2011 WI 30
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Supreme Court of Wisconsin |
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Case No.: |
2009AP2973 |
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Complete Title: |
In re the termination of parental rights to Gwenevere T., a person under the age of 18: Tammy W-G., Petitioner-Respondent, v. Jacob T., Respondent-Appellant. |
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ON CERTIFICATION FROM THE COURT OF APPEALS |
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Opinion Filed: |
May 17, 2011 |
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Submitted on Briefs: |
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Oral Argument: |
October 1, 2010 |
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Source of Appeal: |
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Court: |
Circuit |
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County: |
Grant |
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Judge: |
Michael Kirchman |
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Justices: |
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Concurred: |
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Dissented: |
ABRAHAMSON, C.J. (Opinion filed). BRADLEY, J. and ABRAHAMSON, C.J. (Opinion filed). |
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Not Participating: |
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Attorneys: |
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For the respondent-appellant there were briefs and oral argument by Eileen A. Hirsch, assistant state public defender.
For the petitioner-respondent there were briefs and oral argument by Nathaniel W. Curry, Kopp McKichan, LLP, Platteville.
A guardian ad-litem brief was
filed by Ryan K. Dalton, McNamara,
Reinicke, & Vogelsberg LLP,
An amicus curiae brief was filed
by Winn Collins, Green Lake County
District Attorney,
2011 WI 30
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
APPEAL from an order of the Circuit Court for
¶1 PATIENCE DRAKE ROGGENSACK, J. This case comes
before us by certification from the court of appeals. Certification was recommended to
"resolve the ambiguities and uncertainties regarding the use of
(1) Whether "once
a 'substantial parental relationship' is established, the relevant time period
ends and subsequent events are not relevant to the issue of a substantial
parental relationship";
(2) "whether a
fact-finder may determine that, despite significant parenting, poor quality
parenting is a reason to find that a 'substantial parental relationship' has not been established"; and
(3) Whether our interpretation of Wis. Stat. § 48.415(6) as it relates to the preceding two issues "comports with the constitutional protections afforded parents."
¶2 In addition, Jacob argues that: (1) the circuit court erred when it denied his motion for a directed verdict, and (2) he should be granted a new trial in the interest of justice because the jury instruction was incomplete and inaccurate.
¶3 We conclude that Wis. Stat. § 48.415(6) (2007-08)[1] prescribes a totality-of-the-circumstances test. When applying this test, the fact-finder should consider any support or care, or lack thereof, the parent provided the child throughout the child's entire life. This analysis may include the reasons why a parent was not caring for or supporting her child and exposure of the child to a hazardous living environment. We further conclude that the statute was not unconstitutional as applied to Jacob. Finally, the circuit court did not err when it denied Jacob's motion for a directed verdict and Jacob waived his argument that the jury instruction was improper. Accordingly, Jacob's parental rights were lawfully terminated; we affirm the judgment of the circuit court.
I. BACKGROUND
¶4 Gwenevere was born to Tammy W-G. (Tammy) and Jacob T. (Jacob) in mid-January of 2005. Tammy and Jacob lived together for approximately a year before Gwenevere was born. During Tammy's pregnancy, Jacob left his job to take care of Tammy who was on "extreme bed rest." Moreover, he accompanied Tammy to doctor appointments, was at Gwenevere's delivery, and was excited about the baby.
¶5 For the first two months of Gwenevere's life, Tammy and Jacob were
both home full-time, but then Tammy returned to work. In the following two months (approximately
months three and four of Gwenevere's life), Jacob was, as Tammy phrased it, a
"stay at home dad." During the
first four months of her life, Jacob participated in feeding, changing, and
otherwise caring for Gwenevere. In
addition, both he and Tammy took Gwenevere to her doctor's appointments. However, Tammy testified that when she came
home from work, she would take Gwenevere to the bedroom for the night because
the house was a mess, there was mildew covering the dishes, and beer cans in
the living room. In 2005, Jacob and
Tammy agreed to move from
¶6 At the time of their separation, Jacob and Tammy agreed to a custody plan in which Gwenevere would spend two months with Tammy, followed by two months with Jacob. However, Tammy testified that she refused to go through with the plan because of concerns about Jacob's alcohol abuse and "drug paraphernalia"[2] and the effect this could have on Gwenevere's safety.
¶7 Following Jacob's May 2005 relocation to
¶8 Tammy testified that Jacob's second visit was in July of
2006. Tammy could not recall how long that
visitation lasted. Jacob, however, did
not mention this visit in his testimony and asserted that there have been only
two visits since he moved to
¶9 Between July of 2005 and November of 2006, Jacob testified that he
called Tammy with regard to Gwenevere, but that his calls were
"random." Specifically, Jacob
said he "didn't do it like every week or every two weeks." Moreover, Jacob testified that he spoke with
Gwenevere on the phone two to three times between 2007 and 2008; however, Tammy
did not recall any contact, via phone or otherwise, between Jacob and Gwenevere
in 2007. Throughout this time, Tammy
updated Jacob when her contact information changed. Of note, in 2006, Tammy, Douglas, Gwenevere,
and the couple's other two daughters moved to a city in southwest
¶10 Jacob explained that his lack of contact with Gwenevere from the
summer of 2005 up until trial was not the result of Tammy's refusal to let him
see Gwenevere, but rather her condition that these visits be supervised. Specifically, Tammy required that Jacob's
visits with Gwenevere be supervised by Tammy,
¶11 Since Jacob's move to
¶12 Jacob's final contact with Gwenevere before the August 2009
fact-finding hearing was a call in mid-January 2009 on Gwenevere's fourth
birthday. During this call, Tammy and
Jacob discussed a potential visit in February that never took place. Tammy also told Jacob she wanted to have
Jacob's rights terminated so that
¶13 On April 8, 2009, Tammy filed a petition in Grant County Circuit Court to terminate Jacob's parental rights. The petition was amended on May 20, 2009. It claimed Jacob's rights should be terminated because he had failed to assume parental responsibility as defined in Wis. Stat. § 48.415(6). A fact-finding hearing was heard by a jury on August 13 and 14 of 2009.
¶14 At the close of the fact-finding hearing, the circuit court denied motions from each party for a directed verdict and, instead, instructed the jury to determine if Jacob assumed parental responsibility for Gwenevere. Neither party objected to the jury instructions, which instructed the jury to answer a special verdict question: "Has Jacob [] failed to assume parental responsibility for Gwenevere []?" The jury answered "yes" by a vote of eleven to one. Subsequently, on September 10, 2009, at the dispositional hearing, the circuit court terminated Jacob's parental rights.
¶15 Jacob appealed the termination of his parental rights to the Wisconsin Court of Appeals. The court of appeals determined that its holding in State v. Quinsanna D., 2002 WI App 318, 259 Wis. 2d 429, 655 N.W.2d 752, prevented it "from interpreting Wis. Stat. § 48.415(6) in a manner that is consistent both with the language of the statute and constitutional protections accorded parental rights." Tammy W-G., No. 2009AP2973, at 2. Therefore, the court of appeals certified the appeal, which we accepted pursuant to Wis. Stat. § 808.05.[6] We now affirm the decision of the circuit court.
II. DISCUSSION
A. Standard of Review
¶16 The
interpretation of Wis. Stat. § 48.415(6)
and the application of that statute to a given set of facts are
questions of law that we review independently.
Marder v. Bd. of Regents of the Univ. of Wis. Sys., 2005 WI 159, ¶19, 286 Wis. 2d 252, 706 N.W.2d 110.
Whether a statute and the application of a statute are constitutional
are also questions of law that we review independently. Dane Cnty. Dep't of Human Servs. v. Ponn
P., 2005 WI 32, ¶14, 279
¶17 We examine as a question of law whether the circuit court properly
refused to grant a directed verdict. See
Bubb v. Brusky, 2009 WI 91, ¶30,
321
B.
Failure to Assume Parental Responsibility
a. Termination of parental rights proceedings
¶18 A brief overview of termination of parental rights proceedings in
¶19 The second-step, the dispositional hearing, occurs only after the
fact-finder finds a Wis. Stat. § 48.415
ground has been proved and the court has made a finding of unfitness.
b. Statutory interpretation
¶20 "[S]tatutory interpretation begins with the language of the
statute. If the meaning of the statute
is plain, we ordinarily stop the inquiry." State ex rel. Kalal v.
Circuit Court for Dane Cnty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110 (internal
quotation and citation omitted).
Moreover, "statutory language is interpreted in the context in
which it is used; not in isolation but as part of a whole . . . and reasonably, to avoid
absurd or unreasonable results."
¶21 This case requires us to interpret subsec. (6) of Wis. Stat. § 48.415, "Grounds for involuntary termination of parental rights." Subsection (6) provides:
Failure to assume parental responsibility. (a) Failure to assume parental responsibility, which shall be established by proving that the parent or the person or persons who may be the parent of the child have not had a substantial parental relationship with the child.
(b) In this subsection, "substantial parental relationship" means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child. In evaluating whether the person has had a substantial parental relationship with the child, the court may consider such factors, including, but not limited to, whether the person has expressed concern for or interest in the support, care or well-being of the child, whether the person has neglected or refused to provide care or support for the child and whether, with respect to a person who is or may be the father of the child, the person has expressed concern for or interest in the support, care or well-being of the mother during her pregnancy.
(emphasis added).
¶22 The language of Wis. Stat. § 48.415(6),
specifically the underscored language, indicates that under § 48.415(6), a
fact-finder must look to the totality-of-the-circumstances to determine if a
parent has assumed parental responsibility.
With regard to the relevant time period, the fact-finder should consider
the circumstances that have occurred over the entirety of the child's life.[7] The fact-finder may also consider whether a
parent exposed her child to a hazardous living environment.
1. Relevant time period
¶23 The first certified question is whether "once a 'substantial parental relationship' is established, the relevant time period ends and subsequent events are not relevant to the issue of a substantial parental relationship." Tammy W-G., No. 2009AP2973, at 5. We conclude that a fact-finder should consider a parent's actions throughout the entirety of the child's life when determining whether he has assumed parental responsibility.
¶24 Looking first to para. (a) of the statute, the language, "have not had," does not direct the
fact-finder to consider only a limited time period. For example, it does not say "have not
had for at least several months."
Rather, the statute gives latitude to the fact-finder to consider the
entirety of the child's life and determine if the parent's actions have been
sufficient to find that he has assumed parental responsibility.
¶25 The
accuracy of this interpretation is supported by para. (b) of
¶26 Paragraph
(b) goes on to explain that in deciding whether there is a "substantial
parental relationship," the fact-finder may consider, among other things,
whether the parent "has expressed concern for or interest in the support,
care or well-being of the child," and whether the parent "has
neglected or refused to provide care or support for the child." Similar to the "has not had"
language discussed above, the use of "has" in Wis. Stat.
§ 48.415(6)(b) demonstrates that the legislature did not intend the
fact-finder to consider a specific point in time. Again, the legislature did not say "has
at one point" or "has for several months." Rather, the fact-finder can consider all the
facts up until the time of the fact-finding hearing to decide if the parent has
engaged in the requisite behavior.
¶27 While
we employ a plain language meaning to interpret Wis. Stat. § 48.415(6), we
note that the legislative history of § 48.415(6) supports a
totality-of-the-circumstances test.
Subsequent to the enactment of § 48.415(6) in 1979,[8] there have been efforts to change
the language in § 48.415(6) that concern the relevant time period. In 1995, an amendment was proposed to "[s]pecify
the pertinent time period during which the parent must have failed to assume
parental responsibility, for example, in the year prior to the time the
[termination of parental rights] petition was filed." State v. Bobby G., 2007 WI 77, ¶84,
301
¶28 The
statutory history of Wis. Stat. § 48.415(6) also supports a
totality-of-the-circumstances analysis.
In 2005, the legislature changed the language in what was formerly para.
(6)(a) so that a fact-finder no longer had to find that parents "have
never had a substantial parental relationship," but rather it must
find they "have not had a substantial parental
relationship." (Emphasis
added.) The amendments also eliminated
the word "ever" in para. (b).
¶29 According to the Special Committee on Adoption and Termination of Parental Rights Law, this change was recommended because "requiring a showing that the person has never had a substantial relationship with the child can be difficult if the parent ever showed any interest or had any contact with the child."[9] In a memorandum to the committee, Milwaukee County Circuit Court Judge Christopher Foley recommended the change. Based on his experience,
[t]he use of the term "never" in this statute is troublesome and dramatically misleading. The fact that a parent may have been June Cleaver or Doctor [Huxtable] for a week or even a month of a child's two-year existence should not defeat a claim made under the statute. The relationship is not substantial because it is so insignificant in length. Yet we hear over and over again defense lawyers arguing: "never means never". The term is misleading and unnecessary.[10]
¶30 The elimination of the words "never" and "ever"
from the statute afford the fact-finder flexibility with regard to the time
period it may consider. Therefore, the
elimination of words supports our conclusion that the statute does not direct a
fact-finder to a limited time period.
¶31 In
addition, examining the entirety of a child's life is the logical
interpretation given the diverse fact situations that fall under Wis. Stat.
§ 48.415(6). For example, if, as
counsel for Jacob argued in oral arguments, 100 days is the threshold time
period that will always be enough to prove one had assumed parental
responsibility, this could lead to absurd results. Under that interpretation, the parent of a
six-month-old child who cared for the child 90 of the first 180 days, i.e.,
50%, of the child's life would be at risk of a termination of parental rights
for failure to assume parental responsibility.
Contrarily, the parent of a 16-year-old, who cared for the child the
first 110 days, i.e., roughly 1.9%, of the child's life, but had no parental
involvement after that, would be immune from a determination that the parent
"failed to assume parental responsibility." It would be absurd to provide the latter
parent more protections under the statute than the former.
¶32 Consistent with our past decisions, under a
totality-of-the-circumstances analysis, the fact-finder can and should consider
the reasons why a parent has not supported or cared for her child. See L.K. v. B.B. (Baby Girl K.),
113
¶33 Jacob
argues that under the plain language of Wis. Stat. § 48.415(6), if a parent
cares for his child for a distinct and relatively short period of time, he must
be found to have "assumed parental responsibility." Jacob contends that "assume" is an
active verb, which means to "take up or in" and does not require a
parent to "assume and maintain" a "substantial parental
relationship." Jacob's argument is
misplaced for at least three reasons.
First, if all that was meant by "assume" was that at one time
the parent took on some parental responsibility, a single day or week of responsibility
would be sufficient. While a parent can
"take up" parental responsibility for one day, the statute cannot
easily be read to protect the rights of a parent who cared for and supported
his child for this limited time period.
¶34 Second,
Jacob's interpretation ignores the definition of "substantial parental
relationship" in Wis. Stat. § 48.415(6)(b) that calls for "significant
responsibility" for "daily supervision, education, protection
and care of the child." (Emphasis
added.) Third, Jacob's interpretation
ignores the statutory and legislative history discussed above. That history demonstrates that the
legislature considered limiting the fact-finder in ways that would prevent it
from finding a parent failed to assume parental responsibility if the parent
was involved with the child for only a small portion of the child's life. The legislature rejected such a limitation.
¶35 Jacob
also points to the phrase "have not had" in para. (a). He argues that because the phrase is in the
past-tense, not the present tense equivalent, "do not have," the
statute does not mean a parent must "assume and maintain" a
"substantial parental relationship."
This, however, does not advance Jacob's case. The fact-finder still is permitted to look at
the child's life as a whole, and to decide whether, given all the facts, there
has been an assumption of parental responsibility.
2. Hazardous living environment
¶36 The
second certified question is "whether a fact-finder may determine
that, despite significant parenting, poor quality parenting is a reason to find
that a 'substantial parental relationship' [as defined in Wis. Stat. § 48.415(6)] has not been
established." Tammy W-G.,
No. 2009AP2973, at
5. The certification of this question
comes from the court of appeals decision in Quinsanna D., which held
that it would have been acceptable for the jury to conclude that Quinsanna did
not exercise significant responsibility for the twins because her "'daily
supervision' of [the twins] included her daily exposure of them to her own drug
use and drug house." Quinsanna
D., 259
¶37 We
conclude that under the totality-of-the-circumstances test, a fact-finder may
consider whether, during the time the parent was caring for his child, he
exposed the child to a hazardous living environment. Supervision, protection and care of a child,
by definition, involve keeping that child out of harms way.
¶38 In sum, when applying Wis. Stat. § 48.415(6), the fact-finder should consider the involvement of the parent over the entirety of the child's life. The plain language and legislative history of § 48.415(6) support this interpretation, an interpretation that will avoid absurd results. Moreover, although a parent's lack of opportunity to establish a substantial relationship is not a defense to failure to assume parental responsibility, the reasons for a parent's lack of involvement still may be considered in the totality-of-the-circumstances analysis. The fact-finder may also consider whether the parent, while caring for the child, exposed the child to a hazardous living environment.[13]
c. Application
¶39 The jury was asked, "Has Jacob [] failed to assume parental
responsibility for Gwenevere []?"
The jury found that he failed to do so.[14] When reviewing a jury's verdict, we consider
the evidence in the light most favorable to the verdict. Poellinger, 153
¶40 In the four-and-a-half years of Gwenevere's life leading up to the fact-finding hearing, Jacob had actual custody of Gwenevere for only the first four months. He never had legal custody of her. Moreover, after month four, he provided Gwenevere no financial or material support. Consequently, Jacob supported Gwenevere, with regard to both care and finances, for only a small portion of her life.
¶41 In addition, Jacob's contact with Gwenevere after his move to
¶42 The reasons Jacob presented for why he had such little contact with his daughter——Tammy's supervised visit requirements——do not support Jacob's case. While we acknowledge these requirements may have been frustrating for Jacob, they do not excuse him from his parental responsibilities to Gwenevere. Neither Jacob nor Tammy claimed at trial that Tammy would not let Gwenevere visit with Jacob, in fact the evidence suggested the opposite. Tammy's efforts to constantly apprise Jacob of her whereabouts suggest she wanted Jacob and Gwenevere to have contact with one another. This is not a case where Jacob, because of financial or other disabilities, was unable to travel to see Gwenevere, especially when she lived only a few hours' drive away. Moreover, Jacob's situation is drastically different from a military father or a parent with a profession that requires them to be away for long periods of time. Instead, Jacob neglected his daughter, perhaps in part because he was unable to accept the conditions her mother, and legal guardian, placed on his visitations. Jacob never sought court assistance in establishing a relationship with Gwenevere, and even if the fact-finder believed Jacob's assertion that he was saving to hire a lawyer to challenge Tammy's visitation conditions, Jacob does not get a "free pass" on his parental responsibilities.
¶43 Of note, while we conclude that a fact-finder may consider the
exposure of a child to hazardous environments under the totality-of-the-circumstances
test, the jury could not have relied on a hazardous environment in this case,
as there was none. Jacob's messy housekeeping, drinking
alcohol and smoking marijuana were not shown to be sufficient to create a
hazardous environment for a four-month-old child, and there was no evidence
presented of Jacob's habits subsequent to his move to
¶44 To summarize, the facts support the jury's finding that Jacob did not meet the requirements of Wis. Stat. § 48.415(6): he did not "accept[] and exercise" "significant responsibility for the daily supervision, education, protection and care" of Gwenevere, and/or he "neglected or refused to provide care or support for" Gwenevere. Consequently, we conclude that the jury verdict should not be disturbed.
C. Constitutionality
¶45 The third certified issue is whether the application of Wis. Stat.
§ 48.415(6), "comports with the constitutional protections afforded
parents." Tammy W-G., No.
2009AP2973, at 11. This question turns
on whether Jacob has a constitutionally protected interest in his parentage,
i.e., a fundamental liberty interest in his relationship with Gwenevere.[15] Randy A.J. v. Norma I.J., 2004 WI 41, ¶20, 270
a. Constitutional challenges
¶46 The two major types of constitutional challenges are
"facial" and "as-applied."
State v. Joseph E.G., 2001 WI App 29, ¶5, 240
¶47 However, we interpret Jacob's challenge to Wis. Stat. § 48.415(6) as a claim
that § 48.415(6)
is unconstitutional as applied to him.
In an as-applied challenge, the constitutionality of the statute itself
is not attacked; accordingly, the presumption that the statute is
constitutional applies, just as it does in a facial challenge. State v. Wood, 2010 WI 17, ¶15, 323
¶48 However, in as-applied challenges, "[w]hile we presume a
statute is constitutional, we do not presume that the State applies statutes in
a constitutional manner." Society
Ins., 326
¶49 To explain further, the analysis that is employed for an as-applied challenge contains no presumption in regard to whether the statute was applied in a constitutionally sufficient manner. Rather, the analysis of an as-applied challenge is determined by the constitutional right that is alleged to have been affected by the application of the statute. Stated otherwise, the analysis differs from case to case, depending on the constitutional right at issue.
¶50 For example, in State v. Miller, 202 Wis. 2d 56, 549
N.W.2d 235 (1996), we considered whether Wis. Stat. § 347.245(1), which required displaying a red and
orange triangular emblem on slow-moving vehicles, was an unconstitutional
burdening of the religious beliefs of Miller and others who were members of the
Old Order Amish faith.
¶51 In State v. Hamdan, 2003 WI 113, 264 Wis. 2d 433, 665
N.W.2d 785, we considered whether Wisconsin's concealed carry statute, Wis.
Stat. § 941.23
(1999-2000), was applied in violation of Hamdan's rights under Article I,
Section 25 of the Wisconsin Constitution.[17] We concluded that "courts may limit the
broad application of the [concealed carry] statute in those circumstances where
limitation is necessary to narrowly accommodate the constitutional right to
keep and bear arms for lawful purposes."
b. Substantive due process
¶52 Parents who have developed a relationship with their children have
a fundamental liberty interest in the "care, custody, and control of their
children." Troxel v. Granville,
530
The rights to conceive and to raise one's children have been deemed essential, basic civil rights of man, and [r]ights far more precious . . . than property rights. It is cardinal with us that the custody, care and nurture of the child reside first in the parents, whose primary function and freedom include preparation for obligations the state can neither supply nor hinder.
Stanley v. Illinois, 405
¶53 If there is no fundamental interest, the statute's application must
withstand only a rational basis review.
¶54 In Stanley, the Court held that an unwed father who had
"sired and raised" his children was entitled to a hearing on
unfitness before his children could be taken from his care.[18] Stanley, 405
¶55 Several
years later, the Court examined the rights of a father, Quilloin, who was less involved in the life of his
child. In Quilloin v. Walcott,
434 U.S. 246 (1978), the mother sought termination of Quilloin's parental
rights to their 11-year-old son so he could be adopted by his step-father.
¶56 A year later in Caban v. Mohammed, 441 U.S. 380 (1979), the
Court held that the natural father, Caban, had manifested a significant
parental interest for his two children so that their adoption by their
step-father could not be granted without Caban's permission.[20] Caban and the children's mother resided together
for more than five years, during which time the children were born.
¶57 The Court synthesized the holdings in Stanley, Quilloin
and Caban in Lehr v. Robertson, 463 U.S. 248 (1983). In Lehr, the father, Lehr, lived with
the mother prior to his daughter's birth and visited the hospital when she was
born. Nevertheless, he did not live with
them after his daughter's birth and never provided his daughter any financial
support.
¶58 The Court stated that Justice Stewart was correct in his dissent in Caban when he observed that,
"Even if it be assumed that each married parent after divorce has some substantive due process right to maintain his or her parental relationship, it by no means follows that each unwed parent has any such right. Parental rights do not spring full-blown from the biological connection between parent and child. They require relationships more enduring."
The difference between the developed parent-child relationship that was implicated in Stanley and Caban, and the potential relationship involved in Quilloin and this case, is both clear and significant. When an unwed father demonstrates a full commitment to the responsibilities of parenthood by coming forward to participate in the rearing of his child, his interest in personal contact with his child acquires substantial protection under the Due Process Clause. . . . The importance of the familial relationship, to the individuals involved and to the society, stems from the emotional attachments that derive from the intimacy of daily association, and from the role it plays in promoting a way of life through the instruction of children . . . as well as from the fact of blood relationship.
The significance of the biological connection is that it offers the natural father an opportunity that no other male possesses to develop a relationship with his offspring. If he grasps that opportunity and accepts some measure of responsibility for the child's future, he may enjoy the blessings of the parent-child relationship and make uniquely valuable contributions to the child's development. If he fails to do so, the Federal Constitution will not automatically compel a State to listen to his opinion of where the child's best interests lie.
¶59 The Court concluded that Lehr had "never had any significant
custodial, personal, or financial relationship with [his daughter], and he did
not seek to establish a legal tie until after she was two years old."
¶60 In sum, under Supreme Court jurisprudence, a liberty interest protected by the Due Process Clause arises only when biological parents have taken sufficient steps to establish and protect those rights.
¶61 Similarly, we have acknowledged that when a parent has not taken
advantage of the opportunity to develop a relationship with his offspring and
accept responsibility for the child's future, no liberty interest protected by
substantive due process arises. Randy
A.J., 270
¶62 Whether a parent has shouldered her parental responsibilities was
addressed in Mrs. R. v. Mr. and Mrs. B. (J.L.W.), 102
¶63 In J.L.W., we disagreed with Mr. and Mrs. B.'s argument that
Mrs. R. was like the father in Quilloin who had no fundamental right to
"family integrity."
¶64 In Baby Girl K., 113
Although in J.L.W., this court suggested that due process might require a finding of unfitness before any natural parent's parental rights are terminated, the specific holding related only to a parent who had physical custody of the child for the first four months of the child's life and whose every action "from the time she learned of her pregnancy showed a concern for the child she was to bear." Unlike Lehr, J.L.W. was a case where the parent had already "demonstrated a full commitment to the responsibilities of parenthood."
A natural father's interest in personal contact with his child is protected under the due process clause because of this society's belief in the protection of the familial relationship. The significance of this relationship "to the individuals involved and to [the] society, stems from the emotional attachments that derive from the intimacy of daily association, and from the role it plays in promoting a way of life through the instruction of children as well as from the fact of blood relationship."
¶65 In Baby Girl K., Wis. Stat. § 48.415(6) was at
issue. We held that Baby Girl K.'s
father had not established a substantial relationship with her and therefore, a
finding of unfitness was not required before his parental rights were
terminated.
¶66 We also have examined whether a substantial relationship has been
established in several other cases. In Ann
M.M., we concluded that the child's father did not have a protected liberty
interest. Ann M.M., 176
¶67 Next in Kelli B., we held that the natural mother had a
protected liberty interest. In that
case, the mother, Kelli, had lived with and had custody of her three children
until they were three, two, and seven-months-old.[21] Kelli B., 271
¶68 Finally, in
¶69 Based on both the Supreme Court precedent and our own precedent, we
conclude that Wis. Stat. § 48.415(6) was constitutionally applied to
Jacob. The fact-finder determined that
Jacob failed to assume parental responsibility for Gwenevere. Jacob did not assume, or take steps to
assume, emotional or financial responsibility for Gwenevere. He provided insufficient evidence to show
that he had a protected liberty interest in his parental relationship with
her. Quilloin, 434
¶70 There is a legitimate legislative interest in keeping an existing
family unit intact. We note that one of
the legislative purposes of the Children's Code is "to preserve the unity
of the family."
D. Directed Verdict
¶71 In
reviewing the denial of a motion for a directed verdict, we assess whether the
record contains sufficient credible evidence, including the inferences
therefrom, to sustain a finding in plaintiff's favor. James v. Heintz, 165
E. Jury Instructions
¶72 Jacob
argues that the jury instructions were improper because they did not specify
that the jury should focus on a specific time period when determining if Jacob
assumed parental responsibility for Gwenevere.
Jacob, however, waived this argument when he did not object to the jury
instructions at trial and therefore, we choose not to exercise our
discretionary power of review over whether the jury instructions were
correct. State v. Schumacher, 144
III. CONCLUSION
¶73 We conclude that Wis. Stat. § 48.415(6) prescribes a totality-of-the-circumstances test. When applying this test, the fact-finder should consider any support or care, or lack thereof, the parent provided the child throughout the child's entire life. This analysis may include the reasons why a parent was not caring for or supporting her child and any exposure of the child to a hazardous living environment. We further conclude that the statute was not unconstitutional as applied to Jacob. Finally, the circuit court did not error when it denied Jacob's motion for a directed verdict and Jacob waived his argument that the jury instruction was improper. Accordingly, Jacob's parental rights were lawfully terminated; we affirm the judgment of the circuit court.
By the Court.—The decision of the circuit court is affirmed.
¶74 SHIRLEY S. ABRAHAMSON, C.J. (dissenting). I join Justice Ann Walsh Bradley's dissent. I write separately to address a fundamental issue that the majority opinion assumes without analysis. The majority opinion assumes that whether a substantial parental relationship exists under Wis. Stat. § 48.415(6) is a question for the jury. Majority op., ¶¶22, 23, 24, 26, 32, 34, 35, 37, 38. I disagree. I conclude that the determination of whether a substantial parental relationship exists is a question of law for the court. It is a threshold constitutional issue that needs to be decided in a termination of parental rights case. I come to this conclusion on the basis of both the language of Wis. Stat. § 48.415(6), as well as the usual standard of review for deciding questions of constitutional law.
I
¶75 With regard to the statutory interpretation. The language of § 49.415(6) is explicit. The court, not the fact-finder, decides whether a parent has had a substantial parental relationship.
¶76 The introductory language of Wisconsin Stat. § 48.415 explicitly states that the court or jury determines whether grounds exist for termination of parental rights. The subsections then state the grounds.
¶77 Subsection (6), entitled "failure to assume parental responsibility," is at issue in the present case. Failure to assume parental responsibility is established by proving that the parent has not had a substantial parental relationship with the child. "Substantial parental relationship" is defined in § 48.415(6)(b). Moreover, in § 48.415(6)(b) the legislature has expressly stated that "the court" determines whether a substantial parental relationship with the child exists. The legislature directs "the court" to consider a non-exhaustive list of factors:
48.415 Grounds for involuntary termination of parental rights. At the fact-finding hearing the court or jury shall determine whether grounds exist for the termination of parental rights. . . . Grounds for termination of parental rights shall be one of the following:
. . . .
(6) Failure to
assume parental responsibility.
(a) Failure to assume parental responsibility, which shall be established by proving that the parent or the person or persons who may be the parent of the child have not had a substantial parental relationship with the child.
(b) In this subsection, "substantial parental relationship" means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child. In evaluating whether the person has had a substantial parental relationship with the child, the court may consider such factors, including, but not limited to, whether the person has expressed concern for or interest in the support, care or well-being of the child, whether the person has neglected or refused to provide care or support for the child and whether, with respect to a person who is or may be the father of the child, the person has expressed concern for or interest in the support, care or well-being of the mother during her pregnancy.
(Emphasis added.)
¶78 The legislature's explicit declaration in Wis. Stat. § 48.415(6)(b) that "the court," not the jury, determines whether a parent has had a substantial parental relationship is strikingly apparent when the language of § 48.415(6) is compared to the general introductory language of § 48.415, in which the legislature states: "At the fact-finding hearing the court or jury shall determine whether grounds exist for the termination of parental rights" (emphasis added).
¶79 The majority opinion ignores the text of Wis. Stat. § 48.415. It ignores the introductory language and the language of Wis. Stat. § 48.415(6)(b). The majority opinion effectively adds language to § 48.415(6)(b), judicially amending § 48.415(6)(b) to read as follows: "In evaluating whether the person has had a substantial parental relationship with the child, the court or the jury may consider such factors . . . ."
¶80 The majority offers no explanation for deviating from the carefully crafted statute as promulgated by the legislature.
¶81 The importance of faithfully adhering to the statutory language becomes clearer when the statute is examined in light of the fundamental constitutional rights affected in a termination of parental rights proceeding.
II
¶82 With regard to the standard of review to review a constitutional
issue, I agree with Justice Bradley's analysis summing up the nature of the
fundamental constitutional right at stake in termination of parental rights
proceedings and the standard articulated by the United States Supreme Court in
establishing the framework for a parent's constitutional right to parent. Justice Bradley's dissent, ¶¶98-106. I further agree with Justice Bradley that the
apparent intent of the legislature in promulgating § 48.415(6) was to
codify the standard set forth by the United States Supreme Court. Justice Bradley's dissent, ¶105.
¶83 Wisconsin
Stat. § 48.415(6)
differs from other subsections of § 48.415,
as Justice Bradley explains. Justice
Bradley's dissent, ¶106. Subsection (6) sets forth the threshold
constitutional question to be determined, namely whether a parent has a
constitutionally protected liberty interest in his or her relationship with the
child. Justice Bradley's dissent, ¶106. The other subsections are fitness
determinations.
¶84 If there is a constitutionally protected liberty interest, then the parent's rights are protected by due process. Due process requires that a parent's parental rights may be terminated only after a determination that the parent is unfit under the other grounds for termination of parental rights in § 48.415 (see, e.g., abandonment, Wis. Stat. § 48.415(1)). If there is no protected liberty interest, then the standard for termination is the best interests of the child. Justice Bradley's dissent, ¶101 & n.2.
¶85 The question whether a parent has a substantial parental relationship requires the application of a constitutional standard to the facts.[23] The court has denominated questions presenting the application of a constitutional standard to the facts as presenting a question of constitutional fact. A constitutional fact is one which, though cast in the form of a determination of fact, is decisive of constitutional rights.[24]
¶86 In this case the significant historical facts are not in dispute.[25] Majority op., ¶¶4-13. Therefore, the question that remains is the application of a constitutional standard to the facts, ordinarily a question of law.
¶87 Nevertheless, the circuit court concluded without analysis that this application of a constitutional standard to the undisputed facts was for the jury. In denying both parties' motions for a directed verdict, the circuit court concluded: "There are reasonable grounds which the jury may accept, to accept either argument of the parties, alternatively, depending upon the time period which they may choose to think is important more than another in determining substantial involvement of the father with his daughter."
¶88 In the present case, in which there are no disputed facts, the application of a constitutional standard to undisputed facts is a question of law for the court, first the circuit court and then an appellate court.
¶89 Furthermore, as a general rule, the application of a constitutional standard, here substantial parental relationship, to the facts, even if facts are disputed, is a question of law for the court, first the circuit court and then an appellate court.
¶90 An appellate court often applies a two-step standard of review to constitutional inquiries. An appellate court applies a deferential, clearly erroneous standard to the circuit court's findings of evidentiary or historical fact. An appellate court then determines the question of constitutional fact, here whether a person has had a substantial parental relationship, independently of the circuit court and court of appeals. The court has stated that applying a deferential standard of review to a circuit court's or jury's ultimate determination of a constitutional fact would lead to "varied results" that "would be inconsistent with the idea of a unitary system of law."[26]
¶91 The majority opinion assumes, without analysis, that the question whether a person has had a substantial parental relationship with a child is a question for the jury. The majority opinion reviews the jury determination that the defendant failed to assume parental responsibility under a sufficiency of the evidence standard, considering the evidence in the light most favorable to the jury verdict. Majority op., ¶39. My sense is that a circuit court and an appellate court have a more significant role in deciding this constitutional issue than the majority opinion allows.
¶92 In sum, I conclude on the basis of the clear, unambiguous text of the introductory language of Wis. Stat. § 48.415 and the text of § 48.415(6)(b) that the determination of whether a parent has had a substantial parental relationship is a question of law for the court. My statutory interpretation is supported by the standard of review generally applied when an appellate court is presented with a case in which a constitutional standard must be applied to the facts.
¶93 For the reasons set forth, I join Justice Bradley's dissent and write separately.
¶94 ANN WALSH BRADLEY, J. (dissenting). This case presents the court with the question of whether a father's parental rights may be involuntarily terminated under Wis. Stat. § 48.415(6) when that father provided support throughout the pregnancy and daily care and supervision when the child was an infant.
¶95 Under the facts presented, I conclude that Jacob has had a substantial parental relationship with his child. Once a parent has assumed a substantial parental relationship with the child, failure to maintain that parental relationship is not grounds for termination under sub. (6). Due process requires that other grounds for termination (see, e.g., abandonment, Wis. Stat. § 48.415(1)), be proven before parental rights can be involuntarily terminated.
¶96 The majority concludes otherwise. In addressing the question, the majority transforms the statutory language. Rather than asking whether a parent "has had" a substantial parental relationship——as the statute directs——the majority asks whether there "is" a substantial parental relationship. See majority op., ¶26.
¶97 The majority's interpretation is contrary to the plain language of the statute, its context, and its legislative history. Its analysis is flawed because it appears to conceive of the existence of a protected liberty interest that is in constant flux, depending upon the totality of the circumstances at any given moment. As a result, the majority provides unclear guidance to fact-finders and undermines constitutional protections.
I
¶98 To properly interpret Wis. Stat. § 48.415(6), it is essential to understand the
nature of the fundamental constitutional rights at stake when parental rights
are involuntarily terminated. We have
explained that "[t]ermination of parental rights adjudications are among
the most consequential of judicial acts because they involve the power of the
State to permanently extinguish any legal recognition of the rights and
obligations existing between parent and child." Brown County DHS v. Brenda B., 2011 WI
6, ¶30, 331
¶99 Under most circumstances, parents have "cognizable and
substantial" liberty interests in their relationships with their
children. Stanley v.
¶100 The standard for failure to assume parental responsibility arose in the 1970s, as the United States Supreme Court grappled with the circumstances under which an unmarried father has a constitutionally protected interest in his relationship with his children. See Stanley, 405 U.S. at 650 (determining that an unmarried father had a liberty interest in "the children he has sired and raised" and that liberty interest warranted deference and protection); Quilloin, 434 U.S. at 255 (concluding that not all unmarried fathers have a liberty interest in their biological children); Caban v. Mohammad, 441 U.S. 380, 393 (1979) ("[I]n cases such as this, where the father has established a substantial relationship with the child," the relationship is constitutionally protected.).[27]
¶101 In
Quilloin, the Court first articulated the standard under which it may be
determined that a father's interest in his relationship with his biological
child does not warrant constitutional protection. The
¶102 The Quilloin Court contrasted parents who have never had
any daily involvement in the child's life from those parents who no longer
have daily involvement. It explained
that Quilloin's situation was "readily distinguishable" from that of
"a father whose marriage has broken apart" because in the latter
situation, the father "will have borne full responsibility for the rearing
of his children during the period of the marriage."
¶103 In Lehr v. Robertson, 463 U.S. 248 (1983), the Court
summarized the holdings of these cases.
It explained that a "developed parent-child relationship"
warrants constitutional protection, whereas a "potential relationship"
based only on the "existence of a biological link" does not.
¶104
¶105 The constitutional framework set forth above should guide an interpretation of the statute. Wisconsin Stat. § 48.415(6) was originally enacted in 1979, shortly after Quilloin was decided.[29] § 6, ch. 330, Laws of 1979. Its definition of "substantial parental relationship" mirrored language from Quilloin.[30] It appears that the legislature's intent was to codify the standard that was set forth in Quilloin and later clarified in Lehr.
¶106 In addition to failure to assume parental responsibility, Wis. Stat. § 48.415 sets forth several other grounds for terminating parental rights.[31] Subsection (6) is qualitatively different from the other statutory grounds because it guides the threshold determination of whether the parent has a liberty interest that is entitled to constitutional protection. By contrast, the other grounds are unfitness determinations. They set forth standards for determining whether the rights of a parent who has a protected liberty interest may be involuntarily terminated because the parent is unfit.
II
¶107 Although the majority acknowledges that Wis. Stat. § 48.415(6) sets forth
the standard for determining whether a parent has a protected liberty interest
in his relationship with his child, majority op., ¶69, its statutory interpretation undermines such an interest. At times, it appears to recognize that
the statutory language asks whether the parent "ha[s] not had" a
substantial parental relationship.
¶108 The majority's interpretation is contrary to the plain language of the statute, its context, and its legislative history. As it has been amended through the years, the statute now provides that failure to assume parental responsibility "shall be established by proving that the parent or the person or persons who may be the parent of the child have not had a substantial parental relationship with the child." 48.415(6)(a) (emphasis added). Subsection (6)(b) defines "substantial parental relationship" as "the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child." 48.415(6)(b).[32]
¶109 When the statutory
text is cobbled together, it provides that failure to assume parental
responsibility is established by proof that "the parent . . . ha[s] not had [the acceptance and exercise of significant
responsibility for the daily supervision, education, protection and care of the
child]." There are no statutory
defenses to failure to assume parental responsibility.
¶110 The definition of "substantial parental relationship"
includes "daily supervision, education, protection and care." Importantly, however, the statute does not
ask whether the parent "does" exercise significant responsibility for
the daily supervision, education, protection, and care of the child. Likewise, the statute does not ask whether
there "is" a substantial parental relationship or whether the parent
"has" a substantial parental relationship with the child. Rather, the statute asks whether the parent
"has had" a substantial parental relationship. See
¶111 By using a verb in the past tense, the legislature set out the relevant inquiry: in the past, did the parent accept and exercise significant responsibility for the daily supervision, education, protection, and care of the child? If the answer is yes, then the parent has had a substantial parental relationship with the child, and parental rights may not be involuntarily terminated under Wis. Stat. § 48.415(6). In such a case, due process requires that other grounds for termination be proven before parental rights can be involuntarily terminated.
¶112 This plain language interpretation finds support in the title of the statutory subsection. The title of sub. (6) indicates that the relevant inquiry is whether the parent failed to assume a parental relationship. It does not indicate that the statutory requirements are met when a parent fails to maintain a relationship that was at one point assumed.
¶113 Likewise,
this interpretation finds support in context with the surrounding
statutes and in the legislative history.
Statutory language must be interpreted in relation to the language of surrounding or closely related
statutes. Sands v. Whitnall Sch. Dist.,
2008 WI 89, ¶15, 312
¶114 As discussed above,
Wis. Stat. § 48.415(6) is part of a larger statutory framework which lists
other grounds for involuntary termination of parental rights. One of those grounds is abandonment.
¶115 Wisconsin
Stat. § 48.415(1)(a)3 provides that abandonment may be established if the
petitioner proves that "[t]he child has been left by the parent
with any person, the parent knows or could discover the whereabouts of the
child and the parent has failed to visit or communicate with the child for a
period of 6 months or longer." The jury instruction provides
significant direction to jurors in order to guide their deliberation. For example, it sets forth a definite time
period——six months. It also provides
that incidental contact between the parent and child, defined as insignificant
contact or contact that occurred merely by chance, does not prevent the jury
from finding abandonment.
¶116 The jury instruction also sets forth a parent's defenses to abandonment, which protect parental rights from arbitrary termination. The jury cannot find abandonment if the parent had good cause for having failed to visit or communicate with the child during that period, and the parent either communicated with the person who had physical custody of the child about the child during that period or the parent had good cause for failing to do so. The jury is instructed that it may consider the legitimacy of the parent's reasons for failing to visit or communicate with the child or the person who had physical custody of the child.
¶117 An interpretation of Wis. Stat. § 48.415(6) that allows the fact-finder to "consider the entirety of the child's life [to] determine if the parent's actions have been sufficient to find" that he established a substantial parental relationship, majority op., ¶24, would appear to render superfluous the ground for termination established by sub. (1)(a)3. Under that interpretation, failure to assume parental responsibility would amount to little more than a watered-down version of abandonment with no defenses.
¶118 It is difficult to imagine that a petitioner would go through the trouble to allege and prove abandonment (a ground for termination that provides the parent with defenses) when it would be much easier to prove failure to assume parental responsibility (a ground for termination to which there is no defense). The legislature could not have intended that failure to assume parental responsibility swallows the specific elements and defenses set forth in the abandonment statute.[33]
¶119 I turn next to the legislative history. Up until 2005, Wis. Stat. § 48.415(6) permitted the termination of parental rights if the parents "have never had a substantial parental relationship with the child[.]". This language was reexamined by the Special Committee on Adoption & Termination of Parental Rights Laws.
¶120 The majority's review of the legislative history is incomplete. Over the course of many months, from August 2004 to December 2004, the special committee considered a number of different iterations in revising the standard for failure to assume parental responsibility. The majority relies heavily upon a letter written by a member of the special committee.[34] Majority op., ¶29. This letter was submitted in September, early in the drafting process. A review of the complete legislative history reveals that the special committee considered——and rejected——a standard that was based on its recommendation.
¶121 At the meeting held on October 13, 2004, the special committee
considered draft legislation that contained the following proposed change
employing the present tense: "Failure
to assume parental responsibility, which shall be established by proving that the parent or the person or
persons who may be the parent of the child have never had do not have a substantial parental relationship with the child."[35] Ultimately, the special committee declined to
adopt it.
¶122 At the December 14 meeting, a staff attorney introduced a revised draft and "explained that the draft bill requires proof that the parent has not had a substantial parental relationship with the child instead of proof that the parent does not have a substantial parental relationship with the child, as was required in the first version of the bill draft."[36] This draft was approved unanimously.
¶123 From this legislative history, it is apparent that the special
committee considered and ultimately rejected an amendment that would change the
past-tense verb "have never had" to the present tense verb "do
not have." Rather, the committee
intentionally selected the past-tense verb, "have not had," that
appears in the statute today.
¶124 Based on the constitutional concerns underlying the statute, the plain language of the statute, its context, and its legislative history, I conclude that a father's parental rights may not be involuntarily terminated under Wis. Stat. § 48.415(6) when that father assumed parental responsibility by providing support throughout the pregnancy and daily care and supervision when the child was an infant. Once a parent has assumed a substantial parental relationship with the child, failure to maintain that parental relationship is not grounds for termination under sub. (6). Rather, due process requires that other grounds for termination, such as abandonment, be proven before parental rights can be involuntarily terminated.
¶125 In this case, it is undisputed that Jacob had assumed a substantial parental relationship with his daughter throughout Tammy's pregnancy and for the first several months of Gwenevere's life. According to Tammy's testimony, she and Jacob lived together for a year or a year-and-a-half before Gwenevere was born, and both parents were excited about the coming birth of their child. Tammy testified that Jacob drove her to doctors appointments throughout the pregnancy and that he was present when Gwenevere was born. She told the jury: "I cried, and [Jacob] shed tears."
¶126 Jacob and Tammy continued to live together for the first four months of Gwenevere's life. Tammy testified that Jacob "was a stay at home dad at that time." She testified that during the months they lived together as a family, Jacob "never ignored" Gwenevere, that he "took care of her," that he bathed her, and that "he changed her and fed her when I was, you know, in bed taking a nap, resting, or at work."
¶127 Under the facts presented here, I conclude that Jacob has had a substantial parental relationship with his child. Accordingly, the circuit court should have entered a directed verdict in his favor.
III
¶128 The court of appeals recommended that we accept certification of
this case to "resolve the ambiguities and uncertainties regarding the use
of Wis. Stat. § 48.415(6)[.]" Tammy W.G. v. Jacob T., No.
2009AP2973, certification memo at 1 (
¶129 According to the majority, the fact-finder should consider "all
the facts up until the time of the fact-finding hearing to decide if the parent
has engaged in the requisite behavior."
Majority op., ¶26
(emphasis omitted). It should consider
the reasons why a parent has not supported the child.
¶130 Based on these instructions, what is a conscientious fact-finder to do? Under the majority's guidance, it appears that the fact-finder could easily base its determination on a recent period of absence or poor quality parenting——rather than on whether the parent "has had" a substantial parental relationship, as the statute directs.
¶131 It
may be that, based upon the totality of the circumstances up until the child's
first birthday, the parent has established a liberty interest in the
relationship with his child. However, if
that same parent fails to exercise significant responsibility for the daily
supervision, education, protection, and care between ages one and two, can the
parent be said to have lost that liberty interest? And then, if the parent assumes more
responsibility after the child's second birthday, is the parent's liberty interest
revived?
¶132 The
existence of a liberty interest protected by the state and federal
constitutions cannot be so ephemeral.
The
¶133 "[W]here the constitutionality of a statute is at issue, courts
[should] attempt to avoid an interpretation that creates constitutional
infirmities." Kenosha County DHS
v. Jodie W., 2006 WI 93, ¶20,
293
¶134 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON joins this dissent.
[1] All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
[2] Tammy's concerns regarding Jacob's drug abuse related to his use of marijuana. There is no evidence Jacob used other, "harder" drugs.
[3] As discussed below, there is conflict in the trial testimony about whether there were two or three visits.
[4] At trial, Jacob asserted that instead of abiding by Tammy's conditions in order to see his daughter, his plan was to save up enough money to hire an attorney to take Tammy to court and challenge her conditions.
[5] When first asked at trial if Jacob or his cousin offered to pay child support during Jacob's first visit with Gwenevere, Tammy testified that someone "might have said something, but I can't remember." She later acknowledged that Jacob might have offered her $150. Ivan, Jacob's cousin, who witnessed this visit, testified that Jacob offered her $200 and also offered to buy diapers and clothes, but Tammy refused.
[6] Wisconsin Stat. § 808.05(2) provides in relevant part: "The supreme court may take jurisdiction of an appeal or any other proceeding pending in the court of appeals if: . . . [i]t grants direct review upon certification from the court of appeals prior to the court of appeals hearing and deciding the matter ...."
[7] Per Wis. Stat. § 48.415(6), the fact-finder should consider whether a father expressed concern and support for the mother during pregnancy and therefore, the relevant time period should include the time the child was in utero. Hereinafter, we will refer to the child's time in utero and after birth, collectively, as the "child's life." This is for the ease of reading.
[8] When Wis. Stat. § 48.415(6) was first enacted, it read:
Failure to assume parental responsibility. (a) Failure to assume parental responsibility may be established by a showing that a child has been born out of wedlock, not subsequently legitimated or adopted, that paternity was not adjudicated prior to the filing of the petition for termination of parental rights and:
1. The person or persons who may be the father of the child have been given notice under s. 48.42 but have failed to appear or otherwise submit to the jurisdiction of the court and that such person or persons have never had a substantial parental relationship with the child; or
2. That although paternity to the child has been adjudicated under s. 48.423, the father did not establish a substantial parental relationship with the child prior to the adjudication of paternity although the father had reason to believe that he was the father of the child and had an opportunity to establish a substantial parental relationship with the child.
(b) In this subsection, "substantial parental relationship" means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child. In evaluating whether the person has had a substantial parental relationship with the child, the court may consider such factors, including, but not limited to, whether the person has ever expressed concern for or interest in the support, care or well-being of the child or the mother during her pregnancy and whether the person has neglected or refused to provide care or support even though the person had the opportunity and ability to do so.
(Emphasis added.)
[9]
[10] Chris Foley, Mem. re: Declarations of Parental Interest; Abandonment and Failure to Assume Parental Responsibility, Sept. 22, 2004.
[11] Contrary to Jacob's assertion, our decision does not defeat the rights of parents whose military service or illness prevents them from caring for their children for extended periods of time.
[12] In Quinsanna D.,
the State removed Quinsanna's
two-year-old twins from her care when Quinsanna was arrested following a police
raid of her residence that she was using as a drug house. State v.
Quinsanna D., 2002 WI App 318, ¶¶4-5,
259
[13] Jacob argues that this interpretation of Wis. Stat. § 48.415(6) renders other grounds for termination, specifically § 48.415(1), "Abandonment," and § 48.415(2), "Continuing need of protection or services," superfluous. However, both those grounds require a fact-finder to consider different factors than § 48.415(6). For example, under § 48.415(1), there are grounds for termination if a parent leaves a child without provisions for care and support, and the petitioner is unable to find either parent of the child for 60 days. Under § 48.415(2), the grounds for termination are based largely on the child's placement outside the home. Consequently, while there may be fact situations where there would be grounds for terminations under numerous subsections, there could also be fact patterns where § 48.415(1) and (2) would provide grounds for the termination of parental rights when § 48.415(6) does not. Therefore, our interpretation of § 48.415(6) does not render other subsections superfluous.
[14] Chief Justice Abrahamson in her dissent attempts to re-characterize the jury's factual finding into an assumption of the judicial task of determining whether Jacob had a protected liberty interest in his parentage of Gwenevere. Chief Justice Abrahamson's dissent, ¶¶74-88. In so doing, she ignores the majority's establishment of the standard of review we apply to Jacob's constitutional claims, see ¶16 supra, as well as our independent review of Jacob's claimed liberty interest, see ¶¶69-70 infra.
[15] Jacob argues that Wis. Stat. § 48.415(6) as applied to him does not meet strict scrutiny because he was not allowed to prove he is not unfit by showing that there was good cause for his lack of contact with Gwenevere. Moreover, he argues that he should have been given an opportunity, with the help of reasonable services from the State, to regain custody of Gwenevere.
[16] The certified question,
independent of Jacob's contentions, could be interpreted to mount a facial
challenge to Wis. Stat. § 48.415(6). However, when there is at least one
interpretation and application of a statute that is constitutional, that
statute is constitutional on its face. See
Dane Cnty. Dep't of
Human Servs. v. Ponn P.,
2005 WI 32, ¶33, 279
[17] In State v. Cole, 2003 WI 112, ¶¶12-18, 264 Wis. 2d 520, 665 N.W.2d 328, decided the same day as State v. Hamdan, 2003 WI 113, 264 Wis. 2d 433, 665 N.W.2d 785, we concluded that a facial challenge to Wis. Stat. § 941.23 did not lie.
[18]
[19] This language is
extremely similar to the language of Wis. Stat. § 48.415(6). Because of this similarity and because
§ 48.415(6) was passed a year after Quilloin was decided, the
[20] The New York Statute in
Caban required the permission of an unmarried mother before her children
could be adopted, but not the permission of the unmarried father. Caban v. Mohammed, 441
[21] The children were approximately five, four, and two when the State filed the petition to terminate Kelli's rights.
[22] Unlike the facts of J.L.W., the existing family unit includes Gwenevere's biological mother and two biological half-sisters.
[23] Watts v.
[24] Watts v.
[25] In closing arguments, the mother's attorney acknowledged: "And those factors which we don't deny exist are that Jacob was supportive of Tammy during the pregnancy . . . . Jacob had provided care and supervision for the first five months of the child's life . . . ." Based on the testimony of the father and mother counsel also conceded that "through June of 2005, he had maybe met that burden" of assuming a substantial parental relationship "but once he left, there's four and a half years in which he's been absent."
[26] Hajicek, 240
[27] In dissent, Justice Stevens agreed
that "if and when one develops, the relationship between a father and his
natural child is entitled to protection against arbitrary state action as a
matter of due process." Caban v.
Mohammad, 441
[28] Accordingly, in such an
instance the parent's unfitness need not be proven before parental rights may
be terminated and a court need not "find anything more than that
[terminating parental rights is] in the 'best interests of the
child.'" Quilloin v. Walcott,
434
[29] When it was first
enacted, the statute applied only to unmarried fathers. See Wis. Stat. § 48.415(6) (1979) ("Failure to
assume parental responsibility may be established by a showing that a child has
been born out of wedlock, not subsequently legitimized or adopted, that
paternity was not adjudicated prior to the filing of the petition for
termination of parental rights and: 1. The person or persons who may be the
father of the child . . . have never had a substantial parental
relationship with the child; or 2. That although paternity to the child has
been adjudicated . . . the father did not establish a
substantial parental relationship with the child prior to the adjudication of
paternity[.]").
1995 Wis. Act 275, §§ 82-84 broadened the statute so that it could be applied
to mothers as well as fathers, marital children as well as nonmarital children,
and fathers for whom paternity was adjudicated prior to the filing of the TPR
petition. Note to 1995
[30] Compare Quilloin, 434 U.S. at 256 ("[Quilloin] has never exercised actual or legal custody over his child, and thus has never shouldered any significant responsibility with respect to the daily supervision, education, protection, or care of the child.") with Wis. Stat. § 48.415(6) (1979) ("'[S]ubstantial parental relationship' means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child.").
[31] Those grounds are abandonment, relinquishment, continuing need of protection or services, continuing parental disability, child abuse, incestuous parenthood, homicide or solicitation to commit homicide of parent, parenthood as a result of sexual assault, commission of a serious felony against one of the person's children, and prior involuntary termination of parental rights to another child.
[32] In full, Wis. Stat. § 48.415(6)
provides:
(a) Failure to assume parental responsibility, which shall be established by proving that the parent or the person or persons who may be the parent of the child have not had a substantial parental relationship with the child.
(b) In this subsection, "substantial parental relationship means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child. In evaluating whether the person has had a substantial parental relationship with the child, the court may consider such factors, including, but not limited to, whether the person has expressed concern for or interest in the support, care or well-being of the child, whether the person has neglected or refused to provide care or support for the child and whether, with respect to a person who is or may be the father of the child, the person has expressed concern for or interest in the support, care or well-being of the mother during her pregnancy.
[33] For the same reason, an interpretation that allows the fact-finder to consider whether the parent "exposed the child to a hazardous living environment," see majority op., ¶37, would appear to render another subsection of the statute superfluous.
Continuing need of protection or services is another
ground for involuntary termination of parental rights.
If a fact-finder is permitted to conclude that a parent failed to establish a parental relationship because the parent exposed the child to a hazardous living environment, then counties would not be required to help parents develop the skills necessary to retain custody of their children. Rather, they could avoid the trouble and expense by simply alleging failure to assume a parental relationship.
[34] See Attachment to the Memo from Judge Christopher Foley to Members of Legislative Committee on TPR and Adoption, September 22, 2004 (on file with the Wisconsin State Legislature Legislative Council).
[35] See Wisconsin Legislative Council draft WLC:0015/1 (September 30, 2004) (on file with the Wisconsin State Legislature Legislative Council) (emphasis in original).
[36] Minutes from the December 14, 2004 meeting of the Special Committee on Adoption and Termination of Parental Rights Law, at 3 (discussing Wisconsin Legislative Council draft WLC:0015/2 (October 18, 2004)) (emphasis in original).
[37] In addition, by asserting that "in an as-applied challenge, neither party faces a presumption that the statute was constitutionally applied," see majority op., ¶48, the majority needlessly engenders confusion about the proper standards for constitutional challenges.
The majority's pronouncement is contrary to several recent opinions of this court. See, e.g., State v. Wood, 2010 WI 17, ¶15, 323 Wis. 2d 321, 780 N.W.2d 63 ("[W]e review a statute under the presumption that it is constitutional. Accordingly, the party raising the constitutional claim . . . must prove that the challenged statute is unconstitutional beyond a reasonable doubt. That presumption and burden apply to facial as well as to as-applied constitutional challenges."); State v. Smith, 2010 WI 16, ¶¶8-9, 323 Wis. 2d 377, 780 N.W.2d 90 ("A statute enjoys a presumption of constitutionality. . . . [In this as-applied challenge] Smith must prove that as applied to him, § 301.45 is unconstitutional beyond a reasonable doubt.").
The majority's assertion finds support in Society
Insurance v. LIRC, 2010 WI 68, 326
The explanation from Society Insurance reveals
a fundamental misunderstanding of the court's inquiry in an as-applied
challenge. Twelve days after Society
Insurance was mandated, a unanimous opinion of this court rejected any
distinction between the presumption of constitutionality in facial and
as-applied challenges. See State v. McGuire, 2010 WI 91, ¶25, 328