2011 WI 33
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Supreme Court of Wisconsin |
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Case No.: |
2008AP1139 |
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Complete Title: |
State of Plaintiff-Respondent, v. Omer Ninham, Defendant-Appellant-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS 2009 WI App 64 Reported at: 316 (Ct. App. 2009-Published) |
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Opinion Filed: |
May 20, 2011 |
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Submitted on Briefs: |
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Oral Argument: |
January 5, 2011 |
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Source of Appeal: |
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Court: |
Circuit |
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County: |
Brown |
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Judge: |
John D. McKay |
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Justices: |
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Concurred: |
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Dissented: |
ABRAHAMSON, C.J., dissents (opinion filed). BRADLEY, J., joins dissent. |
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Not Participating: |
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Attorneys: |
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For the
defendant-appellant-petitioner there were briefs by Frank M. Tuerkheimer of
For the plaintiff-respondent the cause was argued by Sally L. Wellman, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
Amicus curiae briefs were filed on behalf of Legal Assistance to Institutionalized Persons Project by Byron C. Lichstein and the Frank J. Remington Center, Madison, Counsel for Wisconsin Association of Criminal Defense Lawyers by Robert R. Henak, Jake L. Remington and Henak Law Office, S.C., Milwaukee, Wisconsin Psychiatric Association and the Wisconsin Psychological Association by G. Michael Halfenger, Linda M. Annoye, Kellen C. Kasper and Foley & Lardner, LLP, Milwaukee, and Wisconsin Council on Children and Families by Sarah A. Huck, Christopher R. Bub and Reinhart Boerner Van Deuren, S.C., Milwaukee.
2011 WI 33
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 ANNETTE KINGSLAND ZIEGLER, J. This is a review of
a published decision of the court of appeals, State v. Ninham, 2009 WI
App 64, 316
¶2 A jury convicted the defendant Omer Ninham (Ninham) of first-degree intentional homicide and physical abuse of a child for the death of 13-year-old Zong Vang (Vang). Ninham was 14 years old at the time of the offense. The circuit court sentenced Ninham to life imprisonment without the possibility of parole.[3]
¶3 Ninham mounts a categorical constitutional challenge, arguing that sentencing a 14-year-old to life imprisonment without parole is cruel and unusual in violation of the Eighth Amendment of the United States Constitution and Article I, Section 6 of the Wisconsin Constitution. In the alternative, Ninham seeks sentence modification on the grounds that (1) his sentence is unduly harsh and excessive; (2) new scientific research regarding adolescent brain development constitutes a new factor that frustrates the purpose of the sentence; and (3) the circuit court relied on an improper factor when imposing the sentence. We disagree with Ninham on all four grounds, and accordingly, we affirm the decision of the court of appeals.
¶4 First, we hold that sentencing a 14-year-old to life imprisonment without the possibility of parole for committing intentional homicide is not categorically unconstitutional. We arrive at our holding by applying the two-step approach employed by the United States Supreme Court, most recently in Graham v. Florida, 130 S. Ct. 2011 (2010). First, we conclude that Ninham has failed to demonstrate that there is a national consensus against sentencing a 14-year-old to life imprisonment without parole when the crime is intentional homicide. Second, we conclude in the exercise of our own independent judgment that the punishment is not categorically unconstitutional.
¶5 In regard to Ninham's second argument, we conclude that his sentence of life imprisonment without the possibility of parole is not unduly harsh and excessive. Under the circumstances of this case, Ninham's punishment is severe, but it is not disproportionately so.
¶6 Third, we conclude that Ninham has not demonstrated by clear and
convincing evidence that the scientific
research on adolescent brain development to which he refers constitutes a
"new factor." While the studies
themselves may not have been in existence at the time of Ninham's sentencing,
the conclusions they reached were widely reported.
¶7 Fourth, we conclude that Ninham has not demonstrated by clear and convincing evidence that the circuit court actually relied upon the religious beliefs of Vang's family when imposing Ninham's sentence.
I. FACTUAL BACKGROUND
¶8 We describe the facts of this case with an understanding that this horrific and senseless crime cannot adequately be reduced into words. The terror experienced by the victim and the hurt suffered by his family and friends is, in a word, unimaginable.
¶9 On September 24, 1998, around dusk, 13-year-old Vang was bicycling
home along
¶10 Ninham and the other four juveniles did not know or recognize Vang. Moreover, by all accounts, Vang never said or did anything to provoke the five juveniles. Rather, at the time, Crapeau was upset with his mother and "wanted to fight or see a fight." Consequently, Crapeau said to Ninham, "Let's mess with this kid," and Ninham responded, "'I got your back,' meaning he would back [Crapeau] up in a fight."
¶11 Ninham and Crapeau began by verbally taunting Vang, while the other
three juveniles "egg[ed]" them on.
Ninham and Crapeau's assaults escalated into physical attacks. Crapeau bumped into Vang's shoulder and
yanked his bicycle away from him.
Crapeau also grabbed Vang's grocery bag out of his hands and threw it in
the direction of
¶12 Vang got up and started running towards the nearby
¶13 Ninham then pinned Vang by his wrists against the parking ramp's concrete wall. While Vang squirmed to get out of Ninham's grasp, Crapeau again punched Vang in the face. According to Crapeau, Vang was crying and screaming, "'Let me go.'"
¶14 With Ninham still holding Vang by his wrists, Crapeau grabbed Vang's ankles. Ninham and Crapeau then began swinging Vang back and forth out over the parking ramp's concrete wall——a drop that measured nearly 45 feet to the ground. Vang was crying and screaming, begging Ninham and Crapeau not to drop him. While swinging Vang out over the wall, Crapeau let go of Vang's feet and told Ninham to "[d]rop him." Ninham let go of Vang's wrists, and in Crapeau's words, Vang "just sailed out over the wall."
¶15 At the same time, approximately 8:00 p.m., bystander Steven Heraly
was in his vehicle exiting the
¶16 Vang landed on his back on the parking ramp's paved exit lane, 12 feet from the base of the ramp.
¶17 Rescue personnel, dispatched at 8:03 p.m., detected a faint pulse
from Vang. Vang was transported to
¶18 An autopsy revealed that Vang suffered a blunt impact to his head and trunk and died from craniocerebral trauma due to a fall from height.
¶19 Ninham and the other four juveniles never checked on Vang's condition and instead ran from the scene. Still, the Green Bay Police Department was able to focus its investigation on the five juveniles after some of them, in particular, Jeffrey P. and Amanda G., indicated to relatives and police that they knew who was responsible for Vang's death.
¶20 In his statement to police, Jeffrey P. described how Ninham stood for several seconds looking over the edge of the wall at Vang below. Ninham then looked at Jeffrey P. and said, "Don't say nothing. Better not say shit."
II. PROCEDURAL POSTURE
¶21 On June 14, 1999, Ninham was charged with first-degree intentional
homicide in violation of Wis. Stat. § 940.01(1)
(1997-98) and physical abuse of a child contrary to Wis. Stat. § 948.03(2)(b)
(1997-98), both as a party to a crime under Wis. Stat. § 939.05 (1997-98).[4] The charge of first-degree intentional
homicide subjected Ninham to the jurisdiction of criminal court. See
¶22 On October 13, 1999, prior to trial on the aforementioned charges,
the State charged Ninham with one count of threat to a judge in violation of
Wis. Stat. § 940.203(2)
(1999-00) and three counts of intimidation of a witness in violation of Wis.
Stat. § 940.43(3)
(1999-00). The complaint alleged that
while Ninham was detained in
¶23 On the initial charges of first-degree intentional homicide and physical abuse of a child, Ninham's case proceeded to a four-day jury trial. At trial, Ninham's defense was that he was not there on the parking ramp on the evening of September 24, 1998, and even if he was, he did not intend to drop Vang from the edge.[6] On March 24, 2000, the jury convicted Ninham of both first-degree intentional homicide and physical abuse of a child.
¶24 The circuit court conducted a sentencing hearing on June 29, 2000. At the outset of the hearing, the State moved to dismiss the single count of threat to a judge and three counts of intimidation of a witness but asked that all four charges be read in.[7] The circuit court granted the State's motion.
¶25 The pre-sentence investigation (PSI) revealed that Ninham, by then 16 years old, continued to deny any involvement in Vang's homicide. Furthermore, the PSI explained that "[b]y all accounts, [] Ninham emanates from an extremely dysfunctional family structure," in which both of his parents and several of his siblings engage in severe substance abuse and domestic violence. The PSI described Ninham as a "serious substance abuser" who snorted cocaine on a weekly basis and, since grade school, drank alcohol every day, often alone, and usually to the point of unconsciousness. The PSI also revealed that Ninham, a member of the Menominee Indian Tribe, claimed to have a newfound interest in Native American spirituality.
¶26 In addition, the PSI described the Vang family as devastated by the
loss of their son and brother. Vang's
parents indicated that they fled
¶27 Relevant to this case, at the sentencing hearing, Vang's brother, Seng Say Vang (Seng Say), gave a statement on behalf of Vang's family and friends. Seng Say asked the circuit court to impose on Ninham the maximum sentence of life imprisonment without parole, "the same brutal and merciless ultimatum as [Ninham] had given to Zong on September 24th, 1998." Seng Say then articulated to the circuit court a belief held by his family's Hmong culture:
In our Hmong culture we believe that the spirit of a murdered person cannot be set free to go in peace until the perpetrators be brought to justice. Therefore, we ask the Court, who is the only one to have the power to set free the spirit of our beloved son, brother, and friend, Zong, to go in peace by bringing Omer Ninham and his accomplices to justice.
¶28 Ninham also spoke at sentencing. He told the circuit court that he was sorry about Vang's death, but "[t]here wasn't nothing I could do. I wasn't there. I'm going to keep saying that until the day I die. I was not there, and that's the honest truth."
¶29 As to the count of first-degree intentional homicide, the circuit court sentenced Ninham to life imprisonment without the possibility of parole. For the count of physical abuse of a child, the circuit court sentenced Ninham to five years imprisonment, consecutive to the life sentence.
¶30 In imposing Ninham's sentence, the circuit court considered three
primary factors: the gravity of the offense, the character of the offender, and
the need to protect the public. First,
the circuit court regarded the gravity of the offense as "beyond description"
and indisputably "horrific."
The circuit court noted that the offense has had an indescribable impact
on Vang's family and friends and on the
¶31 In addition, the circuit court expressed amazement at the fact that Ninham continued to deny even being there on the evening of Vang's death. The circuit court recognized that alcohol was nearly a daily part of Ninham's existence but declined to view that as an excuse for his behavior, finding that Ninham chose not to take advantage of the opportunities he had to turn away from negative influences.
¶32 Finally, the circuit court commented on what it deemed "an interesting clash of cultures":
I find it incredibly interesting and somewhat significant that not only am I being asked to impose a sentence in this matter, which is my obligation and my responsibility, but I'm being asked to release a soul. I have to comment on that because that's an interesting clash of cultures, and it's what we're all about as a people. We have to deal with those cultures and those clashes as positively as we can.
And everything I know about you, Omer, and everything I've gleaned about you from your——from the information that's been provided to me, you dealt with those things [o]ppositionally. You weren't willing to let those cultures and those different ideas intermingle. It had to be your way or no way at all. That's too bad. And it's that attitude that you're going to have to change. . . .
I would hope that you[] turn to spirituality. Native American spirituality gives you something to build on in that regard. It had better because I can tell you right now if your attitude and your ruthlessness and the perception that you have of your relationship to the community in which you are going to find yourself continues as it is, you're in for a real tough ride.
¶33 On November 16, 2000, Ninham filed an initial motion for
post-conviction relief, the substance of which is not relevant here. The circuit court denied Ninham's motion, and
in an unpublished decision, the court of appeals affirmed.
¶34 On March 1, 2005, the United States Supreme Court decided Roper
v. Simmons, 543 U.S. 551 (2005), concluding that "[t]he Eighth and
Fourteenth Amendments forbid imposition of the death penalty on offenders who
were under the age of 18 when their crimes were committed."
¶35 Following the decision in Roper, on October 18, 2007, Ninham
filed a motion for sentencing relief under Wis. Stat. § 974.06, arguing that his sentence of life imprisonment
without parole violates the Eighth and Fourteenth Amendments of the United
States Constitution and Article I, Section 6 of the Wisconsin
Constitution. In the alternative, on
three other grounds, Ninham asked the circuit court to modify his sentence to
make him eligible for parole. Ninham
argued that (1) new scientific evidence relating to adolescent brain
development constitutes a new factor that is relevant to the sentence imposed;
(2) his sentence is unduly harsh and excessive; and (3) when sentencing Ninham,
the circuit court improperly considered the religious beliefs of the victim's
family.[8]
¶36 The
circuit court denied Ninham's motion, declining to modify his sentence. With respect to the constitutionality of
sentencing a 14-year-old to life imprisonment without parole, the circuit court
stated that it was bound to uphold the law as it currently stands. The circuit court determined that the holding
in Roper, which concerns the constitutionality of subjecting a juvenile
to capital punishment, is inapposite to Ninham's case.[9]
¶37 The
circuit court similarly rejected Ninham's alternative arguments for sentence
modification. In regard to Ninham's
claimed new factor, the circuit court failed to perceive any significant
distinctions between the "new" scientific evidence cited by Ninham
and the psychological evidence on adolescents cited by the Supreme Court in Thompson
v. Oklahoma, 487 U.S. 815 (1988) (plurality opinion), 12 years before
Ninham was sentenced. In addition, the
circuit court concluded that Ninham's sentence of life imprisonment without
parole, while severe, was not unduly so, given the gravity of the crime and
Ninham's aggravating conduct while awaiting sentencing. Finally, the circuit court determined that it
did not improperly rely on the spiritual beliefs of Vang's family when
sentencing Ninham; rather, according to the circuit court, it merely noted and
appropriately considered the particular loss experienced by Vang's family and
friends.
¶38 On
March 3, 2009, the court of appeals affirmed the circuit court's order denying
Ninham's post-conviction motion for sentencing relief. Ninham, 316
¶39 The
court of appeals also rejected Ninham's three alternative arguments for
sentence modification. The court of
appeals concluded that "[t]he brutality of Ninham's crime and the
additional offenses he committed after his arrest defeat the argument"
that his sentence is unduly harsh and excessive.
¶40 Ninham
petitioned this court for review. We
stayed Ninham's petition for review pending the Supreme Court's decision in Graham,
130
III. ANALYSIS
¶41 Ninham seeks sentence modification to allow for the possibility of
parole. Ninham argues that sentencing a
14-year-old to life imprisonment without parole is categorically violative of
the Eighth Amendment of the United States Constitution and Article I, Section 6 of the
Wisconsin Constitution. Alternatively,
Ninham argues that his sentence should be modified because (1) his sentence is
unduly harsh and excessive; (2) new scientific research regarding adolescent
brain development constitutes a new factor that frustrates the purpose of the
sentence; and (3) the circuit court relied on an improper factor when imposing
the sentence. We first address Ninham's
categorical challenge, followed by his three alternative arguments.
A. Whether Sentencing a 14-Year-Old
to Life Imprisonment
Without
Parole for Committing Intentional Homicide
is
Categorically Unconstitutional
¶42 The
Wisconsin legislature has determined that a juvenile who commits first-degree
intentional homicide on or after the juvenile's tenth birthday is subject to
the criminal penalties provided for that crime.
See
¶43 In this case, Ninham was adjudged guilty of committing the crime of first-degree intentional homicide on September 24, 1998, when he was 14 years old. Applying those circumstances to the above statutory scheme, there is no question that the circuit court was within its statutory authority to sentence Ninham to life imprisonment without the possibility of parole. Notwithstanding the statutory basis for his punishment, Ninham argues that sentencing a 14-year-old to life imprisonment without parole is cruel and unusual in violation of the Eighth Amendment of the United States Constitution and Article I, Section 6 of the Wisconsin Constitution. Stated otherwise, Ninham argues that the above statutory scheme is categorically unconstitutional when the crime was committed by a 14-year-old.[11]
¶44 The
constitutionality of a statutory scheme is a question of law that we review de
novo. State v. Radke, 2003 WI 7,
¶11, 259
¶45 The
Eighth Amendment of the United States Constitution, applicable to the States
through the Fourteenth Amendment,[12]
guarantees individuals protection against excessive sanctions: "Excessive
bail shall not be required, nor excessive fines imposed, nor cruel and unusual
punishments inflicted."
¶46 The
Eighth Amendment's prohibition against "cruel and unusual
punishments" flows from the basic "'precept of justice that
punishment for crime should be graduated and proportioned to [the]
offense.'" Atkins, 536
1.
Whether sentencing a 14-year-old to life imprisonment without parole was
considered cruel and unusual at the time the Bill of Rights was adopted
¶47 Ninham
does not argue that sentencing a 14-year-old to life imprisonment without
parole was considered cruel and unusual at the time the Bill of Rights was
adopted. At common law, children ages
seven and older were subjected to the same arrest, trial, and punishment as
adult offenders, In re Gault, 387 U.S. 1, 16 (1967), which means that,
theoretically, even the death penalty could have been imposed for a crime
committed by a child as young as seven years old, see Stanford v.
Kentucky, 492 U.S. 361, 368 (1989), overruled by Roper, 543
U.S. at 574; see also Thompson, 487 U.S. at 828 n.27 (reporting
that a 10-year-old child was hanged in Louisiana in 1855 and another in
Arkansas in 1885). Notably, once a child
turned 14 years old, he or she no longer benefitted from the presumption of
incapacity to commit a capital, or any other, felony. Stanford, 492
¶48 Given
the common law understanding that 14-year-olds were not immune from capital
punishment, it is clear that Ninham cannot establish that sentencing a
14-year-old to life imprisonment without parole was considered cruel and unusual
at the time the Bill of Rights was adopted.
Therefore, in order to prevail on his constitutional challenge, he must demonstrate that sentencing
a 14-year-old to life imprisonment without parole for committing intentional
homicide is contrary to "evolving standards of decency that mark the
progress of a maturing society." See
Trop, 356
2.
Whether sentencing a 14-year-old to life imprisonment without parole for
committing intentional homicide is inconsistent with evolving standards of
decency
¶49 In
order to determine whether a punishment is cruel and unusual, the Supreme Court
"look[s] beyond historical conceptions to the evolving standards of
decency that mark the progress of a maturing society." Graham, 130 S.
¶50 In
cases, like this one, which implicate categorical Eighth Amendment rules, the
Supreme Court engages in a two-step analysis.
First, the Supreme Court considers "'objective indicia of society's
standards, as expressed in legislative enactments and state practice' to
determine whether there is a national consensus against the sentencing practice
at issue." Graham, 130 S.
Ct. at 2022 (quoting Roper, 543
a. Whether
there is a national consensus against sentencing a 14-year-old to life
imprisonment without parole for committing intentional homicide
¶51 The
determination of whether a punishment is proportionate to the offense under
evolving standards of decency is best informed by "objective evidence of
how our society views a particular punishment today." Penry v. Lynaugh, 492
¶52 For
example, in Roper, in concluding that there is a national consensus
against imposing the death penalty upon juvenile offenders, the Supreme Court
noted that 30 of the 50 states prohibit the punishment: 12 states reject the
death penalty altogether, and 18 states——while otherwise maintaining the death
penalty——exclude juveniles from its reach.
543
¶53 More
recently, in Graham, the Supreme Court determined that a national
consensus has developed against the practice of sentencing a juvenile offender
to life imprisonment without parole for committing a nonhomicide crime. 130
[T]he many States that allow life without parole for juvenile nonhomicide offenders but do not impose the punishment should not be treated as if they have expressed the view that the sentence is appropriate. The sentencing practice now under consideration is exceedingly rare. And "it is fair to say that a national consensus has developed against it."
¶54 Turning
to the case now before us, we must determine whether there is a national
consensus against sentencing a 14-year-old to life imprisonment without
the possibility of parole for committing intentional homicide.
Given these facts, the Supreme Court's decision in Graham is
instructive but not determinative. See
id. at 2023 (clarifying that the national consensus established in Graham
"concerns only those juvenile offenders sentenced to life without parole
solely for a nonhomicide offense").
Importantly, the State does not have to establish a national consensus approving
life without parole sentences for 14-year-olds who commit intentional homicide;
rather, Ninham bears the heavy burden of establishing a national consensus against
the punishment. See Stanford,
492
¶55 Ninham
concedes that the vast majority of states permit 14-year-olds to be sentenced
to life without parole for homicide crimes.
Regarding juvenile offenders generally, 44 states, the
¶56 As
Ninham points out, however, our analysis cannot end there; pursuant to Graham,
it is possible that "an examination of actual sentencing practices in
jurisdictions where the sentence in question is permitted by statute discloses
a consensus against its use." 130
¶57 We
appreciate the fact that 14-year-olds are rarely sentenced to life imprisonment
without parole. However, we disagree
with Ninham that the rarity with which the sentence is imposed is necessarily
demonstrative of a national consensus against the sentence. Rather, it is equally likely that
14-year-olds are rarely sentenced to life without parole because they rarely
commit homicide and, more to the point, rarely commit homicide in the same
horrific and senseless fashion as Ninham.
Ninham does not point to any data which would lead us to believe
otherwise. In short, Ninham has failed
to demonstrate that there is a national consensus against sentencing a
14-year-old to life imprisonment without parole for committing intentional
homicide.
¶58 Our
conclusion that no such national consensus exists, "while 'entitled to
great weight,' is not itself determinative" of the constitutional question
before us.
b. The
court's independent judgment regarding the constitutionality of sentencing a
14-year-old to life imprisonment without parole for committing intentional
homicide
¶59 "The
judicial exercise of independent judgment requires consideration of the
culpability of the offenders at issue in light of their crimes and characteristics,
along with the severity of the punishment in question."
¶60 For
example, in its 1988 Thompson decision, in concluding that the Eighth
Amendment prohibits the execution of a person who was under 16 years of age at
the time of the offense, a plurality of the Supreme Court determined, first,
that "less culpability should attach to a crime committed by a juvenile
than to a comparable crime committed by an adult," 487 U.S. at 835, and
second, that the application of the death penalty to offenders 15 years old and
younger does not measurably contribute to the goals that capital punishment is
intended to achieve, id. at 838.
The Supreme Court observed that the death penalty is intended to serve
two principal social purposes: retribution and deterrence.
¶61 Seventeen
years later, in Roper, the Supreme Court extended its reasoning from Thompson
to hold that the Eighth Amendment prohibits the imposition of the death penalty
upon all juvenile offenders under the age of 18. Roper, 543
¶62 Last
year, in Graham, finding no reason to reconsider its observations in Roper
regarding juveniles, see Graham, 130 S. Ct. at 2026, the Supreme
Court held that it is unconstitutional to impose a life without parole sentence
upon a juvenile offender who did not commit homicide, id. at 2034.
¶63 Regarding
the culpability of juvenile offenders, the
¶64 Regarding
the severity of the punishment, the
¶65 Finally,
the
¶66 First,
while acknowledging that retribution is a legitimate reason to punish, the
Court explained that "'the heart of the retribution rationale is that a
criminal sentence must be directly related to the personal culpability of the
criminal offender.'"
¶67 Second,
the
¶68 Third,
the Court concluded that incapacitation, or the imprisonment of dangerous
criminals for the purpose of preventing recidivism, is inadequate to justify
the punishment of life without parole for juveniles who did not commit
homicide.
¶69 Fourth,
and finally, the Court determined that the penological goal of rehabilitation
is inconsistent with a sentence of life imprisonment without parole, especially
when imposed upon a juvenile nonhomicide offender who possesses the capacity
for change and diminished moral culpability.
¶70 In
summary, (1) the limited culpability of juvenile nonhomicide offenders; (2) the
severity of life without parole sentences; and (3) the Court's determination
that penological theory is inadequate to justify the punishment all led to the Graham
Court's conclusion that it is cruel and unusual to impose a life without parole
sentence upon a juvenile offender who did not commit homicide.
¶71 Turning
to the case now before this court, we must determine, in the exercise of our
own independent judgment, whether it is categorically unconstitutional to
impose a life without parole sentence upon a 14-year-old for committing
intentional homicide. Stated otherwise, we must
determine whether the Eighth Amendment and Article I, Section 6 of the Wisconsin Constitution prohibit a
sentencing court from ever concluding that a 14-year-old who commits
intentional homicide is deserving of life imprisonment without the possibility
of parole. We conclude that the answer
is no.
¶72 Following
the approach set forth in Graham, see id. at 2026, we
first consider the culpability of 14-year-olds who commit intentional homicide
and the severity of life imprisonment without parole. We then consider whether sentencing a
14-year-old to life imprisonment without parole for committing intentional
homicide serves legitimate
penological goals.
i. The
culpability of 14-year-olds who commit intentional homicide and the severity of
life imprisonment without parole
¶73 Ninham
argues that the characteristics of juveniles articulated in Roper and reiterated in Graham
apply with even greater force to juveniles age 14 and younger. As Ninham points out, the Supreme Court has
held that these general characteristics "demonstrate that juvenile
offenders cannot with reliability be classified among the worst offenders"
for which the most severe punishment is reserved. Roper, 543
¶74 We
do not disagree that, typically, juvenile offenders are less culpable than
adult offenders and are therefore generally less deserving of the most severe
punishments. See Graham,
130 S.
¶75 In
Roper, recognizing that capital punishment, the most severe penalty
recognized by law, must be limited to a narrow class of offenders who commit
only the most serious crimes and "whose extreme culpability makes them
'the most deserving of execution,'" 543 U.S. at 568 (quoting Atkins,
536 U.S. at 319), the Supreme Court concluded that the diminished culpability
of juvenile offenders renders them categorically less deserving of the death
penalty.
¶76 In
Graham, the Supreme Court concluded that the "twice diminished
moral culpability" of (1) juvenile offenders who (2) do not commit
homicide renders that particular class of offenders categorically less
deserving of life imprisonment without parole.
130
¶77 It
follows, therefore, that neither Roper nor Graham foreclose a
sentencing court from concluding that a juvenile who commits homicide is
sufficiently culpable to deserve life imprisonment without the possibility of
parole.
¶78 Furthermore,
contrary to Ninham's contention, we are not convinced that juveniles 14 years
old and younger are a distinct group of juveniles such that a different
constitutional analysis applies. Ninham
directs us to developments in psychology and brain science tending to show that
14-year-olds, in comparison to older teenagers, are generally less capable of
responsible decision-making,[16]
generally possess a heightened vulnerability to risk-taking and peer pressure,[17]
and generally have a less mature sense of self and a decreased ability to
imagine their futures.[18] Even assuming that such psychological and
scientific research is constitutionally relevant, the generalizations concluded
therein are insufficient to support a determination that 14-year-olds who
commit homicide are never culpable enough to deserve life imprisonment without
parole. Case in point, in other
contexts, psychologists have promoted scientific evidence that arrives at the
precise opposite conclusions about 14-year-olds, namely, that they understand
social rules and laws and possess the ability to take moral responsibility for
their actions. See Roper,
543
ii. Whether
sentencing a 14-year-old to life imprisonment without parole for
committing intentional homicide
serves legitimate penological goals
¶79 Relying
in large part on the Supreme Court's analysis in Graham, Ninham
maintains that none of the four generally recognized penological justifications
are adequate to justify imposing life without parole upon a 14-year-old. However, as previously described, much of the
¶80 First,
retribution, as "'an expression of society's moral outrage at particularly
offensive conduct,'" Thompson, 487
¶81 Second,
as the Supreme Court recognized in Roper, "the punishment of life
imprisonment without the possibility of parole is itself a severe sanction, in
particular for a young person" and thus serves as an adequate deterrent to
potential juvenile homicide offenders.
543
¶82 Third,
and finally, we conclude that incapacitation adequately justifies imposing the
punishment of life without parole upon 14-year-old juveniles who commit
intentional homicide. We recognize that
incapacitation requires the sentencing court to make a judgment that the
defendant is incorrigible, and the nature of juveniles generally make that
judgment a difficult one. See Graham,
130
¶83 In
summary, in the exercise of our own independent judgment, we conclude that
sentencing a 14-year-old to life imprisonment without the possibility of parole
for committing intentional homicide is not categorically unconstitutional. We therefore confirm what objective evidence already informs
us: contemporary society views the punishment as proportionate to the offense.
B. Whether Ninham's Sentence is
Unduly Harsh and Excessive
¶84 Ninham
argues that even if we conclude that it is not categorically unconstitutional
to sentence a 14-year-old to life imprisonment without parole for committing
intentional homicide, he is still entitled to sentence modification on the
grounds that his particular punishment is cruel and unusual in violation of the
Eighth Amendment and Article I, Section 6 of the Wisconsin Constitution. Specifically, Ninham argues that his sentence
of life imprisonment without parole is unduly harsh and excessive because his
culpability was diminished, both by the fact that he was just 14 years old at
the time of the offense and by the fact that extreme abuse and alcohol
dependence resulted in his underdevelopment.
¶85 The
standard for determining whether a punishment is cruel and unusual in a particular
case is the same under both federal and Wisconsin law.
¶86 Under
these circumstances, we simply cannot say that Ninham's sentence of life
imprisonment without parole is so disproportionate to the crime he committed
"'as to shock public sentiment and violate the judgment of
reasonable people concerning what is right and proper.'"
C. Whether a New Factor Warrants
Sentence Modification
¶87 Ninham also argues that he is entitled to sentence modification on the grounds that new scientific research regarding adolescent brain development constitutes a new factor that frustrates the purpose of his sentence. Specifically, Ninham directs us to magnetic resonance imaging (MRI) studies, apparently unavailable at the time Ninham was sentenced, which tend to show that the brain is not fully developed early in childhood and that making impulsive decisions and engaging in risky behavior is an inevitable part of adolescence.[19] The studies further explain, according to Ninham, that as the brain matures, adolescents almost universally grow out of their impulsive and risky behavior. In addition, Ninham informs us that a growing body of research suggests that alcohol causes more damage to developing teenage brains than previously thought.[20] According to Ninham, this new scientific research on adolescent brain development undermines the circuit court's findings regarding Ninham's culpability and recidivism.
¶88 In order to prevent the continuation of unjust sentences, the circuit
court has inherent authority to modify a sentence. State v.
[T]he phrase "new factor" refers to a fact or set of facts highly relevant to the imposition of sentence, but not known to the trial judge at the time of original sentencing, either because it was not then in existence or because, even though it was then in existence, it was unknowingly overlooked by all of the parties.
¶89 The defendant bears the burden of demonstrating by clear and
convincing evidence that a new factor exists.
State v. Franklin, 148
¶90 Whether a new factor exists is a question of law that this court
reviews independently.
¶91 In this case, we conclude that Ninham has not demonstrated by clear and convincing evidence that a new factor exists. Assuming that the MRI studies themselves were not in existence at the time Ninham was sentenced, we agree with the circuit court that the studies still do not constitute "a fact or set of facts highly relevant to the imposition of sentence, but not known to the trial judge at the time of the original sentencing," Rosado, 70 Wis. 2d at 288, because the conclusions reached by the studies were already in existence and well reported by the time Ninham was sentenced in 2000.
¶92 This point is best made by considering the same Supreme Court jurisprudence we have followed throughout this opinion. In Thompson, a 1988 decision, the Supreme Court referred to a 1978 report by a task force on sentencing young offenders to make clear that "the Court ha[d] already endorsed" the proposition that juvenile offenders under the age of 16 are less culpable than adult offenders:
The basis for this conclusion is too obvious to require extended explanation. Inexperience, less education, and less intelligence make the teenager less able to evaluate the consequences of his or her conduct while at the same time he or she is much more apt to be motivated by mere emotion or peer pressure than is an adult.
487
¶93 Moreover, even assuming that the conclusions reached by these MRI studies were not known to the circuit court at the time of Ninham's sentencing, Ninham still has not shown by clear and convincing evidence that the conclusions reached by the studies are "highly relevant to the imposition of [Ninham's] sentence," see Rosado, 70 Wis. 2d at 288 (emphasis added), and in particular, the circuit court's findings regarding Ninham's culpability and recidivism. As previously explained, see Part III.A.2.b.i. supra, the generalizations concluded within these scientific studies are insufficient to support a determination about the culpability of a particular 14-year-old who commits intentional homicide, in this case, Ninham. Likewise, the studies' conclusion that adolescents "almost universally" grow out of their impulsive and risky behavior tells us virtually nothing about Ninham's likelihood to relapse into criminal behavior. This point is made clear by the fact that the studies to which Ninham refers do not concern the development of incarcerated juveniles in particular.[21] In short, Ninham has failed to prove by clear and convincing evidence that this scientific research regarding adolescent brain development constitutes a new factor for purposes of modifying Ninham's particular sentence.
D. Whether the Circuit Court Relied on an Improper Factor When Imposing Ninham's Sentence
¶94 Finally, Ninham seeks sentence modification on the grounds that the circuit court relied on an improper factor when imposing his sentence. Specifically, Ninham argues that the circuit court improperly based Ninham's sentence on the religious views of Vang's family. Ninham directs us to the point in the sentencing transcript in which the circuit court noted, "I find it incredibly interesting and somewhat significant that not only am I being asked to impose a sentence in this matter, which is my obligation and my responsibility, but I'm being asked to release a soul."
¶95 Our review of a sentencing determination is limited to whether the
circuit court erroneously exercised its discretion. State v. Harris, 2010 WI 79, ¶30, 326
¶96 We agree with Ninham that a circuit court may not base its sentencing decision upon the defendant's or the victim's religion. However, in this case, Ninham has failed to demonstrate by clear and convincing evidence that the circuit court actually relied upon the religious views of Vang's family when imposing Ninham's sentence. There is no doubt that the circuit court's comment on "being asked to release a soul" was a reference to the statement provided by Vang's brother, Seng Say, in which he informed the court that "[i]n our Hmong culture we believe that the spirit of a murdered person cannot be set free to go in peace until the perpetrators be brought to justice." However, other than pointing out the link between the circuit court's comment and Seng Say's statement, Ninham offers no argument to support the circuit court's actual reliance upon the Vangs' Hmong beliefs. Rather, when the circuit court's comment is considered in context, it is clear that the circuit court was not actually relying upon the Vangs' religious beliefs but instead was merely commenting on Ninham's character, namely, his intolerance of other cultures and his negative attitude:
I'm being asked to release a soul. I have to comment on that because that's an interesting clash of cultures, and it's what we're all about as a people. . . .
And everything I know about you, Omer, and everything I've gleaned about you from your——from the information that's been provided to me, you dealt with those things [o]ppositionally. You weren't willing to let those cultures and those different ideas intermingle. It had to be your way or no way at all.
The character of the offender
is among the primary factors that a circuit court must consider when imposing a
sentence. Paske, 163
IV. CONCLUSION
¶97 First, we hold that sentencing a 14-year-old to life imprisonment without the possibility of parole for committing intentional homicide is not categorically unconstitutional. We arrive at our holding by applying the two-step approach employed by the United States Supreme Court, most recently in Graham, 130 S. Ct. 2011. First, we conclude that Ninham has failed to demonstrate that there is a national consensus against sentencing a 14-year-old to life imprisonment without parole when the crime is intentional homicide. Second, we conclude in the exercise of our own independent judgment that the punishment is not categorically unconstitutional.
¶98 In regard to Ninham's second argument, we conclude that his sentence of life imprisonment without the possibility of parole is not unduly harsh and excessive. Under the circumstances of this case, Ninham's punishment is severe, but it is not disproportionately so.
¶99 Third, we conclude that Ninham has not demonstrated by clear and convincing evidence that the scientific research on adolescent brain development to which he refers constitutes a "new factor." While the studies themselves may not have been in existence at the time of Ninham's sentencing, the conclusions they reached were widely reported.
¶100 Fourth, we conclude that Ninham has not demonstrated by clear and convincing evidence that the circuit court actually relied upon the religious beliefs of Vang's family when imposing Ninham's sentence.
By the Court.—The decision of the court of appeals is affirmed.
¶101 SHIRLEY S. ABRAHAMSON, C.J. (dissenting). The Eighth Amendment cruel and unusual punishment issue before this court is easy to state and difficult to decide. The question before the court is the constitutionality of imposing a death-in-prison sentence on a 14-year-old juvenile boy who committed an intentional, brutal, senseless, grotesque, reprehensible murder of a 13-year-old innocent stranger.
¶102 In Wisconsin, both the adult offender and the juvenile offender (10 years old or older) who have committed first degree intentional homicide are treated the same: the maximum penalty is a death-in-prison sentence, that is, life in prison without the possibility of parole. The circuit court need not impose this maximum sentence. It did in the present case.
¶103 A death-in-prison sentence is the most severe penalty authorized in
¶104 I conclude, as has the United States Supreme Court, that the
differences between juveniles and adults mean that juvenile offenders
"cannot with reliability be classified among the worst
offenders." Roper v. Simmons,
543
¶105 I discuss first the presumption of constitutionality and second the constitutional issue presented.
I
¶106 The majority opinion relies heavily on the presumption of constitutionality. I conclude that no presumption of constitutionality applies in the present case.
¶107 This case does not involve, as the majority opinion claims, an attack on the constitutionality of Wis. Stat. § 938.183(1)(am), which provides that courts of criminal jurisdiction have original jurisdiction over "a juvenile who is alleged to have attempted or committed a violation of s. 940.01 . . . on or after the juvenile's 10th birthday." Nor does this case involve an attack on the constitutionality of the first-degree homicide statute, Wis. Stat. § 940.01, or the penalties that apply to that statute.
¶108 Instead, this case involves a challenge to the application of those statutes to a category of individuals, namely a challenge to a death-in-prison sentence for a juvenile who committed an intentional homicide when 14 years old or younger.
¶109 A "categorical challenge" is, in my opinion, an "as applied" challenge. Stating the challenge as a categorical challenge is just a different way of stating an "as applied" challenge. In other words, the present case can be denominated a "categorical challenge" or can be denominated an "as applied" challenge. They are the same in the present case. The former challenge is stated as a challenge to the application of the statutes to all 14-year-olds who commit intentional homicide. The latter challenge is stated as a challenge to the application of the statutes to Ninham solely because he was 14 years old when he committed intentional homicide. Of course, a decision saying that the statutes cannot be applied to Ninham solely because he is 14 years old would apply to all other 14-year-olds who commit intentional homicide.
¶110 According to Tammy W.-G. v. Jacob T., 2011 WI 30, ¶49, ___ Wis. 2d ___, ___ N.W.2d ___ (in which I join Justice Bradley's dissent), "no presumption [of constitutionality exists] in regard to whether the statute was applied in a constitutionally sufficient manner." (emphasis added). Rather, the constitutional analysis to be applied, according to Tammy W.-G., to "an as-applied challenge" "differs from case to case, depending on the constitutional right at issue."
¶111 The majority's reliance (¶44)
on a strong presumption of constitutionality of the statute is therefore
contrary to Tammy W.-G. 2011 WI 30, ¶49, and Roper 543
¶112 Moreover, a presumption of constitutionality is not relevant in the
present case, in which the constitutional right at issue is the Eighth
Amendment prohibition against cruel and unusual punishment. In cases involving categorical challenges
under the Eighth Amendment, a court exercises its own independent judgment,
considering the culpability of the offender and the nature of the offense, the
relationship of the challenged sentencing practice to penological goals, and
society's evolving standards of decency.
Roper, 543
¶113 Thus, in contrast to the majority, I conclude that no presumption of constitutionality applies in the present case.
¶114 I turn now to the constitutional issue presented.
II
¶115 The Eighth Amendment, applicable to the States through the Fourteenth Amendment, provides: "Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted."
¶116 The Eighth Amendment's prohibition against cruel and unusual punishment is amorphous. Cruel and unusual punishment is not defined or delineated in the federal Constitution. Rather, the United States Supreme Court has declared that what constitutes cruel and unusual punishment changes with society's views: The Eighth Amendment's protection against cruel and unusual punishment "draw[s] its meaning from the evolving standards of decency that mark the progress of a maturing society."[25] Thus the Eighth Amendment's prohibition against cruel and unusual punishment is not a constant. The prohibition is constantly evolving, reflecting the changes in society.
¶117 Over the last decade, the United States Supreme Court has been developing the "evolving standards of decency" central to the analysis of the Eighth Amendment for juveniles and those whose intellectual capacity is not that of an adult.
¶118 The United States Supreme Court has categorically prohibited a death
penalty sentence for individuals whose intellectual functioning is in a low
range. Atkins v.
¶119 The United States Supreme Court has categorically prohibited a death
penalty sentence for juveniles who committed their crimes before the age of
18. Roper v. Simmons, 543
¶120 The United States Supreme Court has categorically prohibited a
death-in-prison sentence for juveniles (under 18 years) who committed
non-homicide crimes. Graham v.
¶121 A
next logical question is whether a death-in-prison sentence for a juvenile who
committed an intentional homicide crime is categorically prohibited.[27] The United State Supreme Court has yet to
take up the following issue: whether a death-in-prison sentence for a juvenile 14
years old or younger who committed an intentional homicide is categorically
prohibited.
¶122 The United States Supreme Court has recognized that juvenile offenders are less culpable than adult offenders and generally the younger the juvenile offender, the more his or her culpability diminishes.[28] See also majority op., ¶74.
¶123 The task of interpreting the Eighth Amendment remains the court's task. "The judicial exercise of independent judgment requires consideration of the culpability of the offenders at issue in light of their crimes and characteristics, along with the severity of the punishment in question. In this inquiry the Court also considers whether the challenged sentencing practice serves legitimate penological goals."[29]
¶124 Recognizing that juveniles have less culpability than adults and so
are less deserving of the most severe punishments, the United States Supreme
Court has declared unconstitutional under the Eighth Amendment severe penalties
imposed on juveniles.[30] "The juvenile should not be deprived of
the opportunity to achieve maturity of judgment and self-recognition of human
worth and potential." Graham,
130
¶125 Case law and the research on which case law is based teach that there are marked differences between juvenile offenders and adult offenders in their cognitive abilities.[31] "The difference in mental development between a child and an adult . . . is a major premise of the United States Supreme Court's decisions in Roper and in Graham . . . ."[32] Juveniles, and especially young juveniles, categorically have lessened culpability.[33] The nonparty brief of the Wisconsin Psychiatric and the Wisconsin Psychological Associations, recognizing this marked and well understood difference, advises that "[w]ell accepted psychology and psychiatry studies, including those upon which Roper and Graham relied in holding that juveniles cannot be deprived of their liberty irretrievably, require that the judgment sentencing Omer Ninham to life imprisonment without parole be vacated."
¶126
¶127 The case law and the research on which the cases are based teach
that caution should be used in allowing a judge to decide at sentencing that a
young juvenile is incorrigible or has an "irretrievably depraved
character."[35] "'[I]ncorrigibility is inconsistent with
youth.'"[36] A ruling that a juvenile who committed a
homicide at the age of 14 does not have the capacity to ever mature and reform
or be reincorporated in society is categorically untrustworthy. "If trained psychiatrists with the
advantage of clinical testing and observation refrain, despite diagnostic
expertise, from assessing any juvenile under 18 as having antisocial
personality disorder, we conclude that States should refrain from asking jurors
to issue a far graver condemnation . . . ."[37] More complete and accurate information is
needed about the child (and the adult that he or she may become) because
"[e]xperience has taught us to be cautious when reaching high consequence
conclusions about human nature that seem to be intuitively correct at the
moment." State v. Gallion,
2004 WI 42, ¶36, 270
¶128 In addition to the culpability of juveniles, a court must consider the "objective indicia of society's standards, as expressed in legislative enactments and state practice."[38] The majority opinion concludes that no national consensus exists against sentencing a 14-year-old or younger juvenile to death in prison for intentional homicide. Majority op., ¶57. I examine the data and come to the opposite conclusion.
¶129 That 36 states allow a juvenile 14 years old or younger to be
sentenced to death in prison for the crime of homicide does not undermine a
national consensus against the practice.
Three states have now moved away from death-in-prison sentences for
juveniles.[39] However, the absence of legislation
prohibiting a particular sentence is not conclusive evidence of society's
current standard of decency. In addition
to legislation, "[a]ctual sentencing practices are an important part of
the inquiry into consensus." Graham,
130
¶130 The extreme infrequency with which death-in-prison sentences are imposed on children for homicides committed when 14 years old or younger demonstrates that there is a national consensus against such sentences. Only 73 juveniles in 18 states are serving a death-in-prison sentence for homicide committed when 14 years old or younger. Majority op., ¶56. Sixteen states have a sentencing statute that results in mandatory death-in-prison sentences for juveniles that commit intentional homicide.[40] In contrast, according to statistics supplied by the defendant's brief based on data from the Wisconsin Office of Justice Assistance, since 1995 1,153 juveniles were arrested in Wisconsin for murder, and only Omer Ninham has been sentenced to life in prison without parole for a homicide committed when 14 years old or younger.
¶131 The national data on sentencing practices analyzed in the instant case are significantly similar to the data in Graham regarding the imposition of sentences of life without parole for juveniles who committed non-homicide crimes. In Graham, 123 juveniles in 11 states were serving life-without-parole sentences for non-homicide cases, Graham, 130 S. Ct. at 2011, and the United States Supreme Court found a national consensus that a sentence of death in prison for non-homicide cases was cruel and unusual punishment.[41]
¶132 Just as the United States Supreme Court determined in Graham that there was a national consensus against juveniles being sentenced to life without parole for non-homicide crimes, I conclude on the basis of the infrequency with which death-in-prison sentences are imposed for homicides committed by juveniles under 15 that there is a national consensus against death-in-prison sentences for homicide crimes committed when a juvenile is 14 years old or younger. The national consensus against such sentences strongly supports the conclusion that such sentences are cruel and unusual.
¶133 Applying the rationale used by the United States Supreme Court in
Eighth Amendment cases, I conclude that the Wisconsin statute allowing the
imposition of a death-in-prison sentence for a homicide committed when a
juvenile is 14 years old violates the constitutional prohibition of cruel and
unusual punishment. This case lies on
the boundaries of an evolving standard of decency that underlies the analysis
of Eighth Amendment rights. Applying the
analyses the Supreme Court applied in Graham and Roper, consistent
with the analysis the Court applied in Atkins[42]
and Thompson,[43]
and the historic recognition under
¶134 My conclusion is buttressed by the same kind of research-based evidence that the United States Supreme Court has relied upon to declare: (1) juveniles categorically have lessened culpability; (2) juveniles are more capable of change than adults and their actions are less likely to evidence "irretrievably depraved character" such that a decision at sentencing could be made that they are incapable of reconciliation with society; (3) penological justifications do not support a sentence that denies all hope for reconciliation with society; and (4) the sentence of death in prison is especially harsh on young juveniles.
¶135 Just as society's standards of decency categorically do not allow a juvenile to be sentenced to death, juveniles 14 years old or younger should not be sentenced to death in prison.
¶136 Omer Ninham's sentence guarantees he will die in prison without any meaningful opportunity to obtain release, no matter what he might do to demonstrate that the heinous act he committed as a 14-year-old is not representative of his true character.[44] I conclude the death-in-prison sentence subjecting the 14-year-old to "hopeless, lifelong punishment and segregation is not a usual or acceptable response to childhood criminality, even when the criminality amounts to murder."[45]
¶137 For the reasons set forth, I dissent.
¶138 I am authorized to state that Justice ANN WALSH BRADLEY joins this dissent.
[1] The Honorable John D. McKay presided.
[2] All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
[3] On March 24, 2000, a jury found Ninham guilty of first-degree intentional homicide and physical abuse of a child. The crimes were committed on September 24, 1998, when Ninham was 14 years and 10 months old. Ninham was 16 years and 4 months old when he was convicted of the crimes. On June 29, 2000, when Ninham was sentenced for his conviction, he was 16 years and 7 months old.
[4] The State charged Crapeau with the same offenses, but he was tried separately. Crapeau's case is not before us.
[5]
[6] Ninham provided varying
statements to police regarding his involvement with and knowledge of Vang's
death. Ninham first claimed that he and
Vang were friends and had been "hoody-hopping," or stealing hood
ornaments, together on the parking ramp when two people in a Cadillac chased
them, thinking Ninham and Vang stole their hood ornament. Ninham told police that those two people
might have killed Vang. Ninham later
retracted that statement, admitting it was not true. Ninham then told police that he was in the
area of
In his closing argument, however, Ninham's counsel did not deny that Ninham was on the parking ramp with Vang and actually conceded the charge of physical abuse of a child:
[I]n terms of the abuse of a child, I'm not going to argue that. I think obviously there was some pushing back and forth, some punching going on. I don't know specifically when. There's been a little bit of disagreement as to who hit who and so forth, but I think that's a given. I think he helped in that. I think Omer participated in that.
But the question, and the tough question, is whether or not Omer Ninham formed the intent at age 14 to, in fact——in fact, kill Zong Vang. And it is our position, and I can't state it more strongly, that he did not, in fact, form that intent. Whether Ricky Crapeau did or not is not necessary, but he did not. Nor did he know what Ricky Crapeau was going to do.
Bad judgment? Bad juvenile? Bad a lot of things. But I don't think you can saddle Omer Ninham at this point from the facts and evidence on this record with intentional homicide.
[7] See
"Read–in crime" means any crime that is uncharged or that is dismissed as part of a plea agreement, that the defendant agrees to be considered by the court at the time of sentencing and that the court considers at the time of sentencing the defendant for the crime for which the defendant was convicted.
[8] Ninham's 2007 post-conviction motion also included arguments that his initial post-conviction counsel was ineffective and that he is entitled to a new trial in the interest of justice. However, Ninham did not pursue those arguments on appeal, and accordingly, we do not address them.
[9] Alternatively, the
circuit court denied Ninham's motion on the grounds that Ninham was
procedurally barred from raising his constitutional challenge for the first
time in a subsequent post-conviction motion under Wis. Stat. § 974.06. See § 974.06(4); State v.
Escalona-Naranjo, 185
The court of appeals did not address whether Ninham's constitutional challenge was procedurally barred under Escalona-Naranjo. Likewise, given the significance of the constitutional question before us, we choose not to resolve the issue on procedural grounds and instead proceed to the merits.
[10] On December 31, 1999,
1997
However, the bifurcated sentence structure under Wis.
Stat. § 973.01 is
not applicable to an offender who commits a felony punishable by life
imprisonment.
In 2001, the legislature modified TIS-I with the
enactment of 2001
[11] The dissent contends
that this case does not involve an attack on the constitutionality of the
abovementioned statutory scheme, which authorizes a sentence of life
imprisonment without parole for a 14-year-old convicted of first-degree
intentional homicide. Dissent, ¶107. The dissent's contention is contradicted by
the dissent itself, which later "conclude[s] that the
Citing this court's decision in Tammy W-G v. Jacob
T., 2011 WI 30, __ Wis. 2d __, __ N.W.2d __, the dissent further
argues that we erroneously rely on the statutory scheme's presumption of
constitutionality. See dissent, ¶111. We agree with the dissent that "an
as-applied challenge contains no presumption in regard to whether the statute
was applied in a constitutionally sufficient manner." Tammy W-G, 2011 WI 30, ¶49. However, Ninham's constitutional argument
does not present an as-applied challenge.
Rather, Ninham's constitutional argument presents a categorical
challenge; specifically, Ninham argues that it is unconstitutional to sentence any
14-year-old to life imprisonment without parole. In contrast, in an as-applied challenge, the
court considers whether a statute can be constitutionally applied to the facts
of the particular defendant's case, "not hypothetical facts in other
situations." See State v.
Hamdan, 2003 WI 113, ¶43,
264
Contrary to the dissent's belief, see dissent, ¶112, a presumption of constitutionality is deeply relevant in this case. As the Supreme Court made clear in Gregg v. Georgia, 428 U.S. 153, 175 (1976), the court must "presume" the validity of "a punishment selected by a democratically elected legislature," and "a heavy burden rests on those who would attack the judgment of the representatives of the people."
[12] See Robinson v.
California, 370
No State shall make or enforce
any law which shall abridge the privileges or immunities of citizens of the
U.S. Const. amend. XIV, § 1.
[13] In response to a question posed at oral argument, Ninham's counsel advised the court that "about 30 states . . . have transfer statutes that expose children, some as young as 6 years of age, to sentences like life imprisonment without parole."
[14] The statistics compiled by
Amnesty International and Human Rights Watch include Colorado and exclude
Alabama in the list of states that, as of 2005, permit life without parole
sentences for offenders who were 14 years old or younger at the time of the
offense. However, according to our
research,
[15] See also Kennedy v.
Louisiana, 554 U.S. 407, 434 (2008) ("As we have said in other Eighth
Amendment cases, objective evidence of contemporary values as it relates to
punishment for child rape is entitled to great weight, but it does not end our
inquiry. 'The Constitution contemplates
that in the end our own judgment will be brought to bear on the question of the
acceptability of the death penalty under the Eighth Amendment.'" (quoting Coker
v. Georgia, 433
[16] See, e.g., B. Luna, The Maturation of Cognitive Control and the Adolescent Brain, in From Attention to Goal-Directed Behavior 249, 252-56 (F. Aboitiz & D. Cosmelli eds., 2009).
[17] See, e.g., Laurence Steinberg, Adolescent Development and Juvenile Justice, 5 Ann. Rev. Clinical Psychol. 459, 466 (2009); Laurence Steinberg, Risk-Taking in Adolescence: New Perspectives from Brain and Behavioral Science, 16 Current Directions in Psychol. Sci. 55, 56-58 (2007).
[18] See, e.g., Laurence Steinberg & Elizabeth Cauffman, Maturity of Judgment in Adolescence, 20 L. & Human Behav. 249, 255 (1996).
[19] See, e.g., L.P. Spear, The Adolescent Brain and Age-Related Behavioral Manifestations, 24 Neurosci. & Biobehav. Rev. 417, 421 (2000); N. Dickon Reppucci, Adolescent Development and Juvenile Justice, 27 Am. J. Community Psychol. 307, 319 (1999).
[20] See, e.g., Katy Butler, The Grim Neurology of Teenage Drinking, N.Y. Times, July 4, 2006, at F1.
[21] See, e.g., Barry Holman & Jason Ziedenberg, The Dangers of Detention: The Impact of Incarcerating Youth in Detention and Other Secure Facilities, 2-3 (Nov. 28, 2006), http://www.justicepolicy.org/research/1978 ("[T]here is credible and significant research that suggests that the experience of detention may make it more likely that youth will continue to engage in delinquent behavior, and that the detention experience may increase the odds that youth will recidivate, further compromising public safety.").
[22] Naovarath v. State,
779 P.2d 944, 944 (
[23] Graham v.
[24] The three general
differences are: (1) juveniles have a lack of maturity and an underdeveloped
sense of responsibility resulting in
impetuous and ill-considered actions and decisions; (2) juveniles are more
susceptible to negative influences and outside pressures; and (3) the character
of a juvenile is not as well formed as that of an adult. Roper v. Simmons, 543
[25] Trop v. Dulles,
356
[26] See also Thompson v. Oklahoma, 487 U.S. 815 (1988) (categorically prohibiting the death penalty for a crime committed by a juvenile while under the age of 16).
[27] See Adam Liptak & Lisa Faye Petak, Juvenile Killers in Jail for Life Seek a Reprieve, N.Y. Times, Apr. 21, 2011, at A13.
[28] Graham, 130 S.
Ct. at 2026; Roper, 543
[29] Graham, 130
[30] Graham, 130 S.
Ct. at 2026; Roper, 543
[31] This accepted distinction has led to a continued trend in recent years of trying fewer teenage defendants in adult courts. See Mosi Secret, States Try Fewer Teenage Defendants in Adult Courts, N.Y. Times, Mar. 6, 2011, at A1.
[32] Missouri v. Andrews,
329 S.W.3d 369, 379 (
[33] Graham, 130 S.
Ct. at 2032; Roper, 543
[34] Juveniles under 15
years of age may be held in secure custody only in a juvenile detention center
or the juvenile portion of a county jail.
Fourteen-year-olds are incapable of consenting to
sexual activity.
[35] Graham, 130
[36] Graham, 130 S.
[37] Roper, 543
[38] Graham, 130 S.
Ct. at 2022 (quoting Roper, 543
[39]
[40] Andrews, 329 S.W.3d at 383 (Wolff, J., dissenting).
[41] Similarly, as asserted by Ninham, the absolute numbers of the sentence before this court are substantially comparable to the pertinent number of sentences in Roper (72) and in Atkins (71). See Brief of Defendant-Appellant-Petitioner Omer Ninham at 24-25.
[42] Atkins v.
[43] Thompson v.
[44] Graham, 130
[45] Naovarath, 779 P.2d at 947.