2010 WI 83
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Supreme Court of |
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Case No.: |
2008AP880-CR |
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Complete Title: |
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State of Plaintiff-Respondent, v. Robert Lee Artic, Sr., Defendant-Appellant-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS 2009 WI App 12 Reported at: 316 (Ct. App. 2009-Published) |
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Opinion Filed: |
July 15, 2010 |
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Submitted on Briefs: |
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Oral Argument: |
September 11, 2009
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
Timothy M. Witkowiak
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Justices: |
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Concurred: |
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Dissented: |
ABRAHAMSON, C.J., dissents (opinion filed). BRADLEY, J., joins dissent. |
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Not Participating: |
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Attorneys: |
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For the defendant-appellant-petitioner there were briefs
filed by Keith A. Findley, James D.
Cooley, and the
For the plaintiff-respondent the cause was argued by Thomas J. Balistreri, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
2010
WI 83
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 DAVID T. PROSSER, J. This is a review of a published decision of the court of appeals, State
v. Artic, 2009 WI App 12, 316 Wis. 2d 133, 762
N.W.2d 436, which affirmed the judgment of the
Milwaukee County Circuit Court, Timothy Witkowiak, Judge.
¶2 Robert
Lee Artic, Sr. (Artic) moved to suppress evidence discovered during a search of
his residence on grounds that police obtained the evidence in violation of the
Fourth Amendment to the United States Constitution. The circuit court denied the motion, and a
jury convicted Artic of one count of maintaining a drug trafficking place[1]
and one count of possession with intent to deliver cocaine as party to a crime.[2] Artic brought a postconviction motion alleging
that trial counsel was ineffective for failing to preserve the argument that
the police manufactured exigent circumstances to enter Artic's house without a
warrant and for failing to object to testimony by an officer of observations
she made while she was in Artic's back yard.
The circuit court denied this motion, finding that even if trial counsel
had made those arguments, the court would have rejected them because it was
reasonable for the police to believe that evidence was being destroyed.
¶3 Artic
appealed. The court of appeals
unanimously affirmed on the alternative grounds that while exigent
circumstances to enter Artic's house did not exist, the search of his upstairs
residence was sufficiently attenuated from the illegal entry of the house to
purge the taint of that entry.
¶4 We
are presented with two issues: (1) whether Artic voluntarily gave consent for
the police to search his upstairs residence; and (2) whether that search was sufficiently
attenuated to purge the taint of the illegal entry of Artic's house.
¶5 We
conclude that Artic voluntarily gave police officers consent to search his
residence, namely, the upstairs unit of his house. We also conclude, based on the three-factor
attenuation test established in Brown v. Illinois, 422 U.S. 590, 603-04
(1975), that the search was sufficiently attenuated to purge the taint of the
illegal entry of Artic's house. For
these reasons, Artic was not prejudiced by his counsel's failure in the
suppression motion to raise the argument that the police created their own
exigent circumstances and to object to testimony about observations made
illegally from within the curtilage of Artic's house. Accordingly, we affirm the decision of the
court of appeals.
I. BACKGROUND AND PROCEDURAL HISTORY
¶6 The
relevant facts are as follows. On
January 29, 2006, the Milwaukee Police Department was conducting a narcotics
investigation in the 3200 block of
¶7 At about
7:45 p.m., a van, which the informant identified as Rob's vehicle, arrived and
parked several houses away from
¶8 After
arresting Rob, the officers placed him in an undercover police vehicle. They planned to discreetly secure the house,
obtain a search warrant for it, and talk to Rob at a different location so that
they would not alert anybody to police presence on the block.
¶9 Before
obtaining a warrant, Detective Mark Wagner and Officer David Lopez went to the
front door to perform a "knock and talk" to determine if anybody was
in the house. Wagner knocked on the
front door for approximately 20 seconds, announcing "Milwaukee
Police" in a loud voice. In the
process, Wagner noticed that a window was covered with cardboard and that a video
camera was pointed toward the front porch.
¶10 Meanwhile,
Detective Nicole Davila went around to the back of the house to ensure that no
one attempted to escape. Davila walked
into a fenced-in back yard to a door at the rear of the house.[3] She saw a light on through a small window on
the second floor. While Wagner was
knocking at the front door, Davila saw the light go off. Davila also heard what sounded like multiple
people scurrying up and down the stairs inside the house. On separate occasions she heard a phone in
the upstairs unit begin to ring and then stop ringing. She conveyed these observations to Detective Wagner
and Officer Lopez, who were at the front of the building, by yelling and utilizing
a Nextel police radio.
¶11 After
Wagner knocked on the door for more than 30 seconds, and upon hearing Davila's reports
of movement, the officers decided to force entry into the building. To enter the building, the officers were
required to pass through two doors. Lopez
forced the outer front door open by kicking it.
However, he was unable to force the inner door after numerous
attempts. He then broke the window on
the door, reached in, and unlocked the inner door from the inside.
¶12 After
opening the inner door, the officers began to search the first floor of the
building. They located a person named
Matthew sleeping in a rear bedroom. The first
floor appeared to be in the process of renovation. The officers found a dining room that was
being renovated, a bedroom that appeared to belong to a female, and a kitchen
area that was being remodeled. In the
kitchen area they observed drywall, the absence of furniture, exposed plumbing,
and a garbage can containing work supplies and tools. Just off this kitchen area was a newly
renovated bathroom.
¶13 Wagner
followed a separate hallway in the back of the first floor that led up to the second
floor. At the top of the stairs, he
encountered a closed door. Wagner was
unsure whether the second floor was a separate unit or part of a single-family
residence. Because of his uncertainty, he
knocked on the upstairs door and announced "Milwaukee Police." A male voice answered "Just a minute,"
and shortly afterwards, Artic answered the door. Wagner testified that he had his weapon drawn
when he first entered the building, but holstered it either when he was
knocking on the upstairs door or when Artic answered the door. Artic testified that Wagner had his gun drawn
when he answered the door, but holstered it after the police entered the
upstairs unit.
¶14 Wagner
asked if he could come in and talk to Artic; Artic responded yes.[4] Wagner asked if anyone else was in the
residence. Artic responded that he had a
lady friend in the back room who was not dressed. Wagner asked Artic to ask her to get dressed
and come out to the kitchen. The
officers waited for the woman, later identified as Winnie Grafton. After Grafton arrived, Wagner began to speak
with Artic and Grafton while they were seated at the kitchen table. Wagner asked Artic if he owned the building,
and Artic replied that he did. He
explained that it was a duplex and that he was converting the entire building
into a single-family residence. During
the initial conversation with Artic, Wagner was accompanied by only one other
officer. Lopez entered the upstairs unit
as Artic and Wagner were speaking.
Several other officers entered the unit afterwards.
¶15 Wagner
explained to Artic that his son had just been arrested with a large amount of
cocaine. He asked whether Artic believed
his son would have left any cocaine in the house because the officers observed
him enter and then leave the building.
Artic said he did not think his son would do something like that and
told the officers it was okay for them to search the residence. Artic stated that he had nothing to hide and
wanted to be forward with the police. He
also explained to them that he was on supervisory release.
¶16 After
gaining oral consent from Artic, Wagner asked if Artic would consent in
writing, and he began writing out a consent agreement. Artic stated that he would not sign anything
without his lawyer, but reaffirmed that it was okay for the police to search. Wagner testified that he made no promises or
threats to Artic in order to gain consent.
After Artic refused to sign the form, Wagner and Artic continued to
speak about "family and stuff" in the kitchen.
¶17 The
officers then searched Artic's residence.
During the search, they discovered a "
¶18 On
February 3, 2006, Artic was charged with one count of maintaining a drug
trafficking place, contrary to Wis. Stat. § 961.42(1), and one count of possession with
intent to deliver cocaine as party to a crime, contrary to Wis. Stat. §§ 961.41(1m)(cm)4. and 939.05. Artic moved to suppress the evidence obtained
in the search of the upstairs unit. The
circuit court held a suppression hearing at which Artic denied giving Wagner
consent to search his unit. The court
found that Artic's testimony was not credible, that the officers acted lawfully
based on exigent circumstances, and that Artic voluntarily consented to the search. As a result, the court denied the motion to
suppress. The case proceeded to a jury
trial, and the jury found Artic guilty of both counts.
¶19 After
his conviction, Artic filed a motion for postconviction relief, alleging, among
other claims, that his trial counsel was ineffective for failing to preserve
the argument that the police improperly created their own exigent circumstances
and for failing to object to Davila's testimony because it was illegally obtained
by her presence within the curtilage of Artic's property. The circuit court said that even if trial
counsel had made the argument that police created their own exigent
circumstances, the court would have rejected it, and that Davila's observations
were lawfully made while she was securing the house. Accordingly, the court found trial counsel's
actions to be neither deficient nor prejudicial, and denied the motion.
¶20 Artic
appealed, seeking reversal of the postconviction motion and asking the court of
appeals to vacate his conviction. On
December 9, 2008, the court of appeals affirmed. The court held that the search of the
upper-level unit was sufficiently attenuated from the illegal entry of the
house to be lawful. Artic, 316
¶21 Artic
petitioned this court for review, which we granted on March 2, 2009.
II. STANDARD OF REVIEW
¶22 The
threshold issue in this case is whether Artic was denied effective assistance
of counsel. Ineffective assistance of
counsel presents a mixed question of fact and law. State v. Fonte, 2005 WI 77, ¶11, 281
¶23 With
respect to the search, voluntariness of consent and attenuation are both
questions of constitutional fact. State
v. Phillips, 218
III. DISCUSSION
¶24 The
issues in this case arise in the context of Artic's ineffective assistance of
counsel claim. A defendant seeking
reversal based upon ineffective assistance of counsel must prove two
components. Strickland v.
¶25 It is
not necessary to address whether Artic's trial counsel was deficient because
Artic was not prejudiced by any alleged deficiencies. We "need not determine whether counsel's
performance was deficient before examining the prejudice suffered by the
defendant as a result of the alleged deficiencies."
¶26 In
determining whether Artic was prejudiced, we assume that the officers' entry
into the house was unconstitutional.
Although the officers acted upon their belief that evidence was being
destroyed, this belief was based on Davila's observations made from within the
curtilage in back of Artic's house.
Detective Davila's presence within the curtilage was not lawful. Therefore, the officers' entry into the house
based on Davila's observations from within the curtilage was unconstitutional.[5] However, because the officers ultimately
obtained the evidence lawfully, Artic was not prejudiced by his counsel's
failure to object to Davila's testimony.
¶27 Because
the officers' entry into the house was unconstitutional, the central
question in this case is whether the officers' search of Artic's upstairs residence
was also unconstitutional. To answer
this question, we first address whether Artic's consent to the search of his
upstairs residence was voluntary. We then
address whether the officers' search of Artic's upstairs residence was sufficiently
attenuated from the illegal entry of his house to purge the taint of that
entry.
A. Voluntariness
of Consent
¶28 The
Fourth Amendment to the United States Constitution and Article I, Section 11 of
the Wisconsin Constitution prohibit unreasonable searches and seizures. U.S. Const. amend. IV;
¶29 Warrantless
searches are per se unreasonable, subject to several clearly delineated
exceptions. State v. Faust, 2004
WI 99, ¶11, 274
¶30 To
determine if the consent exception is satisfied, we review, first, whether
consent was given in fact by words, gestures, or conduct; and, second, whether
the consent given was voluntary. Phillips,
218
¶31 At
the suppression hearing, Wagner testified that Artic gave express oral consent
to search, while Artic testified that he did not give consent. The circuit court found that Artic gave
consent in fact. Based on Wagner's
testimony, this finding of fact was not contrary to the great weight and clear
preponderance of the evidence. Artic now
concedes that the circuit court's finding that consent was given in fact is not
clearly erroneous.
¶32 The
second issue is whether the consent given by Artic was voluntary. The State bears the burden of proving that
consent was given freely and voluntarily, Schneckloth, 412
¶33 In
considering the totality of the circumstances, we look at the circumstances
surrounding the consent and the characteristics of the defendant; no single
factor controls. Phillips, 218
¶34 Examining
these factors, we conclude that Artic consented to the search freely and
voluntarily, in the absence of express or implied duress or coercion. Phillips, 218
¶35 The
first factor we examine is whether the officers used any deception, trickery,
or misrepresentation in obtaining consent from Artic. In Phillips, the court found this
first factor to weigh in favor of voluntariness because "officers
disclosed to the defendant almost all of the information they possessed concerning
their interest in his home." Phillips,
218
¶36 Here,
the officers were forthright with Artic about their identities and their
reasons for being in the house. Wagner
testified that he asked for consent to search only after explaining to Artic
that the officers had arrested his son with a large amount of cocaine after
observing him enter and leave the residence.
Wagner also explained to Artic that the officers did not have a
warrant. Artic testified that the
officers told him that a person had left the house with drugs, although Artic's
testimony at the suppression hearing and his testimony at the jury trial are
contradictory as to whether officers identified the person as Artic's son. Artic also acknowledged that the officers did
not claim to have a search warrant. Nothing
in this testimony suggests deception, trickery, or misrepresentation on the
part of the officers. Therefore, this
factor weighs in favor of voluntary consent.
¶37 The
second factor is whether the officers threatened, intimidated, or in any way "punished"
Artic. Consent may be involuntary if the
officers "deprive the defendant of any necessities, prolong the encounter
to wear down the defendant's resistance, or employ any other coercive
interrogation tactics" before obtaining consent. Phillips, 218
¶38 The
two factors bearing on threats or intimidation are Wagner's drawn firearm and
Artic's testimony that Officer Lopez told him that if he did not give consent,
the officers would get a search warrant or tell Artic's supervised-release
officer.
¶39 There
was mutual apprehension when Artic opened the door to the second-floor unit
because Detective Wagner had drawn his weapon.
Artic testified that Wagner holstered his weapon after Artic opened his
door and gave permission to enter the upstairs unit. The tension inherent in the presence of a
police officer with his weapon drawn appears to have dissipated quickly after
the weapon was holstered because it was followed by police accommodations and
mutual conversation around the kitchen table.
¶40 Artic
testified that Lopez, in effect, threatened to get a warrant or to tell his
supervised-release officer. The circuit
court did not make a specific finding that this occurred. However, the court did find that Wagner did
not threaten or promise anything to get Artic to give consent.
¶41 Even
if Lopez did tell Artic the officers would get a warrant, that fact would not
support a finding of involuntary consent.
Threatening to obtain a search warrant does not vitiate consent if
"the expressed intention to obtain a warrant is genuine . . . and not merely a pretext to induce
submission."
¶42 Here,
Wagner testified that the officers intended to obtain a search warrant, but
decided not to because they obtained consent from Artic. The officers had probable cause to obtain a
search warrant based on the fact that Rob was arrested with a substantial
amount of cocaine after leaving the house.[7] The police noted suspicious signs at the
house, apart from Detective Davila's observations, namely, the video camera
facing the front porch and the window covered with cardboard. The failure of anyone to answer their loud
knocking and announcement at the door was suspicious once they realized that
Artic and Grafton were in the house.
Finally, Artic volunteered the fact that he was under supervision. This information could have been verified and
made specific if the police had sought a search warrant. Therefore, even if Lopez had told Artic the
officers would obtain a search warrant, it was not a "baseless threat." White, 979 F.2d at 542. This factor weighs in favor of voluntary
consent.
¶43 The
third factor is whether the conditions at the time of consent were
non-threatening and cooperative. In
examining this factor, we consider whether the officers and the defendant
"were open and forthright during the encounter, each posing questions and
providing information." Phillips, 218
¶44 The
evidence in the record suggests that the conditions at the time of consent were
non-threatening and cooperative. The
officers knocked on Artic's door and waited for him to answer. They waited for Grafton to get dressed and
arrive in the kitchen before they sought consent from Artic.[8] The officers were candid regarding their lack
of a search warrant and explained that they wanted to search the residence for
drugs Rob may have left there. Artic
explained that he wanted to be straightforward with officers, informing them
that he was on supervisory release.
Artic was not intimidated inasmuch as he asserted his right not to sign
a written consent form, but orally gave consent to search, saying he had
nothing to hide. Wagner and Artic
continued to talk about "family and stuff" after consent was
given. All this suggests a congenial
tone to the encounter at the time Artic gave consent and that Artic was neither
overcome nor intimidated by the police. See
Phillips, 218 Wis. 2d at 200-01 (holding that the fact that
the defendant gave the agents a magazine when they left was "inconsistent
with a conclusion that the encounter between the agents and the defendant was
coercive or that the defendant's will was in any way overcome by the agents'
tactics"). Artic testified at his
jury trial that neither he nor the officers were giving each other a "hard
time."
¶45 Artic
relies heavily on the fact that Wagner had his weapon drawn to support the
claim of involuntariness. Once again,
the record is somewhat unclear regarding the role of weapons in this
encounter. At the preliminary hearing,
Wagner testified that he put his gun away when Artic answered the door. At the suppression hearing, Wagner testified
that he thought he holstered the gun either as he was knocking on the door or
when Artic answered the door, and while he could not be completely positive of
exactly when, he knew that he had holstered it by the time he was sitting with
Artic in the kitchen. Artic testified
that Wagner had his gun out when he answered the door, but holstered it after
the police came in, before Artic and Wagner had the conversation in which
Wagner explained the reasons for the police presence.[9] The circuit court did not make a finding as
to when Wagner holstered his gun.
¶46 Certainly,
voluntary consent is less likely when the defendant "answers the door to
find officers with guns drawn." 4
¶47 In
United States v. Smith, 973 F.2d 1374 (8th Cir. 1992), when the
defendant's wife opened the door, the officers drew their weapons and told her
they were looking for the defendant.
¶48 The
facts here weigh more strongly in favor of voluntariness than the facts in Smith. Wagner had his gun drawn but holstered it
before asking Artic for consent to search.
Like the officers in Smith, he did not demand entry nor use a
threat or physical force. Thus, the fact
that Wagner had his gun drawn when the door was opened does not outweigh the substantial evidence that the
conditions at the time of consent were congenial and non-threatening.
¶49 Artic
compares the facts here to three cases in which officers had guns drawn and
entered by breaking down a door. None of
these cases has facts similar to the facts here. In
¶50 In United
States v. Jones, 641 F.2d 425, 429 (6th Cir. 1981), the officers requested
that the resident open her door, and when the resident refused, they began to
kick the door. The resident allowed the
officers in after they began to kick.
¶51 Again,
Jones presents a set of facts different from those here, where the
officers knocked on the door to Artic's unit, obtained permission to enter, and
revealed that they did not have a warrant before requesting consent to search.
¶52 Finally,
Artic cites United States v. McIntosh, 857 F.2d 466 (8th Cir.
1988). Although the facts of that case
are not entirely clear, it does not appear that the officers asked for consent
to enter the residence. Instead, when
the resident opened the door, the officers simply "stepped inside."
¶53 Here,
there was no testimony about whether Artic knew the officers had weapons drawn
when they initially knocked on the door to his unit. However, the officers did not "demand
entry." The officers waited for
Artic when he said "just a minute," and after he answered the door,
they requested permission to enter.
¶54 Artic
also cites Johnson as an example of a situation in which consent was not
voluntary under more congenial circumstances than these. Johnson, however, is inapposite. In Johnson, the officer did not ask
for consent, as was the case here; rather, he told the defendant that officers
"were going to search the vehicle."
Johnson, 299
¶55 Here,
the circuit court's factual finding that Artic gave consent is not clearly
erroneous, and Johnson does not affect the question of voluntariness.
¶56 The
fourth factor is Artic's response to the request to search. An initial refusal of a request to search
will weigh against a finding of voluntariness.
Kiekhefer, 212
¶57 The
fact that Artic refused to provide written consent does not weigh against
voluntariness. Consent need not be
written to be voluntary, see Vorburger, 255
¶58 The
record also suggests that Artic gave the officers consent because he believed
that incriminating evidence had been eliminated. In weighing voluntariness, some courts have
considered "the defendant's belief that no incriminating evidence will be
found."
¶59 The
fifth factor looks at the defendant's characteristics, including youth, lack of
education, lack of intelligence, physical and emotional condition, and
experience with the police. Schneckloth,
412
¶60 The
sixth factor is whether the officers informed the defendant that he could
refuse to consent. While not fatal, this
factor weighs against voluntariness. Schneckloth,
412
¶61 There
is no evidence in the record that the officers here informed Artic he could
withhold consent. Artic did, however, refuse
to sign the written consent agreement offered by Wagner, creating a reasonable
inference that he was aware he could withhold consent. Accordingly, although this factor weighs
against a finding of voluntariness, it does not weigh heavily into our
consideration of the totality of the circumstances.
¶62 Summing
up, we conclude, based on the totality of the circumstances, that Artic freely
and voluntarily gave the officers consent to search his unit.
B. Attenuation
¶63 We
next address whether the search of Artic's upstairs residence was sufficiently
attenuated from the illegal entry of his house to purge the taint of that
illegal entry. For this analysis, we
assume the court of appeals was correct that warrantless entry of Artic's house
was illegal——that none of
the clearly delineated exceptions to the warrant requirement apply.
¶64 Evidence
does not become "fruit of the poisonous tree" simply because it would
not have come to light but for illegal actions by law enforcement. Wong Sun v.
¶65 The
purpose of the exclusionary rule is to deter unlawful conduct and to preserve
judicial integrity by barring the use of evidence unconstitutionally
obtained. Brown, 422
¶66 In Brown,
the Supreme Court applied the rule from Wong Sun to determine whether a Miranda[11]
warning was sufficient to purge the primary taint of an unlawful arrest. Brown, 422
¶67 Although
Brown specifically addressed a confession made after an illegal arrest,
this court has applied the Brown factors to the context of an illegal
search. In State v. Anderson, 165
¶68 In Phillips,
three agents from the Metro Drug Unit of the Racine County Sheriff's Department
went to Phillips' home to perform a "knock and talk" encounter based
on information from a confidential informant that Phillips was involved in the
sale of marijuana. Phillips, 218
¶69 After
holding that Phillips voluntarily gave consent for the search, this court
applied the three-factor Brown attenuation test.
¶70 In Richter,
this court again took up the three-part Brown attenuation test. An officer was investigating a break-in, and
the victim told the officer that she witnessed the intruder run into a
trailer. Richter, 235
¶71 This
court upheld the search on grounds that the entry was justified by exigent
circumstances, but went on to clarify the application of the attenuation
doctrine.
¶72 We
now apply the three Brown attenuation factors to the facts of this
case. In doing so, we examine the
temporal proximity of the illegal entry and the search, the existence of
meaningful intervening circumstances, and the purposefulness and flagrancy of
the police conduct.
1. Temporal
Proximity
¶73 The
first Brown factor is temporal proximity——the time between the illegal entry and the search. In Rawlings v. Kentucky, 448
¶74 In the
present case, the court of appeals analyzed the temporal proximity factor and
determined that the lapse in time between the illegal entry and the request for
consent was "more than the few minutes present" in Phillips. Artic, 316
¶75 Evaluating
temporal proximity entails a "measurement of the intervening
time." Phillips, 218
¶76 Here,
the record does not provide the exact time period from the illegal entry to the
subsequent consent to search. After
breaking in the front doors, the officers secured the first floor of the
residence. There was no clear indication
of how long this took. The officers then
proceeded up the stairs where they knocked, waited a short period of time for
Artic to answer, then entered the residence with permission. They then waited for Grafton to get dressed
and enter the kitchen. It was "very
shortly thereafter" that Wagner asked Artic for consent. Therefore, although the time span is unclear,
it appears from the record that it was not more than about five minutes. This short temporal proximity weighs against
a finding of attenuation.
¶77 In
this case, as in Rawlings, Phillips, and Richter, other
circumstances mitigate the short time span.
In Rawlings, the Supreme Court found congenial conditions to be a
mitigating factor even though the officers detained the residents while other
officers obtained a search warrant. Rawlings,
448
¶78 Here,
neither Artic nor Grafton was in custody.
Wagner displayed a weapon at the beginning of the encounter, but
holstered it shortly afterward. For the
reasons discussed earlier,[12]
the evidence suggests that the incident evolved into a relatively congenial and
non-threatening encounter, culminating in Artic and Wagner discussing
"family and stuff" while sitting at the kitchen table. Therefore, while the short temporal proximity
does weigh against attenuation, its impact is mitigated by the congenial and
non-threatening conditions at the time of consent.
2. Intervening Circumstances
¶79 The
second Brown factor is the presence or absence of meaningful intervening
circumstances. This factor concerns
whether the defendant acted "of free will unaffected by the initial
illegality." Rawlings, 448
¶80 The
record here demonstrates the existence of meaningful intervening circumstances
following the illegal entry on the ground floor.
¶81 First,
the court of appeals concluded that the most meaningful intervening
circumstance was "the consensual opening of the door by Artic." Artic, 316
¶82 This
record does not support Artic's present argument that Detective Wagner made a
"demand to open the door."
¶83 Putting
the police entry into context, Artic testified at trial that he watched the
video monitor and saw the police at his front door. He was therefore not surprised when an
officer knocked on the door of the second-floor unit. Artic was prepared, and he bought time by
replying "just a minute." He
opened the door and, upon request, gave Detective Wagner and a colleague
permission to come in.
¶84 Second,
beginning with the knock on the upstairs door, the police made
accommodations. They waited for Artic to
open the door. Wagner quickly holstered his weapon. The officers waited for Winnie Grafton to get
dressed and come into the kitchen. The
police did not frisk Artic or Grafton.
They did not see any incriminating evidence in plain view and they did
not find the video monitor until later.
Consequently, they did not treat Artic as a suspect or challenge his
failure to respond to their loud "knock and announce" at the front
door. Overall, they made a concerted
effort to diffuse a tense situation.
¶85 To
constitute sufficient intervening circumstances, the interim facts or evidence
must show a "discontinuity between the illegal [entry] and the consent
such that the original illegality is weakened and attenuated."
¶86 Third,
there were two sides to the conversation, with each side playing a role. The officers explained what had transpired:
their presence in the area, the arrest of Artic's son with a large amount of
cocaine immediately after he was seen leaving the house, their desire to know
if his son had left any cocaine behind, their lack of a search warrant. There was nothing deceptive in their
information, although Artic must have believed the police suspected more. For his part, Artic said he could not
remember when he had last seen his son, could not believe his son would be
involved in drugs at his house, and was willing to consent to search because he
had nothing to hide. Artic did not
attempt to withhold what officers easily could have discovered and perhaps
already knew: that he was on supervision for a prior offense. In short, Artic had the presence of mind to
delay the police twice, see that evidence was destroyed, lie to the police, and
decline to sign any written consent to search.
¶87 In one
sense, the congenial conversation provided Artic with sufficient information to
"decide whether to freely consent to the search." Richter, 235
¶88 The
intervening circumstances in this case are more significant than those in
either Phillips or Richter because the officers in those cases
made entry directly into the residence that they ultimately received consent to
search. In contrast, the illegal entry
here occurred in the first-floor unit.
¶89 The
record demonstrates that Artic's upstairs unit was separate from the downstairs
unit and that the upstairs unit was his current residence. Artic explained that he "lived on the
second floor" and that at the time of the search, both Matthew and Grafton
were "living downstairs."
Therefore, the officers' decision to knock and announce at the upstairs
door constitutes a significant intervening circumstance.[14]
¶90 Finally,
Artic's counsel suggests that this case is analogous to Bermudez in that
Artic must have been "surprised, frightened, or confused" when the
officers arrived at his door. But
Artic's testimony suggests otherwise.
Artic testified that he woke up to a loud thump. He saw people kicking at his front door
through the monitor for his closed-circuit camera, and he suspected they were
the police because of the cars outside.
Artic said that after the officers entered the home, he heard Grafton
fumbling with something in the bathroom and warned her that the police were on
their way. He then deliberately delayed
answering the door to give Grafton more time to dispose of cocaine. While Grafton was in the bathroom, Artic
approached the door to his unit to meet the police there. Although he testified that he
"panicked," the record does not support the conclusion that Artic was
surprised, frightened, or confused by the police presence in a way that would
diminish the meaningfulness of the intervening circumstances.
3. Purposefulness
and Flagrancy of the Police Conduct
¶91 The
third Brown factor is the purposefulness and flagrancy of the police
conduct. This factor is
"particularly" important because it goes to the heart of the
exclusionary rule's objective of deterring unlawful police conduct. Phillips, 218
¶92 In
this case, the officers entered the house based upon their belief that exigent
circumstances existed. Their belief in
exigent circumstances was based, in turn, on observations that Detective Davila
made from within the curtilage of Artic's residence. Accordingly, we must examine the nature of
Davila's presence in the curtilage.
¶93 Curtilage
is the land immediately surrounding a house.
Oliver v.
¶94 In
this case, the fenced-in area immediately adjacent to the back of Artic's house
must be regarded as curtilage. The
general rule is that law enforcement may not search this area of a private
residence without "a search warrant (or some exception to the warrant
requirement)." Siebert v.
Severino, 256 F.3d 648, 654 (7th Cir. 2001). Here, Detective Davila did not have a warrant
to enter the fenced-in area to position herself near the rear door. She did not know whether anyone was in the
house. Consequently, she did not have
probable cause to believe that someone would try to escape from the house.
¶95 Nevertheless,
we recognize that officers may sometimes enter curtilage to further a
"legitimate law enforcement objective" when the restriction upon a
person's privacy is limited.
¶96 In
this case, Detective Davila's purpose for entering the curtilage was not to
search the area or investigate the back of the house but to prevent any person
in the house from trying to escape.
¶97 Detective
Davila's entry into the curtilage of Artic's house was not permitted by the Fourth
Amendment on the basis of information she had at the time. However, we are not required to determine
that her presence in the fenced-in portion of Artic's back yard was lawful or
that her observations there permitted other officers to break in the front door
based on exigent circumstances as a prerequisite to our conclusion that police
conduct was not "flagrant" or "purposeful." Securing the rear door by entering the
curtilage was not, under the circumstances, flagrant conduct. Entering the curtilage advanced a legitimate
law enforcement objective——securing the premises in preparation for an
anticipated search warrant and preventing an escape if someone in the house
tried to escape——without an undue invasion of privacy. See
¶98 When
Detective Davila noticed the upstairs light go out as police announced their
presence at the front door, and when she heard the phone ringing and scurrying
movement inside the house, she drew the reasonable inference that the occupants
of the house did not wish to be seen and could very well be involved in trying
to destroy evidence. While the resulting
entry through the front door was illegal, it was neither illogical nor
unnatural under the circumstances.
¶99 Once
Davila relayed her information to the other officers, those officers acted on a
reasonable belief that evidence might be destroyed. They had reason to believe drugs were in the
residence based on the fact that Rob had left the residence moments before his
arrest. Wagner observed a camera near
the front door of the house, which was characteristic of houses he had
investigated for drugs and drug offenses.[16] Wagner knocked and announced loudly enough
that Artic could hear him. At this
point, Davila relayed her observations about the light turning off, phone
ringing, and scurrying footsteps on the stairs.
Wagner testified that the officers' forced entry was based upon their
belief that evidence was being destroyed, and nothing in the record suggests
that this belief was not genuine. The
fact that Davila's observations were made unlawfully from within the curtilage
rendered the officers' subsequent entry illegal, but it did not make the entry
purposeful or flagrant for the purposes of attenuation analysis.
¶100 The
officers did not enter the house after Rob's arrest because they were targeting
his father. Davila did not go to the
back of the house to search for evidence against him. This was not a circumstance in which she
"went in merely to see if there was anything worth getting a warrant for." Murray v. United States, 487
¶101 Artic
compares the facts of this case to Bermudez, in which the court of
appeals held that "the facts suggest[ed] an orchestrated attempt to
collect further incriminating evidence."
Bermudez, 221
¶102 Nothing
in the record suggests the officers acted in bad faith or under a pretext. The officers testified extensively regarding
their initial investigation, and the police presence was consistent with these
activities. Although the observations
supporting their belief in exigent circumstances were made illegally, the
officers' behavior upon entering the residence was consistent with their goal
of preventing the destruction of evidence.
Furthermore, they were specifically investigating Artic's son, not Artic
himself. They did not know that Artic
was a resident of the building and, in fact, were surprised to encounter him.[18]
¶103 Finally,
Artic argues that the officers' illegal activity was purposeful and flagrant
because the officers forced entry into the house. He relies on language in Phillips
noting that the agents in that case did not gain entry by "breaking through,
unlocking, or even opening a window or door." Phillips, 218
¶104 Artic
cites United States v. Robeles-Ortega, 348 F.3d 679 (7th Cir. 2003),
which is instructive on this point. In Robeles-Ortega,
the Seventh Circuit found the officers' activity flagrant where they
"literally broke down the door, without exigent circumstances and without
a warrant, and at least five agents rushed into the apartment with guns."
¶105 While
the officers here did break down the front doors to the building, there is
nothing in the record to suggest that their actions were calculated to
surprise, frighten, or confuse Artic, whom they did not realize was an occupant
of the house. The officers were furthering
a legitimate law enforcement purpose, see Scheets, 188 F.3d
at 840, acting on a reasonable
belief that evidence might be destroyed, and not specifically targeting Artic. In sum, the record simply does not suggest
"bad faith exploitation of the situation on the part of the
officer[s]." Richter, 235
IV. CONCLUSION
¶106 We conclude that Artic's consent to search was given freely and voluntarily, and not merely in acquiescence to police authority. We also conclude that the police search of Artic's upper-level residence was sufficiently attenuated from the illegal entry to purge the primary taint of that entry. While the temporal proximity was short, meaningful intervening circumstances took place and the official conduct was neither flagrant nor purposeful. For these reasons, Artic was not prejudiced by his counsel's failure in the suppression motion to raise the argument that the police created their own exigent circumstances and to object to testimony about observations made illegally from within the curtilage of Artic's house. Accordingly, we affirm the court of appeals.
By the Court.—The decision of the court of
appeals is affirmed.
¶107 SHIRLEY S. ABRAHAMSON, C.J. (dissenting). The majority acknowledges that the following occurred in this case:
• Milwaukee police contemplated obtaining a search warrant for Artic's home but specifically chose not to do so, instead proceeding without one. Majority op., ¶8.
• Several officers approached the home. One unlawfully entered the curtilage of Artic's property behind the house while others aggressively knocked and yelled at the front door. Majority op., ¶¶9-10.
• When no response was forthcoming, the officers forcibly kicked in one door and broke out a window in a second to make a forced, warrantless entry. Majority op., ¶11.
• Police searched the downstairs portions of defendant's house before confronting him in his upstairs rooms. Police had weapons drawn during this encounter. Majority op., ¶12-13.
• Still without seeking a warrant, police had a conversation with the defendant for which there are conflicting accounts but following which police searched the upstairs rooms.
¶108 Given this undisputed sequence of events, given that the State bears the burden of establishing why the fruits of this warrantless and unconstitutional entry should be admitted, and given the spotty factual record on which the majority's analysis relies, it is remarkable that the majority determines that the evidence obtained following a concededly unconstitutional forced entry to the home was nevertheless properly used in court.
¶109 I cannot agree with the majority's analysis of either of the two key inquiries: the voluntariness of consent and its attenuation from the unlawful police conduct. I discuss each in turn.
I
¶110 The majority's conclusion that consent was voluntarily given in this case does not, in my view, faithfully apply the governing law. The majority begins its analysis by reciting the established principles governing voluntary consent,[19] but then walks away from these principles when it applies the law to the facts of this case.[20] In particular, the majority does not take seriously either the evaluation of the totality of the circumstances or the applicable burden of proof, which is placed on the State.
A
¶111 Although the majority recites that determining voluntariness turns on the totality of the circumstances,[21] the majority's analysis then ignores a key, overarching circumstance in this case, namely that the encounter between Artic and the police was precipitated by a forcible, unlawful, and warrantless entry into Artic's home. In my view the majority's analysis thereby ignores the obvious. In the context of the coercive effect of the forced entry, the majority also significantly understates the legal significance of the fact that police confronted Artic with weapons drawn.
¶112 The real question, as the majority acknowledges, is whether a statement of consent was the result of express or implied duress or coercion, majority op., ¶34. Mere "acquiescence to a claim of lawful authority" does not provide for a statement of consent that the law considers voluntary.[22]
¶113 Viewing the totality of the circumstances more candidly than the majority has done, I conclude that any consent given by Artic was an "acquiescence" to the assertion of police authority, rather than a statement of consent that the law treats as willing and voluntary.
¶114 The majority analyzes the six voluntariness factors focused only on events transpiring in the upstairs of Artic's residence, as if the encounter between Wagner and Artic began at the time Artic opened the upstairs door.[23] Of course that is not what happened. The police knocked and yelled very loudly at the outside door for between 30 to 60 seconds.[24] When there was no answer within that time, police made a forced entry. Police therefore reached Artic's upstairs rooms only after they kicked down one locked door and broke a window to force entry through a second, then passed through and searched the downstairs portions of the house with guns drawn. See majority op., ¶11.[25]
¶115 The State has conceded, and the majority concludes, that the forced entry into the home was unconstitutional. Majority op., ¶26. But the majority treats the encounter upstairs as unrelated to the forced entry that precipitated it. The majority therefore does not candidly address the true totality of the circumstances.
¶116 Wouldn't
Artic expect that the police approach to the upstairs would be the same as
their approach downstairs? By their
actions downstairs, police had indicated their intent to conduct a search and
their readiness to do so forcefully and without either consent or a
warrant. As the majority elsewhere
points out, Artic himself watched police kick down the front door on closed-circuit
video.[26]
Given how the upstairs encounter came to pass, any consent given by Artic
amounted to no more than an acquiescence to a robust display of police
authority.
¶117 The
majority also downplays the coercive effect of the officers' being armed and
the fact that Detective Wagner has his weapon drawn when Artic opened the
upstairs door. "The 'display of
weapons is a coercive factor that sharply reduces the likelihood of freely
given consent.'"[27]
¶118 In
distinguishing the cases cited by Artic in which a display of weapons demonstrated
that consent was an acquiescence rather than a voluntary choice, the majority
continues to be in denial about the fact that an unlawful entry to the house
had already taken place.
¶119 Of
course no two cases present identical facts, but the cases suggest that a
display of weapons inside the home after police had already made one forced
entry should weigh heavily against a determination of voluntary consent
here. The majority cites no case that
combines these elements.[28]
¶120 By
arbitrarily limiting its factual analysis to events that happened upstairs and
by downplaying the display of weapons, the majority departs from what it has
promised to do and what the law requires: to evaluate the totality of the
circumstances.
¶121 When
Artic, aware that several officers had already forced entry into his house,
opened an inside door to meet a police officer who had a gun drawn and who
informed Artic that he had done all this without a warrant, it hardly stands to
reason that Artic believed that refusing further search would be a realistic
option. Artic's consent was therefore
more what the law considers an acquiescence to authority than a freely given
consent. Police had by then already
amply demonstrated their willingness and intent to exercise just that
authority.
B
¶122 Furthermore, the majority misapplies the burden of proof on key facts in its analysis of consent. The majority acknowledges that a warrantless search of the home is "per se unreasonable" and that the state bears the burden of proving voluntary consent by clear and convincing evidence. The majority thus recites but does not take seriously the State's burden to prove voluntary consent by clear and convincing evidence.
¶123 In a move critical to its analysis, the majority asserts that the "upstairs unit was separate
from the downstairs unit," and that the upstairs was where Artic lived.[29] The record is far from clear and convincing
in support of the majority's conclusion.[30] Detective Wagner testified that when he was
knocking on the upstairs door he "wasn't sure" whether the building
was one residence or two, and that "[i]t was kind of confusing all at
once." Evidence that is not sure
and is "kind of confusing" is not clear and convincing. The majority thus misapplies the burden of
proof to improperly reach a critical conclusion, which it then construes
against the defendant.
¶124 The majority also
resolves vagaries about the role of weapons in the encounter in favor of the
State. The majority concedes that the record is "unclear"
about the role of weapons in the encounter but nevertheless concludes that the
unclear role of weapons did not undermine voluntary consent. Majority op., ¶¶45, 46-53. "Unclear" evidence is, obviously,
not clear; it is also not convincing.
The majority brushes past the lack of clarity about key factual disputes
and resolves uncertainties against the defendant. This analysis does not hold the State to its
burden.
¶125 Although the majority concedes that there is "no evidence in the record" that police informed Artic he could withhold consent, the majority nevertheless infers that Artic was aware of this because of his refusal to sign a written consent. This appears to be a factual determination of Artic's subjective knowledge, which is not supported by fact finding from the circuit court. The more realistic inference from the record, in light of the totality of the circumstances, is that whether or not Artic believed that he could refuse consent, he had little reason to believe such a refusal would actually deter police from completing the search of his house that they had already begun.[31] Again, the majority infers facts not in the record about the defendant's subjective knowledge and construes them against the defendant, misallocating the burden.
¶126 Because the majority fails to candidly assess the totality of the circumstances, and particularly the bearing of the illegal entry on the encounter in which the circuit court found that consent was given, and because in my view the majority has misapplied the burden of proof by resolving key factual uncertainties in favor of the State, I cannot join the majority's conclusion that consent was voluntarily given in this case.
¶127 The State has not met its burden.
Artic "consented to the choice at time when he had no real choice,
and he had no real choice because of police misconduct."
II
¶128 Having concluded that any consent given in this case does not meet the constitutional requirement for being voluntarily given, I might dissent on that ground alone. I write further, however, to respond to the majority's application of the attenuation doctrine, which, in my opinion, continues to be out of sync with the controlling federal interpretations of the Fourth Amendment and risks further "making a mockery of the attenuation doctrine."[32]
¶129 In applying the three-part analysis of attenuation from Brown v. Illinois, 422 U.S. 590 (1975), the majority acknowledges that the passage of time (the "temporal proximity") between the illegal entry and the request for consent in this case was "relatively brief," "not more than about five minutes." Majority op., ¶¶75, 76. The majority understates the case when it determines that this short timeframe "weighs against a finding of attenuation."
¶130 The only federal case to which the majority cites is Rawlings v.
Kentucky, 448
¶131 In the present case, the circumstances were custodial (a reasonable person in Artic's position would not have felt free to leave), and the time was much shorter. Inexplicably, the majority determines that this short time is mitigated by the "congenial and non-threatening conditions" which the majority has determined existed just minutes after police kicked down Artic's front door while he watched on a video monitor.
¶132 The majority's analysis of timing is not consistent with other cases. In Dunaway v.
¶133 It is in its analysis of "intervening circumstances" that
the majority opinion works a novel misapplication of Fourth Amendment law. The majority asserts that there were
"meaningful intervening circumstances following the illegal entry on the
ground floor." But rather than
identify a factual discontinuity of the kind previously recognized in the case law,
the majority focuses on the defendant's conduct and apparently on his state of
mind. See majority op., ¶¶80, 85-87.
¶134 The majority recognizes that a proper intervening circumstance "must show a 'discontinuity between the illegal [entry] and the consent." Majority op., ¶85 (quoting United States v. Gregory, 79 F.3d 973, 980 (10th Cir. 1996)).
¶135 Here there was no discontinuity in light of the question underlying
the three Brown v. Illinois factors: "whether, granting
establishment of the primary illegality, the evidence to which instant
objection is made has been come at by exploitation of that illegality . . . ." Wong Sun v. United States, 371
¶136 The problem is that the majority then fails to identify a factual discontinuity or intervening circumstance that occurred in this case. The facts in this case show a continuous course of action over "not more than five minutes" from when police forced entry through the outside door, swept through the lower rooms of the house, moved upstairs, knocked and entered Artic's upstairs door and searched the upstairs premises. The majority fails to identify any intervening facts or circumstances in the course of the police actions initiated by that illegality and culminating in the search.
¶137 Perhaps because it cannot identify a meaningful discontinuity in the circumstances, the majority instead oddly focuses on Artic's behavior and subjective state of mind, noting his "cool sangfroid," his "presence of mind," his "strategic decision[s]" and the fact that he was not surprised, frightened, or confused.[34] An inquiry into the mind of the defendant is unrelated to the question whether an intervening circumstance created sufficient discontinuity or attenuation to break the connection between the unlawful police conduct and the evidence thereby obtained. "Consent alone does not necessarily purge the taint of the illegal action." Robeles-Ortega, 348 F.3d at 684.
¶138 Whether Artic kept his "presence of mind" or merely was resigned to the search is not relevant to the determination of the circumstances that reveal attenuation. The same evidence that would be suppressed against a panicky defendant is not admissible simply because the suspect remained calm.
¶139 The United States Supreme Court has rejected just the type of argument on which the majority relies. In Taylor v. Alabama, 457 U.S. 687 (1982), the petitioner was unlawfully arrested and detained. He was fingerprinted and put in a lineup and though he spent most of the time during which he was detained by himself, he eventually visited with two friends. Following this visit he executed a waiver of rights and a written confession. The State argued, much as the majority insinuates here, that the defendant "had every opportunity to consider his situation, to organize his thoughts, to contemplate his constitutional rights, and to exercise his free will."
¶140 The Supreme Court rejected the State's characterization and
determined that the confession was insufficiently attenuated from the illegal
arrest and that the defendant's statement was therefore inadmissible. This result was reached even when the
defendant there had several hours' time to consider his decision; he had time
out of the presence of police, as Artic did not; his location changed, as
Artic's did not; he visited with friends who were not in custody, as Artic did
not; and he executed two written documents waiving his rights and entering a
statement, as Artic did not. Yet none of
those arguably intervening circumstances in
¶141 The United States Supreme Court analysis thus teaches that the consent and search of the upstairs rooms here was not sufficiently attenuated from the initial unlawful entry to render the evidence admissible.
¶142 The third Brown v. Illinois factor, as analyzed by the majority, is the "purposefulness and flagrancy of the police conduct." Majority op., ¶¶91-105. The majority concludes that the police conduct was not "purposeful" or "flagrant."
¶143 The majority is misguided when it concludes that the police conduct
was not "purposeful." See
majority op., ¶97. In State v. Richter, 2000 WI 58, 235
¶144 The majority also concludes that the unconstitutional entry was not
"flagrant," a point which the parties vigorously dispute. Once again, the majority allows its focus on
one isolated piece of the three-factor attenuation analysis to obscure the
overarching attenuation inquiry, which, as the majority recognizes, aims to
discern when "the deterrent effect of the exclusionary rule no longer
justifies its cost." Majority op., ¶65 (quoting Brown v.
Illinois, 422
¶145 Police conduct need not be flagrant in order for the exclusionary rule to have a meaningful deterrent effect. Here, as the majority recognizes, police not only considered seeking a warrant but were planning to do so. Majority op., ¶8. As was true in Robeles-Ortega, the police decision to proceed without first obtaining a warrant as planned was, in a sense, "inexplicable."[36] Had police obtained a warrant, there would have been no concern with entering the curtilage, no concern with the forced entry, and no need for multiple rounds of appellate litigation addressing detailed suppression doctrines. The State would not bear the burden of showing why the evidence obtained as a result of unconstitutional police conduct should nevertheless be admitted.
¶146 As the Seventh Circuit court of appeals has recognized, police who
undertake a "knock and talk" procedure take on the risk that they may
or may not thereby obtain admissible evidence.[37] Here, had the police obtained a search
warrant, they would have been assured that any evidence thereby obtained would
be lawful and admissible in court. When
they chose to approach the house without a warrant, entered the curtilage,
forced entry, and searched the upstairs and downstairs of Artic's house without
ever seeking or obtaining a search warrant, police entered an arena where the
law has maintained strong presumptions of constitutional protection and placed
the burdens of proof on the state. It is
"axiomatic," after all, that "physical entry of the home is the
chief evil against which the wording of the Fourth Amendment is
directed." Richter, 235
¶147 Because
the majority has not candidly assessed the totality of the circumstances or
properly allocated the burden of proof to the State and because the majority
distorts the attenuation analysis, it has, in my view, incorrectly reached the
conclusion that the evidence in this case was properly admitted and that the
defendant therefore suffered no prejudice as a result of his counsel's failure
to properly argue for its suppression. See
majority op., ¶¶25-26. Although the
majority concedes that Detective Davila's observations were unlawfully
obtained, majority op., ¶26, no explanation is offered for why Artic was not
prejudiced by her testimony both at the suppression hearing and at trial. The circuit court's crucial determination
that Artic's own testimony at the suppression hearing was not credible relied
explicitly on the unlawfully obtained Davila testimony. Nevertheless, the majority continues to rely
on the credibility finding by the circuit court.[38]
¶148 For
the reasons set forth, I dissent.
¶149 I am authorized to state that Justice ANN WALSH BRADLEY joins this opinion.
[1]
[2]
[3] Although Davila did not testify specifically regarding the fence, it is clear from photographs in the record that she could not have reached the rear door without going within the confines of a chain-link fence surrounding the back yard.
[4] Artic does not challenge the voluntariness of the consent he gave the officers to enter the upstairs unit, but rather the voluntariness of the consent he gave the officers to search the unit.
[5] We cannot speculate what Detective Davila might have seen or might have heard had she been standing outside the curtilage.
[6] See
[7] Professor LaFave states
that "a threat to obtain a search warrant is likely to be held to
invalidate a subsequent consent if there were not then grounds upon which a
warrant could issue, and likely not to affect the validity of the consent if
the police then had probable cause upon which a warrant could issue." 4
[8] In this respect, this
case is analogous to State v. Bermudez, 221
[9] Artic argues in his brief that "[w]hen Artic opened the upstairs door, he saw a gun pointed directly at him." At his suppression hearing, Artic did not testify that Wagner had pointed his weapon at him. At his trial, however, he testified that Wagner pointed his weapon at Artic and then holstered it after walking in.
[10] "[T]he claim that
the subsequent refusal to sign a consent form operates to make the prior oral
consent a nullity has been rather summarily rejected by the courts." 4
[11] Miranda v.
[12] In examining the nature
of the conditions, we note that while the analyses of attenuation and
voluntariness "overlap to a considerable degree, they address separate
constitutional values and they are not always coterminous." Phillips, 218
[13] In Rawlings, the
sufficiently untainted act of free will was the defendant's spontaneous
admission that drugs found in another person's purse were actually his.
[14] Even if the upstairs were not a separate residence, it is relevant that the officers treated it as such. Wagner testified that he knocked and announced at the upper door because he "was unsure if this was a duplex where there was two separate residences."
[15] These courts include
the Third, Fourth, Sixth, Eighth, and Ninth Circuits. See Hardesty v.
[16] The circuit court found that the presence of the camera, coupled with Rob's arrest and the information provided by the confidential informant, heightened the officers' suspicion that drugs may have been in the home.
[17] Specifically, the court
of appeals held that it was "disingenuous for the officers involved to
testify that their only purpose in going to the motel room was to inform [the
defendant's wife] that her husband had been arrested." Bermudez, 221
[18] Wagner testified that when Artic answered the door, Wagner "was surprised because he seemed like an elderly gentleman, and I wasn't sure——I wasn't sure if this was a duplex or a single family. It was kind of confusing all at once." This kind of confusion is inconsistent with an orchestrated plan to exploit an illegal entry for the purposes of obtaining evidence against Artic.
[19] Majority op., ¶32.
[20] The circuit court found as a
matter of fact that Artic gave oral consent to search. See majority op., ¶31. The question becomes whether consent was
given voluntarily, which is a question of "constitutional fact." A reviewing court independently applies the
constitutional principles to the historic and evidentiary facts to determine
whether the standard of voluntariness has been met. State v. Phillips, 218
[21] Majority op., ¶¶32-33.
[22] Majority op., ¶32 (quoting Bumper v.
North Carolina, 391
[23] For example, in
addressing whether police threatened or intimidated Artic, the majority begins
its discussion with the moment "when Artic opened the door to the
second-floor unit." Majority op., ¶39.
Likewise, when the majority addresses whether conditions were "non-threatening and cooperative," it begins its discussion at the time officers knocked on Artic's [upstairs] door. Majority op., ¶44. There is nothing non-threatening or cooperative about the circumstance where a police officer breaks through two locked doors to gain entry to a private house.
[24] At the suppression hearing, Detective Wagner described his knocking as "very loud. At first it was just I would say a regular knock, and then it got louder." Asked about his announcements of "Milwaukee Police," Detective Wagner stated, "It was shouting." Detective Davila testified that she yelled many times from the back of the house to the officers in the front.
[25] At the suppression hearing, Detective Wagner testified that his weapon was drawn at the time he entered the residence.
[26] Majority op., ¶90.
[27] 4
[28] The majority, ¶¶47-48, relies principally on United States v. Smith, 973 F.2d 1374 (8th Cir. 1992). There, officers were outside the apartment and obtained consent to enter. There was no unlawful conduct prior to obtaining consent. Simply, officers outside the apartment "'asked' if they could come inside and Debra Smith stepped aside and motioned for them to come in." 973 F.2d at 1375. The case is not analogous here unless, as the majority does, one treats the upstairs behavior in isolation. The other cases cited by the majority are also inapposite.
[29] Majority op., ¶89.
[30] Artic's trial testimony indicated that both his girlfriend Winnie and another friend named Matt had bedrooms in the downstairs and that neither paid rent. At oral argument, Artic's Attorney summarized the situation as follows:
Understand, this was Mr. Artic's home, the whole thing was his home. It was a single family dwelling. He happened to have his bedroom upstairs. There was a kitchen upstairs. There was no kitchen on the first floor, there was a shell of a kitchen that had been completely removed——no appliances, no plumbing. This was one home, and . . . the encounter began when police pounded on the front door . . . .
[31] Further compounding its
speculation about the defendant's subjective knowledge, the majority also
asserts as a "fact" "that Artic believed that Grafton had
disposed of the cocaine." Majority
op., ¶58. There was no fact finding
along these lines in the circuit court.
It is at most a speculative inference regarding the defendant's
subjective knowledge.
The majority also determines that "there was mutual apprehension" when Artic opened the door," majority op., ¶39, and that the "tension" between an obvious criminal suspect and the police who had forced entry into his house "appears to have dissipated quickly." No witness testified to the majority's conclusions regarding "mutual apprehension." Such supposition of "facts" by an appellate court is contrary to our standard of review and further distorts the majority's allocation of the burden in this case.
[32] State v. Richter, 2000
WI 58, ¶64, 235
[33] As Professor LaFave explains regarding the validity of a search justified by consent, "While there is sufficient overlap of the voluntariness and fruits tests that often a proper result may be reached by using either one independently, it is extremely important to understand that (i) the two tests are not identical, and (ii) consequently the evidence obtained by the purported consent should be held admissible only if it is determined that the consent was both voluntary and not an exploitation of the prior illegality." 4 LaFave, supra note 9, § 8.2(d), at 76. See also United States v. Robeles-Ortega, 348 F.3d 679, 683 (7th Cir. 2003) ("[T]he voluntariness of the consent is only the first step, and the next inquiry is whether the consent was tainted by the entry, in other words, whether it was the product of that illegal entry.").
[34] The majority also
determines (without explanation) that the very brief time in which police knocked
on the upstairs door and "the consensual opening of the door"
constitute an intervening circumstance.
Majority op., ¶81. Contradicting itself, the majority asserts
that Artic was "prepared" for police to enter his apartment because
he had been watching the downstairs entry by video. Majority
op., ¶83. Thus the majority corroborates
what the time analysis reveals: that the entry and search amount to a single,
continuous course of police conduct.
The majority goes on to make the additional factual assertions that police "did not treat Artic as a suspect," and "made a concerted effort to diffuse a tense situation," without citation to record facts.
[35] The majority opinion
acknowledges that this was a "knock and talk" procedure. This procedure is described as one in which
"police approach a house or apartment in which they suspect drug dealing . . . [and] listen outside
the door . . . . [T]hen they knock on
the door and attempt to persuade whoever answers to give them permission to
enter. If consent is forthcoming, they
enter and interview the occupants of the place; if it is not, they try to see
from their vantage point at the door whether drug paraphernalia or contraband
is in plain view. If it is, then they
make a warrantless entry. As this
description makes plain, the 'knock and talk procedure typically does not involve
the prior issuance of a warrant.'" State
v. Robinson, 2010 WI 80, ¶7
n.5, ___
Clearly the "purpose" of the knock and talk procedure, in general and as employed here, is to secure, if possible, drug evidence, without obtaining a warrant.
[36] United States v. Robeles-Ortega, 348 F.3d 679, 680 (7th Cir. 2003) ("The actions taken by the DEA agents at that point in time are inexplicable. Rather than obtaining a search warrant based on that information, within two minutes of the [informant's] departure the agents forcibly entered the apartment by breaking down the door.").
[37] In United States v. Collins, 510 F.3d 697, 701 (7th Cir. 2007), the Seventh Circuit court of appeals explained that
[T]here is no legal requirement of obtaining a
warrant to knock on someone's door. . . . But the risk [police]
take in proceeding . . . is that the emergency
will not materialize——that
the occupant of the house will calmly open the door and ask to see their
warrant . . . .
The further risk is that no one will answer the knock and the government will
be unable to prove that the police knew the house was occupied.
Here, this is just what unfolded. Because the observations made from the rear of the house were unlawfully made, police were unable to prove, by evidence legally admissible in court, that the house was occupied. The majority nevertheless, and without explanation, relies on the observations unlawfully made by Detective Davila in its analysis of the case. See majority op., ¶¶10-11, 26 & n.5, 42, 99.
[38] Neither the majority opinion nor the parties' briefs separately argue the issue of counsel's deficiency, and neither shall I.