2010 WI 81
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Supreme Court of |
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Case No.: |
2008AP1204-CR |
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Complete Title: |
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State of Plaintiff-Respondent, v. Juiquin Anthony Pinkard, Defendant-Appellant-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS Reported at: 319 (Ct. App. 2009-Unpublished) |
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Opinion Filed: |
July 15, 2010 |
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Submitted on Briefs: |
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Oral Argument: |
January 7, 2010
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
M. Joseph Donald
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Justices: |
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Concurred: |
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Dissented: |
BRADLEY, J., dissents (opinion filed). ABRAHAMSON, C.J. and PROSSER, J., join the dissent. |
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Not Participating: |
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Attorneys: |
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For the defendant-appellant-petitioner there were briefs
by Richard L. Zaffiro,
For the plaintiff-appellant the cause was argued by James M. Freimuth, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
2010
WI 81
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 PATIENCE DRAKE ROGGENSACK, J. We review a decision of the court of appeals[1] affirming the circuit court's[2] amended judgment convicting Juiquin Anthony Pinkard (Pinkard) of possession of cocaine with intent to deliver. In upholding the judgment of conviction, the court of appeals affirmed the circuit court's denial of Pinkard's motion to suppress evidence seized from his bedroom subsequent to the officers' warrantless entry of his home based upon an anonymous tip that two individuals in Pinkard's house appeared to be sleeping next to drugs, money and drug paraphernalia and that the door to the residence was standing open. The dispositive issues in this case are whether the officers' warrantless entry into Pinkard's home came about during the exercise of a bona fide community caretaker function, and if so, whether that function was reasonably exercised, thereby permitting the subsequent seizure of evidence that was in plain view. We conclude that under the circumstances of this case, the officers' warrantless home entry to ensure the health and safety of the occupants was undertaken as a bona fide community caretaker function, which was reasonably exercised. Accordingly, the officers lawfully seized evidence of a crime that was in plain view.
I. BACKGROUND
¶2 On August 24, 2006 at 8:55 a.m., City of Milwaukee Police Officer
Mike Lopez (Lopez), received an anonymous tip in which the caller stated that
he had just left 2439 South 7th Street, Pinkard's residence, in Milwaukee. The caller stated that inside that residence
two people, "Big Boy" and his girlfriend, "Amalia," appeared
to be sleeping; that located next to them was cocaine, money and a digital
scale; and that the rear door to the residence was standing open. Lopez called City of
¶3 Osowski received Lopez's call at 9:00 a.m. and afterward responded to Pinkard's residence,[3] which he admitted "sounded like a drug house," with four other police officers from the Gang Crimes Unit. Pinkard's residence is the rear unit of a three-family house. The officers went to the back entrance that Osowski explained is the "main door" to Pinkard's residence that leads exclusively to Pinkard's unit. This entrance had one heavy, aluminum door that was standing three-quarters open. Remaining outside Pinkard's residence, the officers knocked on the open door and announced their presence.
¶4 After waiting 30-45 seconds and receiving no response, the officers then entered Pinkard's residence to "check the welfare of the occupants." Specifically, Osowski testified that they entered "[t]o make sure that the occupants that the caller had referred us were not the victims of any type of crime; that they weren't injured; that they weren't the victims of like a home invasion, robbery; that they were okay, and to safeguard any life or property in the residence."
¶5 From the officers' position just inside the rear door, they could see a bedroom directly to their left. That bedroom door also was standing open. The officers could see two people inside the bedroom, Pinkard and a woman, who "appeared to be sleeping." The officers entered the bedroom "just to see if [they] could awake [the occupants]" and again loudly announced themselves as the police. Neither of the occupants in the bed responded. The officers had to physically shake Pinkard to wake him. In plain view inside the bedroom, the officers seized cocaine, crack cocaine, marijuana and a digital scale. The officers then arrested Pinkard and seized a gun from underneath the mattress on which Pinkard had been sleeping.
¶6 Pinkard was charged with possessing a firearm as a felon, possession of cocaine with intent to deliver as a second or subsequent offense and felony bail-jumping. Pinkard waived his preliminary hearing. He then filed a motion to suppress all of the evidence the officers seized from his residence arguing that the officers' warrantless entry into his residence violated his rights under the Fourth Amendment and Article I, Section 11 of the federal and state constitutions, respectively.
¶7 At the suppression hearing, the circuit court implicitly found Osowski's testimony was credible because it found, as Osowski testified, that the officers arrived at Pinkard's residence "to inquire as to the health and safety of the individuals that were sleeping." The circuit court denied Pinkard's motion to suppress the evidence seized from in plain view, concluding that the officers' warrantless entry into Pinkard's residence was not unlawful because they were operating reasonably within their community caretaker function. However, the circuit court granted Pinkard's motion to suppress the gun seized from underneath his mattress because the court concluded the search went beyond the reasonable exercise of the officers' community caretaker function.
¶8 Pursuant to a plea agreement that encompassed three other pending cases against Pinkard, he pled guilty in the present case to the possession of cocaine with the intent to deliver and to felony bail-jumping. The charge of possession of a firearm as a felon was dismissed.
¶9 Pinkard moved for reconsideration of the circuit court's denial of his motion to suppress the evidence of drug possession seized from in plain view. In support of his motion, Pinkard attached two supplemental police reports, which he claimed demonstrated that the officers entered his residence "to commence a drug investigation, not because they were concerned about the occupants as community caretakers." The court denied Pinkard's motion, reiterating that the officers entered the residence as community caretakers.
¶10 Pinkard appealed the circuit court's "orders denying his
suppression and related reconsideration motions." State v. Pinkard, No. 2008AP1204-CR,
unpublished slip op., ¶4
(Wis. Ct. App. Apr. 21, 2009). The court
of appeals affirmed.
¶11 We granted review and now affirm.
II. DISCUSSION
A. Standard of Review
¶12 In reviewing the denial of a motion to suppress evidence, we will
uphold a circuit court's findings of historical fact unless they are clearly
erroneous. See
B. Community Caretaker Function
Exercised in a Residence
¶13 The federal and state constitutions do not protect against all
searches and seizures, but only "unreasonable searches and
seizures." Arias, 311
¶14 The United States Supreme Court and courts of this state have
recognized that a police officer serving as a community caretaker to protect
persons and property may be constitutionally permitted to perform warrantless
searches and seizures. See Cady,
413 U.S. at 448; State v. Ziedonis, 2005 WI App 249, ¶14, 287 Wis. 2d 831,
707 N.W.2d 565. Because we "interpret the provisions of the
Fourth Amendment and Article I, Section 11 as equivalent in regard to community
caretaker analyses," we look to the United States Supreme Court's
interpretation of the community caretaker exception to the Fourth Amendment's
warrant requirement. Kramer, 315
¶15 The
community caretaker exception has its origins in Cady. In Cady, Dombrowski's car was disabled
on the side of the road as the result of an accident. Cady, 413
¶16 The
Court upheld the warrantless search, concluding that "[l]ocal police
officers . . . frequently investigate vehicle accidents in which
there is no claim of criminal liability and engage in . . . community
caretaking functions, totally divorced from the detection, investigation, or
acquisition of evidence relating to the violation of a criminal
statute."
¶17 In
¶18 Officers
may exercise two types of functions: law
enforcement functions and community caretaker functions. See Cady, 413
¶19 Pinkard's
interpretation limits law enforcement's community caretaker function to
automobiles. Pinkard argues that Cady and Opperman's emphasis
on the distinction between automobile searches and home searches and the
heightened expectation of privacy in one's home suggests that a community
caretaker function is not sufficient to support a warrantless home intrusion.
¶20 First, we note that there is no language in Cady or Opperman that limits an officer's community caretaker functions to incidents involving automobiles.[6] We read Cady not as prohibiting officers from entering a residence without a warrant while exercising a community caretaker function, but instead as "counsel[ing] a cautious approach when the exception is invoked to justify law enforcement intrusion into a home." South Dakota v. Deneui, 775 N.W.2d 221, 239 (S.D. 2009); see also United States v. Gillespie, 332 F. Supp. 2d 923, 929 (W.D. Va. 2004) (citing Cady, the court explained that relying on the community caretaker exception to support a warrantless entry into a home is "more suspect" than when a community caretaker function is involved in the search of an automobile). Although a multitude of activities fall within the community caretaker function, not every intrusion that results from the exercise of a community caretaker function will fall within the community caretaker exception to permit a warrantless entry into a home. Whether a given community caretaker function will pass muster under the Fourth Amendment so as to permit a warrantless home entry depends on whether the community caretaker function was reasonably exercised under the totality of the circumstances of the incident under review.
¶21 Second,
Checking noise complaints bears little in common with investigation of crime. As a general matter it is probably more a part of the "community caretaker" function of the police . . . . The officer was clearly justified in proceeding to the alley in question and conducting a general surveillance of the area to determine whether some noise or other disturbance was present.
¶22 While Bies did not explicitly state that a bona fide
community caretaker function may support a warrantless home entry, it
necessarily implies such an interpretation.
This is so because Bies involved an officer's warrantless entry
of the curtilage of the defendant's residence, id. at 462, which
"is actually 'considered part of the home itself for Fourth Amendment
purposes,'" State v. Martwick, 2000 WI 5, ¶26, 231
¶23 In State v. Horngren, 2000 WI App 177, 238 Wis. 2d 347,
617 N.W.2d 508, the court of appeals applied a community caretaker analysis to
Horngren's motion to suppress evidence obtained in a warrantless entry of his
home.
¶24 In State v.
¶25 In applying the community caretaker analysis, the court of appeals
explained that police presence at Ferguson's apartment was occasioned by a 911
call to report a fight, and that while at his apartment, they encountered
underage drinking, which is not a crime.
¶26 As the above examples show, where the community caretaker function
has been held to have supported a warrantless home entry,
¶27 Furthermore, the analysis of
C.
The Entry into Pinkard's Residence
¶28 Because we have concluded that under certain circumstances a reasonably exercised community caretaker function may permit a warrantless entry into a home, we now determine whether the warrantless entry into Pinkard's residence was permissible under the Fourth Amendment.[9]
1. The three-step test
¶29 We apply a three-step test to determine whether an officer's
conduct properly falls within the scope of the community caretaker exception to
the Fourth Amendment's warrant requirement.
Kramer, 315
2. Application of the three-step test
i. Search requirement
¶30 The home "is accorded the full range of Fourth Amendment
protections," Lewis v. United States, 385 U.S. 206, 211 (1966), as
"the physical entry of the home is the chief evil against which the
wording of the Fourth Amendment is directed," State v. Ferguson (Kelly
Ferguson), 2009 WI 50, ¶17,
317 Wis. 2d 586, 767 N.W.2d 187 (internal quotations omitted). "It is beyond question, therefore, that
an unconsented police entry into a residential unit . . . constitutes a search . . . ." Wayne R. LaFave, Search and Seizure
§ 2.3(b) (4th ed. 2004).
Accordingly, the officers' warrantless entry into Pinkard's home and
their subsequent entry into his bedroom were searches within the meaning of the
Fourth Amendment. See State v.
Boggess, 115
ii. Bona fide community caretaker function
¶31 The
second step requires us to determine whether, under the circumstances as
they existed at the time of the police conduct, an officer was engaged in a bona fide community caretaker
function. Kramer, 315
[A] court may consider an officer's subjective intent in evaluating whether the officer was acting as a bona fide community caretaker; however, if the court concludes that the officer has articulated an objectively reasonable basis under the totality of the circumstances for the community caretaker function, he has met the standard of acting as a bona fide community caretaker, whose community caretaker function is totally divorced from law enforcement functions.
¶32 In the case before
us, we conclude that the officers were engaged in a bona fide community
caretaker function based on the following findings of the circuit court: (1) police received a reliable anonymous tip
that the occupants of Pinkard's home appeared to be sleeping near drugs, money
and drug paraphernalia and that the rear door of the home was standing open;
(2) the officers responded to Pinkard's house because they were concerned about
the "health and safety" of the occupants; (3) the officers'
corroboration that the rear door was indeed standing open; and (4) the officers
repeatedly knocked and announced their presence before entering the house and
before entering the bedroom with no response of any type from Pinkard or his
companion.
¶33 Concededly,
this is a close case. However, on these
facts, we heed the Horngren court's caution against "taking a
too-narrow view" in determining whether the community caretaker function
is present. Horngren, 238
"An officer less willing to discharge community caretaking functions implicates seriously undesirable consequences for society at large: In that event, we might reasonably anticipate the assistance role of law enforcement . . . in this society will go downhill. . . . The police cannot obtain a warrant for . . . entry. [W]ithout a warrant, the police are powerless. In the future police will tell such concerned citizens, 'Sorry. We can't help you. We need a warrant and can't get one.'"
¶34 First,
we note that Osowski articulated two legitimate community caretaker functions
underlying the warrantless entry into Pinkard's residence: to ensure that the occupants were not
the "victims of any type of crime" and "to safeguard any life or
property in the residence." The
circuit court implicitly found this testimony credible, finding that the
officers arrived at Pinkard's residence "to inquire as to the health and
safety of the individuals that were sleeping." These findings of fact are not clearly
erroneous.[12] See Steinbach v. Green Lake
Sanitary Dist., 2006 WI 63, ¶10,
291
¶35 Based on the facts and circumstances here, an officer could
reasonably be concerned that Pinkard and his companion may have overdosed on
drugs. Both the anonymous caller and
Lopez indicated that drugs and drug paraphernalia were present. The open doors to Pinkard's house and
bedroom, along with Pinkard's unresponsiveness to law enforcement's repeated
efforts to rouse him and his companion by knocking on the door also could
indicate an overdose of drugs.
Accordingly, the police
officers had an objectively reasonable basis for deciding that entry into
Pinkard's home was necessary to ensure the health and safety of the occupants.
¶36 The
anonymous call "'exhibited sufficient indicia of reliability to
justify'" concern for the health and safety of the occupants of Pinkard's
residence and warranted further investigation.
See State v. Rutzinski, 2001 WI 22, ¶23, 241
¶37 In
addition to independently corroborating the anonymous caller's basis of
knowledge, thereby demonstrating the reliability of the anonymous tip, the door
to Pinkard's residence that was standing open is significant for at least two
other reasons. First, the open door
suggests that something untoward may have occurred inside the house and that
the occupants may require assistance, i.e., that the occupants had been victims
of a crime in which the assailant fled and left the door open or that they had
ingested an overdose of drugs and were not able to close the door. Second, the open door reduces an individual's
expectation of privacy. In Bies,
we noted that had the garage door been closed, the officer "would not have
been justified in opening it." Bies,
76
¶38 After
seeing the rear door standing three-quarters open, the officers' knocked on the
door and announced their presence. After
waiting approximately 30-45 seconds and receiving no response, the officers'
concern for the health and safety of the individuals was heightened. If the occupants were victims of a crime or
had ingested an overdose of cocaine and therefore were unconscious, then the
absence of any response to the officers' knock-and-announce, coupled with the
open door, reasonably warranted the officers entering the residence to ensure
the occupants' health and safety.
¶39 Once
the officers entered the house, from their position just inside the doorway,
the officers could see through the open bedroom door. Inside that bedroom, the officers saw exactly
what the anonymous caller described, two occupants who appeared to be
sleeping. The officers loudly announced
their presence again, and the occupants remained unresponsive. The continued unresponsiveness of the
occupants failed to alleviate the officers' concern for the health and safety
of the occupants.
¶40 Although this could have been nothing more than a drug house,
"given the multifaceted nature of police work," community caretaker
and law enforcement functions "are not mutually exclusive." Kramer, 315
iii. Balance of interests
¶41 The
third step requires us to determine whether the officers' exercise of a bona
fide community caretaker function was reasonable.
¶42 In
balancing these competing interests, we consider four factors:
"(1) the degree of the public interest and the exigency of the situation;[13] (2) the attendant circumstances surrounding the [search], including time, location, the degree of overt authority and force displayed; (3) whether an automobile is involved; and (4) the availability, feasibility and effectiveness of alternatives to the type of intrusion actually accomplished."
¶43 We look to Ziedonis and Shane Ferguson for guidance
on applying the first factor to an officer's warrantless entry into a
residence. In Shane Ferguson, as
we explained briefly above, officers responded to a 911 call about a fight and
encountered an intoxicated juvenile who let them into the apartment. Shane
¶44 In Ziedonis, the officers responded to a complaint of
animals running at large. Ziedonis,
287
¶45 In both Ziedonis and Shane Ferguson, the court
concluded that the officers reasonably exercised
a bona fide community caretaker function in the context of a home.
¶46 The case before us is analogous to Shane Ferguson and Ziedonis
in that the officers entered Pinkard's home out of concern for the safety of
Pinkard and his companion. Further, as
in Shane Ferguson and Ziedonis, the officers here did not know
the physical condition of Pinkard and his companion and reasonably concluded
that the situation required intervention.
See id.
¶47 If Pinkard and his companion had been suffering from a cocaine
overdose, a reasonable inference based on these facts, the officers were
presented with a significant exigency, for every passing minute could have been
the difference between life and death.
This exigency weighs in favor of concluding that the entry of the home
was reasonable. As Shane Ferguson
explained, the fear that an occupant was severely intoxicated was an exigent
situation weighing in favor of the officers' entry into the locked room. See Shane
¶48 Since the public has a substantial interest in police ensuring the well-being and safety of citizens who may be suffering from a drug overdose or were the victims of a crime, and attached to both concerns are considerable exigencies, the first factor favors the conclusion that the officers' community caretaking function was reasonably exercised.
¶49 In considering the second reasonableness factor, we assess whether
the "'time, location, the degree of overt authority and force displayed'"
were appropriate under the circumstances.
Kramer, 315
¶50 The court in Horngren recognized this. Horngren, 238
¶51 The situation the officers faced here is similar to that in Horngren in regard to the effect time had on their actions. The officers believed that the occupants of Pinkard's residence were "in danger of death or physical harm"; therefore, it was not unreasonable for them to wait only 30-45 seconds prior to entering. See id. Further, the officers exercised more restraint than those in Horngren in that they loudly knocked and announced their presence before entering the house and again before entering the bedroom.
¶52 An additional factor here that was not present in Horngren, Shane Ferguson or Ziedonis, is the condition of the entry door to Pinkard's residence. It was standing three-quarters open, and the bedroom door was open as well. One could reasonably conclude that if Pinkard and his companion were able to provide privacy for themselves, they would have done so by closing the entry door. The open doors could be reasonably interpreted to indicate Pinkard's and his companion's inability to look after their own interests.
¶53 Pinkard argues that arriving at his residence with five Gang Unit
officers demonstrates unreasonable force and overt authority. We do not agree. As we have explained, an officer is charged
with both law enforcement and community caretaker functions. Kramer, 315
¶54 Here, the circuit court found that the officers entered Pinkard's
residence because they were concerned about the "health and safety"
of the occupants. This demonstrates the officers' concern for
the occupants. However, Osowski admitted
that Pinkard's house sounded like a "drug house." Accordingly, sending five officers who belong
to the Gang Unit, which performs narcotics investigations, was a reasonable
precautionary measure to prepare for another eventuality.
¶55 We
further note that there is no indication that any of the five officers employed
any force or drew their weapons. The
officers' search was limited to minimize the intrusion into Pinkard's
home. Upon entry, the officers' went
straight to the bedroom in which they saw the occupants from their position at
the doorway; the officers did not enter any other rooms of the residence. Therefore, we conclude that the second factor
weighs in favor of concluding that the officers' exercise of the community
caretaker function was reasonable.
¶56 Under
the third factor, we consider whether an automobile was involved in the
exercise of the community caretaker function.
¶57 Finally, we consider the feasibility and availability of alternatives to entering Pinkard's residence without a warrant. Pinkard argues that the officers could have telephoned the house or checked with the neighbors to determine whether an emergency situation existed. We agree that a number of alternatives were available, but none were feasible in light of the circumstances. See Horngren, 238 Wis. 2d 347, ¶15 ("While there were a number of less intrusive alternatives available, those less intrusive means, under the circumstances in this case, were simply not feasible.").
¶58 If Pinkard and his companion had indeed been victims of a crime or were suffering from a cocaine overdose, both reasonable inferences based on these facts, telephoning the house would have been a fruitless exercise because the individuals would not have been capable of answering the officers' phone call. Similarly, the officers could have checked with Pinkard's neighbors to determine whether they had seen anything suspicious; however, this was not a feasible option here in light of the exigency perceived by the officers.
¶59 Principles of reasonableness demand that we ask ourselves whether
"'the officers would have been derelict in their duty had they acted
otherwise.'" Deneui, 775
N.W.2d at 239 (quoting State v. Hetzko, 283 So.2d 49, 52 (
¶60 Because three of the four factors weigh in favor of concluding that
the officers reasonably performed their community caretaker function, the third
step has been satisfied.
¶61 Accordingly, we conclude that the officers' warrantless entry into Pinkard's residence constituted a search, that the officers were engaged in a bona fide community caretaker function and that the community caretaker function was reasonably exercised under the totality of the circumstances.
D. Plain View Exception
¶62 Pinkard concedes that the evidence seized in his bedroom was in
plain view. Moreover, Pinkard does not
dispute that if we conclude that the officers lawfully entered his home, the
officers lawfully seized the items in plain view.
III. CONCLUSION
¶63 The dispositive issues in this case are whether the officers' warrantless entry into Pinkard's home came about during the exercise of a bona fide community caretaker function, and if so, whether that function was reasonably exercised, thereby permitting the subsequent seizure of evidence that was in plain view. We conclude that under the circumstances of this case, the officers' warrantless home entry to ensure the health and safety of the occupants was undertaken as a bona fide community caretaker function, which was reasonably exercised. Accordingly, the officers lawfully seized evidence of a crime that was in plain view. Therefore, we affirm the decision of the court of appeals.
By the Court.—The decision of the court of appeals is affirmed.
¶64 ANN WALSH BRADLEY, J. (dissenting). The question in this case is not whether officers could have entered Pinkard's residence without a warrant if they believed that medical assistance was needed. Of course they could have.
¶65 Rather, the question is whether the evidence they seized during
this warrantless entry can be used in court to secure a criminal
conviction. This evidence can be used in
court if the officers were engaged in "a bona fide community caretaker
function" that was "totally divorced from the detection,
investigation, or acquisition of evidence relating to the violation of a
criminal statute." State v.
Kramer, 2009 WI 14, ¶23,
315
¶66 The majority acknowledges that this case presents a close call. Nevertheless, it transforms a warrantless home search executed by five armed members of a drug unit acting on a tip about drugs into a community caretaker function. I fear that today's close call will become tomorrow's norm.
¶67 Given that the exceptions to the warrant requirement are to be carefully delineated, I cannot endorse the broad application of the community caretaking exception employed by the majority. Instead, I conclude that the five drug unit officers were not engaged in a bona fide community caretaker function that was totally divorced from an investigation of a criminal offense, and further that the officers' execution of the warrantless home search was unreasonable because of the substantial degree of invasion. Accordingly, I respectfully dissent.
I
¶68 The
facts are briefly set forth below.
Additional facts appear later in the discussion.
¶69 An
individual who wished to remain anonymous called the police station and
reported that the tenants of the rear apartment at
¶70 From their vantage point at the door, the officers could not see into the bedroom, and there was no incriminating evidence in plain view. The officers knocked on the door, announced their presence, and waited for 30 to 45 seconds. After hearing no response, they entered the apartment. They first went into the living room. To the left of the living room was a bedroom. They entered through the doorway of the bedroom and found Pinkard and his girlfriend sleeping in bed. They also found cocaine, marijuana, and currency. Officers roused Pinkard and arrested him. Officer Osowski then searched the bedroom area, lifted the mattress, and seized a revolver that was underneath it.
¶71 Upon reviewing the facts, the majority concludes that
"officers responded to Pinkard's house because they were concerned about
the 'health and safety' of the occupants."
Majority op., ¶32. It brushes aside Officer Osowski's testimony
that he was responding to a tip about a house that "sounded like a drug
house to me." It explains:
"Simply because Osowski could have had subjective law enforcement
concerns, it does not necessarily follow that he could not have also been
engaging in a bona fide community caretaker function as he entered Pinkard's
residence."
¶72 The majority advances a second hypothetical when it cautions that
"a too-narrow view" of the community caretaker function is
undesirable.
¶73 Undoubtedly, officers who are genuinely concerned about the safety and wellbeing of occupants of a home can and should enter to provide needed assistance——even when they have no warrant. If the officers' concerns are realized and they succeed in preventing harm, they have performed an invaluable service. Yet, the majority presumes that officers will refuse to act in a caretaking role if the evidence that they uncover while caretaking cannot be used to secure a criminal conviction. See majority op., ¶33.
¶74 I do not agree with the majority's presumption. Every day, law enforcement officers across this state perform vital community caretaker functions. I believe these dedicated officers will continue to act as caretakers when their assistance is needed——even if they happen upon evidence that later cannot be used to secure a conviction.
¶75 I likewise cannot agree with the majority's broad application of the community caretaking exception. A broad application raises the specter that the exception will be misused as a pretext to engage in unconstitutional searches that are executed with the purpose of acquiring evidence of a crime. If courts are not cautious in applying this exception, the presumptive unreasonableness of warrantless home searches will be undermined.
II
¶76 When I examine the facts of this warrantless home search, I conclude that the community caretaking exception does not apply. The five members of the drug unit were not engaged in a bona fide community caretaker function that was totally divorced from their law enforcement function, but rather were conducting a warrantless home search pursuant to a criminal investigation. Further, even if the officers had been engaged in a bona fide community caretaker function, their execution of this function was not reasonable because of the substantial degree of intrusion. I address these conclusions in turn.
A
¶77 Our cases have held that "in order for police conduct to be
upheld" under the community caretaker exception, "the officer must be
engaged in a bona fide community caretaker function." Kramer, 315
¶78 The requirement that the exercise of the community caretaker
function be bona fide means that the officers must be able to articulate an
objectively reasonable belief that entry into the home is necessary to prevent
harm. An officer's subjective
motivations may be considered within the totality of circumstances.
¶79 As we indicated in Kramer, an officer's subjective conclusions are not dispositive of the inquiry. However, the pretextual, subjective motivations of an officer are factors that "warrant consideration" when police conduct takes place in the absence of probable cause. Kramer, ¶27 (citing Wayne R. LaFave et al., Criminal Procedure § 3.1(d) (3d ed. 2007)).
¶80 The
circumstances in Kramer provide a useful illustration as to the kinds of
situations in which the community caretaker exception should apply. In
that case, a patrolling officer stopped to check on a truck that was pulled to
the side of the road after dark with its hazard lights turned on.
¶81 On cross-examination, the officer was asked why, if he was acting
in his community caretaker function, he shined his flashlight through the
window of the truck and put his hand on his holstered gun as he
approached. The officer explained,
"I always do that for safety considerations. I don't know who is in the vehicle or what
the situation dictates. I am just at the
ready."
¶82 It is one thing to recognize, as we did in Kramer, that
officers who are performing bona fide community caretaker functions are wise to
avoid "let[ting] down their guard and unnecessarily expos[ing] themselves
to dangerous conditions" when approaching an unknown situation.
¶83 Here, in contrast with the situation in Kramer, the officers' actions do not evince that the warrantless home search was conducted as a bona fide exercise of the community caretaker function out of a concern for the safety of the occupants of the house. Instead, the officers' actions indicate that they considered the anonymous tip provided to be a "complaint" about criminal activity and their subsequent home entry an "investigation" rather than a rescue.
¶84 The majority seizes upon a snippet in Officer Osowski's testimony during the suppression hearing to conclude that "the officers responded to Pinkard's home because they were concerned about the health and safety of the occupants." Officer Osowski testified that over the phone, Officer Lopez stated he was "concerned" about the occupants. However, there is nothing in the record indicating that Officer Lopez articulated anything about how or why he was concerned.
¶85 Officer Osowski's mention of this purported concern was brief and ambiguous:
Prosecutor: What was the nature of that investigation?
Osowski: I had received a phone call from Officer Lopez from District 6 that stated an anonymous caller had called him and stated that there were two individuals who appeared to be sleeping at that residence, and there was cocaine, money, and scales present there.
Prosecutor: Did Officer Lopez tell you anything else
about the condition of the residence . . . or
people there?
Osowski: He did.
Prosecutor: What else did he tell you?
Osowski: He said the door was wide open, and he was concerned about them.
¶86 Officer Osowski and Officer Lopez each wrote an investigation report shortly after the incident. It is telling that Officer Lopez's purported "concern" for the occupants was not mentioned by either officer in his investigation report.[16] Rather, both investigation reports state that Officer Osowski went to the home to "investigate this complaint."
¶87 After Officer Lopez received the tip, he did not call for an ambulance or paramedics. Further, he did not send a transmission over the police scanner asking any officer in the area to drop by the apartment to make sure everything was okay. Rather, he called Officer Osowski, a member of the drug unit, on his personal cell phone and asked him to "investigate this complaint."
¶88 Although Officer Osowski stated that he "made the determination to enter and check the welfare of the occupants," he acknowledged that there was no indication that the occupants of the house needed medical attention. Further, he had no knowledge that the occupants of the house were in danger:
Defense: [Officer Lopez] didn't tell you at least, or at least you had no knowledge, that these people were in some medical —— needed some medical attention; did they?
Osowski: Not at that time.
Defense: He didn't say that they were in fear of something happening inside the residence that in fact would jeopardize the safety of those people inside?
Osowski: No, he didn't relay that to me on the phone, just the information that I told you.
Defense: He actually indicated to you that it was basically a drug investigation. These people are sound asleep, and there's drugs and scales and guns in there; right?
Osowski: He did not say that, no.
Defense: Well, your report indicates that in fact that's why you went there is because there appeared to be cocaine, money and scales there?
Osowski: That's correct. It appeared to be —— sounded like a drug house to me.
Defense: Officer Lopez did not indicate to you that there was some emergency with regard to the people at the residence themselves that needed some type of medical attention or were in some need of the Police Department rescuing them; did he?
Osowski: No.
¶89 After receiving the phone call, Officer Osowski went to "investigate the complaint" of a house that, he testified, "sounded like a drug house to me." He took four additional members of the drug unit with him. After arriving at the residence, noticing the open door, and knocking and waiting for 30 to 45 seconds, Officer Osowski and the other officers decided to enter the residence.
¶90 Perhaps the majority tacitly acknowledges that the facts, as articulated by the officers, do not add up to a bona fide exercise of community caretaking. The majority assembles a hypothetical rationale to justify application of the exception. It concludes that "an officer could reasonably be concerned that Pinkard and his companion may have overdosed on drugs." Majority op., ¶35.
¶91 This rationale is troubling for two reasons. First, the officers never articulated any
concern about the possibility of an overdose.
As mentioned above, courts should consider an officer's subjective
intent in evaluating whether the officer has articulated an objectively
reasonable basis under the totality of the circumstances for the community
caretaker function. Kramer, 315
¶92 Second, an unarticulated concern about the possibility of an overdose can always be later invoked by a court when officers arrive at what they think is a "drug house" and the inhabitants fail to respond to the officers' knock. If that unarticulated concern now permits officers to enter the home without a warrant and without probable cause, then it is unclear what constraints remain on warrantless home searches when there is a suspicion of drug activity.
¶93 The United States Supreme Court has cautioned against blanket rules
applied to categories of offenders.
"Those suspected of drug offenses are no less entitled to that
protection [provided by the Fourth Amendment] than those suspected of nondrug
offenses."
¶94 Under the totality of circumstances, I conclude that the five drug
unit officers were not exercising a "bona fide community caretaker
function" when they entered Pinkard's home without a warrant. Rather, it appears that they entered for the
law enforcement purpose of "detection, investigation, or acquisition of
evidence relating to the violation of a criminal statute." Kramer, 315
B
¶95 Even if the officers' community caretaking had been bona fide, the
exercise of the caretaker function was not reasonable. In evaluating the reasonableness, courts must
determine whether "a public interest or need that is furthered by the
officer's conduct" outweighs "the degree of and nature of the
restriction upon the liberty interest of the citizen." Kramer, 315
¶96 The facts reveal that the officers' entry was invasive, consistent with a drug bust rather than a rescue. Five armed officers, all members of the drug unit, waited outside for less than a minute before making a warrantless entry into Pinkard's home. Nothing in the record suggests that the officers paused to consider less invasive alternatives.[17] Little in the record would support a public interest or need.
¶97 An important consideration in the balance is that this case is unlike the majority of cases addressing the community caretaking exception: this search involves the warrantless entry of a home. In my estimation, the fact that this search involved a home weighs heavily against concluding that the officers' highly invasive search was reasonable.
¶98 It is noteworthy that the United States Supreme Court has never
extended the community caretaker exception to justify a warrantless entry of a
home. Rather, all three cases addressing
the exception are in the context of inventory searches of vehicles. See
¶99 A reasonable warrantless search of a vehicle may be unreasonable in
the context of a search of a home. See
Cardwell v. Lewis, 417
¶100 For the reasons set forth above, I respectfully dissent.
¶101 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON and Justice DAVID T. PROSSER join this dissent.
[1] State v. Pinkard, No. 2008AP1204-CR, unpublished slip op. (Wis. Ct. App. Apr. 21, 2009) (per curiam).
[2] The Honorable M. Joseph
Donald of
[3] It is unclear from the record how soon after Osowski received Lopez's call that he and his fellow officers arrived at Pinkard's residence. However, the parties agree that the officers arrived at approximately 9:00 a.m.
[4] The Fourth Amendment of the United States Constitution provides in relevant part: "The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated . . . ."
[5] Article I, Section 11 of the Wisconsin Constitution provides in relevant part: "The right of the people to be secure in their persons, houses, papers, and effects against unreasonable searches and seizures shall not be violated . . . ."
[6] We are not alone in our interpretation of Cady v. Dombrowski, 413 U.S. 433 (1973), and South Dakota v. Opperman, 428 U.S. 364 (1976), and our conclusion that the community caretaker exception to the warrant requirement may be applied to residences. See United States v. Rohrig, 98 F.3d 1506, 1523, 1522 (6th Cir. 1996) (concluding that because "an important 'community caretaking' interest motivated the officers' entry," the officers' "failure to obtain a warrant [did] not render that entry unlawful" where officers entered defendant's home to "abat[e] an ongoing nuisance by quelling loud and disruptive noise"); South Dakota v. Deneui, 775 N.W.2d 221, 226, 239 (S.D. 2009) (noting that it was deciding "[i]n a case of first impression . . . whether the community caretaker doctrine . . . should also be applied to a home search" and concluding that the exception may be "invoked to justify law enforcement intrusion into a home"); California v. Ray, 981 P.2d 928, 934 (Cal. 1999) (concluding that the community caretaker doctrine did not apply, but noting that "[u]nder the community caretaking exception, circumstances short of a perceived emergency may justify a warrantless entry" of a home); New Jersey v. Garbin, 739 A.2d 1016, 1019, 1018 (N.J. Sup. Ct. 1999) (in concluding that the officers' warrantless entry into a garage was justified under the community caretaker exception, the court explicitly stated that the performance of community caretaking functions "may provide the requisite authority for entry into a private residence without a warrant"); Virginia v. Waters, 456 S.E.2d 527, 530 (Va. Ct. App. 1995) (noting that "no language in . . . Cady restricts an officer's community caretaking actions to incidents involving automobiles" and concluding that "an officer's community caretaker functions are not limited solely to automobile stops").
[7] Without citing State v.
Bies, 76
[8] Some courts have mistakenly conflated the community caretaker exception and the emergency exception to the warrant requirement of the Fourth Amendment. See, e.g., Garbin, 739 A.2d at 1018–19 (holding that the officers' warrantless intrusion was justified under the community caretaker exception, but in setting forth the community caretaker exception, the court cited to and quoted from a series of emergency exception cases); Maryland v. Alexander, 721 A.2d 275, 281-84 (Md. Ct. Spec. App. 1998) (citing both emergency aid and community caretaker cases in discussing the community caretaker exception); Massachusetts v. Bates, 548 N.E.2d 889, 891 n.2 (Mass. App. Ct. 1990) (opining that the emergency exception is "[s]ometimes called the 'community caretaker exception'"); Nevada v. Rincon, 147 P.3d 233, 237 (Nev. 2006) (asserting that the community caretaker exception requires an "objectively reasonable belief that emergency assistance is needed").
However, the exceptions are not one and the same. The community caretaker exception does not
require the circumstances to rise to the level of an emergency to qualify as an
exception to the Fourth Amendment's warrant requirement. See Cady, 413
Confusion arises when an officer's conduct under the
emergency exception is spoken of as "one of many 'community caretaking
functions' of the police." Wayne R.
LaFave, Search and Seizure § 6.6(a) n.6 (4th ed. 2004). Even though police conduct that falls within
the emergency exception constitutes one of the many community caretaking
functions, "it must be assessed separately and by a distinct test, as all
such functions are not 'judged by the same standard.'"
Maintaining the distinction between the community
caretaker exception and the emergency exception is important because the United
States Supreme Court has recognized the application of the emergency exception,
unlike the community caretaker exception, as justifying the warrantless entry
of a home. See Mincey v.
We have consistently maintained the appropriate
distinction between the two exceptions and have formulated distinct analyses
for the two exceptions. Compare
[9] Because we interpret Article I, Section 11 of the Wisconsin Constitution consistent with the Fourth Amendment for purposes of community caretaker analyses, Kramer, 315 Wis. 2d 414, ¶18, we have not repeated a reference to Article I, Section 11 of the Wisconsin Constitution each time we have referred to the Fourth Amendment.
[10] The three-step test as laid
out in State v. Anderson, 142 Wis. 2d 162, 169, 417 N.W.2d 411 (Ct.
App. 1987), as applied in State v. Kelsey C.R., 2001 WI 54, ¶35, 243
Wis. 2d 422, 626 N.W.2d 777, and as expressly adopted in Kramer,
315 Wis. 2d 414, ¶21 & n.8, was employed to determine whether a
seizure conducted as a community caretaker function was reasonable. We have tailored the three-step test to apply
to a warrantless search of a residence, the conduct at issue here, instead of a
warrantless seizure of a person or property.
We
recognize that searches and seizures "are constitutionally and
analytically distinct" concepts. State
v. Arias, 2008 WI 84, ¶25, 311
[11] The dissent notes that
the evidence seized by the officers "can be used in court if the officers
were engaged in 'a bona fide community caretaker function' that was 'totally
divorced from the detection, investigation, or acquisition of evidence relating
to the violation of a criminal statute."
Dissent, ¶65 (quoting
Kramer, 315
[T]he "totally divorced" language from Cady does not mean that if the police officer has any subjective law enforcement concerns, he cannot be engaging in a valid community caretaker function. Rather, we conclude that in a community caretaker context, when under the totality of the circumstances an objectively reasonable basis for the community caretaker function is shown, that determination is not negated by the officer's subjective law enforcement concerns.
Kramer, 315
[12] The dissent does not
acknowledge this finding of historical fact by the circuit court. It appears that the dissent rejects such
finding, but fails to explain why it is clearly erroneous. See State v. Fonte, 2005 WI 77,
¶11, 281
[13] Assessing the
"exigency of the situation" under the community caretaker exception
to the warrant requirement is distinct from the exigent circumstances exception
to the warrant requirement, which requires "both probable cause and
exigent circumstances [to] overcome the individual's right to be free from
government interference." State
v. Hughes, 2000 WI 24, ¶17,
233
[14] In Kramer, this
court explained how an officer meets the standard "of acting as a bona
fide community caretaker, whose community caretaker function is totally
divorced from law enforcement functions."
State v. Kramer, 2009 WI 14, ¶36, 315
[15] The majority takes this
dissent to task for failing to acknowledge the circuit court's findings of
historical fact. Majority op., ¶34,
n.12. It asserts that the circuit court
found "that the officers arrived at Pinkard's residence to inquire as to
the health and safety of the individuals that were sleeping."
Rather,
the court made this comment when explaining its reasons for suppressing the gun
that officers found under Pinkard's mattress.
It appeared to conclude that the officers' search for the gun was
incompatible with their stated reasons for entering Pinkard's home: "Mr. Pinkard
was then under arrest, in custody, in cuffs, and therefore, the search of
[Pinkard's] lunge area, as a search incident to arrest, I find is inappropriate
under the community caretaker function. . . . I understand
that there were many gray areas within this, but the purpose that the police
were there was, in essence, to inquire as to the health and safety of the
individuals that were sleeping. And so
the Court is suppressing the gun[.]"
[16] In full, Officer Lopez's
report provides:
On Thursday, August 24, 2006, at approximately
8:55 a.m., I sqd 246A received a phone call at District Six from a citizen who
wished to remain anonymous. The citizen
reported to me that it was just at the location of
[17] It is helpful to compare the facts of this case to
the facts in State v. Ziedonis, which also involved a warrantless search
of a home. 2005 WI App 249, 287
[18] The majority asserts
that State v. Bies, 76
In Bies,
an officer walked behind the defendant's garage to investigate a noise
complaint. Bies, 76