G. did not answer was whether she had been a witness in a criminal case. However, at the post-conviction hearing, no one asked her why she did not respond to that question. Therefore, there is no record of why she failed to answer. All of the questioning of Tanya G. in the post-conviction hearing focused on why she had not revealed that she was a victim of sexual assault. However, no question about being the victim of sexual assault was asked during voir dire.
¶45 As explained above, the inquiry required by law to determine
whether Tanya G. is subjectively biased is focused on her state of mind. Faucher,
227
¶46 Subjective bias also may be revealed through a juror's demeanor,
with a determination of bias resting on whether the circuit court finds the
juror credible. Faucher, 227
¶47 The court then found Tanya G. subjectively biased based on Tanya G.'s failure to answer a question that was never asked and the court's own belief that someone in Tanya's position could not be impartial:
I have a very difficult time when an individual takes the voir dire oath, and I am not going to recite it, but swears to tell the truth, the whole truth to questions asked of you to a very solemn occasion, there's a black-robed man up here, and she did not answer affirmatively to the question of whether she was a victim of assault, or more specifically, as I've previously found, that she could not recall these incidences.
. . .
I have a very exceedingly, exceptionally difficult time finding subjectively that this woman who, as a young child, and who has as a young woman, been sexually assaulted, and hearing the testimony of three children, who, as one who was sexually assaulted, she didn't put that aside. So, subjectively, I do find there is bias.
¶48 Assessing what someone in Tanya G.'s position could or could not
have done is not the correct standard on which to decide whether a juror is
subjectively biased. See Faucher,
227
c. Objective bias
¶49 Next, we turn to objective bias and conclude that the circuit court
erred as a matter of law when it concluded that Tanya G. was objectively biased
against Funk. Objective bias exists when
a reasonable person in the juror's position could not be impartial.
¶50 Delgado is instructive as we consider whether Funk has proved objective bias. As aforementioned, in deciding whether there was objective bias in Delgado, we considered the following three non-exclusive factors:
(1) did the question asked sufficiently inquire into the subject matter to be disclosed by the juror;
(2) were the responses of other jurors to the same question sufficient to put a reasonable person on notice that an answer was required;
(3) did the juror become aware of his or her false or misleading answers at anytime during the trial and fail to notify the trial court?
¶51 In Delgado, the defendant was tried for first-degree sexual
assault of two young girls, aged seven and nine.
¶52 On review, we noted that the circuit court did not consider the
three factors set out above.[21] We conducted an independent review of the
facts and circumstances of Delgado as they applied to the three
factors.
¶53 With regard to the first factor, whether the question asked
sufficiently inquired into the subject matter to be disclosed by the juror, the
panel in Delgado was explicitly asked whether anyone in the panel had
been a victim of sexual assault. The
exact question was: "Are there any
members of the jury panel who either have a close friend or close relative or
you yourself who have been the victim of a sexual assault, either as a child or
as an adult?"
¶54 With regard to Delgado's consideration of the second factor,
whether the responses of other jurors to the same question sufficiently put a
reasonable person on notice that an answer was required, we opined that the only reasonable
conclusion was that Juror C. was put on such notice.
¶55 With
regard to the third factor, whether Juror C. became aware of her false
or misleading answers at any time during the trial and failed to inform the
trial court, we noted that
Juror C. became aware of her failure to answer the question during jury
deliberations.
¶56 After
considering the three factors for assessing whether the juror was biased, as
well as the facts and circumstances of the case,[22]
we concluded that Juror C.'s emotional involvement with the case caused her to
be objectively biased.
The probability that [J]uror C.'s substantial emotional involvement would adversely affect her impartiality was high. Her emotional involvement was demonstrated by the close similarity of her experience with the crimes charged, her incorrect and incomplete responses during voir dire, her revelation of her experience during jury deliberations, and her failure to report her omission to the court.
¶57 While
Delgado is factually similar to the case at hand because both cases are
sexual assault cases and involved a juror who failed to disclose during voir dire
that she had been a victim of sexual assault, our review of the facts and
circumstances of this case, in light of the three factors for assessing juror
bias, requires a conclusion opposite from the one reached in Delgado. First, unlike the factual underpinnings of Delgado,
the questions asked of Tanya G. during voir dire did not involve whether any
juror had been a victim of sexual assault.
Furthermore, at the post-conviction evidentiary hearing, Tanya G. was
never asked why she did not respond to the question about whether any juror had
been a witness in a criminal case, which was the question asked in voir dire to
which she did not respond. Therefore,
Funk did not make a record at the post-conviction hearing of why Tanya G.
failed to answer the question that was asked.
It was his burden to do so in order to fully evaluate Tanya G.'s
potential bias against him.
¶58 To explain further, looking at the first factor, the questions asked of Tanya G. during voir dire did not sufficiently inquire into the subject matter of sexual assault. The material question that Tanya G. failed to answer was whether she had testified in a criminal case. This question cannot be said to sufficiently inquire into the jurors' prior personal experiences with sexual assault, which is the basis on which a new trial was ordered by the circuit court. That this unanswered question could have led to questions about sexual assault is insufficient because Tanya G. was never asked at the post-conviction hearing why she failed to respond to the question actually asked at voir dire. The overarching question when evaluating Funk's claim of objective bias is whether a reasonable person in Tanya G.'s position could be impartial. This analysis requires us to consider whether a reasonable person who had a similar level of emotional involvement with hearing the testimony about sexual assault as Tanya G. had could be impartial. The juror's level of emotional involvement is part of the "position" in which we place the reasonable person for our analysis. Tanya G.'s failure to answer the question about testifying in a criminal case, with no explanation for her silence, however, gives us no insight into whether, because of her prior experiences with sexual assault, she was emotionally involved in Funk's case and therefore unable to objectively evaluate the evidence. In other words, we are unable to place a "reasonable person" in Tanya G.'s "position" because we do not know the relevant factors that relate to her "position."
¶59 With regard to the second factor, the responses of the other jurors during voir dire would not have put a reasonable juror in Tanya G.'s position on notice that she was required to disclose that she had previously been a victim of sexual assault.[23] When the circuit court proclaimed during the beginning of voir dire that one of the questions was going to be whether anyone on the panel had been a victim of sexual assault or knew someone who had been a victim of sexual assault, no one in the jury panel took this proclamation as a question that needed to be answered. The record shows that although one juror herself was a victim of sexual assault and numerous jurors on the panel knew someone who had been a victim of sexual assault, no juror responded to the circuit court's proclamation by disclosing information about sexual assault. Rather, most of the information about sexual assault came out later in voir dire in response to the attorneys' more general questions about whether those on the panel could be impartial. If Tanya G. felt she could be impartial, there was no reason for her to respond to those general questions.[24]
¶60 On the other hand, the responses of other jurors to the question
about whether anyone had testified in a criminal case would have put a
reasonable juror in Tanya G.'s position on notice that an answer to that
question was required. Four jurors
responded, and in their responses, they explained the case in which they
testified. These responses would have
put a reasonable juror in Tanya G.'s position on notice that she should have
disclosed her prior testimony. However,
at the post-conviction hearing, Tanya G. was never asked why she did not answer
that question.[25] Perhaps she understood that question in a way
that required no answer or perhaps she was not paying attention and missed the
question all together. The record
provides no information in that regard.
Simply failing to answer a question during voir dire is insufficient to
prove juror bias. Delgado, 223
¶61 Finally, in regard to the third factor, unlike Juror C. in Delgado, there is nothing in the record indicating that Tanya G. became aware of her failure to answer the question relating to serving as a witness in a criminal case at any time during Funk's trial. Even more, this case is nothing like Delgado in which Juror C.'s outburst during deliberations that "I happen to know what it feels like to be taken advantage of," id. at 278, clearly indicates that Juror C.'s experience as a previous victim of sexual assault influenced how she viewed the case (and she was arguably using this experience to influence other jurors).
¶62 Accordingly, an application of the three factors to the facts and
circumstances of this case gives us no insight about why Tanya G. failed to
respond when the panel was asked if anyone had testified as a witness in a
criminal case. The failure to answer a
question on voir dire is not sufficient to conclude Tanya G. was objectively
biased against Funk.
¶63 In sum, jurors are presumed impartial, and Funk had the burden of
rebutting this presumption and proving Tanya G.'s bias in this case. Louis, 156
III. CONCLUSION
¶64 We conclude that Tanya G. failed to respond to a material question during voir dire when Funk's attorney asked if anyone on the jury panel had previously testified in a criminal case. We also conclude that the circuit court's finding that Tanya G. was subjectively biased against Funk is unsupported by facts of record and is clearly erroneous. Finally, we conclude that the facts necessary to ground a circuit court's reasonable legal conclusion that a reasonable person in Tanya G.'s position could not be impartial were not developed in this case, and therefore the circuit court's conclusion that Tanya G. was objectively biased was erroneous. Accordingly, we reverse the court of appeals order and reinstate the guilty verdict against Funk.
By the Court.—The decision of the court of appeals is reversed.
¶65 SHIRLEY S. ABRAHAMSON, C.J. (dissenting). I join Justice Bradley's dissent. I take this opportunity to write on the majority's application of the "subjective bias" element of juror bias.
¶66 In the present case we are faced with a circuit court's
determination of the subjective bias of a juror. "[S]ubjective bias . . . refers to the
prospective juror's state of mind."
State v. Faucher, 227
¶67 The circuit court is tasked with determining whether a juror is
subjectively biased. The circuit court
initially relies on a juror's self-assessment regarding whether she can be (or
was) impartial. Yet a circuit court
cannot blindly rely on a juror's self-assessment. The expressions of the juror regarding his or
her impartiality "are not conclusive[;] evaluating the subjective
sincerity of those expressions is a matter of the circuit court's
discretion." Faucher, 227
¶68 "[A] subjective inquiry will often not be susceptible to
direct proof." Faucher, 227
¶69 A circuit court must evaluate and assess the juror's responses, the
juror's demeanor, the juror's "disposition," and the juror's honesty
and credibility, among other relevant facts.
Faucher, 227
¶70 A juror's good-faith belief that she is not or was not biased, however, is not necessarily an accurate belief. Even if we could be assured of truthfulness, some people are incapable of making correct assessments of self, especially on an issue such as bias. A juror may emphatically believe that she is not biased, yet unknowingly lack the ability to be impartial. The circuit court must evaluate whether the juror is correct in her subjective belief or whether she is incorrect in her subjective belief. In other words, if a juror believes she can act as an impartial decision-maker, a circuit court may still conclude that the juror is not capable of being impartial.
¶71 A purely subjective test is a practical impossibility. A
circuit court cannot look inside the heads of individuals and definitively
determine their thoughts and feelings. A
circuit court makes a determination regarding a person's subjective bias
through the prism of its interpretation of the statements and the evidence
before it. This prism is a function of
the circuit court's experiences and knowledge of human nature.
¶72 A subjective standard is limited to an interpretation by the decision-maker of the statements that are made within the context of the evidence available, the disposition and demeanor of the individual, and other factors in the record. The more outlandish or unreasonable the juror's position seems to a circuit court, the more likely the circuit court will find subjective bias.
¶73 I turn to the objective standard.
An objective standard does not use a fictional reasonable person. Rather, the objective standard encompasses
the characteristics of the person whose conduct is being judged. The inquiry into objective bias is whether
"the reasonable person in the individual prospective juror's position
could be impartial." Faucher,
227
¶74 The circuit court in the present case evaluated the juror, her demeanor, her disposition, and the circumstances in the context of the case. In doing so the circuit court declared the juror subjectively biased:
Now, I'm not calling Tanya [G.] a liar. I believe all of us view things through [] a certain prism, but I have a very exceedingly, exceptionally difficult time finding subjectively that this woman who, as a young child, and who has as a young woman, been sexually assaulted, and hearing the testimony of three children, who, as one who was sexually assaulted, she didn't put that aside. So, subjectively, I do find there is bias.
¶75 The circuit court was "not calling Tanya [G.] a liar," because Tanya [G.] was not lying. Tanya truly believed she could be free from bias. The law tasks the circuit court with making a determination about the subjective state of mind of the juror. The circuit court concluded that the juror did not hold a correct belief that she was impartial.
¶76 In appellate review of a circuit court's finding of subjective
bias, an appellate court determines whether the record supports "a
[circuit court's] finding that the prospective juror is [or is not] a
reasonable person who is sincerely willing to put aside an opinion or prior
knowledge . . . ." Faucher, 227
¶77 In the present case, the circuit court determined that the juror was subjectively biased. The record supports the circuit court's determination that the juror was subjectively biased.
¶78 The circuit court also determined, that the juror was objectively
biased. This determination is to be
reversed "only if as a matter of law a reasonable judge could not have
reached such a conclusion." Faucher,
227
¶79 For the foregoing reasons, and those stated in Justice Bradley's dissent, I would affirm the circuit court order vacating the judgment of conviction and granting the defendant a new trial.
¶80 ANN WALSH BRADLEY, J. (dissenting). Day in and day out across this state, circuit court judges are on the front lines, making tough decisions. This case reflects one of those tough decisions—ordering a new trial in a child sexual assault case.
¶81 In reviewing the circuit court's objective bias determination, an
appellate court asks the following question: Is this a conclusion that a
reasonable judge could reach? When
applying this test, we give deference to the decision of the circuit court
because it has special competence in making
objective bias determinations. It
is intimately familiar with the voir dire proceeding, and is best situated to
reflect upon the prospective juror's response.
State v. Faucher, 227
¶82 Here, the circuit court assessed the voir dire as a whole. It compared the factual similarities between Tanya G.'s assaults and the facts of this case, evaluated her nonresponsiveness, weighed her subsequent conflicting statements, and concluded, "I must follow the law." Ultimately it determined that a reasonable person in Tanya G.'s position could not be impartial. Rather than giving deference to those on the front lines making these tough decisions, the majority turns back the clock. It applies a long-discarded test which skews its analysis and leaves confusion in its wake.
¶83 When I apply the test adopted in Faucher and give the circuit court's determination the deference it deserves, I determine that a reasonable judge could conclude that Tanya G. was objectively biased. Accordingly, I respectfully dissent.
I
¶84 The
question before this court is whether the circuit court erred in concluding
that a reasonable person in Tanya G.'s position could not be impartial. The majority determines that "there is
no proof that a reasonable juror in Tanya G.'s position could not be
impartial," and "[w]ithout such proof, the only basis on which we
could conclude that she was objectively biased is to conclude she was per se
biased against Funk." Majority op.,
¶63.
¶85 In
coming to that conclusion, the majority applies a three-factor test from State
v. Wyss, 124
¶86 The
lack of insight provided by the application of Wyss's three-part test is
telling. The inadequacy of that test
underscores why it was discarded over ten years ago when this court synthesized
the law of juror bias in Faucher.
Indeed, Faucher did not apply the three-part test at all. Instead, it fashioned a new test.
¶87 The
Faucher court set forth a new standard because it recognized that past
decisions regarding jury bias "lacked the clarity necessary to properly
guide the bench and bar." 227
¶88 Faucher
tracked the evolution of jury bias jurisprudence by citing to seven different
cases, including Wyss and Delgado, and using them as a
"primer for jury bias analysis."
¶89 The
test is: whether a reasonable person in the juror's position could be
impartial.
¶90 The
majority relies on the fifth paragraph of the Faucher opinion, which
asserted that the court's adoption of new terms "does
not . . . change our existing jurisprudence." Majority op., ¶39 n.18 (citing Faucher,
227
¶91 It explained that "there is not an absolute, direct
correlation between the former terms and the terms we adopt today," that
the old terms "do not neatly correspond to the [new] terms," and that
objective bias "has a meaning independent of any one of the former
terms." Faucher, 227
¶92 Acknowledging
that our prior case law set forth inconsistent standards of appellate review,
the Faucher court plainly and succinctly determined that henceforth a
deferential appellate standard should be applied when reviewing the objective
bias of a prospective juror. The court
announced:
Our jury bias case law demonstrates that in the past we have reviewed the circuit court's determination of whether a prospective juror was objectively biased under varying standards of review. . . . Although we have inconsistently reviewed the question in the past, we are convinced that the circuit court's determination on the question of objective bias should be reviewed under a deferential standard.
¶93 Courts
and commentators have recognized that Faucher represents a sea change in
the law. The court of appeals has
referred to the pre-Faucher era as "the previously turbid state of
juror bias jurisprudence" and "the murky waters of juror bias
jurisprudence in
¶94 Shortly
after Faucher was mandated, Professors Daniel D. Blinka and Thomas J.
Hammer of
¶95 Two
years later, this court emphasized that prior to Faucher, courts
"struggled with confusing concepts and awkward terminology." State v. Lindell, 2001 WI 108, ¶110,
245
¶96 There
has been widespread acknowledgement that the standards set forth in Faucher
supplanted prior standards of
jury bias jurisprudence. Recognizing Faucher's
significance, the court of appeals has called reliance on pre-Faucher
juror bias jurisprudence "disturbing and misplaced." It instructed attorneys to abandon their
reliance on pre-Faucher jurisprudence for the applicable standards in
juror bias cases:
[W]e observe that the appellant's brief in this case
demonstrates the continuing practice of the appellate bar to cite to and rely
extensively on [pre-Faucher decisions] with respect to the question of juror
bias and the nature of our review. Such
reliance is disturbing and misplaced because
State v. Wilkinson, No. 2002AP1206, unpublished per curiam, ¶2 (Wis. Ct. App.,
Jan. 29, 2003) (emphasis added).[31]
¶97 Rather
than heeding this warning, the majority resurrects old standards. As a result of applying the wrong test, the
majority misses an important component of appellate review. Totally absent from its analysis is any
reference to the deference reviewing courts owe to the circuit courts when
making a determination that a juror was objectively biased. Instead, it professes a lack of insight
garnered by the application of the obsolete three-part test and then employs
the technique of setting up a straw man only to knock it down. Ultimately it determines that "failure
to answer a question on voir dire is not sufficient to conclude Tanya G. was
objectively biased against Funk."
Majority op., ¶62.
¶98 Of
course it is not sufficient. No one ever
advances that it was sufficient.
Employing such an analytical technique underscores an infirmity in the
majority's analysis because it fails to give any deference to the circuit
court's decision.
¶99 In
Faucher, this court recognized the circuit court's special competence in
determining whether objective bias exists and concluded that deference must be
given to the circuit court's determination. 227
¶100 The
majority's analysis is further flawed when it appears to confuse the difference
between objective and subjective bias.
In applying the Wyss test, the majority focuses on the fact that
Tanya G. was never provided the opportunity to explain why she failed to
respond to the question about testifying in a criminal case. Majority op., ¶58. Without an explanation for her silence, the
majority stated, it "gives us no insight into whether . . . [Tanya
G.] was emotionally involved in Funk's case."
¶101 This
is where the majority missteps. By
focusing on whether Tanya G. was emotionally affected, it skews the focus of
objective bias analysis. The focus is
not on whether the individual juror was emotionally affected by the facts of
the case. Rather the focus is, in
considering all of the circumstances, whether a reasonable person in the
juror's position could be impartial. Faucher,
227
¶102 In
skewing the focus, the majority confuses objective and subjective bias. It uses subjective indicia to answer an
objective inquiry. The majority asks
whether Tanya G. really was biased, which is a subjective inquiry. Instead, it should be asking whether a
reasonable juror in Tanya G.'s position could be impartial.
¶103 The
majority's analysis leaves confusion in its wake. Prior to today's decision, Faucher was
the leading case in juror bias jurisprudence.
By not adhering to Faucher and its test for determining objective
bias, the majority opinion will leave the bench and bar wondering what is the
test for determining objective bias and what deference is due to the circuit
court's determination. Should judges
still rely on the standards set forth in Faucher or should they instead
resurrect old tests prior to Faucher?
II
¶104 Applying
the correct standard and giving the circuit court's determination proper
deference, I conclude that the circuit court's determination that Tanya G. was
objectively biased must stand.
¶105 In
ordering that Funk was entitled to a new trial based in part upon its findings
that Tanya G. was objectively biased, the circuit court did not conclude that
every sexual assault victim was prevented from being a juror in a sexual
assault case.[32] To the contrary, the judge began his analysis
of objective bias by specifically recognizing that being a victim of sexual
abuse does not preclude a person from sitting on a jury. He relied in part on the factual similarities
between the alleged abuse in this case and the abuse that Tanya G. experienced
in her past.
¶106 The
judge reviewed the testimony elicited from the three children at Funk's trial
and compared it to the abuse that Tanya G. experienced as a child.[33] He noted the similarities in age; Tanya G.
was ten years old when she was sexually abused and C.M.F. was ten years old at
the time of the alleged abuse. Further,
he noted that both the abuse that occurred in Tanya G.'s past and the alleged
abuse in this case involved sisters; Tanya G.'s younger sisters were also
victims of the sexual abuse perpetrated by the school bus driver and Funk's two
daughters, who lived with C.M.F., were witnesses to the alleged abuse inflicted
upon her.
¶107 In
addition to the similarities between Tanya G.'s experience with sexual assault
and the alleged abuse in this case, the court had other indicia of Tanya G.'s
objective bias——Tanya G.'s nonresponsiveness to multiple questions asked during
voir dire which should have alerted her that an affirmative response was
necessary.
¶108 The
judge made an opening statement during voir dire to the potential jurors
indicating that they would be asked whether any of them or someone they knew
had been a victim of sexual assault. He
told them that they must be honest and would need to answer the question.
¶109 Subsequent
questions asked by both parties elicited responses by multiple potential
jurors. The State asked: "Have you,
or any of your family members, or close friends ever been accused of a crime by
law enforcement?" Juror E.
responded that he had a friend who had been accused of a crime similar to the
one before the court.
¶110 The
State further informed the jury that the case involves allegations of sexual
assault of a child. It asked the jurors
whether, based on those allegations, anyone would have a difficult time being
fair and impartial. In response to that
question, two jurors asked to go into chambers and both were eventually
dismissed. The replacement jurors were
asked the same questions, and both requested to go into chambers. One of the replacement jurors was
excused. The next replacement juror,
upon being asked the questions, openly disclosed that his uncle went to prison
for sexual assault, and he too was excused.
¶111 Defense
counsel asked jurors whether anyone had been a victim of a crime other than a
sexual assault. Three potential jurors
responded that they had. Defense counsel
also inquired whether anyone had testified in court. Three potential jurors responded that they
had. Then, defense counsel asked if any
member of the jury had ever had contact in any form with the Juneau County
District Attorney's Office. Again,
several jurors responded that they had.
¶112 Despite all of the activity ensuing
from the affirmative responses of other jurors, Tanya G. never chose to
individually respond to any of the questions asked on voir dire. Rather, she
remained nonresponsive.
¶113 The
majority asserts that because it does not know why Tanya G. was nonresponsive,
it cannot assess whether she was emotionally involved in the facts of this
case. Majority op., ¶58. To the contrary, the record reveals that
Tanya G. explained her silence during other jurors' responsiveness. In fact, Tanya G. offered inconsistent
explanations for her silence.
¶114 At
the postconviction evidentiary hearing, Tanya G. testified that she did not
talk about the assaults by the bus driver because, "I didn't want to be
fined $5,000 [under the settlement agreement], so I wasn't going to say
anything." She acknowledged,
however, that "I understand that I should have said something." Regarding the assault by Julian C., Tanya G.
stated: "[I]t's my past. I don't go day to day saying that this guy raped
me, he did this. It's not the way I live
my life. I put it in the back of my
head, and I don't reveal it ever again."
However, minutes later she indicated that, despite being assaulted
repeatedly for three years, her experiences with sexual assault never crossed
her mind during voir dire or the two-day trial.
¶115 These
inconsistent explanations at the postconviction evidentiary hearing given by
Tanya G. also support the circuit court's finding that it was more probable
than not that Tanya G. was objectively biased.
It is the function of a circuit court——not an appellate court——to
determine the weight to be given to inconsistent statements of a witness. When deciding whether a juror is biased, a
circuit court judge essentially must make a credibility determination.
¶116 In
this case, Tanya G. initially stated that she knowingly chose not to disclose
the assaults. Later she contradicted
herself and stated that her experiences with sexual assault never crossed her
mind at voir dire or at trial. A
reasonable judge would take her inconsistent statements into consideration when
determining that Tanya G. was objectively biased. Yet, instead of deferring to the circuit court's
function of weighing conflicting statements, the majority's analysis ignores
them.
¶117 The circuit court articulated the difficulty and frustration in
coming to this decision. It noted that a
new trial would be a waste of time and would take a toll on the emotional
psyches of the children testifying. It stated:
"It makes me angry, but I believe there's nothing I can do as a presiding
magistrate to this particular case. I
must follow the law . . . .
Is it more probable than not there was juror bias[?]"
¶118 Unlike
the majority, the circuit court followed the law and had a firm grasp of
controlling precedent. The circuit court
correctly stated:
When the Court addresses objective bias, the question is when we look at [Tanya G.], would a reasonable person in her position, could they be impartial, objectively?
The Court must, as indicated in [Faucher], when assessing objective bias, consider the facts and circumstances surrounding the questions asked and the answers given on voir dire, and underlying facts of the case before the Court.
¶119 In reaching its decision, the circuit court considered the inconsistent statements, Tanya G.'s nonresponsiveness in the midst of other jurors responding to questions implicating sexual assaults, and the similarities between the facts of her assaults and the facts of this case. Ultimately, the circuit court concluded that a reasonable person in Tanya G.'s position could not be impartial. I determine that the circuit court's conclusion is one that a reasonable judge could reach.
¶120 Accordingly, I respectfully dissent.
¶121 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON joins this dissent and Justice DAVID T. PROSSER joins Part II of this dissent.
¶122 DAVID T. PROSSER, J. (dissenting). This case presents a classic example of objective bias. Consequently, I join Section II of Justice Ann Walsh Bradley's dissent.
[1] State v. Funk, No. 2008AP2765-CR, unpublished order (Wis. Ct. App. Apr. 28, 2010).
[2] The Honorable John P.
Roemer, Jr. of
[3]
Sexual assault of a child. (1) First Degree Sexual Assault. Whoever has sexual contact or sexual intercourse with a person who has not attained the age of 13 years is guilty of one of the following:
. . .
(b) If the sexual contact or sexual intercourse did not result in great bodily harm to the person, a Class B felony.
[4] We use initials to protect the identities of the jurors.
[5] The replacement jurors had been in the room during the previous questioning, but were not actively answering the questions.
[6] There appears to be an error in the voir dire transcript because the transcript reflects the juror we now refer to as Juror D. as being Juror G. However, Juror G. had already been excused at the time that the questioning of Juror D. took place.
[7] Toward the end of its voir dire questioning, the State asked: "[I]s there anything that, while you are sitting there, you were saying, 'I wish he'd ask this.' And I didn't, but you just wanted to tell me something about your service as a juror in this trial? Anything at all?" The State closed its voir dire questioning by asking, "Ladies and gentlemen, is there anything that would make it difficult for you to serve as fair and impartial jurors?"
In addition, defense counsel concluded his voir dire by asking, "Is there anything about this case, sexual intercourse of a child, two counts, anything about questions that Judge Roemer has asked you, [the State] has asked you, or I have asked you, that make you think you can't sit on this jury? No hands, so then, everyone thinks they can sit on this case and hear what comes from this witness stand, and what Judge Roemer instructs you as far as the law is concerned and base your decision in this case solely on what happens in this courtroom. Agreed? Thank you."
[8] There were several questions posed to the entire panel that produced a collective response. Assumedly, Tanya G. responded to these questions.
[9] N.M.F. testified that she saw her father's penis in C.M.F.'s mouth, and A.M.F. testified that she saw C.M.F. standing, with her pants down, in front of Funk's chair on the day of the assaults.
[10] The requirement that Tanya G. not disclose the assaults is seemingly part of a March 2008 settlement agreement in a civil case related to the sexual assaults by the bus driver. The suit was brought by Tanya G. and her parents against the school district.
[11] For example, one line of
questioning went as follows:
[The Court]: At [the point you heard the details of the allegations against Funk], did you have an occasion to think about what had happened to you then?
[Tanya G.]: No
[The Court]: So, when you were dealing with those incidences that related to Mr. Funk, you did not think about the time that you and your sisters were sexually assaulted?
[Tanya G.]: No.
[The Court]: Nor did you think about the time involving [Julian C.]?
[Tanya G.]: No.
[The Court]: With regard to the sexual assaults, did you harbor any hard feelings to Mr. Funk since you, in the past, had been a victim of sexual assault?
[Tanya G.]: No.
[The Court]: With respect to the evidence, did you feel uncomfortable hearing evidence involving the sexual assault of a child involving Mr. Funk?
[Tanya G.]: No.
[The Court]: What you are indicating is that after hearing the case of that trial, that you didn't ruminate or think about your occasions whatsoever that you were assaulted?
[Tanya G.]: No.
. . .
[The Court]: With respect to the deliberations, as I understand your testimony, while you were deliberating in terms of your past regarding [the sexual assaults to which you were a victim], they did not come up in your mind whatsoever?
[Tanya G.]: No.
[12] The Sixth Amendment of the United States Constitution provides: "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed . . . ."
[13] Article I, Section 7 of the Wisconsin Constitution provides: "In all criminal prosecutions the accused shall enjoy the right . . . to a speedy public trial by an impartial jury of the county or district wherein the offense shall have been committed . . . ."
[14] As discussed above, Tanya G. remained silent when the panel was asked if anyone had ever testified as a witness in a criminal matter, although she had testified at the preliminary hearing in the case against Julian C.
[15] We provided a useful example to illustrate our concern with McDonough Power Equipment, Inc. v. Greenwood, 464 U.S. 548 (1984):
Take for example a personal injury case where all prospective jurors are asked if they have any children. A juror who has a child fails to respond, but not only does she have a child, but her child had recently been badly injured in an automobile accident. If a litigant sought to have a new trial ordered once having learned of the juror's incorrect answer, that litigant would not prevail if the language of the McDonough opinion was applied narrowly. A correct answer on voir dire would have been that the prospective juror did have a child. However, applying the McDonough language literally, this correct answer would not prove to be sufficient to provide a basis to strike this juror for cause. The correct answer ("yes, I have a child") would not in and of itself provide a basis for a challenge for cause. However, if further inquiry were allowed, it would reveal that not only did she have a child, but that that child had been seriously injured in an automobile accident and, possibly that she harbored antagonistic feelings against drivers of automobiles who caused accidents and insurance companies that contested benefits. A complete inquiry would have revealed that the prospective juror was sufficiently biased to provide a valid basis for a challenge for cause.
State v. Wyss,
124
[16] Prior to this court's
discussion of juror bias in State v. Faucher, 227
[17] A juror is statutorily biased regardless of his
ability to remain impartial, if he is related by "blood, marriage or
adoption to any party or to any attorney appearing in the case, or has any
financial interest in the case."
Wis. Stat. § 805.08(1) (2009-10); see also Faucher,
227
[18] Justice Bradley's
dissent mistakenly infers that Faucher overruled Wyss, thereby
discarding this analysis. Justice
Bradley's dissent, ¶86. Justice Bradley's dissent misreads Faucher. While, as discussed above, see supra
note 16, we adopted new terms to discuss the three types of juror bias in Faucher,
we explicitly stated that in adopting these new terms, we were not changing the
existing juror bias jurisprudence. Faucher,
227
In an
attempt to argue that the jurisprudence was changed despite our proclamation in
Faucher that we were not changing the existing jurisprudence, the
dissent cites to case law describing the state of juror bias law pre-Faucher. Specifically, the dissent takes language
from State v. Oswald, 232
For
example, in full, the sentence the dissent cites from Oswald reads: "In [Faucher and other cases
published at the same time], the court clarified the previously turbid state of
juror bias jurisprudence in Wisconsin, adopting the terms 'statutory,'
'subjective' and 'objective' bias to replace the misused 'implied,' 'actual'
and 'inferred' bias terminology." Oswald,
232
Moreover,
as support for its proposition that Faucher discarded the Wyss
test, the dissent points out that Faucher "did not apply the
three-part test at all." Justice
Bradley's dissent, ¶86. While this
assertion may be true, Faucher makes clear that the Wyss analysis
is to be employed in "lack of juror candor cases," such as the case
before us. Faucher, 227
Finally,
the dissent cites to State v. Wilkinson, No. 02-1206, unpublished per
curiam, ¶2 (Wis. Ct. App. Jan. 29, 2003).
See Justice Bradley's dissent, ¶96. While Wilkinson also is not a
"lack of juror candor" case, and equally inapplicable here, we
underscore the impropriety of citing to a 2003 unpublished, unauthored court of
appeals opinion, a citation contrary to this court's rules. To explain further, subsequent to July 1,
2009, an unpublished, authored opinion may be cited for persuasive, but not
precedential value.
[19] Contrary to the
situation here, the jury panel in State v. Delgado, 223 Wis. 2d
270, 588 N.W.2d 1 (1999), was asked:
"Are there any members of the jury panel who either have a close friend
or close relative or you yourself who have been the victim of a sexual assault,
either as a child or as an adult?"
[20] Following the first hearing,
the circuit court found that the first step of the Wyss two-step test
had not been satisfied, i.e., that Juror C. had not incorrectly or incompletely
answered a material question during voir dire.
[21] Delgado was
decided six months before Faucher and therefore, the term
"inferred" bias is used instead of the term "objective"
bias. However, in Delgado, we
were using an objective standard when deciding whether there was
"inferred" bias. As evidence,
in our discussion of "inferred" bias, we noted that the circuit court
used an incorrect analysis "to determine whether from an objective
standard" there was bias.
[22] Juror C. had been
sexually assaulted when she was six or seven by someone she knew, but that was
not a relative.
[23] Although Justice Bradley's dissent asserts that the three factors set forth in Wyss are no longer the correct standard under which to evaluate objective juror bias, see supra note 18, the dissent uses the second Wyss factor in conducting its analysis of whether there was juror bias in this case. Justice Bradley's dissent, ¶¶107-112.
[24] While the second factor
is usually limited to the relevant question in the first factor, we also note
that a review of the voir dire transcript does not indicate that the responses
of other jurors throughout voir dire would put a reasonable juror in Tanya G.'s
position on notice that she was required to disclose her prior experiences with
sexual assault. Unlike the voir dire
proceedings in Delgado where four jurors disclosed their experiences with sexual assault in open court, Delgado,
223
[25] Instead, much of the evidentiary hearing was focused on why Tanya G. did not respond to the circuit court's statement at the beginning of voir dire that "one of the questions is going to be . . . have anyone of you been a victim of sexual assault." However, as discussed, this question was never actually asked during voir dire so it was erroneous for the circuit court to expect Tanya G. to explain why she never answered it. Nonetheless, we do point out that despite what, to Tanya G., must have been a confusing line of questioning at the evidentiary hearing, Tanya G. did give explanations for not disclosing her experiences with sexual assault or her sisters' experiences, none of which implicate a bias towards Funk. For example, she did not want to be fined $5,000. See supra section I.
Funk argues that the reason Tanya G. gave at the evidentiary hearing for not disclosing the sexual assault by Julian C.——that it was her past and she had put it behind her——also explains why she did not respond to the question of whether she had testified before. Based on our review of the transcript of the evidentiary hearing, we do not conclude that the answer Tanya G. gave to why she failed to respond to a question that was not asked during voir dire (had she ever been a victim of sexual assault) can rightfully be considered her answer to a question she was not asked at the evidentiary hearing (why she didn't respond to the prior testimony question).
[26] Commentators have stressed the "importance of making a complete record concerning any allegation of juror bias." Blinka, supra note 18, at 40-41.
[27] The three factors set forth in Wyss are as
follows:
(1) did the question asked sufficiently inquire into the subject matter to be disclosed by the juror;
(2) were the responses of other jurors to the same question sufficient to put a reasonable person on notice that an answer was required;
(3) did the juror become aware of his or her
false or misleading answers at anytime during the trial and fail to notify the
trial court?
State v. Wyss,
124
[28] Prior to Delgado, the
courts recognized only "actual" and "implied" juror
bias. Delgado created a third
category, "inferred" bias, by relying on the language in Wyss
that "bias may be inferred from surrounding facts and
circumstances." State v. Faucher,
227
[29] The Faucher court
indicated that the language immediately prior to the adoption of the three-factor
test, that "[b]ias may be inferred from surrounding facts and
circumstances," was actually describing the process by which
"actual" or "implied" bias is discovered. 227
[30] See also State v. Smith, 2006 WI 74, ¶19 n.4, 291 Wis. 2d 569, 716 N.W.2d 482 ("[A]s we emphasized in Faucher, 'the case law does not always use the former terms in a consistent manner, and there is not an absolute, direct correlation between the former terms and the terms we adopt today.'"); State v. Jimmie R.R., 2000 WI App 5, ¶15 n.4, 232 Wis. 2d 138, 606 N.W.2d 196 ("[In Faucher, t]he supreme court cautioned that the new terms do not neatly correspond to the old ones.").
[31] I recognize that an
unpublished opinion has no precedential value and does not bind this
court.
[32] Funk's attorney was not seeking a per se rule that all sexual assault victims should be struck for cause. When asked at oral argument if the court should always strike victims of sexual assault on the basis that they must be subjectively and objectively biased, Funk's attorney said "absolutely not." She stated that the last child sexual assault case that she tried, she kept a victim on the jury because she thought they are not always biased.
[33] In his oral decision, the circuit court judge stated:
I believe the correct approach . . . is to review the underlying testimony of three of the children because that is critical, I believe, and then when we put that abuse of the three children . . . with the abuse that was inflicted upon [Tanya G.], I come to the conclusion that the objective juror could not be unbiased, and let me just . . . state how I've come to that conclusion.
As I indicated previously, we have [Tanya G.] who has been sexually assaulted when she was a young girl, kindergarten through second grade.
We also have [Tanya G.] whose two sibling sisters, younger than she, were sexually assaulted during the same time period.
We also have [Tanya G.] who was in
. . .[W]hen you look at those particular incidences, and then, when I review the trial record before the Court, and I need, not in great detail, but in some detail, just to turn everyone's attention to the trial . . . .
[C.M.F.] was called to testify. . . . She was ten years of age at the time the incident happened.
Ages are important because when we look at the previous abuse, it appears that [Tanya G.] was young when these occurred, as well as a factor that I think is important when we look at a reasonable prudent person [in Tanya G.'s] position.