2009
WI 67
|
Supreme Court of |
|
|
|
|
Case No.: |
2007AP541 |
|
Complete Title: |
|
|
|
Estate of Robert V. Genrich and Kathy Genrich, Plaintiffs-Appellants-Petitioners, Blue Cross Blue Shield of Involuntary-Plaintiff, v. OHIC Insurance Company, Wisconsin Injured Patients & Family Compensation Fund, Meriter Hospital, Inc., Margaret Bjelde, R.N., Shelly White, O.R.T., Kimberly A. Brown, O.R.T., David Melnick, M.D., Brenda Satchie, M.D., University of Wisconsin Hospital and Clinics Authority and Dawn M. Shaw, O.R.T., Defendants-Respondents. |
|
|
|
|
|
REVIEW OF A DECISION OF THE COURT OF APPEALS Reported at: 312 (Ct. App. 2008-Unpublished) |
|
|
|
|
Opinion Filed: |
July 7, 2009 |
|
Submitted on Briefs: |
|
|
Oral Argument: |
February 3, 2009
|
|
|
|
|
Source of Appeal: |
|
|
|
Court: |
Circuit |
|
County: |
|
|
Judge: |
Daniel S. George
|
|
|
|
Justices: |
|
|
|
Concurred: |
|
|
Concur & Dissent: |
BRADLEY, J., concurs in part/dissents in part (opinion filed). ABRAHAMSON, C.J. and CROOKS, J., join the concurrence/dissent. |
|
Dissented: |
|
|
Dissent & Concur: |
CROOKS, J., dissents in part/concurs in part (opinion filed). ABRAHAMSON, C.J. and BRADLEY, J., join the dissent/concurrence. |
|
Not Participating: |
|
|
|
|
Attorneys: |
|
For the plaintiffs-appellants-petitioners there were
briefs filed by Jason T. Studinski
and Kammer & Studinski Chartered,
For the defendants-respondents there was a brief by David J. Pliner and Corneille Law Group, LLC,
An amicus curiae brief was filed by Robert L. Jaskulski, Linda M. Meagher, and Habush Habush & Rottier, S.C.,
2009
WI 67
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 PATIENCE DRAKE ROGGENSACK, J. We review an unpublished decision[1] of the court of appeals that affirmed a decision of the circuit court[2] granting summary judgment in favor of OHIC Insurance Company and other defendants (collectively, OHIC). Our review requires us to address two issues: (1) whether the claim of the Estate of Robert V. Genrich (the estate) for "injury" to Robert Genrich (Robert) that resulted in his death and allegedly was caused by medical negligence is precluded by Wis. Stat. § 893.55(1m)(a) (2005-06)[3] as untimely-filed; and (2) whether Kathy R. Genrich's (Kathy) wrongful death claim based on Robert's death accrued on the date of Robert's "injury."
¶2 Because we conclude that Robert suffered an "injury" for purposes of Wis. Stat. § 893.55(1m)(a) when he experienced a "physical injurious change," and that the "physical injurious change" occurred more than three years prior to the filing of the estate's claim, we conclude that the estate's claim is time-barred by § 893.55(1m)(a). We further conclude that Kathy's wrongful death claim based on Robert's death that allegedly was caused by medical negligence accrued on the same date as the estate's claim. Therefore, it, too, is precluded by § 893.55(1m)(a). Accordingly, we affirm the decision of the court of appeals that affirmed the circuit court's decision granting summary judgment in favor of OHIC.
I. BACKGROUND
¶3 On July 23-24, 2003, Robert underwent surgery to have an ulcer repaired. The surgery appeared to have been successfully completed. However, Robert soon developed a fever and his white blood cell count became elevated, suggesting an infection. On August 8, 2003, it was determined that a sponge had been left inside Robert's abdominal cavity at the conclusion of the surgery on July 24, 2003, and that the sponge probably was the source of the infection. That same day, a second surgery was performed and the sponge was removed. Unfortunately, in the days following the second surgery, Robert's health did not improve, and on August 11, 2003, he died from sepsis allegedly associated with the retained sponge.
¶4 On August 9, 2006, the estate and Kathy filed suit against the doctors and support staff involved in Robert's surgery, as well as OHIC Insurance Company and others. The estate alleged medical negligence in Robert's care and treatment, and made claims for damages. Kathy sued for wrongful death, also based on alleged medical negligence in Robert's care and treatment. OHIC moved for summary judgment, arguing that both the estate's and Kathy's claims were barred by the medical negligence statute of limitations, Wis. Stat. § 893.55(1m)(a). Section 893.55(1m) provides:
[A]n action to recover damages for injury arising from
any treatment or operation performed by, or from any omission by, a person who
is a health care provider, regardless of the theory on which the action is
based, shall be commenced within the later of:
(a) Three
years from the date of the injury,
or
(b) One year from the date the injury was discovered or, in the exercise of reasonable diligence should have been discovered, except that an action may not be commenced under this paragraph more than 5 years from the date of the act or omission.[4]
¶5 The estate and Kathy countered OHIC's motion by arguing that (1) under Paul v. Skemp, 2001 WI 42, 242 Wis. 2d 507, 625 N.W.2d 860, Robert's "injury" did not occur until on or after August 9, 2003, because his condition did not become irreversible until at least that date, and the claims were therefore timely, having been filed within three years of such "injury"; (2) under Miller v. Luther, 170 Wis. 2d 429, 489 N.W.2d 651 (Ct. App. 1992), even if the estate's survival action was time-barred, the statute of limitations on Kathy's wrongful death claim did not start to run until the date of Robert's death, August 11, 2003, and her claim was therefore timely, having been filed within three years of Robert's death; and (3) even if either or both of the claims were not timely asserted, the defendants were estopped from raising the statute of limitations because an OHIC claims adjuster had told their attorney that the claims would not expire until August 13, 2006.
¶6 The circuit court granted OHIC's motion, concluding that, under Fojut
v. Stafl, 212
¶7 The circuit court also rejected Kathy's argument that her wrongful death claim accrued on the date of Robert's death. Instead, the court concluded that Estate of Hegarty v. Beauchaine, 2001 WI App 300, 249 Wis. 2d 142, 638 N.W.2d 355, had decided that Wis. Stat. § 893.55(1m)(a) was the operative statute of limitations for wrongful death claims based on medical negligence, and that those claims run from the date of the underlying "injury." As a result, because Kathy's claim was filed more than three years after Robert's "injury," her claim was time-barred by § 893.55(1m)(a).
¶8 Finally, the circuit court rejected the plaintiffs' estoppel argument. The court concluded that the plaintiffs' reliance on the statements of an insurance claims adjuster, in deciding not to file earlier, was not reasonable. The court of appeals affirmed the circuit court's decision for largely the same reasons expressed by the circuit court.[5]
¶9 We granted review and now affirm.
II. DISCUSSION
A. Standard of Review
¶10 This
case requires us to review the circuit court's decision granting OHIC's motion
for summary judgment. We review a
decision on a motion for summary judgment independently, employing the same
methodology as the circuit court. Blunt
v. Medtronic, Inc., 2009 WI 16, ¶13, ___ Wis. 2d ___, 760 N.W.2d 396
(citing Acuity v. Bagadia, 2008 WI 62, ¶12, 310 Wis. 2d 197, 750
N.W.2d 817). Resolution of the questions
presented requires us to interpret and apply Wis. Stat. § 893.55(1m)(a). "The interpretation and application of a
statute to an undisputed set of facts are questions of law that we review independently." McNeil v. Hansen, 2007 WI 56, ¶7, 300
B. Medical Negligence
¶11 The estate's survival action is a claim for medical negligence asserted on Robert's behalf. The parties do not dispute, and we agree, that Wis. Stat. § 893.55(1m)(a) is the applicable statute of limitations for this claim, and that the claim accrued on the date that Robert sustained an "injury" as that term is used in the statute. Where the parties differ is with respect to the meaning of the term "injury."
¶12 The statute does not define "injury." However, the parties point to decisions by
¶13 In Paul, we determined when an actionable "injury"
based on medical negligence for misdiagnosis occurred, thereby causing the
claim to accrue. Paul, 242
That actionable injury which resulted from the alleged misdiagnosis occurred either at the time that [the arteriovenous malformation] AVM ruptured, or at the time that [the] AVM could no longer be treated. . . .
. . . .
. . . [B]ased on the information presented, the injury that resulted from the alleged misdiagnosis occurred when the rupture of the AVM in [decedent]'s brain happened . . ., or it occurred at that point . . . when, more likely than not, [decedent]'s AVM could not have been successfully treated.
¶14 OHIC, on the other hand, asserts that Robert sustained an
"injury" on the date he first suffered a "physical injurious
change," as that term was used by the court of appeals in Fojut. In Fojut, the court of appeals
determined the date of "injury" for a woman who had undergone tubal
ligation surgery. Fojut, 212
There is no evidence that on the date the tubal ligation was performed that [the plaintiff] suffered any physical injury. The purpose of the surgery was to render [the plaintiff] infertile——to avoid pregnancy. There was no physical injurious change to [the plaintiff]'s body until she became pregnant. . . . Using this date as the date of injury, [the plaintiff]'s claim was untimely because the complaint was not filed within three years.
¶15 OHIC contends that Robert suffered an injury on July 24, 2003, when the sponge was left in his abdominal cavity and he developed an infection. This was a "physical injurious change" to Robert's body, as that term was used in Fojut. In the alternative, OHIC asserts that any "physical injurious change" could have occurred no later than August 8, 2003, when Robert underwent the second surgery to remove the sponge. As a result, because the claims were filed on August 9, 2006, and more than three years had passed, the estate's and Kathy's claims are time-barred by Wis. Stat. § 893.55(1m)(a).
¶16 In response, the estate and Kathy assert that Paul and Fojut
are inconsistent, and that their interpretation of Paul should control
the questions presented here. We
disagree. Although the estate and Kathy
have selected the language from Paul most favorable to their
interpretation, Paul and Fojut are entirely consistent with one
another. Neither of them concludes that
an injury must be untreatable or irreversible to trigger the limitations period
imposed by Wis. Stat. § 893.55(1m)(a). As we noted in Paul, a condition need
not be untreatable before an "injury" occurs; rather, an "actionable
injury arises when the [negligent act or omission] causes a greater harm than [that
which] existed at the time of the [negligent act or omission]." Paul, 242
¶17 Furthermore, our conclusion, that the determination of a
"physical injurious change" is the appropriate benchmark for
establishing the date of "injury" under Wis. Stat. § 893.55(1m)(a), is
consistent with the facts set forth in Paul. In Paul, the rupturing of the
plaintiff's arteriovenous malformation was the first "physical injurious
change" experienced by the plaintiff following the doctor's negligent
misdiagnosis. There was no point prior
to that rupture where "a greater harm than existed at the time of the misdiagnosis"
occurred.
¶18 Applying Paul and Fojut to this case, we conclude that Robert's "injury" that triggered the three-year limitations period in Wis. Stat. § 893.55(1m)(a) occurred on July 24, 2003. It was on that date that an infection-producing sponge was left in Robert's abdomen, which eventually caused his death.[6] The second surgery performed on August 8, 2003, while it may have inflicted an additional injury on Robert because he was subjected to more surgery, mainly confirmed Robert's injury from the first surgery.
¶19 It was the negligence during the first surgery that resulted in an
infection-producing sponge being present in Robert's abdomen. Stated otherwise, by leaving the sponge
inside of Robert, the doctors "cause[d] a greater harm than existed at the
time of the [negligent act]." Paul,
242
¶20 Accordingly, the presence of an infection-producing sponge in Robert's abdominal cavity is the type of "physical injurious change" discussed in Fojut, and our conclusion that it constitutes an "injury" is consistent with Paul. When the doctors negligently left a sponge inside of Robert, which caused the sepsis that resulted in his death, he sustained an "injury" that triggered Wis. Stat. § 893.55(1m)(a)'s three-year limitations period.[7] Because this injury occurred more than three years prior to August 9, 2006, when the claim was filed, we conclude that the estate's claim is time-barred by § 893.55(1m)(a).
¶21 Furthermore, accepting the estate's and Kathy's definition of
"injury" would contradict the maxim that "'[a] later injury from
the same tortious act does not restart the running of the statute' of
limitations." Fojut, 212
¶22 Were we to conclude as the estate and Kathy suggest, it would
logically follow that Robert could not have filed a medical negligence action
once the infection-producing sponge was present inside of his abdomen, even if
that injury led only to a protracted recovery course, rather than to
death. However, many claims of medical
negligence are not grounded in untreatable injuries. For example, in Fojut, a tubal
ligation was negligently performed; however, the ligation was re-done
subsequently. Fojut, 212
C. Wrongful Death
¶23 Having concluded that the estate's medical negligence claim is
time-barred by Wis. Stat. § 893.55(1m)(a),
we now turn to Kathy's wrongful death claim.
A claim for damages due to wrongful death is purely statutory, as it was
unknown at common law. Bartholomew v.
Wis. Patients Comp. Fund, 2006 WI 91, ¶56, 293 Wis. 2d 38, 717 N.W.2d 216 (citing Brown
v. Chicago & N.W. Ry. Co., 102 Wis. 137, 140, 77 N.W. 748 (1898)). When a claim for damages due to wrongful
death is based on medical malpractice, the eligible claimants are those
claimants listed in Wis. Stat. § 655.007. Czapinski v. St. Francis Hosp., Inc.,
2000 WI 80, ¶2, 236
¶24 The claim that she brings is a derivative claim, based on the injury that Robert suffered due to medical negligence. See Lornson v. Siddiqui, 2007 WI 92, ¶¶18-19, 302 Wis. 2d 519, 735 N.W.2d 55 (concluding that Wis. Stat. § 655.007 creates two general types of claims, one of which is a derivative claim in favor of enumerated family members of a patient who has suffered injury or death from medical malpractice).
¶25 OHIC has asserted the statute of limitations found in Wis. Stat. § 893.55(1m)(a) as a bar to Kathy's claim because she brought suit more than three years after Robert was injured by medical negligence. Kathy counters that she could not file a wrongful death claim until Robert's death. Therefore, her claim could have accrued no earlier than the date he died, August 11, 2003. Since her claim was filed on August 9, 2006, less than three years later, she argues that it was timely-filed.
¶26 Kathy cites to the wrongful death statute, Wis. Stat. § 895.03, for the proposition that a wrongful death claim cannot be brought until there is a death. That statute provides:
Whenever the death of a person shall be caused by a wrongful act, neglect or default and the act, neglect or default is such as would, if death had not ensued, have entitled the party injured to maintain an action and recover damages in respect thereof, then and in every such case the person who would have been liable, if death had not ensued, shall be liable to an action for damages notwithstanding the death of the person injured; provided, that such action shall be brought for a death caused in this state.
§ 895.03. However, § 895.03 does not provide when a claim for damages due to wrongful death accrues, or when it must be brought, or when it will be lost.
¶27 Furthermore, because Kathy's claim for damages due to wrongful
death is based on alleged medical negligence, we turn to the controlling
statute of limitations for all claims arising from alleged medical negligence,
Wis. Stat. § 893.55. Hegarty, 249
¶28 That Kathy's derivative claim for damages due to wrongful death is controlled by the specific statute of limitations for medical malpractice is further supported by Wis. Stat. § 655.007. It provides:
[A]ny patient or the patient's representative having a claim or any spouse, parent, minor sibling or child of the patient having a derivative claim for injury or death on account of malpractice is subject to this chapter.
§ 655.007 (emphasis added). Chapter 655 is entitled, "Health Care Liability and Injured Patients and Families Compensation." It is a very comprehensive approach to injuries and death that result from medical malpractice. Accordingly, by expressly establishing that death resulting from medical malpractice is subject to the same rules as is injury that results from medical malpractice, § 655.007 supports the directive that Wis. Stat. § 895.55(1m)(a) applies regardless of whether the claim for damages is based on injury or death.
¶29 Furthermore, we disagree with Kathy's conclusion that, because a
claim for damages due to wrongful death may be brought only if there is first a
death, the claim for damages due to wrongful death must accrue on the date of death. As we have stated previously, "there is
no logical distinction between injury and death claims arising out of medical
malpractice. Once medical malpractice
produces a loss, a remedy exists regardless whether the consequence is injury
or death." Rineck v. Johnson,
155
¶30 The amicus curiae brief of the Wisconsin Association for Justice takes issue with this conclusion, arguing that Wis. Stat. § 893.55(1m)(a) is not the operative statute of limitations for Kathy's wrongful death claim, and that Wis. Stat. § 893.54(2) is the statute of limitations that should govern. Section 893.54(2) is the general statute of limitations for wrongful death actions. It provides: "The following actions shall be commenced within 3 years or be barred: . . . (2) An action brought to recover damages for death caused by the wrongful act, neglect or default of another." However, § 893.54(2) does not address the issue presented here: When does a wrongful death action that is based on medical negligence accrue?
¶31 Furthermore, our conclusion, that the statute limiting pre-death
medical malpractice claims also limits claims for damages due to wrongful death
that arise from medical malpractice, is consistent with our conclusion in Czapinski. In Czapinski, we concluded that the
class of claimants who are entitled to sue for damages due to wrongful death in
a medical malpractice context differs from the class of claimants who may sue
for damages due to wrongful death in other contexts. Czapinski, 236
¶32 We acknowledge that some of our past decisions, outside of the medical malpractice context, could be interpreted to conclude that claims for damages due to wrongful death accrue on the date of the decedent's death. See, e.g., Terbush v. Boyle, 217 Wis. 636, 640, 259 N.W. 859 (1935), overruled on other grounds, Pufahl v. Williams, 179 Wis. 2d 104, 111, 506 N.W.2d 747 (1993) (interpreting a former statute of limitations consistent with an even earlier statutory provision that provided, "'every such action shall be commenced within two years after the death of such deceased person'").
¶33 However, as indicated above, we do not agree that Wis. Stat. § 893.54(2) is the
operative statute of limitations for Kathy's claim, because her claim arises
from alleged medical malpractice.
Wisconsin Stat. § 893.55(1m)
states that it is the governing statute of limitations for "damages for
injury arising from any treatment or operation performed by . . .
a health care provider, regardless of the theory on which the action is
based." (Emphasis added.) The plain language of the statute instructs
that it is to control, "regardless of the theory on which the action is
based," whether it be the estate's claim for medical negligence or Kathy's
claim for damages due to wrongful death, so long as the action is one for
"damages for injury arising from any treatment or operation performed by . . .
a health care provider." § 893.55(1m). Kathy's claim for damages due to wrongful
death most certainly falls within § 893.55(1m)'s
description of the claims it governs. As
the court of appeals noted in Hegarty, "it is apparent that the
legislature intended that any claim alleging negligence against a health care
provider would be controlled by § 893.55, even though the medical
malpractice claim is based on a wrongful death." Hegarty, 249
¶34 Finally, even though Wis. Stat. § 893.54(2) provides a general
statute of limitations for claims for damages due to wrongful death, "[w]here
two statutes apply to the same subject, the more specific controls." Clean
Section 893.55 clearly is the more specific of the two statutes. Unlike sec. 893.54, it concerns itself not only with injury to the person, but also with a particular way in which the injury arises, i.e., resulting from an act or omission of a "health care provider."
Clark, 161
¶35 Kathy also contends that interpreting the wrongful death statute, Wis. Stat. § 895.03, as a statute of entitlement that establishes a statutory claim brings her claim within the court of appeals' opinion in Miller. We agree that § 895.03 establishes the entitlement to a claim for damages due to wrongful death that the legislature created. However, as we explain below, Miller never reaches the argument Kathy presents here.
¶36 In Miller, as in this case, the plaintiffs were an estate,
asserting a medical negligence claim on behalf of the decedent, and the
decedent's surviving spouse, asserting a wrongful death claim. Miller, 170
¶37 The court of appeals determined that the wife could not maintain
her claim for damages due to wrongful death because, in order for a claim for
damages due to wrongful death to be maintained, it is necessary that the
decedent, at the time of death, "could have maintained an action and recovered
damages had his death not ensued."
¶38 We acknowledge that Miller, like this case, dealt with a
claim for damages due to wrongful death based on underlying medical
malpractice, and that Wis. Stat. § 893.55
was the operative statute of limitations.
¶39 However, Miller did not confront the issue presented to us
in this review, i.e., whether a surviving relative's claim for damages due to
wrongful death accrues on the same date as does the medical negligence action
on which it is based. Miller's
statements regarding the date of accrual of a claim for damages due to wrongful
death based on underlying medical malpractice were dicta, as they were not
necessary to the theory on which the court of appeals decided the case. State v. Sartin, 200
¶40 The conclusion upon which the Miller decision was based was
that the decedent, himself, had no actionable claim for medical negligence at
the time of his own death. Miller,
170
¶41 Our conclusions about Miller are further strengthened
because Miller relied on our decision in Terbush to say that
claims for damages due to wrongful death accrue on the date of death.
¶42 Justice Crooks' concurrence/dissent also relies on Holifield, a case cited in Miller, for the same premise.[9] However, Holifield, like Terbush,
is inapposite in this case. First, Holifield
predates adoption of Wis. Stat. § 893.55,
the controlling statute in this case.
Second, the claim for damages due to wrongful death in Holifield
was based on underlying actions for products liability and negligent
manufacture based on injuries that resulted when the grinding wheel on a
grinding machine exploded. Holifield,
42
¶43 Finally, we note that, because the decision in Miller was
exclusively based on the conclusion that the decedent had no actionable claim
for medical negligence at the time of his death, Miller, 170
Wis. 2d at 441, the court of appeals' did not answer a number of other
questions that appear to have been posed by the facts of that case.
¶44 In addition, Wis. Stat. § 893.55(1m)(b) provides that if § 893.55(1m)(a) does not yield a later limitations period, the action shall be commenced within:
One year from the date the injury was discovered or, in the exercise of reasonable diligence should have been discovered, except that an action may not be commenced under this paragraph more than 5 years from the date of the act or omission.
§ 893.55(1m)(b).[11] As is apparent, § 893.55(1m)(b) provides a statute of repose,
wherein no action may be commenced for medical malpractice "more than 5
years from the date of the act or omission," regardless of when the injury
occurred, was discovered or reasonably should have been discovered.
¶45 As a result, because of the limited and exclusive basis for the court of appeals' decision, the lack of any discussion regarding Wis. Stat. § 893.55, and the fact that the court's statements regarding the accrual date for the wife's claim for damages due to wrongful death were no more than dicta, we conclude that Miller does not persuasively support the proposition that claims for damages due to wrongful death based on underlying allegations of medical negligence accrue on the date of the decedent's death, rather than on the date of the underlying "injury" to the decedent.
¶46 As a final contention, Kathy asserts that to reject Miller's
statements regarding the accrual date of claims for damages due to wrongful
death in the medical malpractice context, and to hold that her claim for
damages due to wrongful death accrued on the date of Robert's
"injury," will lead to unduly harsh results. Specifically, Kathy argues that our
interpretation of the statute as applied to her wrongful death claim will mean
that some claims may accrue before they can be brought. We acknowledge that this may be a result of
our decision. However, harshness is not
a permissible basis for reaching a different conclusion. Scott v. Savers Prop. & Cas. Ins. Co.,
2003 WI 60, ¶37, 262
¶47 In addition, it is not our place to question the policy decisions
of the legislature. Hoida, Inc. v. M&I
Midstate Bank, 2006 WI 69, ¶24,
291 Wis. 2d 283, 717 N.W.2d 17 (reasoning that "[t]he legislature . . .
establishes public policy for the state through the statutes it enacts, and we
are limited 'to applying the policy the legislature has chosen to enact, and
may not impose [our] own policy choices'" (quoting Fandrey v. Am.
Family Mut. Ins. Co., 2004 WI 62, ¶16, 272
¶48 We have concluded that Kathy's wrongful death claim is derivative of a medical negligence claim, for which the applicable statute of limitations is Wis. Stat. § 893.55(1m)(a). Because the accrual date for claims under § 893.55(1m)(a) is the date of "injury" caused by the underlying act of medical negligence, and the "injury" Robert suffered here occurred more than three years prior to the filing of Kathy's wrongful death claim, we conclude that her claim is time-barred. § 893.55(1m)(a).
III. CONCLUSION
¶49 Because we conclude that Robert suffered an "injury" for purposes of Wis. Stat. § 893.55(1m)(a) when he experienced a "physical injurious change," and that the "physical injurious change" occurred more than three years prior to the filing of the estate's claim, we conclude that the estate's claim is time-barred by § 893.55(1m)(a). We further conclude that Kathy's wrongful death claim based on Robert's death that allegedly was caused by medical negligence accrued on the same date as the estate's claim. Therefore, it, too, is precluded by § 893.55(1m)(a). Accordingly, we affirm the decision of the court of appeals that affirmed the circuit court's decision granting summary judgment in favor of OHIC.
By the Court.—The decision of the court of appeals is affirmed.
¶50 ANN WALSH BRADLEY, J. (concurring in part and dissenting in part). Is death a condition precedent to a wrongful death claim? It seems pretty obvious that the answer should be "yes."
¶51 Yet, the majority answers this question "no." Acknowledging some displeasure with its own response, the majority attempts to blame the legislature for the majority's interpretation. See majority op., ¶46, ¶47 n.11. The legislature could not have intended such a result.
¶52 I instead conclude that a wrongful death claim accrues upon death——not before death——and therefore join Justice Crooks in dissenting. As he aptly discusses, it is impossible to read the language of Wis. Stat. § 895.03 or our prior cases "in any way other than that death is a condition precedent, which must be met, before there can be such a lawsuit for wrongful death." J. Crooks' dissent/concurrence, ¶93.
¶53 I write separately, however, to address two additional infirmities of the majority opinion. First, although I agree with the majority that Robert's estate's claim for medical malpractice is barred by the statute of limitations, I do not join its analysis. In determining that Robert suffered an injury on the date that an "infection-producing sponge" was left in his abdomen, the majority's discussion fails to elucidate a clear holding and in fact confuses the law.
¶54 Second, I write
separately to comment on the majority's discussion of dicta. Instead of providing a clear definition of dicta,
the majority provides multiple incomplete definitions. It fails to acknowledge as we have previously
explained that
I
¶55 The circuit court correctly observed that under
¶56 Ultimately, the court made a finding that the physical injurious change in this case occurred on the date of the second surgery: "[T]he Court finds that the latest point where the injury occurs that forms the first justification for a claim would be the second surgery, which would not have been necessary but for the negligence of the medical staff."
¶57 The majority, however, determines otherwise. It states, "It was the negligence during
the first surgery that resulted in an infection-producing sponge being present
in Robert's abdomen." Majority op.,
¶19. Further, "the presence of an
infection-producing sponge in Robert's abdominal cavity is the type of
'physical-injurious change' discussed in [our case law.]"
¶58 In
focusing on the first surgery, it is unclear whether the majority intends to be
making a finding of fact or a conclusion of law. To the extent that the majority is finding
the fact of when the physical injurious change occurred, the majority ignores
the well-established principle that an appellate court will not disturb a
finding of fact of the circuit court unless it is clearly erroneous. The majority offers no analysis as to why it
can supplant its finding for that of the circuit court.
¶59 If the majority's determination is a conclusion of law, then it fails to elucidate a clear test and confuses the law. I cannot join the majority opinion because I do not understand what the majority holds.
¶60 Under the majority's test, when is there a "physical injurious
change"? That is, when does the
cause of action accrue?
¶61 Does it accrue on the day that a foreign object is left in the body? I am unsure. The majority's test seems to require more.
¶62 Does the majority's conclusion mean that when there is no subsequent physical change, sponges and other foreign objects can be left in a patient's body with impunity? I don't know. But if so, how could the law countenance such a conclusion?
¶63 Throughout the opinion, the majority repeatedly refers to the sponge as "infection-producing." See majority op., ¶¶18, 19, 20, 20 n.7. This grammatical construction suggests that it is not the leaving of a foreign object in the body that is the injury——rather, an injury occurs when a foreign object is left and the object produces an infection.
¶64 This begs the question. The majority finds that "the
infection-causing sponge was present in Robert's abdomen" on the date of
the first surgery. Majority op., ¶20 n.7. The majority states further that there is no
dispute that "the infection-causing sponge first was present in Robert's
abdomen" on the date of the first surgery.
¶65 The majority's assertion is only half correct. Certainly, there is no dispute that the sponge was present on the date of the first surgery. Yet, there are no facts in the record that indicate that the sponge was "infection-producing" when the first surgery was performed.
¶66 There is nothing in the record that indicates whether the doctors selected a clean, sterile sponge to use during surgery, or whether the sponge was infected when it was initially left in Robert's abdomen. Arguably, the sponge started producing an infection at some point after the surgery occurred.[14]
¶67 The majority can point to no facts in the record that demonstrate that the sponge was "infection-producing" the moment it was initially left in Robert's abdomen.[15] The majority's unfounded factual assumption that the events occurred simultaneously allows it to evade a more thorough examination of its new test.
¶68 Consider the facts of a
¶69 If the majority's test was applied to the facts of that case, would
the cause of action accrue on the date that the surgeon left the needle which
caused the subsequent rupture, peritonitis, and fever? I think so, but am unsure. It seems odd that the cause of action could
accrue two and one-half years before the injury even occurs. How could the law support such an incongruous
result? The answer is that it does
not. Such a result would be contrary to well-established
¶70 For years,
¶71 There
are strong policy reasons for keeping negligence and injury analytically
separate. "If a negligent act or
omission . . . triggered the limitations period . . . potential claimants who
have not yet been injured would be seeking relief for damages that may never
occur." Paul, 242
¶72 What
is particularly troublesome is that all of the uncertainty engendered by the
majority's analysis is unnecessary. The
majority has no need to determine that "the presence of an
infection-causing sponge" is an injury.
¶73 The estate's claim for medical malpractice was not filed until August 9, 2006, three years and one day after the circuit court determined that the action accrued. Even if Robert's injury occurred as late as August 8, 2003, the estate's medical malpractice claim accrued more than three years before the claim was filed. Thus, I agree that the claim is barred by the statute of limitations.
II
¶74 I also write separately to comment on the majority's categorization
of a previous court of appeals statement as "dicta." See majority op., ¶39, ¶40 n.8 (discussing Miller v. Luther, 170
¶75 The contours of a jurisprudence are shaped in part by how dicta is defined and applied. Yet, it has recently been observed that because judges often select definitions as needed for the resolution of a particular case, the definitions of dicta vary from jurisdiction to jurisdiction and across courts: "Through a loose set of practices that vary considerably across jurisdictions, and, perhaps more problematically, across courts and cases, judges, entirely on their own, define such terms as needed to assist in the task of resolving particular cases." Michael Abramowicz & Maxwell Stearns, Defining Dicta, 57 Stan. L. Rev. 953, 958 (2005).
¶76 The problem with the majority opinion lies not in the varying and often inconsistent definitions of dicta across multiple jurisdictions or courts. Rather, the problem is that the majority fails to elucidate a clear and consistent definition of dicta within this one opinion. Within the same opinion, it provides four different tests for determining whether a statement is dicta.
¶77 It first describes dicta as a statement that is "not necessary
to the theory on which the court . . . decided the case." Majority op., ¶39. Next, it
employs a three-part test defining dicta as a statement "which [1] extends
beyond the facts in the case and [2] is broader than necessary and [3] not
essential to the determination of the issues before it."
¶78 The majority fails to acknowledge, as we have previously explained, that in
It is deemed the doctrine of the cases is that when a court of last resort intentionally takes up, discusses, and decides a question germane to, though not necessarily decisive of, the controversy, such decision is not a dictum but is a judicial act of the court which it will thereafter recognize as a binding decision.
State v. Picotte, 2003 WI 42, ¶61, 261 Wis. 2d 249, 661 N.W.2d 381 (quoting Chase v. Am. Cartage Co., 176 Wis. 235, 238, 186 N.W. 598 (1922)); see also State v. Kruse, 101 Wis. 2d 387, 392, 305 N.W.2d 85 (1981) ("While the statement in [a prior case] was not decisive to the primary issue presented, it was plainly germane to that issue and is therefore not dictum.").
¶79 The court of appeals has also noted that "[w]hen an appellate
court intentionally takes up, discusses and decides a question germane to a
controversy, such a decision is not a dictum but is a judicial act of the court
which it will thereafter recognize as a binding decision." State v. Holt, 128 Wis. 2d 110, 123, 382 N.W.2d 679 (Ct. App. 1985); see
also State v. Sanders, 2007 WI App 174, ¶25, 304 Wis. 2d 159, 737 N.W.2d 44; State v. Rushing,
2007 WI App 227, ¶12, 305 Wis.
2d 739, 740 N.W.2d 894.
¶80 A competing line of cases defines dicta as "a statement or
language expressed in a court's opinion which extends beyond the facts in the
case and is broader than necessary and not essential to the determination of
the issues before it." State v.
Sartin, 200
¶81 Yet, the majority
never discusses whether the statement it dismisses as dicta was "germane
to the controversy before the court."
It never acknowledges the line of cases quoted above. Instead, it simply ignores the question.[17]
¶82 How a court defines and applies dicta is important to our common
law tradition of fidelity to prior cases.
The principle of stare decisis——the
obligation to adhere to past opinions——"promotes
the evenhanded, predictable, and consistent development of legal
principles."
¶83 Yet, loose and unpredictable standards for determining whether a
statement is dicta can undermine stare decisis and the principles of judicial
restraint. As Judge Brown of the court
of appeals has stated, "[t]he term 'dicta' . . . is often too broadly
defined, usually by a lawyer who is searching for a way not to be bound by a
prior published decision." Sanders,
304
¶84 Commentators have noted that "[a]s the distinction between holding and dicta becomes increasingly vague, past precedents can be increasingly manipulated. Judges will face greater temptation to cheat . . . when they can offer some facially plausible argument for disregarding a statement in a prior case." Abramowicz & Stearns, supra, at 1024.
¶85 Here, the majority fails to elucidate a clear standard for
determining whether a court's statement is dicta. Instead, it employs the term dicta selectively to dismiss a difficult
proposition from a prior decision without meaningful analysis. This end run around stare decisis undermines
our common law tradition of fidelity to precedent.
¶86 For
the reasons discussed above, I respectfully concur in part and dissent in part.
¶87 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON and Justice N. PATRICK CROOKS join this concurrence/dissent.
¶88 N. PATRICK CROOKS, J. (dissenting in part, concurring in part). There are undoubtedly statute of limitations cases where the crucial question of the date the claim accrued is a close question that requires a court to make a difficult decision. A wrongful death case, however, should not be such a case.
¶89 The approach adopted by the majority in this case——that a three-year statute of limitations on a wrongful death claim somehow runs before three years have elapsed after the date of death[18]——unfortunately may foster a public perception that common sense sometimes is lacking in court decisions.
¶90 Because long-standing precedent in Wisconsin establishes the date of death as the date on which a wrongful death claim accrues, and because the majority rule creates an unnecessary exception to this sensible approach, I respectfully dissent from that portion of the majority opinion.
¶91 I agree with the majority, however, that the estate's claim for injury to Robert Genrich allegedly caused by medical malpractice is time-barred because of the application of Wis. Stat. § 893.55(1m)(a).
¶92 In regard to the wrongful death action of Kathy Genrich, as the surviving spouse of Robert Genrich, the place to start the analysis is with the wrongful death entitlement statute, Wis. Stat. § 895.03, which states:
Recovery for death by wrongful act. Whenever the death of a person shall be caused by a wrongful act, neglect or default and the act, neglect or default is such as would, if death had not ensued, have entitled the party injured to maintain an action and recover damages in respect thereof, then and in every such case the person who would have been liable, if death had not ensued, shall be liable to an action for damages notwithstanding the death of the person injured; provided, that such action shall be brought for a death caused in this state.
¶93 The statute seems quite clear that in order to recover for a death, the party responsible for the injury resulting in death may be sued for damages despite the death of the person injured. It seems impossible to me to read the statute in any way other than that death is a condition precedent, which must be met, before there can be such a lawsuit for wrongful death.
¶94 That conclusion is consistent with
¶95 In Terbush, the question was when did the claim accrue: (1) on the date of injury; (2) on the date of
death; or (3) when the administrator was appointed. This court, in a unanimous opinion authored
by then Chief Justice Marvin B. Rosenberry, clearly answered the question: "The action for wrongful death accrues
at time of death . . . ."
¶96 In Holifield v. Setco Indus., Inc., 42
¶97 In the case of Miller v. Luther, 170
Section 895.03 is not a statute of limitation, but rather is an entitlement statute. Although a wrongful death action accrues at the time of the decedent's death, a beneficiary is not even entitled to bring a wrongful death action unless the conditions in sec. 895.03 exist. Section 895.03 mandates that a wrongful death action cannot be brought unless the decedent, at the time of his death, was entitled to maintain an action and recover damages. [Emphasis added.]
¶98 In Miller, the court of appeals went on to emphasize, again,
that "a wrongful death action accrues at the time of death . . . ."
¶99 In the case before the court, since Robert Genrich had a claim at the time of his death on August 11, 2003, his surviving spouse, Kathy Genrich, had a claim for wrongful death that accrued on that date——the date of his death. This wrongful death claim, therefore, was brought within the applicable statute of limitations when commenced on August 9, 2006.
¶100 For the foregoing reasons, focusing on the relevant statutory
language and long-standing precedent in
¶101 I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON and Justice ANN WALSH BRADLEY join this opinion.
[1] Estate of Genrich v. OHIC Ins. Co., No. 2007AP541, unpublished slip op. (
[2] The Honorable Daniel S.
George of
[3] All further references to the Wisconsin Statutes are to the 2005-06 version, unless otherwise noted.
[4] There is no argument that Wis. Stat. § 893.55(1m)(b) applies instead of § 893.55(1m)(a). Under § 893.55(1m)(a), the date of "injury" is the operative inquiry, rather than the date of the discovery of the injury under § 893.55(1m)(b).
[5] For purposes of our review, we note that the estate and Kathy no longer assert that OHIC is estopped from arguing that the statute of limitations precludes their claims based on the statements of the insurance claims adjuster. Instead, they have limited their arguments to the two issues we enumerated: (1) whether Wis. Stat. § 893.55(1m)(a) time-bars the estate's medical negligence claim, and (2) whether § 893.55(1m)(a) time-bars Kathy's wrongful death claim.
[6] The estate and Kathy argue
that because OHIC set forth several potential dates on which Robert's injury
could have occurred, and because the parties' legal theories produce disputed
dates of "injury," there are disputed questions of material fact here
that preclude summary judgment.
We
disagree. While it is true that summary
judgment may be granted only where there are no disputed issues of material
fact, Oneida County Dep't of Social Services v. Nicole W., 2007 WI 30,
¶8, 299 Wis. 2d 637, 728 N.W.2d 652 (citing Wis. Stat. § 802.08(2)),
and there may be factual disputes here, none of those disputes relate to material
facts. All of the potential dates for
Robert's "injury" suggested by OHIC occurred before August 9,
2003, and therefore, even if it is legitimately disputed on which of those
dates Robert sustained an "injury" triggering the statute of
limitations, all of those dates suffice to cause the estate's claim to be
time-barred by Wis. Stat. § 893.55(1m)(a).
Therefore, any factual dispute about which date should be applied is not
material. Maroney v. Allstate Ins.
Co., 12
Furthermore,
although the parties' various legal theories set forth different dates for
Robert's "injury," our adoption of one legal theory over another, and
thereby one date of "injury" over another, does not resolve a
disputed question of fact. The historic
facts are not disputed; it is only the legal consequences that flow from those
facts that are subject to dispute.
Therefore, our choice of a date resolves a disputed question of law, for
which summary judgment is entirely appropriate.
Snider v. N. States Power Co., 81
[7] Justice Bradley purposefully misinterprets the majority opinion, asserting that it "confuses the law" and is subject to "additional infirmities." Justice Bradley's concurrence/dissent, ¶53. However, what Justice Bradley misses is that this case arises from an occurrence when negligence and injury happened simultaneously, as is often the case. For example, consider the tortfeasor who negligently stumbles while carrying a pot of boiling water which he pours on the victim. The negligence (pouring boiling water on the victim) and the injury (scalding the victim) occur simultaneously.
The negligence and injury in this case arise in a similar fashion. That is, the doctors left a sponge in Robert's abdominal cavity. This was a negligent act. This negligent act resulted in an infection-causing sponge being present in Robert's abdominal cavity. The presence of an infection-causing sponge in Robert's abdominal cavity was an injury. Accordingly, the negligent act occurred simultaneously with the injury in this case.
Justice Bradley accuses the majority opinion of
impermissibly finding facts.
The circuit court considered a number of different events that might have constituted an injury to Robert, but did not expressly find the date upon which Robert's injury occurred. Instead, the circuit court found that August 8, 2003, the date of Robert's second surgery, was the last possible date on which he could have suffered an injury triggering Wis. Stat. § 893.55(1m)(a). Because the claims were filed more than three years after this date, the court held that they were barred.
However, it is an undisputed fact that the
infection-causing sponge was present in Robert's abdomen on the date his first
surgery concluded, and this is the date on which we conclude that Robert
suffered an injury. We do not, contrary
to Justice Bradley's assertions, find as a fact the date on which Robert's
infection developed. Rather, because
there was no dispute about the date on which the infection-causing sponge first
was present in Robert's abdomen, we determine when the injury occurred as a
question of law. State ex rel. Flores
v. State, 183
[8] Justice Crooks'
dissent/concurrence quotes the following language from Miller v. Luther,
170 Wis. 2d 429, 489 N.W.2d 651 (Ct. App. 1992), and argues that the court
of appeals' statements with regard to the accrual date of a claim for damages
due to wrongful death were not dicta:
"[Miller's] wrongful death action was not barred by the
application of its own statute of limitation," id. at 441. Justice Crooks' dissent/concurrence, ¶98 n.2 (emphasis added in Justice
Crooks' dissent/concurrence).
However, the court of appeals in Miller engaged in no substantive
analysis of the statute of limitations applicable to Miller's wrongful death
claim, and made this quoted statement only after concluding that Miller's claim
for damages due to wrongful death was barred because her husband could not have
maintained a cause of action at the time of his death, Miller, 170
Wis. 2d at 441. Accordingly, the
accrual date of Miller's claim for damages due to wrongful death was not
necessary to the holding that her claim was barred; the court of appeals'
statements were dicta in this respect. State
v. Sartin, 200
[9] Justice Crooks' dissent/concurrence, ¶96.
[10] Our discussions of Terbush
v. Boyle, 217
[11] We also note that Justice Crooks' dissent/concurrence would lead to a result that is inconsistent with the five-year statute of repose set forth in Wis. Stat. § 893.55(1m)(b). Specifically, if claims for damages due to wrongful death in the medical negligence context were held to accrue on the decedent's date of death, rather than on the date of injury, a situation could arise where a claim for damages due to wrongful death could be brought almost six years after the date of the underlying medical negligence that caused the injury——three years for the claim of the medical patient subjected to medical negligence, plus an additional three years for the claim for damages due to wrongful death. This result would directly contravene the five-year statute of repose contained in § 893.55(1m)(b).
[12] Oft times a court's decision seems incomplete because statutory provisions that appear to apply are not addressed. However, the focus of court decisions is generally controlled by the litigants, and if they do not raise a particular issue, generally the court does not address it.
[13] Justice Crooks suggests
that our conclusion here "may foster a public perception that common sense
sometimes is lacking in court decisions."
Justice Crooks' dissent/concurrence, ¶89. However, his
criticism may be more appropriately viewed as an expression of frustration with
the unambiguous language of Wis. Stat. § 893.55(1m)(a). The fact is, the legislature has expressly
stated that "an action to recover damages for injury arising from any
treatment or operation performed by, or from any omission by, a person who is a
health care provider, regardless of the theory on which the action is based,
shall be commenced within . . . [t]hree years from the
date of the injury."
We appreciate Justice Crooks' concern that it may
appear that one could be required to file a claim for damages due to wrongful
death before the death occurs. However,
this concern is misplaced because a claim for wrongful death damages is a
derivative claim for damages that may be added by amending a complaint for
medical negligence that was brought before the patient dies. Wis. Stat. § 802.09(3); see Korkow v. Gen. Cas. Co.
of
[14] There are a plethora of
medical malpractice sponge cases. Even
sponges which reportedly were sterile have been the subject of claims involving
infectious injury. See, e.g., Faherty
v. Gracias, 874 A.2d 1239, 1247 (Pa. Super. 2005); Hutchins v. Fletcher
Allen Health Care, 776 A.2d 376, 377 (
One such case is Seals v. Gosey, 565
So. 2d 1003 (
[15] The majority can only assert that the infection developed "soon" after the July 24 surgery. Majority op., ¶3. This fact is consistent with the record, but it does not establish when the sponge became "infection-producing."
Only two and one-half weeks elapsed between the first surgery and Robert's death. At some time during this period, the infection developed. Stating that the infection developed "soon" after the surgery does nothing to pinpoint when in fact the sponge started producing an infection.
[16] See Bowers v.
Olch, 260 P.2d 997 (
[17] The majority never examines
whether the Miller court intentionally took up, discussed, and decided
the question of when Miller's wife's claim for wrongful death accrued. See majority op., ¶¶35-45 (discussing Miller
v. Luther, 170
The court of appeals
reversed the circuit court's decision.
Surely, this proposition was
germane to the issue before the court——the
statute of limitations for a wrongful death action was the basis of the circuit
court's decision. Further, if the
claim was barred by the wrongful death statute of limitations, the court would
have no need to reach out and decide that the claim could not be maintained on
other grounds.
[18] Majority op., ¶34.
[19] The majority claims
that these statements are dicta.
Majority op., ¶39. The court of appeals' holding in Miller
that a wrongful death action accrues at the time of the decedent's death, but
that such "action cannot be brought unless the decedent, at the time of
his death, was entitled to maintain an action and recover damages," was
essential to the court's determination of the issues based on the particular
facts before it. Miller v. Luther,
170
In setting forth its holding, the court of appeals
went on to emphasize the significance of accrual at the time of death: "Thus, Miller's wrongful death action
was barred by a statute of limitation only to the extent that her husband
failed to preserve his medical malpractice claim against Luther, and,
subsequently, barred Miller's action under sec. 895.03. Her wrongful death action was not barred
by the application of its own statute of limitation."