2010 WI 91
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Supreme Court of |
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Case No.: |
2007AP2711-CR |
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Complete Title: |
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State of Plaintiff-Respondent, v. Donald J. McGuire, Defendant-Appellant-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS Reported at: 320 (Ct. App 2009-Unpublished) |
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Opinion Filed: |
July 20, 2010 |
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Submitted on Briefs: |
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Oral Argument: |
January 5, 2010
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Source of Appeal: |
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Court: |
Circuit |
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County: |
Walworth |
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Judge: |
James L. Carlson
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Justices: |
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Concurred: |
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Dissented: |
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Not Participating: |
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Attorneys: |
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For the defendant-appellant-petitioner there were briefs
by Robert R. Henak and the Henak Law Office, S.C.,
For the plaintiff-respondent the cause was argued by Daniel J. O’Brien, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
2010
WI 91
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 DAVID T. PROSSER, J. This is a review of an
unpublished decision of the court of appeals, State v. McGuire, No.
2007AP2711-CR, unpublished slip op. (Wis. Ct. App. May 20, 2009), affirming a
judgment of the Walworth County Circuit Court, James L. Carlson, Judge. Father Donald J. McGuire (McGuire) was
charged in 2005 with five counts of indecent behavior with a child, in
violation of Wis. Stat. § 944.11(2)
(1965-66). The charges were based on
acts that McGuire committed between 1966 and 1968. Although prosecutions under § 944.11(2) are subject
to the six-year statute of limitations under Wis. Stat. § 939.74(1) (2007-08),[1]
the statute of limitations was tolled while McGuire was not publicly a resident
of
¶2 McGuire filed a postconviction motion that the circuit court denied. The court of appeals affirmed. In this court, McGuire raises four issues: (1) whether the tolling provision of Wis. Stat. § 939.74(3) is unconstitutional as applied to the facts of this case; (2) whether charges were barred by due process because of the roughly 36 years that passed between the offenses and the charges; (3) whether reversal in the interest of justice under Wis. Stat. § 751.06 is appropriate; and (4) whether McGuire was denied effective assistance of counsel.
¶3 We conclude that Wis. Stat. § 939.74(3) is constitutional as applied to the facts of this case. It does not violate the Privileges and Immunities, Due Process, or Equal Protection provisions of the United States Constitution. Section 939.74(3) does not burden a fundamental right, and it is rationally related to the legitimate governmental interests of detecting crimes and apprehending criminals.
¶4 We next conclude that the charges were not barred by due process. McGuire has failed to allege an improper motive or purpose on the part of the State, which is a necessary prerequisite for dismissal based on pre-indictment delay.
¶5 We also are satisfied that McGuire received a fair trial in which the real controversy was fully tried and justice has not for any reason miscarried. Therefore, reversal in the interest of justice is inappropriate.
¶6 Finally, we reject McGuire's contention that he was denied effective assistance of counsel. The two decisions of trial counsel that McGuire claims constituted deficient performance were part of a reasonable trial strategy.
¶7 For the reasons set forth, we affirm the court of appeals.
I. BACKGROUND AND PROCEDURAL HISTORY
¶8 The facts are disputed, but the evidence at trial showed the
following: McGuire was a Jesuit priest who taught at the
¶9 Victor B. was 13 years old when he began attending Loyola in the fall of 1966. McGuire offered to counsel and tutor Victor, who was having trouble in school. McGuire then had Victor live with him in his residence at Loyola. While living in the room, Victor would sleep in the same bed as McGuire, often in the nude. The two began giving each other body massages, which included touching each others' genitals.
¶10 During this time, McGuire became acquainted with Victor's uncle,
Harry B. In the spring of 1967, McGuire
began visiting Harry's cottage in
¶11 Sometime around November of 1967, McGuire visited the
¶12 In the fall of 1968, Victor returned to
¶13 Sean C. was 14 years old when he began attending Loyola Academy in August of 1968. Because Sean was having problems getting to school, he was sent to see McGuire for guidance counseling. McGuire suggested that Sean stay at Loyola to avoid the problem of getting to school in the morning. McGuire told Sean to tell his father that he was sleeping in McGuire's guidance office, when in fact Sean was staying in bed with McGuire. Sean testified that McGuire took steps to hide the fact that Sean was living with McGuire.
¶14 While Sean was staying in McGuire's room, the two began to give each other massages. During these massages, McGuire would touch Sean's penis and have Sean touch his.
¶15 McGuire took Sean on several trips.
Sometime between Thanksgiving and Christmas of 1968, the two travelled
together to the
¶16 Sean continued to live with McGuire during his freshman year at
Loyola. He would stay in McGuire's room
roughly four nights a week, and sexual contact occurred nearly every day. During the summer, McGuire and Sean traveled
to
¶17 In February of 1970, Sean reported the sexual contact to Father Charles Schlax. Later, several Jesuits——Father Renke, the president of Loyola; Father Beall, the principal; and Father Humbert, the headmaster——interviewed Sean. Sean's father attended this meeting. After Sean left the meeting, his father told him that he would not return to Loyola, and Sean was transferred to a different school. Neither the school nor Sean's father contacted the police.
¶18 In June of 2003, Sean contacted an attorney about the sexual contact with McGuire. On August 1, 2003, Sean filed a civil lawsuit against the Jesuits and McGuire.
¶19 In August of 2003, Victor received a letter from the headmaster of
¶20 On February 7, 2005, a criminal complaint was filed in Walworth County charging McGuire with two counts of indecent behavior with a child, in violation of Wis. Stat. § 944.11(2) (1965).[3] The complaint was later amended to add three additional counts.
¶21 A four-day jury trial began on February 19, 2006. Victor and Sean both testified at trial; McGuire did not. The jury found McGuire guilty on all five counts.
¶22 McGuire filed a motion for postconviction relief asking for
dismissal of charges or, alternatively, a new trial. He argued, inter alia, that the statute of
limitations tolling provision in Wis. Stat. § 939.74(3) was unconstitutional, reversal was
warranted in the interest of justice, and the charges were barred by due
process. He also raised an ineffective
assistance of counsel claim based on the decision of his trial counsel, Gerald
Boyle, not to investigate Harry B.'s wife, Elita, who would testify regarding
Harry's unwillingness to give out keys to the
¶23 McGuire appealed, raising four arguments: (1) the charging delay violated his constitutional rights; (2) he received ineffective assistance of counsel; (3) the circuit court erroneously admitted other acts evidence; and (4) the circuit court erroneously allowed rebuttal evidence. The court of appeals affirmed the circuit court on all four issues.
¶24 McGuire petitioned this court for review, which we granted on September 10, 2009.
II. STANDARD OF REVIEW
¶25 The
constitutionality of a statute is a question of law, which we review de
novo. State v. Cole, 2003 WI 112,
¶10, 264
¶26 Whether
a defendant's right to due process was violated also presents a question of law
that we review de novo. State v.
Shiffra, 175
¶27 We review an ineffective assistance of counsel claim as a mixed
question of fact and law. State v.
Doss, 2008 WI 93, ¶23,
312
III. DISCUSSION
¶28 McGuire raises four issues, which we address in turn. First, we address whether the statute of limitations tolling provision of Wis. Stat. § 939.74(3) is unconstitutional as applied to the facts of this case. Second, we address whether due process barred the filing of charges roughly 36 years after McGuire committed the offenses. Third, we address whether reversal is appropriate in the interest of justice. Fourth, we address whether McGuire was denied effective assistance of counsel at trial.
A. Constitutionality of
¶29 McGuire first argues that the statute of limitations tolling
provision contained in Wis. Stat. § 939.74(3)
is unconstitutional as applied to the facts of this case. He argues that it violates the Privileges and
Immunities, Equal Protection, and Due Process provisions of the United States
Constitution and their analogues in the Wisconsin Constitution.[5]
¶30 With
certain exceptions, "prosecution for a felony must be commenced within 6
years . . . after the commission thereof."
¶31 This court addressed the constitutionality of Wis. Stat. § 939.74(3) in State
v. Sher, 149
¶32 The court first addressed Sher's privileges and immunities
claim. It noted that the clause does not
require "absolute equality" between residents and nonresidents and
permits disparate treatment because nonresidents "may present special
problems for the administration of state laws."
First, this court must consider whether the statute disadvantages nonresidents as compared to residents. If there is a disadvantageous treatment of nonresidents, then this court examines the statute under the second step; whether the discrimination violates a fundamental right. Finally, if a fundamental right is infringed, this court must decide if the means employed [by the statute] bear a substantial relation to legitimate state objectives.
¶33 The court acknowledged that § 939.74(3)
"disadvantages" nonresidents because only public residents of
¶34 Although the court did not need to inquire further, it went on to explain that a "substantial reason for discrimination" between nonresidents and residents existed:
We find the provision is substantially related to
several legitimate state objectives: the identification of criminals, the
detection of crimes, and the apprehension of criminals. Investigation of crimes
is easier for law enforcement officials when people central to the incident,
and who may have vital information, are located within the state. . . . Even if suspects are
located, local law enforcement agencies may not possess enough resources to
send someone to question or investigate the suspect who resides outside of
Sher, 149
¶35 The Sher court next addressed the constitutionality of § 939.74(3) under the Equal
Protection Clause.
¶36 McGuire
argues that Sher is not controlling because Sher was decided as a
facial challenge, not an as-applied challenge.
He asserts that this case is distinguishable from Sher for two
reasons: (1) in this case, § 939.74(3) burdened his fundamental right to
present a defense; and (2) on these facts, § 939.74(3) does not accomplish
the statutory objectives set out in Sher. As we see it, the facts of this case are
similar to the facts in Sher, and, as with Sher, § 939.74(3)
is constitutional as applied to these facts.[7]
¶37 First,
the tolling of the statute of limitations did not deprive McGuire of the right
to present a defense. Although McGuire
casts the deprivation under the tolling provision as a deprivation of the right
to present a defense, § 939.74(3) deprived him only of the right to a
statute of limitations defense.
¶38 Second,
McGuire distinguishes Sher on the grounds that none of the statutory
objectives described in Sher applies to him. He argues that the interests of identifying
criminals, detecting crimes, and apprehending criminals are not furthered by
applying § 939.74(3) to these facts, because McGuire did not flee justice
and was easy to locate.
¶39 In
truth, however, the facts in this case are closely related to identifying
criminals, detecting crimes, and investigating those crimes. When McGuire either transported a minor from
¶40 The
relevant facts here are analogous to the facts in Sher. In Sher, the circuit court found as
fact that the defendant "never left
¶41 The
fact that a defendant was not in hiding and did not flee justice does not
render § 939.74(3) unconstitutional as applied to him. Law enforcement agencies still may lack the
resources to investigate a suspect outside the state; they may have to rely on
the resources of police departments in other states, burdening those
departments; and reliance on police departments in other states may result in
lesser importance being given to investigating if other authorities are
responsible for the investigation. See
Sher, 149
¶42 McGuire also argues that Wis. Stat. § 939.74(3) is unconstitutional because it violates
the Due Process and Equal Protection Clauses.
Because § 939.74(3)
neither interferes with a fundamental right nor disadvantages a suspect class,
we apply rational basis review to both the equal protection and due process
claims. See State v. Jorgensen, 2003 WI 105, ¶¶32-33, 264
¶43 McGuire again distinguishes Sher on the grounds that he is
bringing an as-applied challenge, not a facial challenge. His argument, however, ignores the fact that
the "basic formulation" of the rational basis test is the same in both
facial and as-applied challenges. Smith
v. City of
B. Due Process Claim Based on Passage of Time
¶44 McGuire next argues that the charges against him were barred by due process. He argues that the 36-year passage of time between the commission of the offenses and the charges prejudiced his defense because critical witnesses died and evidence was destroyed.
¶45 "The statute of limitations is the principal device . . . to protect against
prejudice arising from a lapse of time between the date of an alleged offense
and an arrest." State v. Wilson,
149
Where a defendant seeks to avoid prosecution based upon prosecutorial delay, it is clear that it must be shown that the defendant has suffered actual prejudice arising from the delay and that the delay arose from an improper motive or purpose such as to gain a tactical advantage over the accused.
Wilson, 149
¶46 McGuire acknowledges his inability to "establish that the
delay resulted from some improper prosecutorial motive" or purpose. Instead he argues that
¶47 McGuire
first argues that
¶48 McGuire
next argues that
¶49 Thus, although Lovasco explicitly left the application of its rule under specific facts to future courts, it refused to find a due process violation based upon the facts of the case——in which the state did not seek a tactical advantage. The Court's language supports a distinction between prosecutions that are delayed because of an improper state motive and those that are delayed for other reasons.
¶50 Finally, McGuire
argues that
¶51 Like Lovasco, Gouveia clearly described the basic
requirements of the Due Process Clause.
The
¶52 Federal circuit court precedent confirms that
¶53 Because McGuire has failed to identify any improper motive or
purpose on the part of the State, we need not address whether McGuire was
prejudiced by the delay. In any event,
McGuire has failed to meet the requisite showing of prejudice. "The death of a witness alone is not
sufficient to establish prejudice."
¶54 McGuire identifies a number of deceased witnesses that he claims
would have corroborated his defense and rebutted Sean's and Victor's
testimony. These witnesses include other
priests living in the
¶55 McGuire
also argues that
¶56 In sum, the charges against McGuire were not barred by due process because he has failed to allege an improper prosecutorial motive. Furthermore, while he has identified potential witnesses and evidence that might have been relevant to issues at trial, his assertions about what that testimony would prove are speculative. Consequently, he has failed to demonstrate the actual prejudice required to prove a due process violation.
C. Reversal in the Interest of Justice
¶57 McGuire next argues that reversal is warranted in the interest of justice under Wis. Stat. § 751.06. He claims that the delay in bringing charges "so undermined" his ability to defend himself that the real controversy was not fully tried.
¶58
[I]f it appears from the record that the real
controversy has not been fully tried, or that it is probable that justice has
for any reason miscarried, the court may reverse the judgment or order appealed
from . . . and may direct the
entry of the proper judgment or remit the case to the trial court for the entry
of the proper judgment or for a new trial . . . .
¶59 We will exercise our discretionary power of reversal "only in
exceptional cases." State v.
Hicks, 202
¶60 McGuire argues that, because of the delay, a new trial is an insufficient remedy, and asks for outright dismissal of the charges. We conclude that discretionary reversal is inappropriate on these facts.
¶61 In
support of his argument that the real controversy was not fully tried, McGuire
points to the same deceased witnesses and missing evidence that he cites to
support his claim that the charges were barred by due process. As we articulated earlier, his assertions
regarding unavailable evidence were too speculative to constitute actual
prejudice; for the same reason, we conclude that the real controversy was fully
tried and justice has not miscarried.
¶62 McGuire cites State v. Cuyler, asserting that it is
analogous to the facts of this case because credibility was a central issue in
both cases. State v. Cuyler, 110
¶63 Additionally, while
the unavailable evidence might have been relevant to the major issues at
trial——Victor and Sean's claims about going to Fontana, the events of Sean's
meeting with Father Schlax, and the credibility of Sean and Victor's claims
that they lived in McGuire's room——those issues were fully tried by available
evidence. Father Schlax was available to
testify, and the defense put Father Renke's notes of the meeting with Sean into
evidence, which were used to impeach Sean's testimony regarding the events of
the meeting. Similarly, the
defense presented evidence and cross-examined prosecution witnesses to rebut
Sean and Victor's testimony that they had lived in McGuire's room.[14] Most
important, Sean and Victor themselves were both available for trial, and were
rigorously cross-examined by McGuire's trial counsel.
¶64 Based on the evidence presented at McGuire's trial, and without any indication of what the unavailable evidence would have demonstrated, we conclude that reversal is unwarranted because the real controversy was fully tried and justice was not miscarried.
D. Ineffective Assistance of Counsel
¶65 Finally, McGuire argues that he was deprived of effective
assistance of counsel. To prove an
ineffective assistance of counsel claim, a defendant must first demonstrate
that counsel's performance was deficient, meaning that it "fell below an
objective standard of reasonableness."
Strickland v.
¶66 McGuire first argues that Attorney Boyle unreasonably decided not
to investigate and call Harry B.'s wife Elita, who would have testified that
Harry was possessive about his keys and would not give them to just
anybody. Boyle explained that because he
intended to argue that Sean was never in
¶67 Boyle's decision not to investigate and call Elita was part of a reasonable trial strategy. It is unclear what her trial testimony would have added. She testified that she had "no idea" what Harry did with his keys prior to 1971, the year they were married. The offenses in this case predated the marriage. Thus, the speculative nature of her testimony confirms Boyle's reasoning that "[t]here was nothing to be gained" by presenting it.
¶68 McGuire also argues that Boyle's performance was deficient because he failed to investigate and call Robert Goldberg. Goldberg would have testified that he saw Victor and Sean together at dinner several times in 1972, at a residence shared by Gooch and Eugene P. At the time, Goldberg was 14 years old.
¶69 Boyle's decision not to call Goldberg constituted a reasonable
trial strategy. First, Goldberg's
testimony would have corroborated Sean's statement to police that he saw
McGuire together with Goldberg on the
¶70 McGuire
argues that, even if Boyle did not call Goldberg, he could not have reasonably
made that decision without investigating Goldberg. Counsel need not investigate every potential
witness, but he "has a duty to make reasonable investigations or to
make a reasonable decision that makes particular investigations unnecessary." State v. Thiel, 2003 WI 111, ¶40, 264
¶71 Because we conclude that Boyle's representation was not deficient, we need not address whether McGuire was prejudiced by counsel's representation.
IV. CONCLUSION
¶72 In sum, Wis. Stat. § 939.74(3) is constitutional as applied to the facts of this case. It does not violate the Privileges and Immunities, Due Process, or Equal Protection provisions of the United States Constitution. Section 939.74(3) does not burden a fundamental right, and it is rationally related to the legitimate governmental interests of detecting crimes and apprehending criminals.
¶73 We also conclude that the delay in filing charges did not deprive McGuire of his due process rights. Because McGuire concedes that he cannot demonstrate an improper motive or purpose on the part of the state, he has failed to allege a necessary prerequisite for dismissal based on pre-indictment delay.
¶74 We are also satisfied that the real controversy was tried and justice has not miscarried for any reason. Therefore, reversal in the interest of justice is unwarranted.
¶75 Finally, we conclude that McGuire was not denied effective assistance of counsel. Trial counsel pursued a reasonable trial strategy in deciding not to investigate or call either Elita or Goldberg.
¶76 For the foregoing reasons, we affirm the court of appeals.
By the Court.—The decision of the court of appeals is affirmed.
[1] All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
[2]
[3]
[4] In response to the State's claim that McGuire's trial counsel knew about Goldberg, McGuire also argued that if trial counsel had known about the evidence, his failure to investigate and call Goldberg constituted ineffective assistance of counsel.
[5] "The Citizens of each
State shall be entitled to all Privileges and Immunities of Citizens in the
several States."
No
State shall make or enforce any law which shall abridge the privileges or
immunities of citizens of the
U.S. Const. amend. IV; see also Wis. Const. art. I, §§ 1, 8.
[6] Two decades have passed
since the Sher decision, but we see no reason to alter its fundamental
conclusions. State v. Sher, 149
[7] Although the court in Sher
discussed the broad constitutionality of Wis. Stat. § 939.74(3), Sher specifically argued that the
statute was unconstitutional as applied to him.
Sher, 149
[8] These include several forms of
homicide and sexual assault of a child.
[9] See, e.g. Bush v. State, 193 P.3d 203, 221 (Wyo. 2008).
[10] United States v. Crouch, 84 F.3d 1497, 1523 (5th Cir. 1996); United States v. Hayes, 40 F.3d 362, 367 (11th Cir. 1994); United States v. Engstrom, 965 F.2d 836, 839 (10th Cir. 1992); United States v. Brown, 959 F.2d 63, 66 (6th Cir. 1992); United States v. Hoo, 825 F.2d 667, 671 (2d Cir. 1987) ("no showing of an improper prosecutorial motive"); United States v. Sebetich, 776 F.2d 412, 430 (3d Cir. 1985); United States v. Crooks, 766 F.2d 7, 11 (1st Cir. 1985); United States v. Bartlett, 794 F.2d 1285, 1293 (8th Cir. 1986) (in dicta). Only the Fourth Circuit and the Ninth Circuit have adopted different tests. See United States v. De Jesus Corona-Verbera, 509 F.3d 1105, 1112 (9th Cir. 2007) (weighing length of delay against reasons for delay); Howell v. Barker, 904 F.2d 889, 895 (4th Cir. 1990) (balancing prejudice against "government's justification for delay").
[11] See, e.g., United States v. Wallace, 326 F.3d 881, 886 (7th Cir. 2003) (quoting United States v. Dickerson, 975 F.2d 1245, 1252 (7th Cir. 1992)).
[12] See, e.g., United States v. Wellman, 830 F.2d 1453, 1460 (7th Cir. 1987).
[13] See
[14] For example, Father James Gschwend testified that the Jesuits were expected to be at evening meals and someone would have asked a Jesuit why he was missing meals, contradicting Victor's testimony that he ate with McGuire after the other Jesuits were finished eating. McGuire's physician, Dr. Robert Ryan, testified regarding the layout of McGuire's room. Father James Arimond, who lived in the residences at Loyola from 1964 to 1967, testified that he never saw any young children in the residence in 1966 or 1967.