2010 WI 132
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Supreme Court of Wisconsin |
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Case No.: |
2008AP3144-CR |
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Complete Title: |
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State of
Plaintiff-Respondent-Petitioner, v. Gerard W. Carter, Defendant-Appellant.
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REVIEW OF A DECISION OF THE COURT OF APPEALS 2009 WI App 156 Reported at: 321 (Ct. App. 2009-Published) |
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Opinion Filed: |
December 2, 2010 |
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Submitted on Briefs: |
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Oral Argument: |
September 15, 2010 |
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Source of Appeal: |
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Court: |
Circuit |
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County: |
Walworth |
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Judge: |
Michael S. Gibbs |
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Justices: |
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Concurred: |
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Dissented: |
BRADLEY, J. dissents (opinion filed). |
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Not Participating: |
CROOKS, J., did not participate. |
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Attorneys: |
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For the plaintiff-respondent-petitioner there were briefs by Michael C. Sanders, assistant attorney general, and J.B. Van Hollen, attorney general, and oral argument by Michael C. Sanders.
For the defendant-appellant there was a brief by Craig M. Kuhary and Walden, Schuster, &
2010
WI 132
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Reversed.
¶1 SHIRLEY S. ABRAHAMSON, C.J. This is a review of a
published decision of the court of appeals.[1] The court of appeals reversed the judgment
imposed by the Circuit Court for
¶2 The question of law before this court is whether Gerard Carter's two prior suspensions of his operating privilege under the Illinois "zero tolerance" law[2] fall within Wis. Stat. § 343.307(1) (2007-08)[3] so that the Illinois suspensions are counted in sentencing Carter for his Wisconsin offense of Operating While Under the Influence (OWI) under Wis. Stat. § 346.65(2).
¶3 The
¶4 The circuit court determined that the suspensions of Carter's
operating privilege in Illinois were either for refusal to submit to chemical
testing or for submitting to chemical testing which disclosed an alcohol
concentration greater than 0.00. In
either event, according to the circuit court, Carter should be sentenced as a
fourth offender under Wis. Stat. § 343.307(1)(d),
counting his two prior suspensions under the
¶5 The
court of appeals reversed the judgment of the circuit court, concluding that
the two prior suspensions of Carter's operating privilege under the Illinois
"zero tolerance" law do not
fall within Wis. Stat. § 343.307(1) to be counted in determining his
sentence.[5] The court of appeals remanded the cause to
the circuit court for sentencing based on OWI, second offense.
¶6 For
the reasons set forth, we reverse the decision of the court of appeals and
affirm the judgment of the circuit court.
We conclude that the two prior suspensions of Carter's operating
privilege under the Illinois "zero tolerance" law are convictions
within the meaning of Wis. Stat. §§ 343.307(1)(d) and 340.01(9r), and that
the circuit court appropriately counted them in sentencing Carter for his OWI
violation.
I
¶7 For
purposes of this review the relevant facts are not in dispute. Carter was arrested in
¶8 Carter
entered a guilty plea to the OWI charge and filed a motion challenging, under
Wis. Stat. § 343.307(1), the State's counting for sentence enhancement
purposes his two prior
¶9 As background to resolve whether the two prior
¶10 Our description of the Illinois law comes from the Illinois Supreme
Court's description of the law in Arvia v. Madigan, 809 N.E.2d 88 (
¶11 In Illinois, a driver under the age of 21 arrested for any violation of the Illinois Vehicle Code (or similar local ordinance) is deemed to have given consent to chemical tests to determine the alcohol content of the driver's blood if the police officer has probable cause to believe the driver has consumed any amount of an alcoholic beverage. The officer must warn the driver that refusal to submit to the test or submission to a test resulting in an alcohol concentration greater than 0.00 may result in a suspension of the driver's license; the suspension may range from three months to two years.
¶12 Upon refusal to submit to the test or upon a test resulting in an
alcohol concentration greater than 0.00, the
¶13 A driver can request an administrative hearing before the Illinois Secretary of State. The hearing is limited in scope and governed by the provisions applicable to administrative hearings before the Illinois Secretary of State. The Secretary of State may rescind, modify, or continue the sanction. The final decision of the Secretary of State is subject to judicial review.
¶14 In Illinois, a suspension may result from refusal to submit to
chemical testing or the consumption of even small amounts of alcohol. In
¶15
¶16 Second, Wis. Stat. § 346.63(2m) makes it illegal for a person who has not attained legal drinking age to operate a motor vehicle with an alcohol concentration of more than 0.00 but less than 0.08. One penalty for this violation is suspension of the person's operating privilege under Wis. Stat. § 343.30(1p).
¶17 Under Wisconsin's accelerated OWI penalty structure, these two
"absolute sobriety" statutes governing "underage" persons,
namely improperly refusing to submit to a test for intoxication[8]
and operating with a concentration of more than 0.00 but less than 0.08,[9]
are not counted for the purposes of Wisconsin's penalty enhancement. See
¶18 Accordingly, one way of viewing the issue before us is to ask whether Wis. Stat. § 343.307(1) treats a violation of the Illinois "zero tolerance" laws differently than the way it treats a violation of the Wisconsin "absolute sobriety" laws in counting offenses for purposes of sentencing.
II
¶19 We
must interpret and apply Wis. Stat. § 343.307(1) to undisputed facts in
the present case. Interpretation and application of a statute to undisputed
facts are ordinarily questions of law that this court decides independently of
the circuit court and court of appeals but benefiting from their analyses.[10]
III
¶20 Wisconsin
Stat. § 343.307(1) instructs the circuit court to count convictions of
certain offenses and specific suspensions or revocations of operating
privileges for the purpose of the accelerated OWI penalty structure.
¶21 Wisconsin
Stat. § 343.307(1) provides as follows:
343.307 Prior convictions, suspensions or revocations to be counted as offenses.
(1) The court shall count the following to determine the length of a revocation under s. 343.30(1q)(b) and to determine the penalty under ss. 114.09(2) and 346.65(2):
(a) Convictions for violations under s. 346.63(1), or a local ordinance in conformity with that section.
(b) Convictions for violations of a law of a federally recognized American Indian tribe or band in this state in conformity with s. 346.63(1).
(c) Convictions for violations under s. 346.63(2) or 940.25, or s. 940.09 where the offense involved the use of a vehicle.
(d) Convictions under the law of another jurisdiction that prohibits a person from refusing chemical testing or using a motor vehicle while intoxicated or under the influence of a controlled substance or controlled substance analog, or a combination thereof; with an excess or specified range of alcohol concentration; while under the influence of any drug to a degree that renders the person incapable of safely driving; or while having a detectable amount of a restricted controlled substance in his or her blood, as those or substantially similar terms are used in that jurisdiction's laws.
(e) Operating privilege suspensions or revocations under the law of another jurisdiction arising out of a refusal to submit to chemical testing.
(f) Revocations under s. 343.305(10).
(g) Convictions for violations under s. 114.09(1)(b) 1. or 1m.
¶22 Two
subsections are relevant here: Wis. Stat. § 343.307(1)(e) and (1)(d).
¶23 We
examine Wis. Stat. § 343.307(1)(e) first.
This subsection provides that a circuit court shall count for purposes
of sentencing, "operating privilege suspensions or revocations under the
law of another jurisdiction arising out of a refusal to submit to chemical
testing." The plain language of the
statute provides that if a suspension or revocation under the law of another
state arises out of a refusal to submit to chemical testing, the out-of-state
operating privilege suspension counts as a prior offense under
§ 343.307(1)(e) for penalty enhancement.
¶24 Section
343.307(1)(e) treats a violation of the
¶25 The
State bears the burden of establishing prior offenses as the basis for the
imposition of enhanced penalties.[11] Carter's
¶26 The
State argues that the length of Carter's suspensions indicates that the
suspensions were likely for refusal to submit to chemical testing and thus fall
within Wis. Stat. § 343.307(1)(e).
Carter disputes this assertion.
¶27 We
agree with Carter and the court of appeals that the driving record does not
provide sufficient information to conclude that the suspensions arose from
refusals to submit to testing. We
conclude, as did the court of appeals, "that the State has failed to establish
that Carter's suspension was the result of a refusal and therefore has failed
to establish that the suspension counts under Wis. Stat. § 343.307(1)(e)
for purposes of penalty enhancement under § 346.65(2)."[12]
¶28 We
therefore turn to Wis. Stat. § 343.307(1)(d) to determine whether Carter's
two
¶29 Wisconsin Stat. § 343.307(1)(d) is not easy to read and is not a model of clarity. The sentence is composed of several clauses that lack consistent parallel structure. The phrase "with an excess or specified range of alcohol concentration" lacks the parallel structure of three other phrases, each of which begins with the word "while." Nevertheless, statutory interpretation begins with the text of the statute. This subsection reads as follows:
(1) The court shall count the following to determine the length of a revocation . . . and to determine the penalty . . . :
. . . .
(d) Convictions
under the law of another jurisdiction that prohibits a person from
refusing chemical testing or using a motor vehicle while intoxicated
or under the influence of a controlled substance or controlled substance
analog, or a combination thereof; with an excess or specified range of
alcohol concentration; while under the influence of any drug to a degree
that renders the person incapable of safely driving; or while having a
detectable amount of a restricted controlled substance in his or her blood, as
those or substantially similar terms are used in that jurisdiction's laws.
¶30 In examining the run-on list in Wis. Stat. § 343.307(1)(d), we conclude that the phrase "with an excess or specified range of alcohol concentration" modifies the phrase "using a motor vehicle," not the phrase "using a motor vehicle while intoxicated or under the influence of a controlled substance or controlled substance analog, or a combination thereof." Thus, this part of the statute should be read as follows: convictions under the law of another jurisdiction that prohibits a person from using a motor vehicle with an excess or specified range of alcohol concentration. This interpretation comports with the text (and its punctuation) and fulfills the objectives of the OWI statutes to prohibit both operating while intoxicated and operating when tests show a prohibited alcohol concentration in excess of that permitted by statute.
¶31 We turn now to the first word we encounter in need of definition in Wis. Stat. § 343.307(1)(d), namely the word "convictions." The State and Carter disagree about the meaning of the word "convictions" as used in Wis. Stat. § 343.307(1)(d).
¶32 The State argues that the definition of the word "conviction" set forth in Wis. Stat. § 340.01(9r) applies to the word "convictions" in § 343.307(1)(d).[13]
¶33 Wisconsin Stat. § 340.01(9r) explicitly provides a definition
of "conviction" that applies to chapters 340 to 349 of the statutes, "unless
a different meaning is expressly provided or the context clearly indicates a
different meaning."
¶34 The text of chapter 343, and specifically Wis. Stat. § 343.307(1), does not expressly provide a meaning for the word "convictions" that is different from the definition of "conviction" in § 340.01(9r).
¶35 Nor does the context of Wis. Stat. § 343.307(1)(d) clearly indicate a different meaning of "conviction" than that set forth in § 340.01(9r). Rather, the context of § 343.307(1)(d) supports the conclusion that the § 340.01(9r) definition of "conviction" applies to § 343.307(1)(d). Wisconsin Stat. § 343.307(1) contains a list of acts that a court shall count in determining the penalty for an OWI violation. Subsections (1)(a)-(d) & (g) all begin with the word "convictions." For subsections (1)(a)-(c) & (g) of § 343.307(1) the statutory definition of "convictions" under Wis. Stat. § 340.01(9r) apparently fits and makes sense. Why would the legislature intend a different definition of "convictions" in subsection (1)(d) than it uses in the other subsections?
¶36 Carter's response to this question is that the § 340.01(9r) definition of "conviction" does not apply in Wis. Stat. § 343.307(1)(d) because suspension of an operating privilege falls under Wis. Stat. § 343.307(1)(e), which more specifically addresses out-of-state suspensions and revocations. Carter asserts that applying the § 340.01(9r) definition of "convictions" to include a suspension resulting from a refusal to submit to chemical testing within § 343.307(1)(d) effectively renders § 343.307(1)(e) redundant and therefore is an incorrect interpretation of the statutes.
¶37 Carter relies on State v. Machgan, 2007 WI App 263, 306
¶38 The Machgan court of appeals noted that Wis. Stat. § 343.307(1)(e) separately and specifically provides only one type of revocation or suspension "under the law of another jurisdiction," that is, "a suspension or revocation arising out of a refusal to submit to chemical testing." According to the Machgan court, the legislature did not intend § 343.307(1)(d) to include an out-of-state suspension or revocation, rendering (1)(e) redundant. We disagree with the Machgan court.
¶39 While there may be many instances in which suspensions that fall within Wis. Stat. § 343.307(1)(e) also are convictions under Wis. Stat. § 343.307(1)(d), that fact does not necessarily make (1)(e) redundant. The legislative history of Wis. Stat. § 343.307(1)(d) suggests that the legislature intended the scope of the statute to be broad. For example, in recreating Wis. Stat. § 343.307(1)(d) in 1989 the legislature removed the requirement that only violations of other statutes in conformity with Wisconsin law were to be counted for accelerated sentencing purposes.[14]
¶40 The legislative history of subsection (1)(e) demonstrates that the subsection was added in an effort to address the fact that the circuit courts were not counting out-of-state refusals to submit to testing as convictions. In responding to a request to comment on adding subsection (1)(e), Assistant General Counsel of the Wisconsin Department of Transportation John Sobotik concluded that "[a]rguably, this provision was already in the law due to the definition of conviction in Ch. 340. The courts, however, have not been counting out-of-state refusals, and this provision will make them countable."[15]
¶41 There is no indication in the legislative history that the addition of subsection (1)(e) was intended as a limitation to the scope of out-of-state convictions counted under subsection (1)(d).
¶42 Applying the definition of "conviction" under Wis. Stat. § 340.01(9r) to the word "convictions" in § 343.304(1)(d) comports with the text of the statutes and the legislative policy choice evidenced in the legislative history of § 343.307(1)(d) and (1)(e) to ensure that Wis. Stat. § 343.307(1)(d) and (e) apply broadly to prior out-of-state conduct.
¶43 We therefore conclude that the definition of the word "conviction" in Wis. Stat. § 340.01(9r) applies to the word "convictions" in § 343.307(1)(d).[16] We further conclude that the court of appeals erred in the present case and in State v. Machgan, 2007 WI App 263, 306 Wis. 2d 752, 743 N.W.2d 832, in holding that the definition of the word "conviction" in § 340.01(9r) does not apply to the word "convictions" in § 343.307(1)(d). As a result, we overrule that portion of Machgan in conflict with the interpretation of the statutes set forth herein.
¶44 We next examine the meaning of the word "convictions" in Wis. Stat. § 343.07(1)(d) in conjunction with the phrase "under the law of another jurisdiction." Section 343.307(1)(d) provides that the court shall count convictions (as defined in Wis. Stat. § 340.03(9r)) under "the law of another jurisdiction that prohibits" conduct specified in (1)(d). Thus, we read "'under the law of another jurisdiction' not as delimiting 'convictions,' but rather as introducing and pertaining to 'that prohibits' and the remainder of the paragraph."[17]
¶45 The other jurisdiction need only have a law that prohibits conduct specified in Wis. Stat. § 343.307(1)(d), namely refusing to submit to chemical testing; operating while intoxicated; operating while under the influence of a controlled substance or controlled substance analog, or a combination thereof; operating with an excess or specified range of alcohol concentrations; operating while under the influence of any drug to a degree that renders the person incapable of driving safely; or operating while having a detectable amount of a restricted controlled substance in his or her blood.
¶46 The conduct prohibited under Illinois' "zero tolerance" law relevant to Wis. Stat. § 343.307(1)(d) in the instant case is refusing to submit to chemical testing or using a motor vehicle with an excess or specified range of alcohol concentration.
¶47 We now turn to applying Wis. Stat. § 343.307(1)(d), using the § 340.01(9r) definition of "conviction," to the facts of the instant case.
¶48 The word "conviction" is defined in Wis. Stat. § 340.01(9r) to mean "an unvacated adjudication of guilt, or a determination that a person has violated or failed to comply with the law in a court of original jurisdiction or an authorized administrative tribunal . . . ."
¶49 No one argues that Carter's operating privilege suspensions involved an unvacated adjudication of guilt under the definition of "convictions" or involved "a determination that a person has violated or failed to comply with the law in a court of original jurisdiction."
¶50
¶51 Because these prior
¶52 In the
¶53 Carter's two prior
¶54 Because the
¶55 Analyzed in the context of the language of Wis. Stat.
§ 343.307(1)(d), an Illinois "zero tolerance" suspension is a
conviction under a law of another jurisdiction that prohibits refusal of
chemical testing or prohibits using a motor vehicle with an excess or specified
range of alcohol concentration. In this
case it is undisputed that the
¶56 Because we conclude that the suspensions under Illinois' "zero tolerance" law are convictions under Wis. Stat. §§ 340.01(9r) and 343.307(1)(d) as administrative determinations in an authorized administrative tribunal that a person has violated or failed to comply with a law and that the conduct prohibited under the Illinois law falls squarely within conduct specifically prohibited in Wis. Stat. § 343.307(1)(d), we hold that the circuit court correctly applied Wis. Stat. § 343.307(1)(d) in counting Carter's two prior Illinois "zero tolerance" suspensions for purposes of enhancement in sentencing for his OWI offense.
IV
¶57 Carter asserts that our interpretation of Wis. Stat.
§ 343.307(1)(d) is incorrect because it results in unfairness. He argues that fairness played a factor in
the List, Machgan, and Carter decisions in the court of
appeals. The court of appeals tended to
treat out-of-state violations in the same way similar
¶58 Carter urges us to accept the reasoning of the court of appeals in Machgan that an out-of-state administrative suspension under a "zero tolerance" law should not be counted as a conviction for enhancement purposes when in-state similar revocations are not counted for enhancement purposes.[20]
¶59 Carter and Machgan are correct that revocations and
suspensions under the
¶60 For example, a person under the legal drinking age driving in South Beloit, Illinois (just over the Wisconsin border) whose chemical test demonstrates a 0.01 blood alcohol concentration and whose operating privilege is suspended, will have that suspension count in Wisconsin as a prior conviction under Wis. Stat. § 343.307(1)(d). But a person under the legal drinking age driving in Beloit, Wisconsin (just over the Illinois border), whose chemical test demonstrates a 0.01 blood alcohol concentration and whose operating privilege is suspended will not have that suspension count in Wisconsin as a prior conviction under § 343.307(1).
¶61 Similarly, under Wis. Stat. § 343.307(1)(e) it is clear that
Illinois "zero tolerance" revocations and suspensions for refusal to
submit to chemical testing count for penalty enhancement, even though a
Wisconsin revocation for the same conduct is not counted. Thus, the legislature has expressly chosen to
exclude revocations under
¶62 Carter also argues that our interpretation treats too harshly persons who have not attained the legal drinking age and who are violating a zero tolerance law but are not operating a vehicle while intoxicated.
¶63 The Wisconsin legislature could have carved out an exception for
out-of-state "zero tolerance" suspensions, similar to the exception
it carved out for
¶64 Whether consistency in counting "absolute sobriety" revocations under Wisconsin law and similar "zero tolerance" suspensions under other states' laws is appropriate, and whether burdening youths with multiple convictions by counting suspensions under out-of-state zero tolerance laws for penalty enhancement is appropriate, are policy decisions for the legislature. If consistency is desirable, it is the legislature's role to determine how best to achieve it.
¶65 For the reasons set forth, we reverse the decision of the court of appeals and affirm the judgment of the circuit court. We conclude that the two prior suspensions of Carter's operating privilege under the Illinois "zero tolerance" law are convictions within the meaning of Wis. Stat. §§ 343.307(1)(d) and 340.01(9r) and that the circuit court appropriately counted them in sentencing Carter for his OWI violation.
By the Court.—The decision of the court of appeals is reversed.
¶66 N. PATRICK CROOKS, J., did not participate.
¶67 ANN WALSH BRADLEY, J. (dissenting). I believe that those who repeatedly operate a
motor vehicle while intoxicated (OWI) should have their record travel with
them, no matter where in the country these offenses were committed. For instance, if the defendant had two prior
OWI convictions in
¶68 I also believe that
¶69 I write separately because I conclude that the majority's interpretation of Wis. Stat. § 343.307(1)(d) is in error. The majority concludes that in enacting Wis. Stat. § 343.307(1)(d), the legislature intended to count a prior out-of-state youthful zero tolerance violation the same as a prior out-of-state OWI offense for purposes of sentence enhancement. A review of the legislative history reveals a very different legislative intent.
¶70 The rationale for the introduction of the legislation can be found
in several places in the legislative history and can be succinctly stated as
follows: "DOT RATIONALE: . . . Without having the
ability to treat out of state OWI convictions as if they had occurred in
I
¶71 As the majority acknowledges, Wis. Stat. § 343.307(1)(d) is a cumbersome statute. Majority op., ¶29. In relevant
part, that statute provides that when calculating the length of an OWI
sentence,[22]
the court shall count "[c]onvictions under the law of another jurisdiction
that prohibits a person from . . . using a motor vehicle . . . with an excess or
specified range of alcohol concentration . . . as those or
substantially similar terms are used in that jurisdiction's laws."
¶72 Given that Wis. Stat. § 343.307(1)
does not count a violation of Wisconsin's absolute sobriety law, the majority
asks whether Wis. Stat. § 343.307(1)
"treats a violation of the Illinois 'zero tolerance' laws differently than
the way it treats a violation of the Wisconsin 'absolute sobriety' laws in
counting offenses for purposes of sentencing." Majority op., ¶18. In answering
this question, the majority focuses its examination on the statutory term
"conviction."
¶73 The problem with the majority's analysis is that it focuses on only
part of the statutory language. It does
not separately examine whether the legislature intended the phrase "with
an excess or specified range of alcohol concentration" to encompass
¶74 The majority's focus is not surprising, given that the parties focused their arguments on the term "conviction." Neither party advanced any interpretation of the phrase "with an excess or specified range of alcohol concentration." Nevertheless, my review of the legislative history indicates that the legislature intended the phrase "excess or specified range of alcohol concentration" to encompass OWI-related offenses and offenses related to the lower range of alcohol concentration for commercial vehicle operators——not youthful zero-tolerance offenses.
II
¶75 The phrase "with an excess or specified range of alcohol
concentration" first appeared in the Wisconsin Statutes in 1989. It was introduced by 1989 Wis. Act 105, which
significantly amended
¶76 The drafting history reveals that the act was intended to implement
the federal Commercial Motor Vehicle Safety Act of 1986. The legislature requested that the Department
of Transportation (DOT) draft legislation to accomplish this goal. It appears that the DOT convened an advisory
council to evaluate
¶77 The advisory council identified what it referred to as "the Mattson
problem."[24] In State v. Mattson, 140
¶78 The advisory council explained: "Without the Mattson
solution, our ability to consider offenses committed in other states could
again be challenged. Without having the
ability to treat out of state OWI convictions as if they had occurred in
¶79 Based on the advisory council's recommendations, the DOT drafted
proposed legislation. It explained that
the proposed legislation "revises the present statutory provisions
concerning the counting of prior convictions in other states for operating
while intoxicated ('OWI') and certain major traffic offenses" and
"would count out-of-state OWI offenses as prior offenses even if the other
state's law was not completely identical to Wisconsin's law."[27] The new legislation would allow convictions
under another state's law to be counted "if that law prohibited the same
sort of conduct as
¶80 To accomplish this end, the DOT proposed that the legislature
insert the new phrase "with an excess alcohol concentration" in
several places throughout the statute.
It proposed that this phrase be placed in both Wis. Stat. §§ 343.30(1q)(b)1
and 343.305(10)(b)1, which provided that under certain circumstances, a court
was required to suspend or revoke a person's operating privileges. Prior to the 1989 amendments, both of these
statutes read: "If a person has a conviction for any offense under a local
ordinance in or a state statute of another state which is in conformity with s.
346.63(1)(a) [OWI] or (b) [PAC] or both, that conviction shall count as a prior
conviction under this subdivision."
¶81 The DOT proposed that Wis. Stat. § 343.30(1q)(b)1 be amended to require suspension of operating privileges when a person has:
a conviction for any offense under a local ordinance in conformity with s. 346.63(1)(a) or (b) or both, or under the law of another state that prohibits refusal of alcohol testing or use of a motor vehicle while intoxicated or under the influence of a controlled substance or a compilation thereof, or with an excess alcohol concentration, or under the influence of any drug to a degree that renders the person incapable of safely driving, as those or substantially similar terms are defined in that state's laws.[29]
The DOT proposed that nearly identical language be inserted into Wis. Stat. § 343.305(10)(b)1.[30] In both places, a note from the Office of General Counsel for the DOT explained that "[t]his language is intended to allow counting of out-of-state OWI-related convictions, notwithstanding [Mattson]."[31]
¶82 At the same time that the DOT proposed the above modifications, it
also proposed modifying Wis. Stat. § 343.307(1),
the counting statute which is relevant to Carter's case. Prior to the 1989 amendments, this statute
provided in part that "convictions for violations under s. 346.63(1), or a
local ordinance in conformity therewith or a local ordinance in or a state
statute of another state in conformity therewith" would count for
sentencing purposes.
¶83 Because the proposed language modifying the counting statute is
identical to the proposed language modifying Wis. Stat. §§ 343.30(1q)(b)1 and 343.305(10)(b)1, and because the
proposals were contemporaneously made, it appears that the intent underlying
the DOT's proposed amendments was the same.
I conclude that the intent was to "count out-of-state OWI
offenses as prior offenses even if the other state's law was not completely
identical to
¶84 The
DOT's proposal was sent to the Legislative Reference Bureau (LRB). The LRB retained much of the language that
had been proposed by the DOT. However,
the LRB modified the phrase "or with an excess alcohol concentration"
to "or with an excess or specified range of alcohol
concentration" in a draft dated September 28, 1989.[34] This change was likewise reflected in the
amendments to Wis. Stat. §§ 343.307(2), 343.30(1q)(b)1, 343.305(10)(b)1,
343.31(2), and 343.315(2),[35]
and it was passed by the legislature.[36]
¶85 There
is no explicit explanation for the LRB's addition of the phrase "or
specified range" to the proposed amendments. It likely was to reference the new offense
created by the legislation for operating a commercial vehicle with a blood
alcohol concentration of 0.04-0.08——a lower blood alcohol concentration than
for non-commercial drivers.[37] There
is no indication whatsoever that the modification of this language was intended
to substantively change the DOT's proposal.
¶86 Accordingly,
it appears that the LRB's intent was the same as the expressed intent of the
DOT——to count OWI-related offenses and offenses related to the lower
range of alcohol concentration for commercial vehicle operators. The
change was necessary for
¶87 The
analysis that the LRB provided for 1989 Wis. Act 105 clearly shows the purpose
and goals of the legislation. The
purpose was to come into compliance with the federal law pertaining to the
safety of commercial motor vehicles. The
goals included removing problem drivers from the highways and establishing
uniformity. Finally, new offenses were
created related to the operation of commercial vehicles:
This bill implements the requirements of the federal commercial motor vehicle safety act of 1986 and establishes a classified driver license system. The goals of the federal act are to improve driver quality, remove problem drivers from the highways and to establish uniform procedures . . . . The federal act requires states to establish minimum standards to ensure a uniform national system and to participate in a national information system to exchange information regarding the licensing, suspension or conviction of traffic violations of commercial motor vehicle drivers. . . .
The bill also creates numerous offenses relating to driver licensing and the operation of commercial motor vehicles.[38]
Accordingly, I conclude that the majority's interpretation is at
odds with the legislative history.
III
¶88 The majority's interpretation also fails to apply a standard canon
of statutory construction. When the same phrase is used repeatedly throughout a
chapter of the statutes, it is reasonable to deduce that the legislature
intended the phrase to have the same meaning each time it appears.[39] Bank Mutual v. S.J. Boyer Constr., Inc.,
2010 WI 74, ¶31, 326
¶89 In addition to appearing in the counting statute, the phrase "with an excess or specified range of alcohol concentration" now appears in two other statutes: Wis. Stat. § 343.31 and Wis. Stat. § 343.315(2). It is of great import that when it is used in these other statutes, the phrase "excess or specified range of alcohol concentration" is consistently paired with OWI-related offenses and offenses related to the lower range of alcohol concentration for commercial vehicle operators——not youthful zero-tolerance offenses.
¶90 Wisconsin Stat. § 343.31
directs the DOT to revoke operating privileges of anyone convicted of certain
¶91 Subsection (2) provides that "[t]he department shall revoke the operating privilege of any resident upon receiving notice" of an out-of-state conviction which, "if committed in this state, would have been cause for revocation under this section or for revocation under s. 343.30(1q)." As set forth above, a youthful zero tolerance violation would not have been "cause for revocation under this section." Likewise, a youthful zero tolerance violation would not have been cause for revocation under Wis. Stat. § 343.30(1q). Under that statute, revocation is required if the resident has been convicted of OWI, causing injury by intoxicated use of a vehicle, or homicide by intoxicated use of a vehicle.
¶92 Similarly, the phrase "with an excess or specified range of alcohol concentration" is found twice within the commercial motor vehicle disqualification statute, Wis. Stat. § 343.315(2). That statute provides that a person shall be disqualified from operating a commercial motor vehicle upon a first conviction of certain offenses. Again, the phrase is paired with OWI-related offenses and offenses related to the lower range of alcohol concentration for commercial vehicle operators——not youthful zero-tolerance offenses.[40]
¶93 Along with the legislative history, the legislature's use of this phrase in similar and contemporaneous statutes bolsters the conclusion that the legislature intended the phrase to encompass OWI-related offenses and offenses related to the lower range of alcohol concentration for commercial vehicle operators——not youthful zero tolerance violations. Accordingly, I respectfully dissent.
[1] State v. Carter, 2009 WI App 156, 321
[2] The terms "zero tolerance law" and "absolute sobriety law" are used here to refer to laws suspending or revoking the operating privilege of a person who has not attained the legal drinking age and who engages in certain conduct.
[3] All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[4] See
[5] Carter,
321
[6] Carter was previously convicted of driving under the influence.
[7] These suspensions resulted from violations occurring in 1999 and 2001, when Carter was 18 and 20 years old, respectively.
[8] See Wis. Stat. §§ 346.63(2m), 343.30(1p), 343.305(10)(em).
[9] See
[10] State v. Popenhagen, 2008 WI 55, ¶32, 309
[11] State v. Wideman, 206
[12] Carter, 321
[13] "'Conviction' . . . means an unvacated
adjudication of guilt, or a determination that a person has violated or failed
to comply with the law in a court of original jurisdiction or an authorized
administrative tribunal . . . ."
[14] Prior to 1989
In State v.
Mattson, 140 Wis. 2d 24, 409 N.W.2d 138 (Ct. App. 1987), the
court of appeals determined that violations of Minnesota's Operating While
Intoxicated (OWI) statutes could not be counted in sentencing under Wisconsin
law because Minnesota statutes were not in "conformity" with
Wisconsin's OWI statutes.
Act 105 creating Wis. Stat. § 343.307(1)(d) addressed and repudiated the Mattson decision by eliminating the requirement of conformity. See Memo of John Sobotik, Assistant General Counsel, Dep't of Transp. (May 24, 1990), writing "to clear up some misunderstandings regarding Wisconsin Act 105" (on file at Legislative Reference Bureau, Madison, Wis.).
[15] John Sobotik, Assistant General Counsel of the Department of Transportation wrote: "Proposed 343.307(1)(e) and (2)(f) both provide that out of state revocations and suspensions resulting from a refusal to submit to chemical testing shall be counted. This is a new provision to 343.307. Arguably, this provision was already in the law due to the definition of conviction in Ch. 340. The courts, however, have not been counting out-of-state refusals, and this provision will make them countable." Memorandum from John J. Sobotik, Assistant General Counsel, Wis. Dep't of Transp., to Senator Carol Buettner; Joe Maassen, Deputy General Counsel, Dep't of Transp.; Bob Nelson, LRB; Gary Radloff, Aide to Senator Buettner; Re: Drunk Driving cleanup bill (Jan. 17, 1992), in Legislative Reference Bureau Bill drafting file for 1991 Senate Bill 504, Wisconsin Legislative Reference Bureau, Madison, Wis.
1991 Senate Bill 504 failed to pass. Subsection (1)(e) was, however, included in 1991 Senate Bill 308 which addressed a number of areas of Wisconsin's drunk driving law and was enacted as 1991 Wis. Act 277.
[16] State v. List, 2004 WI App 230, 277
[17] List, 277
The State argues that the court of appeals followed a similar approach in State v. Puchacz, 2010 WI App 30, ¶13, 323 Wis. 2d 741, 780 N.W.2d 536. In that case the court of appeals interpreted Wis. Stat. § 343.307(1)(d) to count three prior violations in Michigan for operating while visibly impaired for purpose of sentencing on an OWI charge.
[18] In List, 306
[19] Arvia v. Madigan, 809
N.E.2d 88, 98-99 (
Although Carter did not seek administrative or
judicial review of the Secretary of State's initial decision, he had the
opportunity to do so. Carter's failure
to seek administrative or judicial review in effect renders the decision of the
Secretary of State a determination by an authorized administrative
tribunal. There is no justification for
treating a person who does not seek administrative or judicial review in
[20] State v. Machgan, 2007 WI App 263, ¶15, 306
[21] See CDL Advisory
Council, Draft #3 Resolution of Issues Discussed March 6, 1989, at 7 (June 5,
1989) (on file at the Wisconsin Legislative Reference Bureau,
[22] The Wisconsin Judicial
Benchbook explains that "[t]he offense commonly referred to as OWI
relates to three (3) separate, but interrelated offenses."
[23] See Wis. Stat. §§ 343.307(2), 343.30(1q)(b)1, 343.305(10)(b)1, 343.31(2), and 343.315(2)2 (1989-90, as amended by 1989 Wis. Act 105).
[24] See CDL Advisory Council Memorandum, supra n.1, at 7.
[25] State v. Mattson,
140
[26] CDL Advisory Council Memorandum, supra n.1, at 7.
[27] Wisconsin Department of
Transportation, Wisconsin Motor Carrier Safety Act Draft #4, at 2 (August 18,
1989) (on file at the Wisconsin Legislative Reference Bureau,
[28]
[29]
[30] In the draft of Wis. Stat. § 343.305(10)(b)1, the word "combination" is used instead of "compilation."
[31] DOT Draft, supra n.7, at 78, 87.
[32]
[33] See id. at 2.
[34] See Preliminary
Draft of 1989 Wis. Act 105, at 65 (Sept. 28, 1989) (emphasis added) (on file at
the Wisconsin Legislative Reference Bureau,
[35] Wisconsin Stat.
§ 343.307(2) is the counterpart to the counting statute interpreted
today. It comes into play when the
offender's current offense is for refusal to take a test rather than OWI. Wisconsin Stat. §§ 343.30(1q)(b) and
343.305(10)(b)1, discussed above, provide that under certain circumstances a
court must suspend or revoke a person's operating license. Wisconsin Stat. 343.31(2) provides that under
certain circumstances the DOT (rather than a court) must suspend or revoke a
person's operating license. Finally,
[36] See 1989
[37] To bring
[38] Analysis by the
Legislative Reference Bureau, at 4 (on file at the Wisconsin Legislative
Reference Bureau,
[39] The Legislative Reference Bureau has provided the following guidance when drafting legislation: "[L]egislative style should avoid variation in sentence form and should use identical words for the expression of identical ideas to the point of monotony." Legislative Reference Bureau, Wisconsin Bill Drafting Manual 2011-2012 § 2.01(15)(a) (rev. ed. 2010).
[40] Wisconsin Stat. § 343.315(2)(a)2
mandates disqualification from operating a commercial motor vehicle upon
conviction under two
Wisconsin Stat. 343.315(2)(a)6 mandates
disqualification upon conviction under four